JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 3, 2017

Total Value ($000): $512,870 (100.0% shares, 0.0% debt)

Holdings (109)

XOM EXXON MOBIL CORP 5.1%
Value ($000) $25,909 Shares 316,041 Est. Cost $54.59 Unrealized -0.5%
JNJ JOHNSON & JOHNSON 4.7%
Value ($000) $24,341 Shares 187,221 Est. Cost $60.65 Unrealized +73.1%
EMR EMERSON ELECTRIC CO 4.5%
Value ($000) $22,937 Shares 365,001 Est. Cost $42.83 Unrealized +14.9%
GLW CORNING INC 4.1%
Value ($000) $21,053 Shares 703,633 Est. Cost $11.53 Unrealized +104.7%
PFE PFIZER INC 3.2%
Value ($000) $16,450 Shares 460,789 Est. Cost $17.33 Unrealized +28.4%
SLB SCHLUMBERGER NV 3.1%
Value ($000) $15,938 Shares 228,474 Est. Cost $55.26 Unrealized -6.1%
ABT ABBOTT LABORATORIES 2.8%
Value ($000) $14,516 Shares 272,032 Est. Cost $34.38 Unrealized +26.1%
LNN LINDSAY CORP 2.7%
Value ($000) $13,894 Shares 151,191 Est. Cost $67.88 Unrealized +18.9%
NVS NOVARTIS AG 2.6%
Value ($000) $13,574 Shares 158,110 Est. Cost $76.10 Unrealized
GVA GRANITE CONSTRUCTION INC 2.6%
Value ($000) $13,428 Shares 231,709 Est. Cost $30.66 Unrealized +71.9%
MRK MERCK & CO INC 2.6%
Value ($000) $13,265 Shares 207,169 Est. Cost $31.32 Unrealized +49.0%
INTC INTEL CORP 2.5%
Value ($000) $12,788 Shares 335,815 Est. Cost $17.44 Unrealized +69.6%
TE CONNECTIVITY LTD 2.1%
Value ($000) $10,801 Shares 130,041 Est. Cost $56.85 Unrealized
GM GENERAL MOTORS CO 2.0%
Value ($000) $10,420 Shares 258,038 Est. Cost $25.63 Unrealized +23.2%
IBM INTERNATIONAL BUSINESS MACHINE 1.9%
Value ($000) $9,706 Shares 66,898 Est. Cost $102.73 Unrealized -5.7%
INGERSOLL-RAND PLC 1.8%
Value ($000) $9,007 Shares 101,004 Est. Cost $57.46 Unrealized
WMT WAL-MART STORES INC 1.7%
Value ($000) $8,823 Shares 112,917 Est. Cost $16.63 Unrealized +37.7%
GREAT PLAINS ENERGY INC 1.7%
Value ($000) $8,731 Shares 288,144 Est. Cost $24.89 Unrealized
BMY BRISTOL-MYERS SQUIBB CO 1.7%
Value ($000) $8,503 Shares 133,406 Est. Cost $28.67 Unrealized +50.4%
HON HONEYWELL INTERNATIONAL INC 1.6%
Value ($000) $8,165 Shares 57,609 Est. Cost $53.13 Unrealized +96.4%
COP CONOCOPHILLIPS 1.6%
Value ($000) $8,056 Shares 160,950 Est. Cost $32.11 Unrealized +7.3%
AZTA BROOKS AUTOMATION INC 1.6%
Value ($000) $8,006 Shares 263,697 Est. Cost $8.51 Unrealized +189.4%
WTS WATTS WATER TECHNOLOGIES INC 1.5%
Value ($000) $7,881 Shares 113,891 Est. Cost $55.07 Unrealized +16.7%
MSFT MICROSOFT CORP 1.5%
Value ($000) $7,770 Shares 104,305 Est. Cost $26.70 Unrealized +149.7%
BCE BCE INC 1.5%
Value ($000) $7,763 Shares 165,765 Est. Cost $23.23 Unrealized +20.4%
OGE OGE ENERGY CORP 1.4%
Value ($000) $7,360 Shares 204,266 Est. Cost $33.49 Unrealized +6.5%
GLAXOSMITHKLINE PLC 1.4%
Value ($000) $7,306 Shares 179,958 Est. Cost $46.41 Unrealized
AMERICAN SOFTWARE INC 1.4%
Value ($000) $7,229 Shares 636,354 Est. Cost $9.58 Unrealized
BNS BANK OF NOVA SCOTIA 1.4%
Value ($000) $6,979 Shares 108,617 Est. Cost $29.86 Unrealized +35.0%
MDU MDU RESOURCES GROUP INC 1.3%
Value ($000) $6,591 Shares 254,007 Est. Cost $6.68 Unrealized +16.4%
GENERAL ELECTRIC CO 1.3%
Value ($000) $6,460 Shares 267,144 Est. Cost $25.70 Unrealized
NEE NEXTERA ENERGY INC 1.2%
Value ($000) $6,257 Shares 42,693 Est. Cost $14.15 Unrealized +110.1%
BAX BAXTER INTERNATIONAL INC 1.2%
Value ($000) $6,213 Shares 99,008 Est. Cost $38.90 Unrealized +37.6%
GUGGENHM S&P GL WTR ETF 1.2%
Value ($000) $6,003 Shares 174,400 Est. Cost $27.21 Unrealized
EXC EXELON CORP 1.2%
Value ($000) $5,907 Shares 156,805 Est. Cost $15.40 Unrealized +29.9%
EEMV ISHARES:EDGE MSCI MV EM 1.1%
Value ($000) $5,529 Shares 95,166 Est. Cost $56.02 Unrealized
IDA IDACORP INC 1.0%
Value ($000) $5,278 Shares 60,025 Est. Cost $48.08 Unrealized +82.0%
CIEN CIENA CORP 1.0%
Value ($000) $4,966 Shares 226,033 Est. Cost $21.51 Unrealized +11.2%
CALAMP CORP 0.9%
Value ($000) $4,850 Shares 208,600 Est. Cost $14.84 Unrealized
TMO THERMO FISHER SCIENTIFIC INC 0.9%
Value ($000) $4,818 Shares 25,466 Est. Cost $79.76 Unrealized +122.0%
LFCR LANDEC CORP 0.9%
Value ($000) $4,715 Shares 364,084 Est. Cost $11.90 Unrealized +10.8%
DGX QUEST DIAGNOSTICS INC 0.9%
Value ($000) $4,564 Shares 48,743 Est. Cost $55.93 Unrealized +60.7%
EWC ISHARES:MSCI CANADA 0.7%
Value ($000) $3,837 Shares 132,591 Est. Cost $26.42 Unrealized
DUK DUKE ENERGY CORP 0.7%
Value ($000) $3,800 Shares 45,280 Est. Cost $49.89 Unrealized +21.9%
ACM AECOM 0.7%
Value ($000) $3,637 Shares 98,800 Est. Cost $31.34 Unrealized +0.9%
VIAV VIAVI SOLUTIONS INC 0.7%
Value ($000) $3,556 Shares 375,867 Est. Cost $9.31 Unrealized +11.9%
FLS FLOWSERVE CORP 0.7%
Value ($000) $3,521 Shares 82,661 Est. Cost $39.76 Unrealized -11.1%
TPC TUTOR PERINI CORP 0.7%
Value ($000) $3,471 Shares 122,210 Est. Cost $28.35 Unrealized -5.2%
EWS ISHARES:MSCI SPORE CPD 0.7%
Value ($000) $3,441 Shares 140,870 Est. Cost $20.01 Unrealized
THE SWISS HELVETIA FUND INC. 0.6%
Value ($000) $3,118 Shares 244,160 Est. Cost $10.86 Unrealized
NEW YORK COMMUNITY BANCORP INC 0.6%
Value ($000) $3,005 Shares 233,116 Est. Cost $14.65 Unrealized
MONSANTO CO 0.6%
Value ($000) $2,975 Shares 24,827 Est. Cost $91.23 Unrealized
ORBOTECH LTD 0.6%
Value ($000) $2,972 Shares 70,417 Est. Cost $22.12 Unrealized
CNDT CONDUENT INC 0.6%
Value ($000) $2,922 Shares 186,485 Est. Cost $15.80 Unrealized +3.4%
PEG PUBLIC SERVICE ENTERPRISE GROU 0.5%
Value ($000) $2,812 Shares 60,810 Est. Cost $28.44 Unrealized +19.7%
AAPL APPLE INC 0.5%
Value ($000) $2,793 Shares 18,121 Est. Cost $21.46 Unrealized +68.4%
HARDINGE INC 0.5%
Value ($000) $2,754 Shares 180,337 Est. Cost $11.81 Unrealized
ELMIRA SAVINGS BANK 0.5%
Value ($000) $2,630 Shares 130,836 Est. Cost $20.69 Unrealized
MMM 3M CO 0.5%
Value ($000) $2,597 Shares 12,373 Est. Cost $61.85 Unrealized +110.0%
EWA ISHARES:MSCI AUSTRALIA 0.5%
Value ($000) $2,443 Shares 108,850 Est. Cost $21.58 Unrealized
AMGN AMGEN INC 0.5%
Value ($000) $2,379 Shares 12,758 Est. Cost $73.34 Unrealized +87.5%
XYL XYLEM INC 0.5%
Value ($000) $2,371 Shares 37,850 Est. Cost $23.15 Unrealized +133.6%
SBNY SIGNATURE BANK 0.5%
Value ($000) $2,369 Shares 18,502 Est. Cost $126.46 Unrealized
XEROX CORP 0.5%
Value ($000) $2,344 Shares 70,414 Est. Cost $28.73 Unrealized
GOOG ALPHABET INC 0.3%
Value ($000) $1,665 Shares 1,736 Est. Cost $35.61 Unrealized +29.8%
GOOGL ALPHABET INC 0.3%
Value ($000) $1,555 Shares 1,597 Est. Cost $36.73 Unrealized +28.2%
AGG ISHARES:CORE US AGG BD 0.3%
Value ($000) $1,340 Shares 12,224 Est. Cost $109.23 Unrealized
ZBH ZIMMER BIOMET HOLDINGS INC 0.3%
Value ($000) $1,320 Shares 11,274 Est. Cost $67.30 Unrealized +60.1%
POWERSHARES WLDHILL CE 0.2%
Value ($000) $1,258 Shares 267,650 Est. Cost $4.70 Unrealized
KO COCA-COLA CO 0.2%
Value ($000) $1,023 Shares 22,724 Est. Cost $27.92 Unrealized +25.2%
BLBD BLUE BIRD CORP 0.2%
Value ($000) $993 Shares 48,200 Est. Cost $14.00 Unrealized +28.3%
TORTOISE ENERGY INFRASTRUCTURE 0.2%
Value ($000) $987 Shares 34,078 Est. Cost $28.96 Unrealized
BSV VANGUARD SH-TM BD;ETF 0.2%
Value ($000) $983 Shares 12,318 Est. Cost $80.04 Unrealized
CSCO CISCO SYSTEMS INC 0.2%
Value ($000) $818 Shares 24,320 Est. Cost $15.37 Unrealized +60.8%
KRE SPDR S&P REG BANKING ETF 0.1%
Value ($000) $732 Shares 12,900 Est. Cost $49.11 Unrealized
II-VI INC 0.1%
Value ($000) $617 Shares 15,000 Est. Cost $31.11 Unrealized
CELGENE CORP 0.1%
Value ($000) $584 Shares 4,008 Est. Cost $124.50 Unrealized
BRK/B BERKSHIRE HATHAWAY INC 0.1%
Value ($000) $555 Shares 3,025 Est. Cost $153.96 Unrealized +14.8%
PEP PEPSICO INC 0.1%
Value ($000) $542 Shares 4,863 Est. Cost $84.66 Unrealized +5.6%
XLU SEL SECTOR:UTIL SPDR 0.1%
Value ($000) $525 Shares 9,900 Est. Cost $51.16 Unrealized
ROYAL HAWAIIAN ORCHARDS LP 0.1%
Value ($000) $518 Shares 239,917 Est. Cost $2.73 Unrealized
MOS MOSAIC CO 0.1%
Value ($000) $469 Shares 21,700 Est. Cost $24.70 Unrealized -23.4%
CIGNA CORP 0.1%
Value ($000) $449 Shares 2,400 Est. Cost $127.92 Unrealized
DHR DANAHER CORP 0.1%
Value ($000) $447 Shares 5,213 Est. Cost $66.58 Unrealized +6.8%
BLACKROCK INC 0.1%
Value ($000) $447 Shares 1,000 Est. Cost $380.71 Unrealized
LABORATORY CORPORATION OF AMER 0.1%
Value ($000) $422 Shares 2,792 Est. Cost $143.91 Unrealized
PSX PHILLIPS 66 0.1%
Value ($000) $420 Shares 4,585 Est. Cost $54.42 Unrealized +12.6%
T AT&T INC 0.1%
Value ($000) $408 Shares 10,414 Est. Cost $15.92 Unrealized -2.0%
REGN REGENERON PHARMACEUTICALS INC 0.1%
Value ($000) $402 Shares 900 Est. Cost $239.29 Unrealized +97.8%
TSM TAIWAN SEMICONDUCTOR MANUFACTU 0.1%
Value ($000) $398 Shares 10,600 Est. Cost $28.77 Unrealized
ROYAL DUTCH SHELL PLC 0.1%
Value ($000) $384 Shares 6,340 Est. Cost $60.57 Unrealized
DIS WALT DISNEY CO 0.1%
Value ($000) $365 Shares 3,706 Est. Cost $56.11 Unrealized +72.8%
QUINTILES IMS HOLDINGS INC 0.1%
Value ($000) $342 Shares 3,600 Est. Cost $80.56 Unrealized
MU MICRON TECHNOLOGY INC 0.1%
Value ($000) $338 Shares 8,600 Est. Cost $23.83 Unrealized +29.5%
JCI JOHNSON CONTROLS INTERNATIONAL 0.1%
Value ($000) $320 Shares 7,953 Est. Cost $33.39 Unrealized 0.0%
PPL PPL CORP 0.1%
Value ($000) $296 Shares 7,800 Est. Cost $24.04 Unrealized +10.3%
PLOW DOUGLAS DYNAMICS INC 0.1%
Value ($000) $288 Shares 7,300 Est. Cost $20.98 Unrealized +62.6%
VOO VANGUARD 500 INDEX;ETF 0.1%
Value ($000) $278 Shares 1,205 Est. Cost $217.17 Unrealized
SKANSKA AB-B SHS SKSBF 0.1%
Value ($000) $264 Shares 11,400 Est. Cost $23.16 Unrealized
EEM ISHARES:MSCI EM MKTS 0.0%
Value ($000) $248 Shares 5,525 Est. Cost $44.89 Unrealized
XBI SPDR S&P BIOTECH 0.0%
Value ($000) $247 Shares 2,850 Est. Cost $54.18 Unrealized
MCD MCDONALD'S CORP 0.0%
Value ($000) $241 Shares 1,540 Est. Cost $117.92 Unrealized +9.1%
PAYX PAYCHEX INC 0.0%
Value ($000) $229 Shares 3,825 Est. Cost $38.55 Unrealized +15.6%
VZ VERIZON COMMUNICATIONS INC 0.0%
Value ($000) $218 Shares 4,403 Est. Cost $30.23 Unrealized 0.0%
OCLARO INC 0.0%
Value ($000) $218 Shares 25,300 Est. Cost $8.56 Unrealized
CANADIAN WESTERN BANK 0.0%
Value ($000) $214 Shares 7,900 Est. Cost $27.09 Unrealized
MHTX MANHATTAN SCIENTIFICS INC 0.0%
Value ($000) $4 Shares 145,000 Est. Cost $0.07 Unrealized -52.3%
AVALON ADVANCED MATERIALS INC 0.0%
Value ($000) $2 Shares 18,750 Est. Cost $0.11 Unrealized
ADFS AMERICAN DEFENSE SYSTEMS INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost $0.01 Unrealized -48.9%