JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Jan 31, 2018

Total Value ($000): $501,269 (100.0% shares, 0.0% debt)

Holdings (115)

EMR EMERSON ELECTRIC CO 5.8%
Value ($000) $29,229 Shares 419,411 Est. Cost $44.19 Unrealized +20.6%
XOM EXXON MOBIL CORP 5.5%
Value ($000) $27,432 Shares 327,982 Est. Cost $54.68 Unrealized +4.5%
JNJ JOHNSON & JOHNSON 5.2%
Value ($000) $25,878 Shares 185,211 Est. Cost $60.65 Unrealized +83.0%
GLW CORNING INC 4.5%
Value ($000) $22,428 Shares 701,095 Est. Cost $11.53 Unrealized +118.9%
SLB SCHLUMBERGER NV 3.3%
Value ($000) $16,722 Shares 248,143 Est. Cost $54.94 Unrealized -6.8%
PFE PFIZER INC 3.3%
Value ($000) $16,426 Shares 453,502 Est. Cost $17.33 Unrealized +37.3%
INTC INTEL CORP 3.1%
Value ($000) $15,339 Shares 332,305 Est. Cost $17.44 Unrealized +109.5%
ABT ABBOTT LABORATORIES 3.1%
Value ($000) $15,294 Shares 267,992 Est. Cost $34.38 Unrealized +40.0%
NVS NOVARTIS AG 2.7%
Value ($000) $13,297 Shares 158,368 Est. Cost $76.10 Unrealized
GVA GRANITE CONSTRUCTION INC 2.5%
Value ($000) $12,547 Shares 197,815 Est. Cost $30.66 Unrealized +103.7%
MRK MERCK & CO INC 2.3%
Value ($000) $11,489 Shares 204,168 Est. Cost $31.32 Unrealized +37.3%
LNN LINDSAY CORP 2.1%
Value ($000) $10,646 Shares 120,706 Est. Cost $67.88 Unrealized +21.7%
IBM INTERNATIONAL BUSINESS MACHINE 2.1%
Value ($000) $10,285 Shares 67,038 Est. Cost $102.73 Unrealized -0.6%
TE CONNECTIVITY LTD 1.9%
Value ($000) $9,351 Shares 98,393 Est. Cost $56.85 Unrealized
GREAT PLAINS ENERGY INC 1.8%
Value ($000) $9,162 Shares 284,178 Est. Cost $24.89 Unrealized
INGERSOLL-RAND PLC 1.8%
Value ($000) $8,880 Shares 99,566 Est. Cost $57.46 Unrealized
MSFT MICROSOFT CORP 1.8%
Value ($000) $8,807 Shares 102,955 Est. Cost $26.70 Unrealized +181.8%
HON HONEYWELL INTERNATIONAL INC 1.7%
Value ($000) $8,680 Shares 56,597 Est. Cost $53.13 Unrealized +113.4%
COP CONOCOPHILLIPS 1.7%
Value ($000) $8,659 Shares 157,750 Est. Cost $32.11 Unrealized +23.5%
WTS WATTS WATER TECHNOLOGIES INC 1.7%
Value ($000) $8,531 Shares 112,324 Est. Cost $55.07 Unrealized +29.5%
OGE OGE ENERGY CORP 1.7%
Value ($000) $8,288 Shares 251,834 Est. Cost $33.83 Unrealized +4.4%
BMY BRISTOL-MYERS SQUIBB CO 1.6%
Value ($000) $8,225 Shares 134,226 Est. Cost $28.67 Unrealized +62.1%
BCE BCE INC 1.6%
Value ($000) $7,968 Shares 165,965 Est. Cost $23.23 Unrealized +23.9%
MDU MDU RESOURCES GROUP INC 1.5%
Value ($000) $7,459 Shares 277,491 Est. Cost $6.79 Unrealized +18.4%
AMERICAN SOFTWARE INC 1.5%
Value ($000) $7,272 Shares 625,287 Est. Cost $9.58 Unrealized
BNS BANK OF NOVA SCOTIA 1.4%
Value ($000) $6,909 Shares 107,067 Est. Cost $29.86 Unrealized +42.0%
NEE NEXTERA ENERGY INC 1.3%
Value ($000) $6,646 Shares 42,553 Est. Cost $14.15 Unrealized +122.8%
FLS FLOWSERVE CORP 1.2%
Value ($000) $6,241 Shares 148,144 Est. Cost $37.80 Unrealized -6.5%
GUGGENHEIM S&P GLOBAL WATER ID 1.2%
Value ($000) $6,076 Shares 170,966 Est. Cost $27.21 Unrealized
EEMV ISHR EDG MSCI MIN VOL EMG MKT 1.2%
Value ($000) $5,790 Shares 95,297 Est. Cost $56.02 Unrealized
AZTA BROOKS AUTOMATION INC 1.1%
Value ($000) $5,446 Shares 228,358 Est. Cost $8.51 Unrealized +220.6%
BAX BAXTER INTERNATIONAL INC 1.0%
Value ($000) $4,950 Shares 76,577 Est. Cost $38.90 Unrealized +43.4%
CIEN CIENA CORP 1.0%
Value ($000) $4,817 Shares 230,133 Est. Cost $21.51 Unrealized -1.4%
TMO THERMO FISHER SCIENTIFIC INC 1.0%
Value ($000) $4,798 Shares 25,266 Est. Cost $79.76 Unrealized +135.0%
DGX QUEST DIAGNOSTICS INC 1.0%
Value ($000) $4,764 Shares 48,369 Est. Cost $55.93 Unrealized +44.2%
LFCR LANDEC CORP 0.9%
Value ($000) $4,518 Shares 358,559 Est. Cost $11.90 Unrealized +6.2%
CALAMP CORP 0.9%
Value ($000) $4,407 Shares 205,666 Est. Cost $14.84 Unrealized
IDA IDACORP INC 0.9%
Value ($000) $4,318 Shares 47,264 Est. Cost $48.08 Unrealized +94.4%
NEW YORK COMMUNITY BANCORP INC 0.9%
Value ($000) $4,263 Shares 327,425 Est. Cost $14.18 Unrealized
TORTOISE ENERGY INFRASTRUCTURE 0.8%
Value ($000) $4,061 Shares 139,657 Est. Cost $29.05 Unrealized
EWC ISHARES MSCI CANADA ETF 0.8%
Value ($000) $3,886 Shares 131,091 Est. Cost $26.42 Unrealized
DUK DUKE ENERGY CORP 0.8%
Value ($000) $3,769 Shares 44,806 Est. Cost $49.89 Unrealized +25.6%
GENERAL ELECTRIC CO 0.8%
Value ($000) $3,768 Shares 215,929 Est. Cost $25.70 Unrealized
EXC EXELON CORP 0.7%
Value ($000) $3,745 Shares 95,035 Est. Cost $15.40 Unrealized +40.7%
ADM ARCHER DANIELS MIDLAND CO 0.7%
Value ($000) $3,677 Shares 91,750 Est. Cost $32.34 Unrealized 0.0%
ACM AECOM 0.7%
Value ($000) $3,611 Shares 97,200 Est. Cost $31.34 Unrealized +11.6%
EWS ISHARES MSCI SINGAPORE ETF 0.7%
Value ($000) $3,581 Shares 138,120 Est. Cost $20.01 Unrealized
ELMIRA SAVINGS BANK 0.7%
Value ($000) $3,540 Shares 173,538 Est. Cost $20.62 Unrealized
ORBOTECH LTD 0.7%
Value ($000) $3,488 Shares 69,417 Est. Cost $22.12 Unrealized
CNDT CONDUENT INC 0.7%
Value ($000) $3,374 Shares 208,809 Est. Cost $15.78 Unrealized -0.8%
SWISS HELVETIA FUND INC 0.6%
Value ($000) $3,220 Shares 252,345 Est. Cost $10.92 Unrealized
HARDINGE INC 0.6%
Value ($000) $3,115 Shares 178,837 Est. Cost $11.81 Unrealized
PEG PUBLIC SERVICE ENTERPRISE GROU 0.6%
Value ($000) $3,106 Shares 60,310 Est. Cost $28.44 Unrealized +34.4%
TPC TUTOR PERINI CORP 0.6%
Value ($000) $2,967 Shares 117,061 Est. Cost $28.35 Unrealized -6.1%
GLAXOSMITHKLINE PLC 0.5%
Value ($000) $2,560 Shares 72,160 Est. Cost $46.41 Unrealized
SBNY SIGNATURE BANK 0.5%
Value ($000) $2,553 Shares 18,602 Est. Cost $126.46 Unrealized
EWA ISHARES MSCI AUSTRALIA ETF 0.5%
Value ($000) $2,495 Shares 107,700 Est. Cost $21.58 Unrealized
AMGN AMGEN INC 0.4%
Value ($000) $2,193 Shares 12,608 Est. Cost $73.34 Unrealized +88.4%
AAPL APPLE INC 0.4%
Value ($000) $2,175 Shares 12,854 Est. Cost $21.46 Unrealized +82.1%
VIAV VIAVI SOLUTIONS INC 0.4%
Value ($000) $1,972 Shares 225,600 Est. Cost $9.31 Unrealized -2.8%
XEROX CORP 0.4%
Value ($000) $1,911 Shares 65,555 Est. Cost $28.73 Unrealized
MMM 3M CO 0.4%
Value ($000) $1,894 Shares 8,048 Est. Cost $61.85 Unrealized +134.4%
GOOG ALPHABET INC 0.4%
Value ($000) $1,813 Shares 1,733 Est. Cost $35.61 Unrealized +41.9%
GOOGL ALPHABET INC 0.3%
Value ($000) $1,679 Shares 1,594 Est. Cost $36.73 Unrealized +39.5%
MOS MOSAIC CO 0.3%
Value ($000) $1,663 Shares 64,800 Est. Cost $21.70 Unrealized -7.0%
AGG ISHARES CORE US AGGREGATE BOND 0.3%
Value ($000) $1,413 Shares 12,924 Est. Cost $109.24 Unrealized
ZBH ZIMMER BIOMET HOLDINGS INC 0.3%
Value ($000) $1,336 Shares 11,074 Est. Cost $67.30 Unrealized +57.2%
POWERSHARES WILDER CLEAN ENERG 0.3%
Value ($000) $1,298 Shares 51,170 Est. Cost $4.70 Unrealized
WMT WAL-MART STORES INC 0.2%
Value ($000) $1,113 Shares 11,267 Est. Cost $16.63 Unrealized +61.3%
BSV VANGUARD SHORT-TERM BOND ETF 0.2%
Value ($000) $1,025 Shares 12,963 Est. Cost $79.99 Unrealized
BLBD BLUE BIRD CORP 0.2%
Value ($000) $941 Shares 47,300 Est. Cost $14.00 Unrealized +41.4%
CSCO CISCO SYSTEMS INC 0.2%
Value ($000) $931 Shares 24,320 Est. Cost $15.37 Unrealized +82.0%
KRE SPDR S&P REGIONAL BANKING ETF 0.2%
Value ($000) $759 Shares 12,900 Est. Cost $49.11 Unrealized
VOO VANGUARD S&P 500 ETF 0.1%
Value ($000) $627 Shares 2,557 Est. Cost $232.00 Unrealized
BRK/B BERKSHIRE HATHAWAY INC 0.1%
Value ($000) $600 Shares 3,025 Est. Cost $153.96 Unrealized +23.3%
XLU SELECT SECTOR UTI SELECT SPDR 0.1%
Value ($000) $527 Shares 10,000 Est. Cost $51.17 Unrealized
ROYAL HAWAIIAN ORCHARDS LP 0.1%
Value ($000) $521 Shares 239,917 Est. Cost $2.73 Unrealized
BLACKROCK INC 0.1%
Value ($000) $514 Shares 1,000 Est. Cost $380.71 Unrealized
II-VI INC 0.1%
Value ($000) $507 Shares 10,800 Est. Cost $31.11 Unrealized
PEP PEPSICO INC 0.1%
Value ($000) $495 Shares 4,129 Est. Cost $84.66 Unrealized +5.1%
CIGNA CORP 0.1%
Value ($000) $487 Shares 2,400 Est. Cost $127.92 Unrealized
DHR DANAHER CORP 0.1%
Value ($000) $484 Shares 5,213 Est. Cost $66.58 Unrealized +17.5%
GM GENERAL MOTORS CO 0.1%
Value ($000) $469 Shares 11,450 Est. Cost $25.63 Unrealized +47.7%
PSX PHILLIPS 66 0.1%
Value ($000) $464 Shares 4,585 Est. Cost $54.42 Unrealized +27.3%
PG PROCTER & GAMBLE CO 0.1%
Value ($000) $460 Shares 5,010 Est. Cost $72.65 Unrealized 0.0%
KO COCA-COLA CO 0.1%
Value ($000) $450 Shares 9,806 Est. Cost $27.92 Unrealized +27.6%
LABORATORY CORPORATION OF AMER 0.1%
Value ($000) $445 Shares 2,792 Est. Cost $143.91 Unrealized
TSM TAIWAN SEMICONDUCTOR MANUFACTU 0.1%
Value ($000) $420 Shares 10,600 Est. Cost $28.77 Unrealized
ROYAL DUTCH SHELL PLC 0.1%
Value ($000) $420 Shares 6,293 Est. Cost $60.57 Unrealized
CELGENE CORP 0.1%
Value ($000) $418 Shares 4,008 Est. Cost $124.50 Unrealized
T AT&T INC 0.1%
Value ($000) $405 Shares 10,414 Est. Cost $15.92 Unrealized -4.2%
DIS WALT DISNEY CO 0.1%
Value ($000) $398 Shares 3,706 Est. Cost $56.11 Unrealized +73.4%
MONSANTO CO 0.1%
Value ($000) $385 Shares 3,300 Est. Cost $91.23 Unrealized
MU MICRON TECHNOLOGY INC 0.1%
Value ($000) $354 Shares 8,600 Est. Cost $23.83 Unrealized +76.4%
IQV QUINTILES IMS HOLDINGS 0.1%
Value ($000) $352 Shares 3,600 Est. Cost $101.80 Unrealized 0.0%
REGN REGENERON PHARMACEUTICALS INC 0.1%
Value ($000) $338 Shares 900 Est. Cost $239.29 Unrealized +68.3%
JCI JOHNSON CONTROLS INTERNATIONAL 0.1%
Value ($000) $295 Shares 7,731 Est. Cost $33.39 Unrealized -2.8%
SKANSKA AB-B SHS SKSBF 0.1%
Value ($000) $265 Shares 12,800 Est. Cost $22.89 Unrealized
EEM ISHARES MSCI EMERGING MARKETS 0.1%
Value ($000) $265 Shares 5,625 Est. Cost $44.93 Unrealized
MCD MCDONALD'S CORP 0.1%
Value ($000) $265 Shares 1,540 Est. Cost $117.92 Unrealized +17.6%
LLY ELI LILLY AND CO 0.1%
Value ($000) $265 Shares 3,141 Est. Cost $75.28 Unrealized 0.0%
PAYX PAYCHEX INC 0.1%
Value ($000) $260 Shares 3,825 Est. Cost $38.55 Unrealized +33.9%
CANADIAN WESTERN BANK 0.0%
Value ($000) $247 Shares 7,900 Est. Cost $27.09 Unrealized
CORNING NATURAL GAS HOLDING CO 0.0%
Value ($000) $243 Shares 12,448 Est. Cost $19.52 Unrealized
PPL PPL CORP 0.0%
Value ($000) $241 Shares 7,800 Est. Cost $24.04 Unrealized +3.5%
SHW SHERWIN-WILLIAMS CO 0.0%
Value ($000) $233 Shares 569 Est. Cost $122.31 Unrealized 0.0%
PLOW DOUGLAS DYNAMICS INC 0.0%
Value ($000) $223 Shares 5,900 Est. Cost $20.98 Unrealized +90.3%
OCLARO INC 0.0%
Value ($000) $220 Shares 32,600 Est. Cost $8.16 Unrealized
XBI SPDR S&P BIOTECH ETF 0.0%
Value ($000) $216 Shares 2,550 Est. Cost $54.18 Unrealized
AZO AUTOZONE INC 0.0%
Value ($000) $213 Shares 300 Est. Cost $639.19 Unrealized 0.0%
FAN FRST TRST ISE GLB WND ENG INX 0.0%
Value ($000) $209 Shares 15,800 Est. Cost $13.23 Unrealized
HPE HEWLETT PACKARD ENTERPRISE CO 0.0%
Value ($000) $195 Shares 13,600 Est. Cost $11.05 Unrealized 0.0%
MHTX MANHATTAN SCIENTIFICS INC 0.0%
Value ($000) $3 Shares 145,000 Est. Cost $0.07 Unrealized -61.9%
AVALON ADVANCED MATERIALS INC 0.0%
Value ($000) $2 Shares 18,750 Est. Cost $0.11 Unrealized
ADFS AMERICAN DEFENSE SYSTEMS INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost $0.01 Unrealized -67.4%