Location: Boston, MA
CIK: 0001276144 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 17, 2020
Total Value: $1.39B (99.2% shares, 0.8% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| FXI | ISHARES TR | 2,790,000 | $117M | 8.4% | — | — | Put | 464287184 |
| PFSI | PENNYMAC FINL SVCS INC NEW | 1,294,709 | $75.25M | 5.4% | $29.76 | +55.5% | COM | 70932M107 |
| AAPL | APPLE INC | 447,980 | $51.88M | 3.7% | $104.74 | +1.2% | COM | 037833100 |
| FAF | FIRST AMERN FINL CORP | 856,100 | $43.58M | 3.1% | $39.73 | +8.0% | COM | 31847R102 |
| MSFT | MICROSOFT CORP | 186,114 | $39.15M | 2.8% | $120.14 | +67.1% | COM | 594918104 |
| HOLX | HOLOGIC INC | 550,000 | $36.56M | 2.6% | $58.34 | +8.5% | Call | 436440101 |
| — | ANNALY CAPITAL MANAGEMENT IN | 4,814,700 | $34.28M | 2.5% | $6.63 | — | COM | 035710409 |
| AGNC | AGNC INVT CORP | 2,446,800 | $34.03M | 2.4% | $12.90 | — | COM | 00123Q104 |
| RCL | ROYAL CARIBBEAN GROUP | 492,847 | $31.9M | 2.3% | $51.02 | +13.4% | COM | V7780T103 |
| DHI | D R HORTON INC | 394,700 | $29.85M | 2.1% | $45.81 | +41.2% | COM | 23331A109 |
| BAC | BK OF AMERICA CORP | 1,221,492 | $29.43M | 2.1% | $19.86 | +9.9% | COM | 060505104 |
| AMGN | AMGEN INC | 115,117 | $29.26M | 2.1% | $184.03 | +13.9% | COM | 031162100 |
| LEN | LENNAR CORP | 354,400 | $28.95M | 2.1% | $47.29 | +39.3% | CL A | 526057104 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 338,500 | $27.44M | 2.0% | $70.32 | — | SPONSORED ADS | 874039100 |
| CHCT | COMMUNITY HEALTHCARE TR INC | 524,759 | $24.54M | 1.8% | $34.12 | — | COM | 20369C106 |
| AMZN | AMAZON COM INC | 7,629 | $24.02M | 1.7% | $83.43 | +89.0% | COM | 023135106 |
| DGX | QUEST DIAGNOSTICS INC | 207,575 | $23.77M | 1.7% | $101.82 | +4.6% | COM | 74834L100 |
| META | FACEBOOK INC | 89,145 | $23.35M | 1.7% | $256.10 | 0.0% | CL A | 30303M102 |
| HOLX | HOLOGIC INC | 343,200 | $22.81M | 1.6% | $58.34 | +8.5% | COM | 436440101 |
| CRSP | CRISPR THERAPEUTICS AG | 266,827 | $22.32M | 1.6% | $27.20 | +226.1% | NAMEN AKT | H17182108 |
| CVNA | CARVANA CO | 99,714 | $22.24M | 1.6% | $83.41 | +112.6% | CL A | 146869102 |
| C | CITIGROUP INC | 476,490 | $20.54M | 1.5% | $45.62 | -10.1% | COM NEW | 172967424 |
| VRTX | VERTEX PHARMACEUTICALS INC | 75,310 | $20.49M | 1.5% | $223.47 | +23.5% | COM | 92532F100 |
| MRNA | MODERNA INC | 277,302 | $19.62M | 1.4% | $62.72 | +11.2% | COM | 60770K107 |
| JPM | JPMORGAN CHASE & CO | 197,103 | $18.98M | 1.4% | $92.17 | -7.3% | COM | 46625H100 |
| TMO | THERMO FISHER SCIENTIFIC INC | 42,473 | $18.75M | 1.3% | $300.22 | +35.7% | COM | 883556102 |
| TDOC | TELADOC HEALTH INC | 85,214 | $18.68M | 1.3% | $76.37 | +177.3% | COM | 87918A105 |
| — | GW PHARMACEUTICALS PLC | 190,716 | $18.57M | 1.3% | $106.54 | — | ADS | 36197T103 |
| — | LABORATORY CORP AMER HLDGS | 93,780 | $17.66M | 1.3% | $178.29 | — | COM NEW | 50540R409 |
| — | 1LIFE HEALTHCARE INC | 561,100 | $15.91M | 1.1% | $26.15 | — | COM | 68269G107 |
| — | CHECKMATE PHARMACEUTICALS IN | 1,313,286 | $14.86M | 1.1% | $11.32 | — | COM | 162818108 |
| BAX | BAXTER INTL INC | 177,300 | $14.26M | 1.0% | $75.21 | 0.0% | COM | 071813109 |
| ZLAB | ZAI LAB LTD | 171,220 | $14.24M | 1.0% | $48.21 | — | ADR | 98887Q104 |
| TSLX | SIXTH STREET SPECIALTY LENDN | 823,627 | $14.18M | 1.0% | $16.63 | +3.0% | COM | 83012A109 |
| GBDC | GOLUB CAP BDC INC | 1,068,625 | $14.15M | 1.0% | $8.47 | -13.7% | COM | 38173M102 |
| MA | MASTERCARD INCORPORATED | 39,669 | $13.41M | 1.0% | $286.47 | +10.2% | CL A | 57636Q104 |
| — | PHYSICIANS RLTY TR | 738,900 | $13.23M | 1.0% | $17.56 | — | COM | 71943U104 |
| QRVO | QORVO INC | 101,740 | $13.13M | 0.9% | $108.31 | +14.5% | COM | 74736K101 |
| REGN | REGENERON PHARMACEUTICALS | 23,292 | $13.04M | 0.9% | $355.41 | +69.7% | COM | 75886F107 |
| — | FLEXION THERAPEUTICS INC | 1,246,150 | $12.97M | 0.9% | $12.38 | — | COM | 33938J106 |
| V | VISA INC | 62,480 | $12.49M | 0.9% | $155.15 | +23.9% | COM CL A | 92826C839 |
| APLS | APELLIS PHARMACEUTICALS INC | 405,834 | $12.24M | 0.9% | $14.84 | +101.4% | COM | 03753U106 |
| ARCC | ARES CAPITAL CORP | 877,300 | $12.24M | 0.9% | $8.55 | 0.0% | COM | 04010L103 |
| CCL | CARNIVAL CORP | 791,340 | $12.01M | 0.9% | $15.22 | +1.6% | UNIT 99/99/9999 | 143658300 |
| BBDC | BARINGS BDC INC | 1,494,826 | $11.96M | 0.9% | $4.93 | -7.6% | COM | 06759L103 |
| — | MIRATI THERAPEUTICS INC | 68,170 | $11.32M | 0.8% | $83.09 | — | COM | 60468T105 |
| MCK | MCKESSON CORP | 73,730 | $10.98M | 0.8% | $146.77 | 0.0% | COM | 58155Q103 |
| ABBV | ABBVIE INC | 124,300 | $10.89M | 0.8% | $76.31 | 0.0% | COM | 00287Y109 |
| — | LAM RESEARCH CORP | 29,750 | $9.87M | 0.7% | $267.59 | — | COM | 512807108 |
| SWKS | SKYWORKS SOLUTIONS INC | 63,920 | $9.3M | 0.7% | $121.59 | 0.0% | COM | 83088M102 |
| INTU | INTUIT | 26,990 | $8.804M | 0.6% | $264.89 | +14.3% | COM | 461202103 |
| STC | STEWART INFORMATION SVCS COR | 201,200 | $8.798M | 0.6% | $40.41 | 0.0% | COM | 860372101 |
| TDG | TRANSDIGM GROUP INC | 17,540 | $8.334M | 0.6% | $314.55 | +24.2% | COM | 893641100 |
| FIVN | FIVE9 INC | 61,630 | $7.992M | 0.6% | $120.26 | 0.0% | COM | 338307101 |
| CRWD | CROWDSTRIKE HLDGS INC | 58,000 | $7.965M | 0.6% | $67.37 | +73.0% | CL A | 22788C105 |
| RNG | RINGCENTRAL INC | 26,960 | $7.403M | 0.5% | $140.79 | +97.3% | CL A | 76680R206 |
| TWLO | TWILIO INC | 29,560 | $7.304M | 0.5% | $160.56 | +53.5% | CL A | 90138F102 |
| VCYT | VERACYTE INC | 223,960 | $7.276M | 0.5% | $24.71 | +28.6% | COM | 92337F107 |
| SDCCQ | SMILEDIRECTCLUB INC | 606,400 | $7.083M | 0.5% | $9.98 | -8.0% | CL A COM | 83192H106 |
| ZTS | ZOETIS INC | 42,175 | $6.974M | 0.5% | $100.25 | +46.3% | CL A | 98978V103 |
| — | SPLUNK INC | 36,470 | $6.861M | 0.5% | $188.13 | — | COM | 848637104 |
| VIR | VIR BIOTECHNOLOGY INC | 199,563 | $6.851M | 0.5% | $43.05 | 0.0% | COM | 92764N102 |
| — | REPARE THERAPEUTICS INC | 201,779 | $6.209M | 0.4% | $30.77 | — | COM | 760273102 |
| AEIS | ADVANCED ENERGY INDS | 96,600 | $6.08M | 0.4% | $68.49 | 0.0% | COM | 007973100 |
| TMUS | T-MOBILE US INC | 52,550 | $6.01M | 0.4% | $85.99 | +24.5% | COM | 872590104 |
| BABA | ALIBABA GROUP HLDG LTD | 19,647 | $5.776M | 0.4% | $184.89 | — | SPONSORED ADS | 01609W102 |
| GOSS | GOSSAMER BIO INC | 459,834 | $5.707M | 0.4% | $20.77 | -36.2% | COM | 38341P102 |
| — | FUSION PHARMACEUTICALS INC | 402,800 | $4.842M | 0.3% | $17.47 | — | COM | 36118A100 |
| ASHR | DBX ETF TR | 131,100 | $4.52M | 0.3% | $34.48 | — | XTRACK HRVST CSI | 233051879 |
| CRM | SALESFORCE COM INC | 16,664 | $4.188M | 0.3% | $135.67 | +59.4% | COM | 79466L302 |
| — | VOYA PRIME RATE TR | 859,400 | $3.79M | 0.3% | $3.93 | — | SH BEN INT | 92913A100 |
| WDAY | WORKDAY INC | 17,250 | $3.711M | 0.3% | $161.65 | +22.4% | CL A | 98138H101 |
| — | GOSSAMER BIO INC | 3,500,000 | $3.618M | 0.3% | $1.00 | — | NOTE 5.000% 6/0 | 38341PAA0 |
| — | HIGHLAND INCOME FD | 382,327 | $3.284M | 0.2% | $8.23 | — | HIGHLAND INCOME | 43010E404 |
| — | HIGHLAND GLOBAL ALLOCATION F | 501,552 | $3.11M | 0.2% | $6.44 | — | COM | 43010T104 |
| — | ARES CAPITAL CORP | 3,000,000 | $3.059M | 0.2% | $0.99 | — | NOTE 3.750% 2/0 | 04010LAT0 |
| — | NUVEEN CR STRATEGIES INCOME | 448,907 | $2.653M | 0.2% | $6.22 | — | COM SHS | 67073D102 |
| — | FIRST TR SR FLG RTE INCM FD | 232,560 | $2.551M | 0.2% | $10.47 | — | COM | 33733U108 |
| — | WESTERN ASSET HIGH INCOME OP | 519,716 | $2.547M | 0.2% | $4.54 | — | COM | 95766K109 |
| JD | JD.COM INC | 30,900 | $2.398M | 0.2% | $40.50 | — | SPON ADR CL A | 47215P106 |
| — | TWO HBRS INVT CORP | 2,299,000 | $2.298M | 0.2% | $1.00 | — | NOTE 6.250% 1/1 | 90187BAA9 |
| — | STARWOOD PPTY TR INC | 2,315,000 | $2.227M | 0.2% | $0.94 | — | NOTE 4.375% 4/0 | 85571BAH8 |
| — | CENTRAL SECS CORP | 67,838 | $1.967M | 0.1% | $28.89 | — | COM | 155123102 |
| NXDT | NEXPOINT STRATEGIC OPPORTES | 226,858 | $1.965M | 0.1% | $11.14 | — | COM NEW | 65340G205 |
| ZBH | ZIMMER BIOMET HOLDINGS INC | 11,805 | $1.607M | 0.1% | $124.85 | +0.1% | COM | 98956P102 |
| KURA | KURA ONCOLOGY INC | 50,661 | $1.552M | 0.1% | $10.42 | +111.9% | COM | 50127T109 |
| LLY | LILLY ELI & CO | 9,213 | $1.364M | 0.1% | $109.68 | +32.9% | COM | 532457108 |
| — | WESTERN ASSET GLOBAL HIGH IN | 140,072 | $1.35M | 0.1% | $9.64 | — | COM | 95766B109 |
| — | EATON VANCE TXMGD GL BUYWR O | 146,850 | $1.254M | 0.1% | $8.13 | — | COM | 27829C105 |
| — | TEKLA LIFE SCIENCES INVS | 58,926 | $1.036M | 0.1% | $17.83 | — | SH BEN INT | 87911K100 |
| XPHDX | PIONEER FLOATING RATE TR | 101,246 | $1.023M | 0.1% | $9.85 | — | COM | 72369J102 |
| NTES | NETEASE INC | 2,165 | $984K | 0.1% | $278.74 | — | SPONSORED ADS | 64110W102 |
| IDXX | IDEXX LABS INC | 2,481 | $975K | 0.1% | $233.27 | +58.5% | COM | 45168D104 |
| — | WESTERN ASSET HIGH INCOME FD | 138,000 | $883K | 0.1% | $6.20 | — | COM | 95766J102 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 96,000 | $787K | 0.1% | $8.20 | — | COM SHS | 6706EN100 |
| — | EATON VANCE FLTG RATE INCOM | 55,648 | $780K | 0.1% | $13.84 | — | COM SHS BEN INT | 278284104 |
| — | NEW ORIENTAL ED & TECHNOLOGY | 5,200 | $777K | 0.1% | $121.29 | — | SPON ADR | 647581107 |
| TAL | TAL EDUCATION GROUP | 9,900 | $753K | 0.1% | $68.38 | — | SPONSORED ADS | 874080104 |
| — | EATON VANCE SR INCOME TR | 121,503 | $713K | 0.1% | $5.87 | — | SH BEN INT | 27826S103 |
| GDS | GDS HLDGS LTD | 8,195 | $671K | 0.0% | $57.97 | — | SPONSORED ADS | 36165L108 |
| — | SALIENT MIDSTREAM & MLP FD | 189,176 | $662K | 0.0% | $3.49 | — | SH BEN INT | 79471V105 |
| MASI | MASIMO CORP | 2,800 | $661K | 0.0% | $111.51 | +101.0% | COM | 574795100 |
| ATHM | AUTOHOME INC | 6,200 | $595K | 0.0% | $75.50 | — | SP ADR RP CL A | 05278C107 |
| BILI | BILIBILI INC | 13,600 | $566K | 0.0% | $44.14 | — | SPON ADS REP Z | 090040106 |
| PDD | PINDUODUO INC | 7,600 | $564K | 0.0% | $81.06 | — | SPONSORED ADS | 722304102 |
| — | VOYA GLBL ADV & PREM OPP FD | 66,394 | $554K | 0.0% | $8.19 | — | COM | 92912R104 |
| VNET | 21VIANET GROUP INC | 17,800 | $412K | 0.0% | $23.15 | — | SPONSORED ADS A | 90138A103 |
| — | GDL FUND | 44,021 | $369K | 0.0% | $7.96 | — | COM SH BEN IT | 361570104 |
| — | FIRST TR ABERDEEN GLBL OPP F | 38,387 | $367K | 0.0% | $10.01 | — | COM SHS | 337319107 |
| — | NUVEEN FLOATING RATE INCOME | 41,000 | $341K | 0.0% | $8.32 | — | COM | 67072T108 |
| — | TEKLA HEALTHCARE INVS | 16,100 | $332K | 0.0% | $20.62 | — | SH BEN INT | 87911J103 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 29,600 | $327K | 0.0% | $11.05 | — | COM | 184692200 |
| — | FIDUCIARY CLAYMORE ENGRY INF | 38,800 | $279K | 0.0% | $7.19 | — | COM | 31647Q205 |
| — | VOYA ASIA PAC DIVID EQUITY I | 31,016 | $246K | 0.0% | $8.50 | — | COM | 92912J102 |
| — | HERZFELD CARIBBEAN BASIN FD | 66,300 | $239K | 0.0% | $3.60 | — | COM | 42804T106 |
| — | DUFF & PHELPS SLT ENGY AND M | 656,213 | $230K | 0.0% | $0.35 | — | COM | 26433F108 |
| — | CENTER COAST BRKFLD MLP ENRG | 29,060 | $216K | 0.0% | $7.43 | — | SHS BEN INT | 151461209 |
| SE | SEA LTD | 1,300 | $200K | 0.0% | $153.85 | — | SPONSORD ADS | 81141R100 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 17,332 | $187K | 0.0% | $12.52 | — | COM | 92829B101 |
| — | BLACKROCK MUN INCOME INVT TR | 13,200 | $171K | 0.0% | $12.73 | — | SH BEN INT | 09248H105 |
| — | LAZARD GLOBAL TOTAL RETURN & | 10,800 | $168K | 0.0% | $16.54 | — | COM | 52106W103 |
| — | BRANDYWINEGBL GBL INCM OPP | 13,072 | $150K | 0.0% | $11.47 | — | COM | 10537L104 |
| — | HERCULES CAPITAL INC | 30,000 | $31,000 | 0.0% | $1.03 | — | DBCV 4.375% 2/0 | 427096AF9 |