Location: Madison, WI
CIK: 0001730815 · Show all filings
Period: Q2 2021 (← Previous) (Next →)
Filing Date: Aug 13, 2021
Total Value: $314M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BRK/B | BERKSHIRE HATHAWAY CLASS B | 64,629 | $17.96M | 5.7% | $277.92 | $195.39 | +42.2% | CL B NEW | 084670702 |
| AAPL | APPLE INC | 76,818 | $10.52M | 3.4% | $136.96 * | $108.22 | +23.6% | COM | 037833100 |
| GOOG | ALPHABET INC. CLASS C | 3,312 | $8.301M | 2.6% | $2506.34 * | $63.33 | +96.4% | CAP STK CL C | 02079K107 |
| MKL | MARKEL CORP | 6,988 | $8.293M | 2.6% | $1186.75 | $1111.80 | +6.7% | COM | 570535104 |
| CNNE | CANNAE HOLDINGS INC | 239,603 | $8.125M | 2.6% | $33.91 * | $22.42 | +44.0% | COM | 13765N107 |
| MSFT | MICROSOFT CORP | 26,960 | $7.303M | 2.3% | $270.88 * | $80.76 | +223.4% | COM | 594918104 |
| WFC | WELLS FARGO & CO | 161,178 | $7.3M | 2.3% | $45.29 * | $23.39 | +73.5% | COM | 949746101 |
| MPC | MARATHON PETE CORP | 114,616 | $6.925M | 2.2% | $60.42 * | $40.02 | +35.3% | COM | 56585A102 |
| CVS | CVS HEALTH CORP | 80,221 | $6.694M | 2.1% | $83.44 * | $53.53 | +34.3% | COM | 126650100 |
| IVZ | INVESCO LTD F | 223,076 | $5.963M | 1.9% | $26.73 * | $12.32 | +78.5% | INTRM GOV CR ETF | G491BT108 |
| MA | MASTERCARD INC CLASS A | 16,093 | $5.875M | 1.9% | $365.07 * | $256.15 | +38.9% | CL A | 57636Q104 |
| — | PERSHING SQUARE TONTINE CLASS A | 255,828 | $5.823M | 1.9% | $22.76 | $25.30 | — | COM CLA | 71531R109 |
| — | KKR & CO INC | 94,566 | $5.602M | 1.8% | $59.24 | $25.07 | — | COM | 48248M102 |
| V | VISA INC CLASS A | 23,842 | $5.575M | 1.8% | $233.83 * | $119.99 | +88.5% | CL A | 92826C839 |
| — | SKILLZ INC CLASS A | 245,563 | $5.334M | 1.7% | $21.72 | $20.05 | — | COM | 83067L109 |
| VTRS | VIATRIS INC | 323,419 | $4.622M | 1.5% | $14.29 * | $13.23 | -11.1% | COM | 92556V106 |
| PM | PHILIP MORRIS INTL | 45,783 | $4.538M | 1.4% | $99.12 * | $57.29 | +39.3% | COM | 718172109 |
| — | APOLLO GLOBAL MGMT CLASS A | 71,461 | $4.445M | 1.4% | $62.20 | $47.93 | — | COM CL A | 03768E105 |
| ABBV | ABBVIE INC | 39,429 | $4.441M | 1.4% | $112.63 * | $65.11 | +45.8% | COM | 00287Y109 |
| — | WALGREENS BOOTS ALLI | 83,505 | $4.393M | 1.4% | $52.61 | $58.99 | — | COM | 931427108 |
| JEF | JEFFERIES FINL | 127,238 | $4.352M | 1.4% | $34.20 * | $15.79 | +79.4% | COM | 47233W109 |
| — | DISCOVERY INC CLASS A | 132,865 | $4.076M | 1.3% | $30.68 | $28.11 | — | COM SER A | 25470F104 |
| XLE | ENERGY SELECT SECTOR SPDR ETF IV | 74,911 | $4.035M | 1.3% | $53.86 * | $18.98 | +41.9% | ENERGY | 81369Y506 |
| C | CITIGROUP INC | 55,088 | $3.897M | 1.2% | $70.74 * | $55.40 | +8.5% | COM NEW | 172967424 |
| BTI | BRIT AMER TOBACCO F SPONSORED ADR 1 ADR REPS 1 ORD SHS | 97,702 | $3.841M | 1.2% | $39.31 | $37.77 | +4.1% | SPONSORED ADR | 110448107 |
| — | VIACOMCBS INC CLASS B | 84,614 | $3.825M | 1.2% | $45.21 | $37.78 | — | CL B | 92556H206 |
| OGN | ORGANON & CO | 121,470 | $3.676M | 1.2% | $30.26 * | $26.93 | -8.1% | COMMON STOCK | 68622V106 |
| — | RAYTHEON TECHNOLOGIES CO | 43,071 | $3.674M | 1.2% | $85.30 | $61.50 | — | COM NEW | 755111507 |
| L | LOEWS CORP | 66,067 | $3.611M | 1.2% | $54.66 | $42.65 | +26.0% | COM | 540424108 |
| MRK | MERCK & CO. INC. | 45,050 | $3.504M | 1.1% | $77.78 * | $62.67 | +7.7% | COM | 58933Y105 |
| JPM | JPMORGAN CHASE & CO | 22,393 | $3.483M | 1.1% | $155.54 * | $85.41 | +62.0% | COM | 46625H100 |
| INTC | INTEL CORP | 61,178 | $3.435M | 1.1% | $56.15 * | $48.23 | +6.5% | COM | 458140100 |
| MO | ALTRIA GROUP INC | 70,790 | $3.375M | 1.1% | $47.68 * | $26.86 | +24.5% | COM | 02209S103 |
| BABA | ALIBABA GROUP HLDG LTD F SPONSORED ADR 1 ADR REPS 8 ORD SHS | 14,387 | $3.263M | 1.0% | $226.80 | $223.69 | +1.4% | SPONSORE ADS | 01609W102 |
| BAR | GRANITESHARES GOLD ETF | 183,615 | $3.23M | 1.0% | $17.59 | $18.81 | -6.5% | SHS BEN INT | 38748G101 |
| CG | CARLYLE GROUP INC | 69,389 | $3.225M | 1.0% | $46.48 * | $22.50 | +77.5% | COM | 14316J108 |
| XLF | SELECT STR FINANCIAL SELECT S ETF IV | 87,181 | $3.199M | 1.0% | $36.69 | $27.04 | +35.7% | SBI INT-FINL | 81369Y605 |
| PFE | PFIZER INC | 81,369 | $3.186M | 1.0% | $39.15 * | $26.09 | +20.1% | COM | 717081103 |
| BP | BP PLC F SPONSORED ADR 1 ADR REPS 6 ORD SHS | 112,773 | $2.979M | 0.9% | $26.42 | $30.55 | -13.5% | SPONSORED ADR | 055622104 |
| — | REDBALL ACQUISITION OR F CLASS A | 285,266 | $2.787M | 0.9% | $9.77 | $10.87 | — | COM CLA | G7417R105 |
| AIG | AMERICAN INTL GROUP | 58,314 | $2.776M | 0.9% | $47.60 * | $29.82 | +44.3% | COM | 026874784 |
| — | IPATH SERIES B S&P 500 VIX SHORT-TERM FUTURES ETN | 93,759 | $2.762M | 0.9% | $29.46 | $19.10 | — | IPTH SR B S&P | 06746P621 |
| BHC | BAUSCH HEALTH COS INC F | 90,706 | $2.659M | 0.8% | $29.31 | $22.08 | +32.8% | COM | 071734107 |
| BAC | BANK OF AMERICA CORP | 64,251 | $2.649M | 0.8% | $41.23 * | $23.25 | +58.6% | COM | 060505104 |
| — | FOLEY TRASIMENE A 25 UTS CORP ACT EXP: 06/28/21 | 246,499 | $2.588M | 0.8% | $10.50 | $10.79 | — | UNIT 99/99/9999 | 34431F203 |
| BK | BANK OF NY MELLON CO | 49,847 | $2.554M | 0.8% | $51.24 * | $41.51 | +8.3% | COM | 064058100 |
| JNJ | JOHNSON & JOHNSON | 15,336 | $2.526M | 0.8% | $164.71 * | $115.26 | +25.6% | COM | 478160104 |
| AMG | AFFILIATED MANAGERS | 16,336 | $2.519M | 0.8% | $154.20 | $102.62 | +50.1% | COM | 008252108 |
| — | LIBERTY MEDIA CORP SERIES C LIBERTY BRAVES | 89,364 | $2.482M | 0.8% | $27.77 | $25.12 | — | COM A BRAVES GRP | 531229706 |
| ENB | ENBRIDGE INC F | 61,136 | $2.448M | 0.8% | $40.04 * | $23.06 | +29.5% | COM | 29250N105 |
| GS | GOLDMAN SACHS GROUP | 6,418 | $2.436M | 0.8% | $379.56 * | $187.42 | +81.1% | COM | 38141G104 |
| AMGN | AMGEN INC. | 9,937 | $2.422M | 0.8% | $243.74 * | $191.52 | +10.3% | COM | 031162100 |
| BX | BLACKSTONE GROUP INC | 24,331 | $2.364M | 0.8% | $97.16 * | $45.19 | +85.1% | COM CL A | 09260D107 |
| MSGS | MADISON SQUARE GARDEN CO CLASS A | 13,557 | $2.34M | 0.7% | $172.60 | $182.85 | -5.6% | CL A | 55825T103 |
| PSX | PHILLIPS 66 | 26,410 | $2.267M | 0.7% | $85.84 * | $48.55 | +48.6% | COM | 718546104 |
| IVOL | QUADRATIC INTRST RT VLT AND ETF IV | 81,990 | $2.265M | 0.7% | $27.63 | $26.24 | +5.3% | QUADRTC INT RT | 500767736 |
| BEN | FRANKLIN RESOURCES | 62,749 | $2.007M | 0.6% | $31.98 * | $18.74 | +36.5% | COM | 354613101 |
| — | FOLEY TRASIMENE A 25 WTS WARRANTS EXP 05/26/25 | 915,903 | $1.905M | 0.6% | $2.08 | $2.52 | — | *W EXP 05/26/202 | 34431F112 |
| BMY | BRISTOL-MYERS SQUIBB | 28,475 | $1.903M | 0.6% | $66.83 * | $49.94 | +10.6% | COM | 110122108 |
| PEP | PEPSICO INC | 11,936 | $1.769M | 0.6% | $148.21 * | $89.31 | +44.4% | COM | 713448108 |
| CARR | CARRIER GLOBAL CORP | 35,971 | $1.748M | 0.6% | $48.59 * | $18.00 | +154.4% | COM | 14448C104 |
| FBIZ | FIRST BUSINESS FINL | 60,327 | $1.633M | 0.5% | $27.07 * | $18.08 | +32.9% | COM | 319390100 |
| TAP | MOLSON COORS BEVERAGE CL CLASS B | 30,304 | $1.627M | 0.5% | $53.69 * | $40.12 | +16.5% | COM | 60871R209 |
| — | ATHENE HOLDING LTD F | 23,460 | $1.584M | 0.5% | $67.52 | $50.42 | — | CL A | G0684D107 |
| PYPL | PAYPAL HOLDINGS INCORPOR | 5,197 | $1.515M | 0.5% | $291.51 | $74.97 | +287.9% | COM | 70450Y103 |
| — | GOLDEN NUGGET ONLINE GAM CLASS A | 118,648 | $1.514M | 0.5% | $12.76 | $18.43 | — | COM CL A | 38113L107 |
| VCIT | VANGUARD INTERMEDIATE TERM COR ETF | 15,912 | $1.513M | 0.5% | $95.09 | $94.04 | +1.1% | INT-TERM CORP | 92206C870 |
| LVS | LAS VEGAS SANDS CORP | 27,586 | $1.454M | 0.5% | $52.71 * | $45.55 | +10.4% | COM | 517834107 |
| — | TREBIA ACQUISITION C UTS EXP | 138,904 | $1.45M | 0.5% | $10.44 | $10.80 | — | COM CL A | G9027T109 |
| VRT | VERTIV HOLDINGS CO | 52,745 | $1.44M | 0.5% | $27.30 | $20.18 | +34.7% | COM CL A | 92537N108 |
| EBAY | EBAY INC | 20,387 | $1.431M | 0.5% | $70.19 * | $55.24 | +17.2% | COM | 278642103 |
| — | PAYSAFE LTD F | 111,999 | $1.356M | 0.4% | $12.11 | $13.50 | — | ORD | G6964L107 |
| QSR | RESTAURANT BRANDS F | 20,364 | $1.312M | 0.4% | $64.43 | $50.69 | +27.1% | COM | 76131D103 |
| SBUX | STARBUCKS CORP | 11,654 | $1.303M | 0.4% | $111.81 * | $71.00 | +41.9% | COM | 855244109 |
| IYW | ISHARES US TECHNOLOGY ETF IV | 12,534 | $1.246M | 0.4% | $99.41 | $75.29 | +32.0% | U.S. TECH ETF | 464287721 |
| SLB | SCHLUMBERGER LTD F | 36,361 | $1.164M | 0.4% | $32.01 * | $16.89 | +71.7% | COM | 806857108 |
| VTI | VANGUARD TOTAL STOCK MARKET E ETF IV | 4,989 | $1.112M | 0.4% | $222.89 | $191.96 | +16.1% | TOTAL STK MKT | 922908769 |
| DLR | DIGITAL REALTY TRUST REIT | 15,458 | $1.101M | 0.4% | $71.23 * | $120.85 | +6.4% | COM | 253868103 |
| OXY | OCCIDENTAL PETROL CO | 35,069 | $1.097M | 0.3% | $31.28 * | $24.06 | +22.6% | COM | 674599105 |
| VYM | VANGUARD HIGH DIVIDEND YIELD ETF IV | 10,276 | $1.077M | 0.3% | $104.81 | $85.29 | +22.8% | HIGH DIV YLD | 921946406 |
| AMZN | AMAZON.COM INC | 307 | $1.056M | 0.3% | $3439.74 * | $94.25 | +82.5% | COM | 023135106 |
| FISV | FISERV INC | 9,881 | $1.056M | 0.3% | $106.87 | $115.10 | -7.1% | COM | 337738108 |
| — | PLAYA HOTELS & RES F | 139,429 | $1.036M | 0.3% | $7.43 | $8.26 | — | COM | N70544106 |
| SABR | SABRE CORP | 81,336 | $1.015M | 0.3% | $12.48 | $9.96 | +25.3% | COM | 78573M104 |
| KWEB | KRANESHARES CSI CHINA INTERNET ETF | 14,504 | $1.012M | 0.3% | $69.77 | $71.97 | -3.0% | CSI CHI INTERNET | 500767306 |
| USB | U S BANCORP | 15,430 | $879K | 0.3% | $56.97 * | $36.54 | +27.7% | COM | 902973304 |
| SLV | ISHARES SILVER TRUST ETF IV | 36,200 | $877K | 0.3% | $24.23 | $24.43 | -0.9% | ISHARES | 46428Q109 |
| DIS | WALT DISNEY CO | 4,822 | $848K | 0.3% | $175.86 * | $117.49 | +46.2% | COM DISNEY | 254687106 |
| — | GENERAL ELECTRIC CO | 61,452 | $827K | 0.3% | $13.46 | $9.41 | — | COM | 369604103 |
| BFH | ALLIANCE DATA SYSTEM | 7,719 | $804K | 0.3% | $104.16 * | $65.89 | +16.2% | COM | 018581108 |
| — | TWITTER INC | 11,596 | $798K | 0.3% | $68.82 | $68.82 | — | COM | 90184L102 |
| DXC | D X C TECHNOLOGY CO | 19,911 | $775K | 0.2% | $38.92 | $21.34 | +82.4% | COM | 23355L106 |
| — | BLACKROCK MUNICIPAL INCO | 49,000 | $772K | 0.2% | $15.76 | $14.33 | — | COM | 09249N101 |
| CGNT | COGNYTE SOFTWARE LTD F | 29,581 | $725K | 0.2% | $24.51 | $28.97 | -15.4% | ORD SHS | M25133105 |
| — | M S G NETWORK INC CLASS A | 45,988 | $671K | 0.2% | $14.59 | $14.59 | — | CL A | 553573106 |
| — | KATAPULT HOLDINGS INC | 56,430 | $610K | 0.2% | $10.81 | $10.81 | — | COM | 485859102 |
| OZK | BANK OZK | 13,778 | $581K | 0.2% | $42.17 * | $21.15 | +68.8% | COM | 06417N103 |
| — | BLACKROCK CREDIT ALLOCAT | 36,600 | $571K | 0.2% | $15.60 | $12.84 | — | COM | 092508100 |
| — | VELODYNE LIDAR INC | 51,063 | $543K | 0.2% | $10.63 | $22.82 | — | COM | 92259F101 |
| KBE | SPDR S&P BANK ETF IV | 10,149 | $521K | 0.2% | $51.34 | $40.78 | +25.8% | S&P BK ETF | 78464A797 |
| FAST | FASTENAL CO | 9,930 | $516K | 0.2% | $51.96 * | $12.09 | +92.8% | COM | 311900104 |
| GD | GENERAL DYNAMICS CO | 2,697 | $508K | 0.2% | $188.36 * | $125.28 | +36.2% | COM | 369550108 |
| — | REDBALL ACQUISITI 22 WTF WARRANTS EXP 08/17/22 | 428,961 | $463K | 0.1% | $1.08 | $2.18 | — | *W EXP 08/17/202 | G7417R113 |
| MMM | 3M CO | 2,049 | $407K | 0.1% | $198.63 * | $112.34 | +24.9% | COM | 88579Y101 |
| VGT | VANGUARD INFORMATION TECHNOLO ETF IV | 1,000 | $399K | 0.1% | $399.00 * | $30.31 | +64.5% | INF TECH ETF | 92204A702 |
| IJR | ISHARES CORE S&P SMALL CAP ETF IV | 3,510 | $397K | 0.1% | $113.11 | $104.77 | +7.8% | CORE S&P SCP ETF | 464287804 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF IV | 1,390 | $377K | 0.1% | $271.22 * | $60.86 | +11.5% | RUS 1000 GRW ETF | 464287614 |
| CRAK | VANECK VECTORS OIL REFINERS ETF | 12,687 | $374K | 0.1% | $29.48 | $22.42 | +31.4% | OIL REFINERS ETF | 92189F585 |
| DE | DEERE & CO | 1,024 | $361K | 0.1% | $352.54 * | $179.78 | +84.7% | COM | 244199105 |
| MTUM | ISHARES MSCI USA MOMNTUM FCT ETF | 2,054 | $356K | 0.1% | $173.32 | $165.34 | +4.9% | MSCI USA MMENTM | 46432F396 |
| HOG | HARLEY DAVIDSON INC | 7,660 | $351K | 0.1% | $45.82 | $37.18 | +23.2% | COM | 412822108 |
| COST | COSTCO WHOLESALE CO | 882 | $349K | 0.1% | $395.69 * | $329.77 | +14.0% | COM | 22160K105 |
| MCD | MCDONALDS CORP | 1,507 | $348K | 0.1% | $230.92 * | $140.77 | +48.1% | COM | 580135101 |
| IEFA | ISHARES CORE MSCI EAFE ETF IV | 4,605 | $345K | 0.1% | $74.92 | $71.46 | +4.8% | CORE MSCI EAFE | 46432F842 |
| NVDA | NVIDIA CORP FORWARD SPLIT WITH STOCK SPLIT SHARES | 420 | $336K | 0.1% | $800.00 * | $13.40 | +48.9% | COM | 67066G104 |
| — | FOLEY TRASIMENE ACQUISIT CORP ACT EXP: 06/28/21 | 33,615 | $328K | 0.1% | $9.76 | $13.80 | — | COM CL A | 34431F104 |
| — | HANESBRANDS INC | 17,465 | $326K | 0.1% | $18.67 | $17.13 | — | COM | 410345102 |
| MDT | MEDTRONIC PLC F | 2,574 | $320K | 0.1% | $124.32 * | $89.29 | +21.8% | SHS | G5960L103 |
| VNQ | VANGUARD REAL ESTATE ETF IV | 3,140 | $320K | 0.1% | $101.91 | $83.80 | +21.5% | REAL ESTATE ETF | 922908553 |
| FNV | FRANCO NEVADA CORP F | 2,200 | $319K | 0.1% | $145.00 * | $102.98 | +35.2% | COM | 351858105 |
| META | FACEBOOK INC CLASS A | 910 | $316K | 0.1% | $347.25 | $207.33 | +66.5% | CL A | 30303M102 |
| — | CANADIAN PAC RAILWAY F | 4,000 | $308K | 0.1% | $77.00 | $112.60 | — | COM | 13645T100 |
| TGT | TARGET CORP | 1,270 | $307K | 0.1% | $241.73 * | $163.21 | +29.8% | COM | 87612E106 |
| HD | HOME DEPOT INC | 920 | $293K | 0.1% | $318.48 * | $163.76 | +74.4% | COM | 437076102 |
| FITB | FIFTH THIRD BANCORP | 7,571 | $289K | 0.1% | $38.17 * | $20.77 | +55.1% | COM | 316773100 |
| CRM | SALESFORCE COM | 1,163 | $284K | 0.1% | $244.20 | $189.01 | +27.7% | COM | 79466L302 |
| VPU | VANGUARD UTILITIES ETF IV | 1,950 | $271K | 0.1% | $138.97 | $137.98 | +0.6% | UTILITIES ETF | 92204A876 |
| SPIB | SPDR INTRMDT TRM CRPRATE BND ETF IV | 7,100 | $261K | 0.1% | $36.76 | $35.08 | +4.6% | PORTFOLIO INTRMD | 78464A375 |
| SPHR | MADISON SQUARE GARDEN EN CLASS A | 3,105 | $261K | 0.1% | $84.06 * | $46.05 | -15.8% | CL A | 55826T102 |
| — | BLACKROCK TAXABL MUNI BN | 10,000 | $258K | 0.1% | $25.80 | $24.90 | — | SHS | 09248X100 |
| — | WW INTL INC | 7,000 | $253K | 0.1% | $36.14 | $36.14 | — | COM | 98262P101 |
| IWR | ISHARES RUSSELL MID CAP ETF IV | 3,076 | $244K | 0.1% | $79.32 | $63.70 | +24.4% | RUS MID CAP ETF | 464287499 |
| XLV | SELECT SECTOR HEALTH CARE SPD ETF IV | 1,915 | $241K | 0.1% | $125.85 | $109.16 | +15.4% | SBI HEALTHCARE | 81369Y209 |
| IWD | ISHARES RUSSELL 1000 VALUE ETF IV | 1,515 | $240K | 0.1% | $158.42 | $144.68 | +9.6% | CORE S&P SCP ETF | 464287598 |
| VZ | VERIZON COMMUNICATN | 4,083 | $229K | 0.1% | $56.09 * | $33.68 | +25.9% | COM | 92343V104 |
| VUG | VANGUARD GROWTH ETF | 795 | $228K | 0.1% | $286.79 * | $42.78 | +11.7% | GROWTH ETF | 922908736 |
| UNH | UNITEDHEALTH GRP INC | 550 | $220K | 0.1% | $400.00 * | $319.66 | +16.3% | COM | 91324P102 |
| BEAM | BEAM THERAPEUTICS INC | 1,700 | $219K | 0.1% | $128.82 | $79.68 | +61.5% | COM | 07373V105 |
| RPAR | RPAR RISK PARITY TIDAL ETF IV | 8,942 | $218K | 0.1% | $24.38 | $22.37 | +9.2% | RPAR RISK PARI | 886364603 |
| AVGO | BROADCOM INC | 450 | $215K | 0.1% | $477.78 * | $41.65 | +4.6% | COM | 11135F101 |
| — | LAM RESEARCH CORP | 330 | $215K | 0.1% | $651.52 | $651.52 | — | COM | 512807108 |
| — | GAN LTD F | 13,000 | $214K | 0.1% | $16.46 | $16.92 | — | ORD SHS | G3728V109 |
| SON | SONOCO PRODUCTS CO | 3,138 | $210K | 0.1% | $66.92 * | $55.98 | +1.0% | COM | 835495102 |
| WMT | WALMART INC | 1,426 | $201K | 0.1% | $140.95 * | $43.81 | +1.1% | COM | 931142103 |
| SRNE | SORRENTO THERAPEUTCS | 16,000 | $155K | 0.0% | $9.69 * | $3.83 | +108.0% | COM NEW | 83587F202 |
| FTI | TECHNIPFMC LTD F | 15,000 | $136K | 0.0% | $9.07 * | $8.11 | +9.5% | COM | G87110105 |
| — | FLAHERTY & CRMRN PRF INC | 10,000 | $134K | 0.0% | $13.40 | $9.90 | — | COM | 33848E106 |
| GERN | GERON CORP | 51,000 | $72,000 | 0.0% | $1.41 | $2.26 | -37.7% | COM | 374163103 |