CIK: 0001260824 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Oct 20, 2016
Total Value ($000): $507,875 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TLT | ISHARES TR | 290,835 | $39,993 | 7.9% | $121.01 | — | 20 YR TR BD ETF | 464287432 |
| VUG | VANGUARD INDEX FDS | 256,674 | $28,822 | 5.7% | $78.15 | — | GROWTH ETF | 922908736 |
| MINT | PIMCO ETF TR | 242,420 | $24,584 | 4.8% | $101.41 | — | ENHAN SHRT MA AC | 72201R833 |
| — | JPMORGAN CHASE & CO | 666,525 | $20,995 | 4.1% | $30.99 | — | ALERIAN ML ETN | 46625H365 |
| EPD | ENTERPRISE PRODS PARTNERS L | 748,957 | $20,694 | 4.1% | $36.53 | — | COM | 293792107 |
| LQD | ISHARES TR | 147,131 | $18,123 | 3.6% | $114.77 | — | IBOXX INV CP ETF | 464287242 |
| RWM | PROSHARES TR | 327,301 | $17,599 | 3.5% | $59.17 | — | SHRT RUSSELL2000 | 74348A210 |
| — | TC PIPELINES LP | 267,880 | $15,277 | 3.0% | $49.54 | — | UT COM LTD PRT | 87233Q108 |
| VTV | VANGUARD INDEX FDS | 142,230 | $12,374 | 2.4% | $68.06 | — | VALUE ETF | 922908744 |
| VCSH | VANGUARD SCOTTSDALE FDS | 149,640 | $12,053 | 2.4% | $80.55 | — | SHRT TRM CORP BD | 92206C409 |
| IVW | ISHARES TR | 96,047 | $11,685 | 2.3% | $89.31 | — | S&P 500 GRWT ETF | 464287309 |
| — | TOTAL S A | 234,680 | $11,194 | 2.2% | $47.61 | — | SPONSORED ADR | 89151E109 |
| — | BUCKEYE PARTNERS L P | 144,670 | $10,358 | 2.0% | $66.30 | — | UNIT LTD PARTN | 118230101 |
| — | NRG YIELD INC | 604,485 | $10,252 | 2.0% | $15.59 | — | CL C | 62942X405 |
| GEL | GENESIS ENERGY L P | 249,385 | $9,469 | 1.9% | $37.64 | — | UNIT LTD PARTN | 371927104 |
| USDP | USD PARTNERS LP | 720,765 | $8,923 | 1.8% | $13.21 | — | COM UT REP LTD | 903318103 |
| — | WESTERN GAS PARTNERS LP | 155,814 | $8,578 | 1.7% | $43.41 | — | COM UNIT LP IN | 958254104 |
| — | ENLINK MIDSTREAM PARTNERS LP | 462,735 | $8,195 | 1.6% | $16.36 | — | COM UNIT REP LTD | 29336u107 |
| — | ENABLE MIDSTREAM PARTNERS LP | 527,400 | $8,043 | 1.6% | $16.09 | — | COM UNIT RP IN | 292480100 |
| VEU | VANGUARD INTL EQUITY INDEX F | 173,114 | $7,864 | 1.5% | $44.16 | — | ALLWRLD EX US | 922042775 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 328,930 | $7,546 | 1.5% | $17.90 | — | COM UNIT LTD | 866142102 |
| MSFT | MICROSOFT CORP | 129,155 | $7,439 | 1.5% | $27.22 | +84.8% | COM | 594918104 |
| SUN | SUNOCO LP | 239,070 | $6,935 | 1.4% | $29.91 | — | COM U REP LP | 86765K109 |
| — | CENTRAL FD CDA LTD | 479,647 | $6,633 | 1.3% | $13.33 | — | CL A | 153501101 |
| — | VANECK VECTORS ETF TR | 242,327 | $6,404 | 1.3% | $27.71 | — | GOLD MINERS ETF | 92189f106 |
| IEF | ISHARES TR | 52,829 | $5,910 | 1.2% | $107.62 | — | 7-10 Y TR BD ETF | 464287440 |
| JNJ | JOHNSON & JOHNSON | 49,772 | $5,879 | 1.2% | $60.84 | +53.8% | COM | 478160104 |
| — | VANGUARD SCOTTSDALE FDS | 95,050 | $5,818 | 1.1% | $60.92 | — | SHTRM GVT BD ETF | 92206c102 |
| SBB | PROSHARES TR | 121,112 | $5,347 | 1.1% | $50.48 | — | SHRT SMALLCAP60 | 74348A376 |
| — | TEEKAY OFFSHORE PARTNERS L P | 836,887 | $5,289 | 1.0% | $13.13 | — | PARTNERSHIP UN | Y8565J101 |
| — | GENERAL ELECTRIC CO | 174,164 | $5,159 | 1.0% | $23.37 | — | COM | 369604103 |
| — | ROYAL DUTCH SHELL PLC | 90,623 | $4,788 | 0.9% | $55.67 | — | SPON ADR B | 780259107 |
| — | PROSHARES TR | 324,410 | $4,561 | 0.9% | $16.41 | — | PSHS SH MDCAP400 | 74347R800 |
| — | ALPS ETF TR | 346,948 | $4,403 | 0.9% | $12.42 | — | ALERIAN MLP | 00162Q866 |
| — | NORDSTROM INC | 84,441 | $4,381 | 0.9% | $68.75 | — | COM | 655664100 |
| MCK | MCKESSON CORP | 25,859 | $4,312 | 0.8% | $123.18 | +40.5% | COM | 58155Q103 |
| AAPL | APPLE INC | 37,973 | $4,293 | 0.8% | $17.92 | +35.2% | COM | 037833100 |
| — | DCP MIDSTREAM PARTNERS LP | 117,735 | $4,160 | 0.8% | $31.87 | — | COM UT LTD PTN | 23311P100 |
| WFC | WELLS FARGO & CO NEW | 89,727 | $3,973 | 0.8% | $31.28 | +17.8% | COM | 949746101 |
| — | TEEKAY TANKERS LTD | 1,539,404 | $3,895 | 0.8% | $2.96 | — | CL A | Y8565N102 |
| UPS | UNITED PARCEL SERVICE INC | 35,059 | $3,834 | 0.8% | $59.86 | +29.1% | CL B | 911312106 |
| BDX | BECTON DICKINSON & CO | 20,773 | $3,733 | 0.7% | $78.30 | +89.7% | COM | 075887109 |
| PEP | PEPSICO INC | 34,200 | $3,720 | 0.7% | $56.76 | +42.8% | COM | 713448108 |
| — | ANNALY CAP MGMT INC | 338,250 | $3,552 | 0.7% | $9.91 | — | COM | 035710409 |
| — | MORGAN STANLEY | 61,760 | $3,438 | 0.7% | $42.75 | — | SHRT EUR ETN20 | 617480280 |
| MDT | MEDTRONIC PLC | 37,979 | $3,282 | 0.6% | $56.98 | +20.7% | SHS | G5960L103 |
| BK | BANK NEW YORK MELLON CORP | 81,218 | $3,239 | 0.6% | $21.93 | +42.7% | COM | 064058100 |
| — | LENDINGCLUB CORP | 516,285 | $3,190 | 0.6% | $4.30 | — | COM | 52603A109 |
| GOOG | ALPHABET INC | 3,953 | $3,073 | 0.6% | $35.61 | +5.8% | CAP STK CL C | 02079K107 |
| VZ | VERIZON COMMUNICATIONS INC | 58,312 | $3,031 | 0.6% | $26.09 | +26.1% | COM | 92343V104 |
| — | MORGAN STANLEY INDIA INVS FD | 104,675 | $2,975 | 0.6% | $27.44 | — | COM | 61745C105 |
| PYPL | PAYPAL HLDGS INC | 71,365 | $2,924 | 0.6% | $35.85 | +6.9% | COM | 70450Y103 |
| FDX | FEDEX CORP | 16,705 | $2,918 | 0.6% | $132.03 | +6.7% | COM | 31428X106 |
| — | ISHARES | 230,290 | $2,888 | 0.6% | $11.46 | — | MSCI JAPAN ETF | 464286848 |
| ETN | EATON CORP PLC | 43,442 | $2,854 | 0.6% | $52.30 | +1.1% | SHS | G29183103 |
| — | SSGA ACTIVE ETF TR | 55,941 | $2,808 | 0.6% | $49.62 | — | SPDR TR TACTIC | 78467v848 |
| STT | STATE STR CORP | 39,436 | $2,746 | 0.5% | $45.10 | +10.2% | COM | 857477103 |
| BBVA | BANCO BILBAO VIZCAYA ARGENTA | 456,687 | $2,722 | 0.5% | $5.96 | — | SPONSORED ADR | 05946K101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 18,754 | $2,709 | 0.5% | $111.31 | +31.4% | CL B NEW | 084670702 |
| — | SPROTT PHYSICAL SILVER TR | 340,400 | $2,515 | 0.5% | $6.45 | — | TR UNIT | 85207k107 |
| SHY | ISHARES TR | 29,300 | $2,492 | 0.5% | $84.29 | — | 1-3 YR TR BD ETF | 464287457 |
| MOS | MOSAIC CO NEW | 94,678 | $2,316 | 0.5% | $22.19 | +3.7% | COM | 61945C103 |
| BAX | BAXTER INTL INC | 40,739 | $1,939 | 0.4% | $29.58 | +36.7% | COM | 071813109 |
| — | PROSHARES TR | 110,820 | $1,890 | 0.4% | $17.05 | — | SHRT RL EST FD | 74347X641 |
| DIS | DISNEY WALT CO | 16,519 | $1,534 | 0.3% | $57.38 | +54.9% | COM DISNEY | 254687106 |
| OEF | ISHARES TR | 15,897 | $1,525 | 0.3% | $77.48 | — | S&P 100 ETF | 464287101 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 21,035 | $1,488 | 0.3% | $69.94 | — | COM UNIT RP LP | 559080106 |
| — | DELL TECHNOLOGIES INC | 31,071 | $1,486 | 0.3% | $47.83 | — | COM CL V | 24703l103 |
| PFE | PFIZER INC | 37,167 | $1,259 | 0.2% | $16.54 | +34.6% | COM | 717081103 |
| CVX | CHEVRON CORP NEW | 11,882 | $1,223 | 0.2% | $70.81 | -3.3% | COM | 166764100 |
| — | WELLS FARGO & CO NEW | 875 | $1,146 | 0.2% | $1204.95 | — | PERP PFD CNV A | 949746804 |
| XOM | EXXON MOBIL CORP | 13,091 | $1,143 | 0.2% | $53.70 | +9.0% | COM | 30231G102 |
| SPY | SPDR S&P 500 ETF TR | 4,310 | $932 | 0.2% | $212.74 | — | TR UNIT | 78462F103 |
| — | WESTERN REFNG INC | 30,581 | $809 | 0.2% | $20.62 | — | COM | 959319104 |
| TTC | TORO CO | 17,200 | $806 | 0.2% | $46.80 | 0.0% | COM | 891092108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 4,530 | $720 | 0.1% | $117.91 | -13.7% | COM | 459200101 |
| CVS | CVS HEALTH CORP | 6,831 | $607 | 0.1% | $43.77 | +61.9% | COM | 126650100 |
| INTC | INTEL CORP | 14,104 | $533 | 0.1% | $18.94 | +51.1% | COM | 458140100 |
| GOOGL | ALPHABET INC | 656 | $527 | 0.1% | $36.71 | +5.7% | CAP STK CL A | 02079K305 |
| JPM | JPMORGAN CHASE & CO | 7,236 | $482 | 0.1% | $37.11 | +37.0% | COM | 46625H100 |
| NGL | NGL ENERGY PARTNERS LP | 24,650 | $464 | 0.1% | $8.51 | — | COM UNIT REPST | 62913M107 |
| EFA | ISHARES TR | 7,463 | $441 | 0.1% | $64.19 | — | MSCI EAFE ETF | 464287465 |
| CMF | ISHARES TR | 3,500 | $422 | 0.1% | $120.57 | — | CALIF MUN BD ETF | 464288356 |
| SJB | PROSHARES TR | 16,840 | $421 | 0.1% | $28.64 | — | SHRT HGH YIELD | 74347R131 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 5,006 | $420 | 0.1% | $78.00 | — | DIV APP ETF | 921908844 |
| QCOM | QUALCOMM INC | 5,925 | $406 | 0.1% | $44.65 | +5.1% | COM | 747525103 |
| NVGS | NAVIGATOR HOLDINGS LTD | 56,000 | $403 | 0.1% | $8.33 | 0.0% | SHS | Y62132108 |
| — | POWERSHARES ETF TR II | 21,290 | $402 | 0.1% | $17.73 | — | FDM HG YLD RAFI | 73936T557 |
| PAA | PLAINS ALL AMERN PIPELINE L | 12,524 | $393 | 0.1% | $39.88 | — | UNIT LTD PARTN | 726503105 |
| — | ENERGY TRANSFER PRTNRS L P | 8,800 | $325 | 0.1% | $33.19 | — | UNIT LTD PARTN | 29273R109 |
| PCAR | PACCAR INC | 5,424 | $319 | 0.1% | $25.66 | +3.9% | COM | 693718108 |
| — | TESORO LOGISTICS LP | 6,590 | $319 | 0.1% | $48.41 | — | COM UNIT LP | 88160T107 |
| BMY | BRISTOL MYERS SQUIBB CO | 5,533 | $298 | 0.1% | $29.11 | +58.5% | COM | 110122108 |
| BA | BOEING CO | 2,250 | $296 | 0.1% | $86.96 | +38.9% | COM | 097023105 |
| INDA | ISHARES TR | 9,635 | $283 | 0.1% | $29.37 | — | MSCI INDIA ETF | 46429B598 |
| ABBV | ABBVIE INC | 4,195 | $265 | 0.1% | $29.36 | +49.6% | COM | 00287Y109 |
| T | AT&T INC | 6,395 | $259 | 0.1% | $12.27 | +32.8% | COM | 00206R102 |
| ASHR | DBX ETF TR | 10,545 | $259 | 0.1% | $24.56 | — | DBXTR HAR CS 300 | 233051879 |
| MRK | MERCK & CO INC | 4,091 | $255 | 0.1% | $40.01 | +9.3% | COM | 58933Y105 |
| GIS | GENERAL MLS INC | 3,800 | $243 | 0.0% | $41.24 | +21.3% | COM | 370334104 |
| EWC | ISHARES | 8,875 | $228 | 0.0% | $25.69 | — | MSCI CDA ETF | 464286509 |
| — | BLACKROCK MUNICIPAL BOND TR | 12,675 | $228 | 0.0% | $17.99 | — | COM | 09249H104 |
| — | VANECK VECTORS ETF TR | 4,820 | $213 | 0.0% | $42.61 | — | JR GOLD MINERS E | 92189f791 |
| COST | COSTCO WHSL CORP NEW | 1,385 | $211 | 0.0% | $127.74 | +7.2% | COM | 22160K105 |
| — | RAYTHEON CO | 1,529 | $208 | 0.0% | $136.04 | — | COM NEW | 755111507 |
| — | NUVEEN ENHANCED MUN CREDIT O | 12,354 | $194 | 0.0% | $15.70 | — | COM SH BEN INT | 67070X101 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 16,205 | $177 | 0.0% | $9.53 | — | UNIT | 85207H104 |
| MPT | MEDICAL PPTYS TRUST INC | 11,450 | $169 | 0.0% | $15.20 | — | COM | 58463J304 |
| — | ISHARES TR | 13,920 | $146 | 0.0% | $12.62 | — | MRG RL ES CP ETF | 464288539 |