Location: Bellevue, WA
CIK: 0001260824 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Oct 20, 2016
Total Value: $508M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| TLT | ISHARES TR | 290,835 | $39.99M | 7.9% | $137.51 | $120.99 | +13.7% | 20 YR TR BD ETF | 464287432 |
| VUG | VANGUARD INDEX FDS | 256,674 | $28.82M | 5.7% | $112.29 * | $13.19 | +41.9% | GROWTH ETF | 922908736 |
| MINT | PIMCO ETF TR | 242,420 | $24.58M | 4.8% | $101.41 | $101.27 | +0.1% | ENHAN SHRT MA AC | 72201R833 |
| — | JPMORGAN CHASE & CO | 666,525 | $21M | 4.1% | $31.50 | $30.99 | — | ALERIAN ML ETN | 46625H365 |
| EPD | ENTERPRISE PRODS PARTNERS L | 748,957 | $20.69M | 4.1% | $27.63 | $36.53 | — | COM | 293792107 |
| LQD | ISHARES TR | 147,131 | $18.12M | 3.6% | $123.18 | $119.01 | +3.5% | IBOXX INV CP ETF | 464287242 |
| RWM | PROSHARES TR | 327,301 | $17.6M | 3.5% | $53.77 | $61.08 | -12.0% | SHRT RUSSELL2000 | 74348A210 |
| — | TC PIPELINES LP | 267,880 | $15.28M | 3.0% | $57.03 | $49.54 | — | UT COM LTD PRT | 87233Q108 |
| VTV | VANGUARD INDEX FDS | 142,230 | $12.37M | 2.4% | $87.00 | $68.25 | +27.5% | VALUE ETF | 922908744 |
| VCSH | VANGUARD SCOTTSDALE FDS | 149,640 | $12.05M | 2.4% | $80.55 | $80.66 | -0.1% | SHRT TRM CORP BD | 92206C409 |
| IVW | ISHARES TR | 96,047 | $11.69M | 2.3% | $121.66 * | $22.79 | +33.4% | S&P 500 GRWT ETF | 464287309 |
| — | TOTAL S A | 234,680 | $11.19M | 2.2% | $47.70 | $47.61 | — | SPONSORED ADR | 89151E109 |
| — | BUCKEYE PARTNERS L P | 144,670 | $10.36M | 2.0% | $71.60 | $66.30 | — | UNIT LTD PARTN | 118230101 |
| — | NRG YIELD INC | 604,485 | $10.25M | 2.0% | $16.96 | $15.59 | — | CL C | 62942X405 |
| GEL | GENESIS ENERGY L P | 249,385 | $9.469M | 1.9% | $37.97 | $37.64 | — | UNIT LTD PARTN | 371927104 |
| USDP | USD PARTNERS LP | 720,765 | $8.923M | 1.8% | $12.38 | $13.21 | — | COM UT REP LTD | 903318103 |
| — | WESTERN GAS PARTNERS LP | 155,814 | $8.578M | 1.7% | $55.05 | $43.41 | — | COM UNIT LP IN | 958254104 |
| — | ENLINK MIDSTREAM PARTNERS LP | 462,735 | $8.195M | 1.6% | $17.71 | $16.36 | — | COM UNIT REP LTD | 29336u107 |
| — | ENABLE MIDSTREAM PARTNERS LP | 527,400 | $8.043M | 1.6% | $15.25 | $16.09 | — | COM UNIT RP IN | 292480100 |
| VEU | VANGUARD INTL EQUITY INDEX F | 173,114 | $7.864M | 1.5% | $45.43 | $46.79 | -2.9% | ALLWRLD EX US | 922042775 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 328,930 | $7.546M | 1.5% | $22.94 | $17.90 | — | COM UNIT LTD | 866142102 |
| MSFT | MICROSOFT CORP | 129,155 | $7.439M | 1.5% | $57.60 * | $27.22 | +89.1% | COM | 594918104 |
| SUN | SUNOCO LP | 239,070 | $6.935M | 1.4% | $29.01 | $29.91 | — | COM U REP LP | 86765K109 |
| — | CENTRAL FD CDA LTD | 479,647 | $6.633M | 1.3% | $13.83 | $13.33 | — | CL A | 153501101 |
| — | VANECK VECTORS ETF TR | 242,327 | $6.404M | 1.3% | $26.43 | $27.71 | — | GOLD MINERS ETF | 92189f106 |
| IEF | ISHARES TR | 52,829 | $5.91M | 1.2% | $111.87 | $106.42 | +5.1% | 7-10 Y TR BD ETF | 464287440 |
| JNJ | JOHNSON & JOHNSON | 49,772 | $5.879M | 1.2% | $118.12 * | $60.84 | +50.3% | COM | 478160104 |
| — | VANGUARD SCOTTSDALE FDS | 95,050 | $5.818M | 1.1% | $61.21 | $60.92 | — | SHTRM GVT BD ETF | 92206c102 |
| SBB | PROSHARES TR | 121,112 | $5.347M | 1.1% | $44.15 | $50.48 | — | SHRT SMALLCAP60 | 74348A376 |
| — | TEEKAY OFFSHORE PARTNERS L P | 836,887 | $5.289M | 1.0% | $6.32 | $13.13 | — | PARTNERSHIP UN | Y8565J101 |
| — | GENERAL ELECTRIC CO | 174,164 | $5.159M | 1.0% | $29.62 | $23.37 | — | COM | 369604103 |
| — | ROYAL DUTCH SHELL PLC | 90,623 | $4.788M | 0.9% | $52.83 | $55.67 | — | SPON ADR B | 780259107 |
| — | PROSHARES TR | 324,410 | $4.561M | 0.9% | $14.06 | $16.41 | — | PSHS SH MDCAP400 | 74347R800 |
| — | ALPS ETF TR | 346,948 | $4.403M | 0.9% | $12.69 | $12.42 | — | ALERIAN MLP | 00162Q866 |
| — | NORDSTROM INC | 84,441 | $4.381M | 0.9% | $51.88 | $68.75 | — | COM | 655664100 |
| MCK | MCKESSON CORP | 25,859 | $4.312M | 0.8% | $166.75 * | $123.18 | +25.8% | COM | 58155Q103 |
| AAPL | APPLE INC | 37,973 | $4.293M | 0.8% | $113.05 * | $17.92 | +44.6% | COM | 037833100 |
| — | DCP MIDSTREAM PARTNERS LP | 117,735 | $4.16M | 0.8% | $35.33 | $31.87 | — | COM UT LTD PTN | 23311P100 |
| WFC | WELLS FARGO & CO NEW | 89,727 | $3.973M | 0.8% | $44.28 * | $31.28 | +9.3% | COM | 949746101 |
| — | TEEKAY TANKERS LTD | 1,539,404 | $3.895M | 0.8% | $2.53 | $2.96 | — | CL A | Y8565N102 |
| UPS | UNITED PARCEL SERVICE INC | 35,059 | $3.834M | 0.8% | $109.36 * | $59.86 | +29.6% | CL B | 911312106 |
| BDX | BECTON DICKINSON & CO | 20,773 | $3.733M | 0.7% | $179.70 * | $78.30 | +95.0% | COM | 075887109 |
| PEP | PEPSICO INC | 34,200 | $3.72M | 0.7% | $108.77 * | $56.76 | +44.9% | COM | 713448108 |
| — | ANNALY CAP MGMT INC | 338,250 | $3.552M | 0.7% | $10.50 | $9.91 | — | COM | 035710409 |
| — | MORGAN STANLEY | 61,760 | $3.438M | 0.7% | $55.67 | $42.75 | — | SHRT EUR ETN20 | 617480280 |
| MDT | MEDTRONIC PLC | 37,979 | $3.282M | 0.6% | $86.42 * | $56.98 | +20.3% | SHS | G5960L103 |
| BK | BANK NEW YORK MELLON CORP | 81,218 | $3.239M | 0.6% | $39.88 * | $21.93 | +42.7% | COM | 064058100 |
| — | LENDINGCLUB CORP | 516,285 | $3.19M | 0.6% | $6.18 | $4.30 | — | COM | 52603A109 |
| GOOG | ALPHABET INC | 3,953 | $3.073M | 0.6% | $777.38 * | $35.61 | +8.3% | CAP STK CL C | 02079K107 |
| VZ | VERIZON COMMUNICATIONS INC | 58,312 | $3.031M | 0.6% | $51.98 * | $26.09 | +22.2% | COM | 92343V104 |
| — | MORGAN STANLEY INDIA INVS FD | 104,675 | $2.975M | 0.6% | $28.42 | $27.44 | — | COM | 61745C105 |
| PYPL | PAYPAL HLDGS INC | 71,365 | $2.924M | 0.6% | $40.97 | $35.85 | +14.0% | COM | 70450Y103 |
| FDX | FEDEX CORP | 16,705 | $2.918M | 0.6% | $174.68 * | $132.03 | +14.1% | COM | 31428X106 |
| — | ISHARES | 230,290 | $2.888M | 0.6% | $12.54 | $11.46 | — | MSCI JAPAN ETF | 464286848 |
| ETN | EATON CORP PLC | 43,442 | $2.854M | 0.6% | $65.70 * | $52.30 | +3.1% | SHS | G29183103 |
| — | SSGA ACTIVE ETF TR | 55,941 | $2.808M | 0.6% | $50.20 | $49.62 | — | SPDR TR TACTIC | 78467v848 |
| STT | STATE STR CORP | 39,436 | $2.746M | 0.5% | $69.63 * | $45.10 | +18.0% | COM | 857477103 |
| BBVA | BANCO BILBAO VIZCAYA ARGENTA | 456,687 | $2.722M | 0.5% | $5.96 | $5.88 | +1.3% | SPONSORED ADR | 05946K101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 18,754 | $2.709M | 0.5% | $144.45 | $111.31 | +29.8% | CL B NEW | 084670702 |
| — | SPROTT PHYSICAL SILVER TR | 340,400 | $2.515M | 0.5% | $7.39 | $6.45 | — | TR UNIT | 85207k107 |
| SHY | ISHARES TR | 29,300 | $2.492M | 0.5% | $85.05 | $84.42 | +0.7% | 1-3 YR TR BD ETF | 464287457 |
| MOS | MOSAIC CO NEW | 94,678 | $2.316M | 0.5% | $24.46 * | $22.19 | -6.3% | COM | 61945C103 |
| BAX | BAXTER INTL INC | 40,739 | $1.939M | 0.4% | $47.60 * | $29.58 | +38.2% | COM | 071813109 |
| — | PROSHARES TR | 110,820 | $1.89M | 0.4% | $17.05 | $17.05 | — | SHRT RL EST FD | 74347X641 |
| DIS | DISNEY WALT CO | 16,519 | $1.534M | 0.3% | $92.86 * | $57.38 | +50.2% | COM DISNEY | 254687106 |
| OEF | ISHARES TR | 15,897 | $1.525M | 0.3% | $95.93 | $79.79 | +20.2% | S&P 100 ETF | 464287101 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 21,035 | $1.488M | 0.3% | $70.74 | $69.94 | — | COM UNIT RP LP | 559080106 |
| — | DELL TECHNOLOGIES INC | 31,071 | $1.486M | 0.3% | $47.83 | $47.83 | — | COM CL V | 24703l103 |
| PFE | PFIZER INC | 37,167 | $1.259M | 0.2% | $33.87 * | $16.54 | +29.7% | COM | 717081103 |
| CVX | CHEVRON CORP NEW | 11,882 | $1.223M | 0.2% | $102.93 * | $70.81 | -2.0% | COM | 166764100 |
| — | WELLS FARGO & CO NEW | 875 | $1.146M | 0.2% | $1309.71 | $1204.95 | — | PERP PFD CNV A | 949746804 |
| XOM | EXXON MOBIL CORP | 13,091 | $1.143M | 0.2% | $87.31 * | $53.70 | +7.6% | COM | 30231G102 |
| SPY | SPDR S&P 500 ETF TR | 4,310 | $932K | 0.2% | $216.24 | $211.56 | +2.2% | TR UNIT | 78462F103 |
| — | WESTERN REFNG INC | 30,581 | $809K | 0.2% | $26.45 | $20.62 | — | COM | 959319104 |
| TTC | TORO CO | 17,200 | $806K | 0.2% | $46.86 | $46.80 | +0.1% | COM | 891092108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 4,530 | $720K | 0.1% | $158.94 * | $117.91 | -13.3% | COM | 459200101 |
| CVS | CVS HEALTH CORP | 6,831 | $607K | 0.1% | $88.86 * | $43.77 | +52.8% | COM | 126650100 |
| INTC | INTEL CORP | 14,104 | $533K | 0.1% | $37.79 * | $18.94 | +61.5% | COM | 458140100 |
| GOOGL | ALPHABET INC | 656 | $527K | 0.1% | $803.35 * | $36.71 | +8.7% | CAP STK CL A | 02079K305 |
| JPM | JPMORGAN CHASE & CO | 7,236 | $482K | 0.1% | $66.61 * | $37.11 | +40.0% | COM | 46625H100 |
| NGL | NGL ENERGY PARTNERS LP | 24,650 | $464K | 0.1% | $18.82 | $8.51 | — | COM UNIT REPST | 62913M107 |
| EFA | ISHARES TR | 7,463 | $441K | 0.1% | $59.09 | $62.96 | -6.1% | MSCI EAFE ETF | 464287465 |
| CMF | ISHARES TR | 3,500 | $422K | 0.1% | $120.57 * | $60.66 | -0.5% | CALIF MUN BD ETF | 464288356 |
| SJB | PROSHARES TR | 16,840 | $421K | 0.1% | $25.00 | $28.18 | -11.2% | SHRT HGH YIELD | 74347R131 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 5,006 | $420K | 0.1% | $83.90 | $76.63 | +9.5% | DIV APP ETF | 921908844 |
| QCOM | QUALCOMM INC | 5,925 | $406K | 0.1% | $68.52 * | $44.65 | +19.0% | COM | 747525103 |
| NVGS | NAVIGATOR HOLDINGS LTD | 56,000 | $403K | 0.1% | $7.20 * | $8.33 | -16.5% | SHS | Y62132108 |
| — | POWERSHARES ETF TR II | 21,290 | $402K | 0.1% | $18.88 | $17.73 | — | FDM HG YLD RAFI | 73936T557 |
| PAA | PLAINS ALL AMERN PIPELINE L | 12,524 | $393K | 0.1% | $31.38 | $39.88 | — | UNIT LTD PARTN | 726503105 |
| — | ENERGY TRANSFER PRTNRS L P | 8,800 | $325K | 0.1% | $36.93 | $33.19 | — | UNIT LTD PARTN | 29273R109 |
| — | TESORO LOGISTICS LP | 6,590 | $319K | 0.1% | $48.41 | $48.41 | — | COM UNIT LP | 88160T107 |
| PCAR | PACCAR INC | 5,424 | $319K | 0.1% | $58.81 * | $25.66 | +7.2% | COM | 693718108 |
| BMY | BRISTOL MYERS SQUIBB CO | 5,533 | $298K | 0.1% | $53.86 * | $29.11 | +33.0% | COM | 110122108 |
| BA | BOEING CO | 2,250 | $296K | 0.1% | $131.56 * | $86.96 | +39.4% | COM | 097023105 |
| INDA | ISHARES TR | 9,635 | $283K | 0.1% | $29.37 | $29.32 | +0.3% | MSCI INDIA ETF | 46429B598 |
| ABBV | ABBVIE INC | 4,195 | $265K | 0.1% | $63.17 * | $29.36 | +45.8% | COM | 00287Y109 |
| T | AT&T INC | 6,395 | $259K | 0.1% | $40.50 * | $12.27 | +29.0% | COM | 00206R102 |
| ASHR | DBX ETF TR | 10,545 | $259K | 0.1% | $24.56 | $24.67 | -0.4% | DBXTR HAR CS 300 | 233051879 |
| MRK | MERCK & CO INC | 4,091 | $255K | 0.1% | $62.33 * | $40.01 | +11.9% | COM | 58933Y105 |
| GIS | GENERAL MLS INC | 3,800 | $243K | 0.0% | $63.95 * | $41.24 | +11.4% | COM | 370334104 |
| EWC | ISHARES | 8,875 | $228K | 0.0% | $25.69 | $25.34 | +1.4% | MSCI CDA ETF | 464286509 |
| — | BLACKROCK MUNICIPAL BOND TR | 12,675 | $228K | 0.0% | $17.99 | $17.99 | — | COM | 09249H104 |
| — | VANECK VECTORS ETF TR | 4,820 | $213K | 0.0% | $44.19 | $42.61 | — | JR GOLD MINERS E | 92189f791 |
| COST | COSTCO WHSL CORP NEW | 1,385 | $211K | 0.0% | $152.35 * | $127.74 | +1.3% | COM | 22160K105 |
| — | RAYTHEON CO | 1,529 | $208K | 0.0% | $136.04 | $136.04 | — | COM NEW | 755111507 |
| — | NUVEEN ENHANCED MUN CREDIT O | 12,354 | $194K | 0.0% | $15.70 | $15.70 | — | COM SH BEN INT | 67070X101 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 16,205 | $177K | 0.0% | $10.92 | $9.53 | — | UNIT | 85207H104 |
| MPT | MEDICAL PPTYS TRUST INC | 11,450 | $169K | 0.0% | $14.76 | $15.20 | — | COM | 58463J304 |
| — | ISHARES TR | 13,920 | $146K | 0.0% | $10.49 | $12.62 | — | MRG RL ES CP ETF | 464288539 |