Location: Boston, MA
CIK: 0001357550 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $1.25B (67.5% shares, 32.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MICROCHIP TECHNOLOGY INC | 70,154,000 | $133M | 10.6% | $1.82 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | LIBERTY MEDIA CORP | 114,408,000 | $104M | 8.4% | $0.64 | — | DEB 3.500% 1/1 | 530715AN1 |
| — | BECTON DICKINSON & CO | 1,010,000 | $62.53M | 5.0% | $61.91 | — | PFD SHS CONV A | 075887208 |
| PFF | ISHARES TR | 1,317,500 | $49.45M | 4.0% | — | — | Put | 464288687 |
| — | FINISAR CORP | 45,178,000 | $45.05M | 3.6% | $0.96 | — | NOTE 0.500%12/1 | 31787AAP6 |
| SPY | SPDR S&P 500 ETF TR | 133,500 | $39.62M | 3.2% | $295.09 | — | Put | 78462F103 |
| — | EPR PPTYS | 1,112,600 | $37.06M | 3.0% | $32.34 | — | PFD C CNV 5.75% | 26884U208 |
| — | SPIRIT MTA REIT | 3,906,836 | $32.97M | 2.6% | $8.44 | — | COM SHS BEN IN | 84861U105 |
| — | NEW YORK TIMES CO | 234,000 | $32.65M | 2.6% | $159.09 | — | PUT | 650111957 |
| — | GREENLIGHT CAP RE LTD | 32,650,000 | $31.07M | 2.5% | $0.95 | — | NOTE 4.000% 8/0 | 395366AB3 |
| — | FINISAR CORP | 1,000,000 | $23.77M | 1.9% | $0.96 | — | Put | 31787AAP6 |
| — | CAI INTERNATIONAL INC | 1,064,892 | $23.18M | 1.9% | $23.42 | — | COM | 12477X106 |
| — | VIRTUS INVT PARTNERS INC | 235,298 | $22.66M | 1.8% | $94.62 | — | PFD CV SER D | 92828Q208 |
| EWY | ISHARES INC | 400,000 | $22.54M | 1.8% | — | — | Put | 464286772 |
| — | CAESARS ENTMT CORP | 12,500,000 | $21.46M | 1.7% | $1.71 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | EPR PPTYS | 529,100 | $20.53M | 1.6% | $38.07 | — | CONV PFD 9% SR E | 26884U307 |
| IQ 3.75 12/01/23 REGS | IQIYI INC | 20,000,000 | $19.84M | 1.6% | $1.09 | — | DEBT 3.750%12/0 | G4939KAA4 |
| — | CELGENE CORP | 193,918 | $19.26M | 1.5% | $98.42 | — | COM | 151020104 |
| — | PURE ACQUISITION CORP | 1,807,900 | $18.53M | 1.5% | $10.25 | — | CL A | 74621Q106 |
| — | ALTABA INC | 929,579 | $18.11M | 1.4% | $69.37 | — | COM | 021346101 |
| — | BLUEGREEN VACATIONS CORP | 1,883,446 | $17.55M | 1.4% | $14.86 | — | COM | 09629F108 |
| SA | SEABRIDGE GOLD INC | 1,300,000 | $16.46M | 1.3% | $12.25 | +16.1% | COM | 811916105 |
| GDX | VANECK VECTORS ETF TR | 562,000 | $15.01M | 1.2% | $23.00 | — | GOLD MINERS ETF | 92189F106 |
| — | THUNDER BRDG ACQUISTION II L | 1,470,000 | $14.96M | 1.2% | $10.18 | — | UNIT 99/99/9999 | G8857S124 |
| — | MOSAIC ACQUISITION CORP | 1,407,000 | $14.53M | 1.2% | $10.26 | — | COM CL A | 61946M100 |
| GDXJ | VANECK VECTORS ETF TR | 372,150 | $13.49M | 1.1% | $32.90 | — | JR GOLD MINERS E | 92189F791 |
| XLU | SELECT SECTOR SPDR TR | 200,000 | $12.95M | 1.0% | $64.74 | — | SBI INT-UTILS | 81369Y886 |
| XBI | SPDR SERIES TRUST | 166,000 | $12.66M | 1.0% | $76.25 | — | S&P BIOTECH | 78464A870 |
| — | SILVER SPIKE ACQUISITION COR | 1,150,000 | $11.6M | 0.9% | $10.09 | — | UNIT 99/99/9999 | G8136L122 |
| — | GIGCAPITAL INC | 1,084,784 | $11.28M | 0.9% | $9.96 | — | COM | 37518N106 |
| SWK | STANLEY BLACK & DECKER INC | 75,575 | $10.91M | 0.9% | $116.50 | +0.2% | COM | 854502101 |
| — | ALDER BIOPHARMACEUTICALS INC | 577,247 | $10.89M | 0.9% | $18.86 | — | COM | 014339105 |
| — | CYPRESS SEMICONDUCTOR CORP | 6,000,000 | $10.42M | 0.8% | $1.68 | — | NOTE 4.500% 1/1 | 232806AM1 |
| FEZ | SPDR INDEX SHS FDS | 254,500 | $9.605M | 0.8% | — | — | Put | 78463X202 |
| — | ALLERGAN PLC | 56,100 | $9.441M | 0.8% | $168.29 | — | SHS | G0177J108 |
| — | CONSOLIDATED TOMOKA LD CO | 7,500,000 | $8.033M | 0.6% | $1.10 | — | NOTE 4.500% 3/1 | 210226AB2 |
| — | KBL MERGER CORP IV | 757,860 | $7.995M | 0.6% | $10.14 | — | COM | 48242A104 |
| — | ALDER BIOPHARMACEUTICALS INC | 7,000,000 | $7.753M | 0.6% | $1.11 | — | NOTE 2.500% 2/0 | 014339AA3 |
| IWM | ISHARES TR | 51,000 | $7.718M | 0.6% | $151.33 | — | RUSSELL 2000 ETF | 464287655 |
| SCPE | SC HEALTH CORP | 755,982 | $7.446M | 0.6% | $9.85 | — | COM CL A | G78516203 |
| — | II VI INC | 202,217 | $7.12M | 0.6% | $34.37 | — | COM | 902104108 |
| — | LEGACY ACQUISITION CORP | 660,700 | $6.739M | 0.5% | $10.09 | — | COM CL A | 524643103 |
| BBDC | BARINGS BDC INC | 642,044 | $6.517M | 0.5% | $5.27 | +1.0% | COM | 06759L103 |
| — | BOXWOOD MERGER CORP | 575,000 | $5.796M | 0.5% | $10.06 | — | COM CL A | 10319T101 |
| XLE | SELECT SECTOR SPDR TR | 89,600 | $5.304M | 0.4% | $65.18 | — | ENERGY | 81369Y506 |
| — | PROSPECT CAPITAL CORPORATION | 5,000,000 | $5.3M | 0.4% | $0.99 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | NII HLDGS INC | 2,661,909 | $5.217M | 0.4% | $1.79 | — | COM PAR | 62913F508 |
| CNQ | CANADIAN NAT RES LTD | 195,000 | $5.192M | 0.4% | $8.91 | 0.0% | COM | 136385101 |
| XRT | SPDR SERIES TRUST | 117,000 | $4.964M | 0.4% | — | — | Put | 78464A714 |
| — | OAKTREE ACQUISITION CORP | 499,998 | $4.935M | 0.4% | $9.87 | — | SHS CL A | G67145105 |
| EZA | ISHARES INC | 92,000 | $4.365M | 0.3% | — | — | Put | 464286780 |
| — | ANI PHARMACEUTICALS INC | 4,000,000 | $4.316M | 0.3% | $1.08 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | MEGALITH FINL ACQUISITION CO | 413,339 | $4.2M | 0.3% | $10.02 | — | CL A COM | 58518F109 |
| — | SPDR SERIES TRUST | 171,000 | $3.824M | 0.3% | $22.36 | — | S&P OILGAS EXP | 78464A730 |
| — | MEDICINES CO | 2,500,000 | $3.773M | 0.3% | $1.51 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | WEALTHBRIDGE ACQUISITION LTD | 347,500 | $3.527M | 0.3% | $9.82 | — | SHS | G4887W110 |
| — | MONOCLE ACQUISITION CORP | 344,740 | $3.461M | 0.3% | $9.80 | — | COM | 609754106 |
| EWZ | ISHARES INC | 80,000 | $3.37M | 0.3% | $41.52 | — | MSCI BRAZIL ETF | 464286400 |
| — | OPES ACQUISITION CORP | 320,372 | $3.322M | 0.3% | $10.15 | — | COM | 68373P100 |
| — | GSV CAP CORP | 3,225,000 | $3.065M | 0.2% | $1.00 | — | NOTE 4.750% 3/2 | 36191JAC5 |
| — | CLARIVATE ANALYTICS PLC | 511,811 | $3.015M | 0.2% | $4.75 | — | *W EXP 11/09/201 | G21810117 |
| — | CYPRESS SEMICONDUCTOR CORP | 2,500,000 | $2.999M | 0.2% | $1.18 | — | NOTE 2.000% 2/0 | 232806AP4 |
| BKNG | BOOKING HLDGS INC | 1,500 | $2.944M | 0.2% | $1905.07 | 0.0% | COM | 09857L108 |
| — | ORISUN ACQUISITION CORP | 290,000 | $2.9M | 0.2% | $10.00 | — | UNIT 99/99/9999 | 68632T208 |
| — | 8I ENTERPRISES ACQUISITIN CO | 282,610 | $2.837M | 0.2% | $9.90 | — | SHS | G2956M104 |
| — | TUSCAN HOLDINGS CORP | 288,992 | $2.832M | 0.2% | $9.76 | — | COM | 90069K104 |
| NVST | ENVISTA HLDGS CORP | 100,000 | $2.788M | 0.2% | $27.93 | 0.0% | COM | 29415F104 |
| SPY | SPDR S&P 500 ETF TR | 8,842 | $2.624M | 0.2% | $295.09 | — | TR UNIT | 78462F103 |
| YTRA | YATRA ONLINE INC | 635,291 | $2.617M | 0.2% | $4.14 | 0.0% | ORD SHS | G98338109 |
| — | BIG ROCK PARTNERS ACQUISI CO | 244,436 | $2.586M | 0.2% | $10.42 | — | COM | 089482103 |
| XLK | SELECT SECTOR SPDR TR | 32,100 | $2.585M | 0.2% | $66.83 | — | TECHNOLOGY | 81369Y803 |
| — | GREENLAND ACQUISITIN CORPORA | 248,327 | $2.571M | 0.2% | $10.20 | — | SHS | G40981139 |
| — | FELLAZO INC | 254,000 | $2.532M | 0.2% | $9.97 | — | UNIT 99/99/9999 | G3362K104 |
| — | CHARDAN HEALTHCARE ACQUISITI | 249,000 | $2.527M | 0.2% | $9.79 | — | COM | 15957A108 |
| — | NRC GROUP HLDGS CORP | 954,212 | $2.252M | 0.2% | $1.91 | — | *W EXP 10/17/202 | 629375114 |
| — | NXP SEMICONDUCTORS N V | 2,000,000 | $2.145M | 0.2% | $1.07 | — | NOTE 1.000%12/0 | 62952QAB6 |
| NIO | NIO INC | 1,350,000 | $2.106M | 0.2% | — | — | Put | 62914V106 |
| Z | ZILLOW GROUP INC | 70,300 | $2.096M | 0.2% | $39.85 | 0.0% | CL C CAP STK | 98954M200 |
| INTC | INTEL CORP | 39,779 | $2.05M | 0.2% | $43.10 | -0.2% | COM | 458140100 |
| — | ACAMAR PARTNERS ACQSITION CO | 203,998 | $2.032M | 0.2% | $9.72 | — | CL A | 004285102 |
| — | SWITCHBACK ENERGY ACQUISITIO | 199,998 | $1.942M | 0.2% | $9.71 | — | COM CL A | 87105M102 |
| RGEN | REPLIGEN CORP | 24,000 | $1.841M | 0.1% | $87.47 | 0.0% | COM | 759916109 |
| — | AGBA ACQUISITION LTD | 185,000 | $1.832M | 0.1% | $9.90 | — | SHS | G0120M109 |
| AEP | AMERICAN ELEC PWR CO INC | 19,425 | $1.82M | 0.1% | $72.44 | 0.0% | COM | 025537101 |
| — | PROOFPOINT INC | 13,902 | $1.794M | 0.1% | $129.05 | — | COM | 743424103 |
| — | VERASTEM INC | 3,600,000 | $1.757M | 0.1% | $0.80 | — | NOTE 5.000%11/0 | 92337CAA2 |
| — | ANWORTH MORTGAGE ASSET CP | 511,837 | $1.689M | 0.1% | $3.30 | — | COM | 037347101 |
| ETSY | ETSY INC | 29,600 | $1.672M | 0.1% | $58.80 | 0.0% | COM | 29786A106 |
| — | DD3 ACQUISITION CORP | 163,168 | $1.656M | 0.1% | $9.84 | — | SHS | G2692M103 |
| OPRT | OPORTUN FINL CORP | 100,000 | $1.622M | 0.1% | $16.22 | 0.0% | COM | 68376D104 |
| — | BROOKFIELD ASSET MGMT INC | 29,430 | $1.562M | 0.1% | $53.08 | — | CL A LTD VT SH | 112585104 |
| — | DOVA PHARMACEUTICALS INC | 50,000 | $1.398M | 0.1% | $27.96 | — | COM | 25985T102 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 106,282 | $1.36M | 0.1% | $9.08 | — | UNIT | 85207Q104 |
| NIO 4.5 02/01/24 REGS | NIO INC | 5,000,000 | $1.338M | 0.1% | $0.27 | — | DEBT 4.500% 2/0 | G6525FAA0 |
| PSEC | PROSPECT CAPITAL CORPORATION | 200,000 | $1.318M | 0.1% | — | — | Put | 74348T102 |
| — | CHASERG TECHNLGY ACQUISITN C | 128,828 | $1.29M | 0.1% | $9.87 | — | CLASS A | 16166A103 |
| — | CAESARS ENTMT CORP | 100,100 | $1.167M | 0.1% | $11.66 | — | COM | 127686103 |
| — | AGBA ACQUISITION LTD | 100,000 | $1.018M | 0.1% | $10.02 | — | UNIT 05/10/2024 | G0120M133 |
| — | CONYERS PK II ACQUISITION CO | 100,000 | $995K | 0.1% | $9.95 | — | COM CL A | 212896104 |
| — | B RILEY PRINCIPAL MERGER COR | 100,000 | $992K | 0.1% | $9.75 | — | CL A | 05586Y106 |
| — | SOUTH MTN MERGER CORP | 100,000 | $980K | 0.1% | $9.80 | — | COM CL A | 838884104 |
| RVPH | TENZING ACQUISITION CORP | 94,065 | $974K | 0.1% | $9.93 | — | ORD SHS | G8708A116 |
| — | SPARK THERAPEUTICS INC | 10,000 | $970K | 0.1% | $97.00 | — | COM | 84652J103 |
| — | KAYNE ANDERSN MLP MIDS INVT | 65,666 | $950K | 0.1% | $14.47 | — | COM | 486606106 |
| — | PURE ACQUISITION CORP | 930,684 | $949K | 0.1% | $1.08 | — | *W EXP 04/17/202 | 74621Q114 |
| — | HL ACQUISITIONS CORP | 84,109 | $858K | 0.1% | $9.56 | — | SHS | G4603R106 |
| — | HIGHLAND INCOME FUND | 63,332 | $845K | 0.1% | $13.85 | — | HIGHLAND INCOME | 43010E404 |
| RPLA | REPLAY ACQUISITION CORP | 83,332 | $827K | 0.1% | $9.77 | — | COM | G75130107 |
| — | REAVES UTIL INCOME FD | 21,650 | $795K | 0.1% | $36.72 | — | COM SH BEN INT | 756158101 |
| — | SAILPOINT TECHNLGIES HLDGS I | 42,200 | $789K | 0.1% | $18.70 | — | COM | 78781P105 |
| — | PIVOTAL ACQUISITION CORP | 75,000 | $764K | 0.1% | $9.79 | — | CL A COM | 72583A101 |
| NFIN | NETFIN ACQUISITION CORP | 70,000 | $687K | 0.1% | $9.81 | — | SHS CL A | G6455A107 |
| — | BLACKROCK ENHANCED EQT DIV T | 72,725 | $668K | 0.1% | $9.19 | — | COM | 09251A104 |
| — | DIAMONDPEAK HLDGS COR | 64,999 | $642K | 0.1% | $9.72 | — | COM CL A | 25280H100 |
| — | NEBULA ACQUISITION CORP | 56,001 | $571K | 0.0% | $10.09 | — | COM CLASS A | 629076100 |
| — | SENTINEL ENERGY SVCS INC | 54,045 | $555K | 0.0% | $10.05 | — | CL A | 81728P105 |
| — | COLLIER CREEK HOLDINGS | 51,000 | $520K | 0.0% | $9.65 | — | COM CL A | G22707106 |
| — | HEALTH SCIENCES ACQUSTN CORP | 50,400 | $503K | 0.0% | $9.80 | — | COM | 42227C102 |
| LOAC | LONGEVITY ACQUISITION CORP | 48,264 | $498K | 0.0% | $10.14 | — | ORD SHS | G56372132 |
| — | GX ACQUISITION CORP | 50,000 | $497K | 0.0% | $9.94 | — | COM CL A | 36251A107 |
| — | HAYMAKER ACQUISITION CORP II | 49,998 | $495K | 0.0% | $9.90 | — | COM CL A | 42087L101 |
| — | ARYA SCIENCES ACQUISITION CO | 47,800 | $493K | 0.0% | $10.04 | — | SHS CL A | G3165V109 |
| — | ACT II GLOBAL ACQUISITION CO | 50,000 | $492K | 0.0% | $9.76 | — | CL A SHS | G0080J104 |
| — | WATFORD HOLDINGS LTD | 17,900 | $482K | 0.0% | $26.93 | — | SHS | G94787101 |
| VNQ | VANGUARD INDEX FDS | 5,000 | $466K | 0.0% | $93.20 | — | REAL ESTATE ETF | 922908553 |
| — | SC HEALTH CORP | 377,991 | $454K | 0.0% | $1.20 | — | *W EXP 99/99/999 | G78516401 |
| — | NUVEEN PFD & INCM OPPORTNYS | 45,100 | $453K | 0.0% | $10.04 | — | COM | 67073B106 |
| AGO | ASSURED GUARANTY LTD | 9,405 | $418K | 0.0% | $35.30 | +11.6% | COM | G0585R106 |
| — | GABELLI EQUITY TR INC | 68,500 | $410K | 0.0% | $5.99 | — | COM | 362397101 |
| — | EDTECHX HLDGS ACQUISITION CO | 39,833 | $404K | 0.0% | $10.05 | — | COM | 28138X103 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 29,168 | $381K | 0.0% | $13.06 | — | COM | 6706ER101 |
| — | SPRINGWORKS THERAPEUTICS INC | 17,194 | $373K | 0.0% | $21.69 | — | COM | 85205L107 |
| — | DISH NETWORK CORP | 10,877 | $371K | 0.0% | $34.11 | — | CL A | 25470M109 |
| — | TARGET HOSPITALITY CORP | 318,098 | $334K | 0.0% | $1.55 | — | *W EXP 03/15/202 | 87615L115 |
| SNAXW | ANDINA ACQUISITION CORP III | 1,636,534 | $328K | 0.0% | $0.20 | — | *W EXP 07/31/202 | G04415124 |
| — | DFB HEALTHCARE ACQUISTION CO | 224,825 | $324K | 0.0% | $1.42 | — | *W EXP 04/11/202 | 23291E117 |
| — | BOXWOOD MERGER CORP | 458,333 | $321K | 0.0% | $0.46 | — | *W EXP 11/26/202 | 10319T119 |
| — | EATON VANCE RISK MNGD DIV EQ | 32,896 | $304K | 0.0% | $9.24 | — | COM | 27829G106 |
| — | CALAMOS STRATEGIC TOTL RETN | 23,920 | $304K | 0.0% | $12.71 | — | COM SH BEN INT | 128125101 |
| — | SPARTAN ENERGY ACQUISITON CO | 29,951 | $303K | 0.0% | $9.96 | — | CL A COM STK | 846784106 |
| BBCP | CONCRETE PUMPING HLDGS INC | 76,193 | $302K | 0.0% | $5.05 | -25.9% | COM | 206704108 |
| DBI | DESIGNER BRANDS INC | 17,230 | $295K | 0.0% | $14.50 | 0.0% | CL A | 250565108 |
| BTU | PEABODY ENERGY CORP NEW | 19,898 | $293K | 0.0% | $18.49 | 0.0% | COM | 704551100 |
| CNX | CNX RESOURCES CORPORATION | 40,234 | $292K | 0.0% | $10.12 | -26.0% | COM | 12653C108 |
| — | HANCOCK JOHN TAX-ADV DIV INC | 10,239 | $291K | 0.0% | $28.42 | — | COM | 41013V100 |
| AMP | AMERIPRISE FINL INC | 1,923 | $283K | 0.0% | $127.44 | -1.7% | COM | 03076C106 |
| PRU | PRUDENTIAL FINL INC | 3,121 | $281K | 0.0% | $69.48 | -5.4% | COM | 744320102 |
| EMR | EMERSON ELEC CO | 4,170 | $279K | 0.0% | $55.67 | -2.4% | COM | 291011104 |
| NKE | NIKE INC | 2,974 | $279K | 0.0% | $76.02 | +3.6% | CL B | 654106103 |
| EL | LAUDER ESTEE COS INC | 1,397 | $278K | 0.0% | $140.02 | +25.7% | CL A | 518439104 |
| DE | DEERE & CO | 1,638 | $276K | 0.0% | $141.86 | +2.9% | COM | 244199105 |
| PCAR | PACCAR INC | 3,948 | $276K | 0.0% | $34.27 | +4.2% | COM | 693718108 |
| ORCL | ORACLE CORP | 5,017 | $276K | 0.0% | $47.16 | +6.8% | COM | 68389X105 |
| GWW | GRAINGER W W INC | 927 | $275K | 0.0% | $256.65 | 0.0% | COM | 384802104 |
| CL | COLGATE PALMOLIVE CO | 3,739 | $275K | 0.0% | $56.88 | +9.9% | COM | 194162103 |
| HD | HOME DEPOT INC | 1,184 | $275K | 0.0% | $158.31 | +18.2% | COM | 437076102 |
| HON | HONEYWELL INTL INC | 1,618 | $274K | 0.0% | $125.94 | +10.6% | COM | 438516106 |
| AAPL | APPLE INC | 1,222 | $274K | 0.0% | $41.43 | +21.2% | COM | 037833100 |
| PEP | PEPSICO INC | 1,999 | $274K | 0.0% | $96.28 | +13.6% | COM | 713448108 |
| BEN | FRANKLIN RES INC | 9,477 | $274K | 0.0% | $22.58 | -1.1% | COM | 354613101 |
| HSY | HERSHEY CO | 1,761 | $273K | 0.0% | $97.21 | +33.9% | COM | 427866108 |
| — | ALLEGRO MERGER CORP | 26,842 | $273K | 0.0% | $9.60 | — | COM | 01749N103 |
| PG | PROCTER & GAMBLE CO | 2,196 | $273K | 0.0% | $84.86 | +19.0% | COM | 742718109 |
| ROK | ROCKWELL AUTOMATION INC | 1,659 | $273K | 0.0% | $147.81 | -4.6% | COM | 773903109 |
| TRV | TRAVELERS COMPANIES INC | 1,839 | $273K | 0.0% | $115.33 | +12.3% | COM | 89417E109 |
| HRL | HORMEL FOODS CORP | 6,238 | $273K | 0.0% | $35.47 | -0.5% | COM | 440452100 |
| MDT | MEDTRONIC PLC | 2,510 | $273K | 0.0% | $76.95 | +13.8% | SHS | G5960L103 |
| SPG | SIMON PPTY GROUP INC NEW | 1,757 | $273K | 0.0% | $108.94 | 0.0% | COM | 828806109 |
| TXN | TEXAS INSTRS INC | 2,114 | $273K | 0.0% | $87.15 | +18.0% | COM | 882508104 |
| APD | AIR PRODS & CHEMS INC | 1,224 | $272K | 0.0% | $155.06 | +24.2% | COM | 009158106 |
| PM | PHILIP MORRIS INTL INC | 3,588 | $272K | 0.0% | $56.72 | 0.0% | COM | 718172109 |
| UPS | UNITED PARCEL SERVICE INC | 2,269 | $272K | 0.0% | $81.70 | +8.9% | CL B | 911312106 |
| ACN | ACCENTURE PLC IRELAND | 1,415 | $272K | 0.0% | $148.90 | +18.5% | SHS CLASS A | G1151C101 |
| WMT | WALMART INC | 2,280 | $271K | 0.0% | $29.92 | +15.2% | COM | 931142103 |
| PGR | PROGRESSIVE CORP OHIO | 3,512 | $271K | 0.0% | $57.94 | +11.5% | COM | 743315103 |
| OGS | ONE GAS INC | 2,816 | $271K | 0.0% | $85.46 | +6.8% | COM | 68235P108 |
| TJX | TJX COS INC NEW | 4,865 | $271K | 0.0% | $46.49 | +7.8% | COM | 872540109 |
| MGEE | MGE ENERGY INC | 3,394 | $271K | 0.0% | $56.63 | +15.3% | COM | 55277P104 |
| KO | COCA COLA CO | 4,986 | $271K | 0.0% | $38.86 | +13.1% | COM | 191216100 |
| CMI | CUMMINS INC | 1,669 | $271K | 0.0% | $128.53 | +5.9% | COM | 231021106 |
| DHR | DANAHER CORPORATION | 1,876 | $271K | 0.0% | $103.37 | +17.8% | COM | 235851102 |
| LLY | LILLY ELI & CO | 2,425 | $271K | 0.0% | $102.71 | 0.0% | COM | 532457108 |
| ADP | AUTOMATIC DATA PROCESSING IN | 1,671 | $270K | 0.0% | $141.35 | +1.9% | COM | 053015103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,298 | $270K | 0.0% | $202.80 | +1.6% | CL B NEW | 084670702 |
| COST | COSTCO WHSL CORP NEW | 936 | $270K | 0.0% | $206.34 | +24.2% | COM | 22160K105 |
| PFE | PFIZER INC | 7,524 | $270K | 0.0% | $28.41 | -4.9% | COM | 717081103 |
| — | HANCOCK JOHN FINL OPPTYS FD | 8,400 | $270K | 0.0% | $32.14 | — | SH BEN INT NEW | 409735206 |
| TGT | TARGET CORP | 2,529 | $270K | 0.0% | $61.00 | +31.8% | COM | 87612E106 |
| MA | MASTERCARD INC | 990 | $269K | 0.0% | $218.92 | +21.6% | CL A | 57636Q104 |
| MSFT | MICROSOFT CORP | 1,938 | $269K | 0.0% | $107.22 | +21.2% | COM | 594918104 |
| SCHW | THE CHARLES SCHWAB CORPORATI | 6,428 | $269K | 0.0% | $36.91 | 0.0% | COM | 808513105 |
| ATO | ATMOS ENERGY CORP | 2,361 | $269K | 0.0% | $84.38 | +10.8% | COM | 049560105 |
| PSA | PUBLIC STORAGE | 1,098 | $269K | 0.0% | $164.35 | +16.7% | COM | 74460D109 |
| VFC | V F CORP | 3,027 | $269K | 0.0% | $85.44 | 0.0% | COM | 918204108 |
| ADBE | ADOBE INC | 974 | $269K | 0.0% | $261.39 | +11.7% | COM | 00724F101 |
| AWK | AMERICAN WTR WKS CO INC NEW | 2,168 | $269K | 0.0% | $89.73 | +19.3% | COM | 030420103 |
| RGA | REINSURANCE GRP OF AMERICA I | 1,678 | $268K | 0.0% | $150.81 | +2.8% | COM NEW | 759351604 |
| GL | GLOBE LIFE INC | 2,800 | $268K | 0.0% | $86.06 | 0.0% | COM | 37959E102 |
| SYK | STRYKER CORP | 1,239 | $268K | 0.0% | $171.69 | +16.6% | COM | 863667101 |
| BK | BANK NEW YORK MELLON CORP | 5,930 | $268K | 0.0% | $37.00 | 0.0% | COM | 064058100 |
| CME | CME GROUP INC | 1,266 | $268K | 0.0% | $147.34 | +11.5% | COM | 12572Q105 |
| AMGN | AMGEN INC | 1,378 | $267K | 0.0% | $153.87 | +2.7% | COM | 031162100 |
| ADM | ARCHER DANIELS MIDLAND CO | 6,500 | $267K | 0.0% | $34.47 | -4.1% | COM | 039483102 |
| JNJ | JOHNSON & JOHNSON | 2,062 | $267K | 0.0% | $110.24 | -0.2% | COM | 478160104 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 2,892 | $267K | 0.0% | $70.76 | +18.8% | COM | 45866F104 |
| AWR | AMERICAN STS WTR CO | 2,966 | $267K | 0.0% | $61.22 | +21.3% | COM | 029899101 |
| XOM | EXXON MOBIL CORP | 3,785 | $267K | 0.0% | $54.98 | -2.2% | COM | 30231G102 |
| GILD | GILEAD SCIENCES INC | 4,207 | $267K | 0.0% | $50.89 | +0.2% | COM | 375558103 |
| STT | STATE STR CORP | 4,517 | $267K | 0.0% | $45.01 | 0.0% | COM | 857477103 |
| — | BLACKROCK INC | 598 | $266K | 0.0% | $430.73 | — | COM | 09247X101 |
| COP | CONOCOPHILLIPS | 4,664 | $266K | 0.0% | $45.31 | 0.0% | COM | 20825C104 |
| ELV | ANTHEM INC | 1,107 | $266K | 0.0% | $250.28 | +0.4% | COM | 036752103 |
| AMZN | AMAZON COM INC | 153 | $266K | 0.0% | $85.89 | +8.0% | COM | 023135106 |
| — | RAYTHEON CO | 1,355 | $266K | 0.0% | $196.31 | — | COM NEW | 755111507 |
| CWT | CALIFORNIA WTR SVC GROUP | 5,029 | $266K | 0.0% | $40.32 | +16.5% | COM | 130788102 |
| GD | GENERAL DYNAMICS CORP | 1,452 | $265K | 0.0% | $146.50 | +9.5% | COM | 369550108 |
| V | VISA INC | 1,541 | $265K | 0.0% | $144.04 | +18.2% | COM CL A | 92826C839 |
| — | AMERICAN NATL INS CO | 2,139 | $265K | 0.0% | $117.78 | — | COM | 028591105 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,823 | $265K | 0.0% | $96.16 | +6.6% | COM | 459200101 |
| ITW | ILLINOIS TOOL WKS INC | 1,693 | $265K | 0.0% | $119.72 | +8.7% | COM | 452308109 |
| MGA | MAGNA INTL INC | 4,962 | $265K | 0.0% | $40.39 | +0.6% | COM | 559222401 |
| NTRS | NORTHERN TR CORP | 2,826 | $264K | 0.0% | $75.31 | 0.0% | COM | 665859104 |
| CAT | CATERPILLAR INC DEL | 2,087 | $264K | 0.0% | $113.86 | -2.4% | COM | 149123101 |
| UNH | UNITEDHEALTH GROUP INC | 1,216 | $264K | 0.0% | $217.12 | 0.0% | COM | 91324P102 |
| — | LEO HOLDINGS CORP | 355,050 | $263K | 0.0% | $0.88 | — | *W EXP 02/07/202 | G5463L113 |
| L | LOEWS CORP | 5,109 | $263K | 0.0% | $46.90 | +7.1% | COM | 540424108 |
| CRM | SALESFORCE COM INC | 1,765 | $262K | 0.0% | $150.15 | 0.0% | COM | 79466L302 |
| — | 8I ENTERPRISES ACQUISITIN CO | 600,000 | $262K | 0.0% | $0.38 | — | RIGHT 10/29/2020 | G2956M120 |
| USB | US BANCORP DEL | 4,738 | $262K | 0.0% | $39.31 | +4.6% | COM NEW | 902973304 |
| — | TEKLA HEALTHCARE INVS | 14,245 | $261K | 0.0% | $18.32 | — | SH BEN INT | 87911J103 |
| CSCO | CISCO SYS INC | 5,253 | $260K | 0.0% | $42.79 | 0.0% | COM | 17275R102 |
| BA | BOEING CO | 681 | $259K | 0.0% | $356.44 | -1.1% | COM | 097023105 |
| — | TD AMERITRADE HLDG CORP | 5,530 | $258K | 0.0% | $46.65 | — | COM | 87236Y108 |
| MSEX | MIDDLESEX WATER CO | 3,964 | $258K | 0.0% | $60.87 | 0.0% | COM | 596680108 |
| — | MUDRICK CAP ACQUISITION CORP | 25,000 | $257K | 0.0% | $10.20 | — | COM CLASS A | 624745105 |
| — | NORBORD INC | 10,673 | $256K | 0.0% | $26.19 | — | COM NEW | 65548P403 |
| — | THOMSON REUTERS CORP | 3,831 | $256K | 0.0% | $49.77 | — | COM NEW | 884903709 |
| GOOG | ALPHABET INC | 210 | $256K | 0.0% | $58.73 | 0.0% | CAP STK CL C | 02079K107 |
| GOOGL | ALPHABET INC | 210 | $256K | 0.0% | $58.78 | 0.0% | CAP STK CL A | 02079K305 |
| MMM | 3M CO | 1,553 | $255K | 0.0% | $125.26 | -11.7% | COM | 88579Y101 |
| — | UBS AG LONDON BRH | 18,383 | $254K | 0.0% | $15.67 | — | ETRACS MTH2XRE | 90269A302 |
| CVX | CHEVRON CORP NEW | 2,120 | $251K | 0.0% | $88.37 | +3.6% | COM | 166764100 |
| SLB | SCHLUMBERGER LTD | 7,246 | $248K | 0.0% | $30.96 | 0.0% | COM | 806857108 |
| NTR | NUTRIEN LTD | 4,980 | $248K | 0.0% | $41.19 | -0.4% | COM | 67077M108 |
| MRK | MERCK & CO INC | 2,889 | $243K | 0.0% | $60.95 | +7.4% | COM | 58933Y105 |
| — | PROFICIENT ALPHA ACQUSTN COR | 1,264,354 | $240K | 0.0% | $0.19 | — | RIGHT 04/30/2026 | 74317H121 |
| KMB | KIMBERLY CLARK CORP | 1,686 | $239K | 0.0% | $92.84 | +18.2% | COM | 494368103 |
| DIS | DISNEY WALT CO | 1,803 | $235K | 0.0% | $112.30 | +19.5% | COM DISNEY | 254687106 |
| — | HEALTH SCIENCES ACQUSTN CORP | 277,000 | $233K | 0.0% | $1.00 | — | *W EXP 04/01/202 | 42227C110 |
| — | INSURANCE ACQUISITION CORP | 245,000 | $228K | 0.0% | $0.93 | — | *W EXP 03/31/202 | 457867117 |
| — | BLACKROCK CORE BD TR | 15,450 | $223K | 0.0% | $14.43 | — | SHS BEN INT | 09249E101 |
| — | SATSUMA PHARMACEUTICALS INC | 14,150 | $212K | 0.0% | $14.98 | — | COM | 80405P107 |
| — | OSISKO GOLD ROYALTIES LTD | 21,906 | $204K | 0.0% | $9.31 | — | COM | 68827L101 |
| — | TUSCAN HOLDINGS CORP | 253,317 | $193K | 0.0% | $0.65 | — | *W EXP 04/01/202 | 90069K112 |
| LAB | FLUIDIGM CORP DEL | 41,713 | $193K | 0.0% | $7.88 | 0.0% | COM | 34385P108 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 30,222 | $188K | 0.0% | $6.22 | — | COM SH BEN INT | 00302L108 |
| PACB | PACIFIC BIOSCIENCES CALIF IN | 35,793 | $185K | 0.0% | $6.06 | -7.6% | COM | 69404D108 |
| — | CHARDAN HEALTHCARE ACQUISITI | 226,538 | $179K | 0.0% | $0.75 | — | *W EXP 12/13/202 | 15957A116 |
| — | FAR PT ACQUISITION CORP | 147,000 | $176K | 0.0% | $1.20 | — | *W EXP 06/01/202 | 30734W117 |
| — | RMG ACQUISITION CORP | 233,333 | $175K | 0.0% | $0.94 | — | *W EXP 02/21/202 | 749641114 |
| — | NESCO HLDGS INC | 199,900 | $172K | 0.0% | $0.86 | — | *W EXP 01/01/202 | 64083J112 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 11,271 | $171K | 0.0% | $12.24 | -5.3% | COM | 42824C109 |
| — | CELESTICA INC | 23,687 | $170K | 0.0% | $6.82 | — | SUB VTG SHS | 15101Q108 |
| — | DIAMOND EAGLE ACQUISITION CO | 169,023 | $169K | 0.0% | $1.00 | — | *W EXP 06/30/202 | 25258L117 |
| — | PIVOTAL ACQUISITION CORP | 125,000 | $168K | 0.0% | $0.80 | — | *W EXP 12/01/202 | 72583A119 |
| — | VECTOR GROUP LTD | 14,076 | $168K | 0.0% | $10.71 | — | COM | 92240M108 |
| — | NEW FRONTIER CORP | 168,400 | $168K | 0.0% | $0.70 | — | *W EXP 99/99/999 | G6485P124 |
| AMPY | AMPLIFY ENERGY CORP NEW | 27,057 | $167K | 0.0% | $4.74 | 0.0% | COM | 03212B103 |
| — | TUSCAN HLDGS CORP II | 300,000 | $163K | 0.0% | $0.54 | — | *W EXP 04/01/202 | 90070A111 |
| — | ISTAR INC | 12,427 | $162K | 0.0% | $13.04 | — | COM | 45031U101 |
| — | NEW YORK CMNTY BANCORP INC | 12,820 | $161K | 0.0% | $9.95 | — | COM | 649445103 |
| — | SHIP FINANCE INTERNATIONAL L | 11,397 | $160K | 0.0% | $12.47 | — | SHS | G81075106 |
| — | BGC PARTNERS INC | 29,033 | $160K | 0.0% | $5.51 | — | CL A | 05541T101 |
| — | INVESTORS BANCORP INC NEW | 14,064 | $160K | 0.0% | $11.77 | — | COM | 46146L101 |
| RF | REGIONS FINL CORP NEW | 10,112 | $160K | 0.0% | $11.94 | -2.7% | COM | 7591EP100 |
| — | GRAFTECH INTL LTD | 12,389 | $159K | 0.0% | $11.51 | — | COM | 384313508 |
| — | MFA FINL INC | 21,525 | $158K | 0.0% | $7.34 | — | COM | 55272X102 |
| AAMI | BRIGHTSPHERE INVT GROUP INC | 15,666 | $155K | 0.0% | $9.72 | 0.0% | COM | 10948W103 |
| — | TEMPLETON EMERG MKTS INCOME | 16,970 | $154K | 0.0% | $9.07 | — | COM | 880192109 |
| — | NUVEEN SHT DUR CR OPP FD | 10,300 | $154K | 0.0% | $14.95 | — | COM | 67074X107 |
| NAVI | NAVIENT CORPORATION | 11,797 | $151K | 0.0% | $11.45 | +16.4% | COM | 63938C108 |
| KRNY | KEARNY FINL CORP MD | 11,595 | $151K | 0.0% | $13.45 | -2.3% | COM | 48716P108 |
| — | ATARA BIOTHERAPEUTICS INC | 10,200 | $144K | 0.0% | $14.12 | — | COM | 046513107 |
| — | B RILEY PRINCIPAL MERGER COR | 313,456 | $144K | 0.0% | $0.47 | — | *W EXP 04/08/202 | 05586Y114 |
| — | OAKTREE ACQUISITION CORP | 166,666 | $142K | 0.0% | $0.85 | — | *W EXP 99/99/999 | G67145113 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 17,100 | $141K | 0.0% | $9.09 | 0.0% | COM | 024061103 |
| — | CENTENNIAL RESOURCE DEV INC | 30,900 | $140K | 0.0% | $4.53 | — | CL A | 15136A102 |
| — | OWENS ILL INC | 13,600 | $140K | 0.0% | $10.29 | — | COM NEW | 690768403 |
| — | PARTY CITY HOLDCO INC | 24,300 | $139K | 0.0% | $5.72 | — | COM | 702149105 |
| — | EDTECHX HLDGS ACQUISITION CO | 581,025 | $139K | 0.0% | $0.32 | — | *W EXP 12/31/202 | 28138X111 |
| RES | RPC INC | 24,700 | $139K | 0.0% | $5.44 | 0.0% | COM | 749660106 |
| — | TRIPLE-S MGMT CORP | 10,300 | $138K | 0.0% | $13.40 | — | CL B | 896749108 |
| VISN | COMMSCOPE HLDG CO INC | 11,700 | $138K | 0.0% | $12.88 | 0.0% | COM | 20337X109 |
| INVA | INNOVIVA INC | 13,000 | $137K | 0.0% | $11.96 | 0.0% | COM | 45781M101 |
| — | CISION LTD | 17,800 | $137K | 0.0% | $7.70 | — | SHS | G1992S109 |
| — | JAGGED PEAK ENERGY INC | 18,900 | $137K | 0.0% | $7.25 | — | COM | 47009K107 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 14,600 | $137K | 0.0% | $9.38 | — | COM SER A | 531465102 |
| PUMP | PROPETRO HLDG CORP | 15,100 | $137K | 0.0% | $13.88 | 0.0% | COM | 74347M108 |
| OSUR | ORASURE TECHNOLOGIES INC | 18,400 | $137K | 0.0% | $7.82 | 0.0% | COM | 68554V108 |
| — | QURATE RETAIL INC | 13,200 | $136K | 0.0% | $10.30 | — | COM SER A | 74915M100 |
| CNDT | CONDUENT INC | 21,900 | $136K | 0.0% | $7.74 | 0.0% | COM | 206787103 |
| — | CHICOS FAS INC | 33,800 | $136K | 0.0% | $4.02 | — | COM | 168615102 |
| — | KEANE GROUP INC | 22,300 | $135K | 0.0% | $6.05 | — | COM | 48669A108 |
| — | BOINGO WIRELESS INC | 12,200 | $135K | 0.0% | $11.07 | — | COM | 09739C102 |
| — | CALLON PETE CO DEL | 31,100 | $135K | 0.0% | $4.34 | — | COM | 13123X102 |
| — | FIESTA RESTAURANT GROUP INC | 13,000 | $135K | 0.0% | $10.38 | — | COM | 31660B101 |
| — | VERSO CORP | 10,900 | $135K | 0.0% | $12.39 | — | CL A | 92531L207 |
| SM | SM ENERGY CO | 13,800 | $134K | 0.0% | $9.23 | 0.0% | COM | 78454L100 |
| — | C&J ENERGY SVCS INC NEW | 12,500 | $134K | 0.0% | $10.72 | — | COM | 12674R100 |
| — | DD3 ACQUISITION CORP | 390,800 | $133K | 0.0% | $0.30 | — | *W EXP 10/20/202 | G2692M111 |
| — | QEP RES INC | 35,600 | $132K | 0.0% | $3.71 | — | COM | 74733V100 |
| WT | WISDOMTREE INVTS INC | 24,787 | $130K | 0.0% | $5.65 | 0.0% | COM | 97717P104 |
| — | GORES HOLDINGS III INC | 86,333 | $129K | 0.0% | $1.46 | — | *W EXP 09/11/202 | 38286G117 |
| — | CHURCHILL CAP CORP II | 83,333 | $125K | 0.0% | $1.50 | — | *W EXP 07/02/202 | 17143G114 |
| — | STONE HBR EMERG MKTS TL INC | 10,674 | $124K | 0.0% | $11.62 | — | COM | 86164W100 |
| — | MERIDIAN BIOSCIENCE INC | 13,100 | $124K | 0.0% | $9.47 | — | COM | 589584101 |
| XZFGX | VIRTUS TOTAL RETURN FUND INC | 10,886 | $123K | 0.0% | $11.30 | — | COM | 92837G100 |
| — | LANDCADIA HLDGS II INC | 166,666 | $123K | 0.0% | $0.85 | — | *W EXP 05/09/202 | 51476X113 |
| — | EXANTAS CAP CORP | 10,600 | $121K | 0.0% | $11.42 | — | COM NEW | 30068N105 |
| — | WEALTHBRIDGE ACQUISITION LTD | 838,000 | $120K | 0.0% | $0.13 | — | *W EXP 01/31/202 | G4887W128 |
| GTES | GATES INDUSTRIAL CORPRATIN P | 11,826 | $119K | 0.0% | $9.81 | 0.0% | ORD SHS | G39108108 |
| — | TEEKAY TANKERS LTD | 88,043 | $114K | 0.0% | $1.29 | — | CL A | Y8565N102 |
| — | EXTRACTION OIL AND GAS INC | 36,700 | $108K | 0.0% | $2.94 | — | COM | 30227M105 |
| — | GABELLI MULTIMEDIA TR INC | 13,349 | $108K | 0.0% | $8.09 | — | COM | 36239Q109 |
| CTMX | CYTOMX THERAPEUTICS INC | 14,497 | $107K | 0.0% | $9.86 | 0.0% | COM | 23284F105 |
| — | FIDUCIARY CLAYMORE ENGRY INF | 11,832 | $105K | 0.0% | $8.87 | — | COM | 31647Q106 |
| — | QUOTIENT TECHNOLOGY INC | 13,450 | $105K | 0.0% | $7.81 | — | COM | 749119103 |
| DHX | DHI GROUP INC | 26,922 | $104K | 0.0% | $3.53 | +5.1% | COM | 23331S100 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 11,985 | $104K | 0.0% | $8.68 | — | COM | 18469P100 |
| — | AVON PRODS INC | 22,466 | $99,000 | 0.0% | $3.96 | — | COM | 054303102 |
| — | TRUECAR INC | 29,141 | $99,000 | 0.0% | $3.40 | — | COM | 89785L107 |
| — | CEL SCI CORP | 11,000 | $98,000 | 0.0% | $8.91 | — | COM PAR NEW | 150837607 |
| — | PROFICIENT ALPHA ACQUSTN COR | 1,318,062 | $92,000 | 0.0% | $0.13 | — | *W EXP 04/30/202 | 74317H113 |
| — | AGBA ACQUISITION LTD | 475,000 | $90,000 | 0.0% | $0.19 | — | RIGHT 05/10/2024 | G0120M125 |
| — | MEGALITH FINL ACQUISITION CO | 238,021 | $90,000 | 0.0% | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | AMCI ACQUISITION CORP | 250,000 | $88,000 | 0.0% | $0.22 | — | *W EXP 05/20/202 | 00165R119 |
| — | CHEMOCENTRYX INC | 12,800 | $87,000 | 0.0% | $6.80 | — | COM | 16383L106 |
| — | AVID TECHNOLOGY INC | 13,100 | $81,000 | 0.0% | $6.18 | — | COM | 05367P100 |
| — | ACHILLION PHARMACEUTICALS IN | 22,466 | $81,000 | 0.0% | $3.61 | — | COM | 00448Q201 |
| NESR | NATIONAL ENERGY SERVICES REU | 11,700 | $78,000 | 0.0% | $6.67 | — | SHS | G6375R107 |
| — | WELLS FARGO GLOBAL DIVIDEND | 14,055 | $76,000 | 0.0% | $5.41 | — | COM | 94987C103 |
| — | ALBERTON ACQUISITION CORP | 300,000 | $75,000 | 0.0% | $0.26 | — | RIGHT 10/04/2020 | G35006132 |
| — | WEALTHBRIDGE ACQUISITION LTD | 343,000 | $75,000 | 0.0% | $0.20 | — | RIGHT 11/02/2023 | G4887W136 |
| — | AFFIMED N V | 25,159 | $74,000 | 0.0% | $3.56 | — | COM | N01045108 |
| — | CONFORMIS INC | 39,672 | $74,000 | 0.0% | $2.89 | — | COM | 20717E101 |
| — | VOYA GLBL EQTY DIV & PREM OP | 11,550 | $69,000 | 0.0% | $6.52 | — | COM | 92912T100 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 201,901 | $67,000 | 0.0% | $0.30 | — | *W EXP 12/31/202 | 80821R117 |
| — | JUST ENERGY GROUP INC | 26,375 | $63,000 | 0.0% | $4.52 | — | COM | 48213W101 |
| — | SWITCHBACK ENERGY ACQUISITIO | 66,666 | $63,000 | 0.0% | $0.95 | — | *W EXP 07/25/202 | 87105M110 |
| — | TORTOISE ACQUISITION CORP | 100,000 | $61,000 | 0.0% | $0.70 | — | *W EXP 03/04/202 | 89154L118 |
| — | ALLIANZGI CONV INCOME FD | 10,800 | $61,000 | 0.0% | $5.65 | — | COM | 018828103 |
| — | PARETEUM CORP | 45,667 | $59,000 | 0.0% | $1.29 | — | COM NEW | 69946T207 |
| — | WORKHORSE GROUP INC | 15,300 | $54,000 | 0.0% | $3.53 | — | COM NEW | 98138J206 |
| — | ACAMAR PARTNERS ACQSITION CO | 66,666 | $50,000 | 0.0% | $0.86 | — | *W EXP 02/26/202 | 004285110 |
| — | CONYERS PK II ACQUISITION CO | 25,000 | $50,000 | 0.0% | $2.00 | — | *W EXP 07/18/202 | 212896112 |
| — | FLOTEK INDS INC DEL | 21,400 | $47,000 | 0.0% | $2.20 | — | COM | 343389102 |
| — | SOUTH MTN MERGER CORP | 50,000 | $42,000 | 0.0% | $0.84 | — | *W EXP 06/20/202 | 838884112 |
| — | ONCOCYTE CORPORATION | 18,299 | $38,000 | 0.0% | $2.51 | — | COM | 68235C107 |
| — | AGBA ACQUISITION LTD | 475,000 | $38,000 | 0.0% | $0.08 | — | *W EXP 05/10/202 | G0120M117 |
| — | ARYA SCIENCES ACQUISITION CO | 21,400 | $33,000 | 0.0% | $1.54 | — | *W EXP 10/10/202 | G3165V125 |
| — | RANPAK HLDGS CORP | 35,400 | $27,000 | 0.0% | $1.19 | — | *W EXP 06/03/202 | 75321W111 |
| — | NEBULA ACQUISITION CORP | 27,000 | $27,000 | 0.0% | $1.00 | — | *W EXP 03/12/202 | 629076118 |
| — | STEIN MART INC | 33,516 | $27,000 | 0.0% | $2.39 | — | COM | 858375108 |
| — | LEISURE ACQUISITION CORP | 33,018 | $25,000 | 0.0% | $0.70 | — | *W EXP 12/05/201 | 52539T115 |
| — | HAYMAKER ACQUISITION CORP II | 16,666 | $25,000 | 0.0% | $1.50 | — | *W EXP 10/31/202 | 42087L119 |
| — | ACT II GLOBAL ACQUISITION CO | 25,000 | $23,000 | 0.0% | $0.72 | — | *W EXP 04/30/202 | G0080J120 |
| — | OPES ACQUISITION CORP | 127,000 | $23,000 | 0.0% | $0.25 | — | *W EXP 03/13/202 | 68373P118 |
| — | SENTINEL ENERGY SVCS INC | 56,181 | $22,000 | 0.0% | $0.84 | — | *W EXP 11/02/202 | 81728P113 |
| — | TPG PACE HLDGS CORP | 12,334 | $19,000 | 0.0% | $1.54 | — | *W EXP 06/27/202 | G89827110 |
| GENNQ | GENESIS HEALTHCARE INC | 17,368 | $19,000 | 0.0% | $1.58 | -27.0% | CL A COM | 37185X106 |
| — | LONGEVITY ACQUISITION CORP | 211,700 | $19,000 | 0.0% | $0.15 | — | *W EXP 07/31/202 | G56372116 |
| — | GX ACQUISITION CORP | 25,000 | $15,000 | 0.0% | $0.60 | — | *W EXP 05/24/202 | 36251A115 |
| — | ANDINA ACQUISITION CORP III | 37,834 | $12,000 | 0.0% | $0.34 | — | RIGHT 07/31/2020 | G04415132 |
| — | MONOCLE ACQUISITION CORP | 25,000 | $11,000 | 0.0% | $0.36 | — | *W EXP 12/06/202 | 609754114 |
| — | CF FIN ACQUISITION CORP | 15,000 | $9,000 | 0.0% | $0.60 | — | *W EXP 04/30/202 | 12528N115 |
| — | HORNBECK OFFSHORE SVCS INC N | 10,436 | $8,000 | 0.0% | $2.77 | — | COM | 440543106 |
| — | ALBERTON ACQUISITION CORP | 21,490 | $2,000 | 0.0% | $0.09 | — | *W EXP 04/26/202 | G35006124 |