Kovack Advisors, Inc. Diversified Active

CIK: 0001728321 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Dec 4, 2018

Total Value ($000): $67,981 (100.0% shares, 0.0% debt)

Holdings (131)

AAPL APPLE INC COM 12.9%
Value ($000) $8,770 Shares 87,045 Est. Cost $28.88 Unrealized -25.1%
SPY SPDR S&P 500 ETF TR TR UNIT 11.6%
Value ($000) $7,913 Shares 40,163 Est. Cost $193.12 Unrealized
SJNK SPDR SER TR BLOOMBERG SRT TR 6.1%
Value ($000) $4,113 Shares 137,420 Est. Cost $30.78 Unrealized
VCSH VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 5.7%
Value ($000) $3,849 Shares 48,186 Est. Cost $80.21 Unrealized
BSV VANGUARD BD INDEX FD INC SHORT TRM BOND 3.4%
Value ($000) $2,335 Shares 29,160 Est. Cost $80.08 Unrealized
ALPS ETF TR ALERIAN MLP 2.7%
Value ($000) $1,805 Shares 94,180 Est. Cost $18.48 Unrealized
OEF ISHARES TR S&P 100 ETF 2.6%
Value ($000) $1,758 Shares 19,940 Est. Cost $86.89 Unrealized
SDY SPDR SERIES TRUST S&P DIVID ETF 2.5%
Value ($000) $1,716 Shares 22,900 Est. Cost $71.97 Unrealized
XLP SELECT SECTOR SPDR TR SBI CONS STPLS 2.0%
Value ($000) $1,391 Shares 30,838 Est. Cost $43.12 Unrealized
VIG VANGUARD GROUP DIV APP ETF 2.0%
Value ($000) $1,347 Shares 17,499 Est. Cost $74.09 Unrealized
RYDEX ETF TRUST GUG S&P500 EQ WT 1.5%
Value ($000) $1,004 Shares 13,252 Est. Cost $72.73 Unrealized
XOM EXXON MOBIL CORP COM 1.3%
Value ($000) $906 Shares 9,632 Est. Cost $73.22 Unrealized -16.0%
PG PROCTER AND GAMBLE CO COM 1.3%
Value ($000) $898 Shares 10,727 Est. Cost $68.48 Unrealized -12.8%
T AT&T INC COM 1.3%
Value ($000) $863 Shares 24,500 Est. Cost $21.36 Unrealized -44.3%
IWS ISHARES TR RUS MDCP VAL ETF 1.2%
Value ($000) $844 Shares 12,053 Est. Cost $72.62 Unrealized
CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 1.2%
Value ($000) $820 Shares 33,686 Est. Cost $24.45 Unrealized
IVV ISHARES TR CORE S&P500 ETF 1.2%
Value ($000) $815 Shares 4,109 Est. Cost $166.82 Unrealized
SHW SHERWIN WILLIAMS CO COM 1.2%
Value ($000) $786 Shares 3,589 Est. Cost $63.79 Unrealized 0.0%
IYF ISHARES TR U.S. FINLS ETF 1.1%
Value ($000) $731 Shares 8,732 Est. Cost $81.41 Unrealized
PROSHARES TR PSHS SHRT S&P500 1.0%
Value ($000) $712 Shares 30,954 Est. Cost $23.00 Unrealized
GENERAL ELECTRIC CO COM 1.0%
Value ($000) $694 Shares 27,088 Est. Cost $24.66 Unrealized
PROSHARES TR PSHS SHORT QQQ 1.0%
Value ($000) $676 Shares 42,948 Est. Cost $15.74 Unrealized
TIME WARNER INC COM NEW 1.0%
Value ($000) $665 Shares 8,837 Est. Cost $70.83 Unrealized
VTI VANGUARD INDEX FDS TOTAL STK MKT 1.0%
Value ($000) $647 Shares 6,386 Est. Cost $101.79 Unrealized
UNITED DEV FDG IV COM 0.9%
Value ($000) $643 Shares 32,427 Est. Cost $19.83 Unrealized
TBF PROSHARES TR SHRT 20 YR TRE 0.9%
Value ($000) $602 Shares 21,700 Est. Cost $28.95 Unrealized
FVD FIRST TR VALUE LINE DIVID INDX SHS 0.9%
Value ($000) $587 Shares 26,134 Est. Cost $21.50 Unrealized
BP BP PLC SPONSORED ADR 0.8%
Value ($000) $525 Shares 11,944 Est. Cost $47.93 Unrealized
POWERSHARES ETF TRUST S&P 500 QLTY PRT 0.7%
Value ($000) $496 Shares 23,000 Est. Cost $21.43 Unrealized
NEW YORK REIT INC COM 0.6%
Value ($000) $422 Shares 41,010 Est. Cost $11.07 Unrealized
AGG ISHARES TR CORE US AGGBD ET 0.6%
Value ($000) $414 Shares 3,791 Est. Cost $109.51 Unrealized
ETN EATON CORP PLC SHS 0.6%
Value ($000) $400 Shares 6,309 Est. Cost $52.70 Unrealized +2.7%
XLV SELECT SECTOR SPDR TR SBI HEALTHCARE 0.6%
Value ($000) $395 Shares 6,186 Est. Cost $61.03 Unrealized
META FACEBOOK INC CL A 0.6%
Value ($000) $388 Shares 4,915 Est. Cost $40.12 Unrealized +81.6%
MO ALTRIA GROUP INC COM 0.5%
Value ($000) $362 Shares 7,873 Est. Cost $15.77 Unrealized +31.2%
IBM INTERNATIONAL BUSINESS MACHS COM 0.5%
Value ($000) $361 Shares 1,900 Est. Cost $162.63 Unrealized -29.7%
F FORD MTR CO DEL COM PAR $0.01 0.5%
Value ($000) $356 Shares 24,080 Est. Cost $10.25 Unrealized -8.4%
REYNOLDS AMERICAN INC COM 0.5%
Value ($000) $355 Shares 6,013 Est. Cost $60.35 Unrealized
MSFT MICROSOFT CORP COM 0.5%
Value ($000) $347 Shares 7,488 Est. Cost $37.66 Unrealized 0.0%
POWERSHARES QQQ TRUST UNIT SER 1 0.5%
Value ($000) $336 Shares 3,405 Est. Cost $82.10 Unrealized
BAC BANK AMER CORP COM 0.5%
Value ($000) $334 Shares 19,585 Est. Cost $10.10 Unrealized +24.4%
WMB WILLIAMS COS INC DEL COM 0.5%
Value ($000) $331 Shares 5,982 Est. Cost $27.26 Unrealized +10.9%
RYDEX ETF TRUST GUG S&P500 PU VA 0.5%
Value ($000) $327 Shares 6,183 Est. Cost $47.02 Unrealized
VZ VERIZON COMMUNICATIONS INC COM 0.5%
Value ($000) $325 Shares 6,501 Est. Cost $27.01 Unrealized +2.9%
XLK SELECT SECTOR SPDR TR TECHNOLOGY 0.5%
Value ($000) $318 Shares 7,967 Est. Cost $38.35 Unrealized
HEWLETT PACKARD CO COM 0.5%
Value ($000) $315 Shares 8,891 Est. Cost $35.43 Unrealized
SOLARCITY CORP COM 0.5%
Value ($000) $310 Shares 5,193 Est. Cost $69.39 Unrealized
DIA SPDR DOW JONES INDL AVRG ETF UT SER 1 0.4%
Value ($000) $305 Shares 1,794 Est. Cost $137.03 Unrealized
BMY BRISTOL MYERS SQUIBB CO COM 0.4%
Value ($000) $304 Shares 5,943 Est. Cost $30.69 Unrealized +11.5%
GOOGLE INC PUT DEC00600000 0.4%
Value ($000) $302 Shares 492 Est. Cost $695.77 Unrealized
IGFFX INTERNATIONAL GROWTH INCM FD CL F-2 SHS 0.4%
Value ($000) $298 Shares 8,678 Est. Cost $34.34 Unrealized
CSCO CISCO SYS INC COM 0.4%
Value ($000) $291 Shares 11,570 Est. Cost $16.78 Unrealized +5.5%
RYDEX ETF TRUST GUG S&P SC600 PV 0.4%
Value ($000) $289 Shares 4,928 Est. Cost $58.08 Unrealized
ROYAL DUTCH SHELL PLC SPONS ADR A 0.4%
Value ($000) $284 Shares 3,736 Est. Cost $82.15 Unrealized
JNJ JOHNSON & JOHNSON COM 0.4%
Value ($000) $281 Shares 2,635 Est. Cost $73.53 Unrealized +2.8%
RYDEX ETF TRUST GUG S&P MC400 PG 0.4%
Value ($000) $279 Shares 2,281 Est. Cost $111.98 Unrealized
CELGENE CORP COM 0.4%
Value ($000) $275 Shares 2,905 Est. Cost $94.66 Unrealized
GILD GILEAD SCIENCES INC COM 0.4%
Value ($000) $273 Shares 2,561 Est. Cost $68.03 Unrealized 0.0%
IWF ISHARES TR RUS 1000 GRW ETF 0.4%
Value ($000) $271 Shares 2,953 Est. Cost $91.00 Unrealized
PEP PEPSICO INC COM 0.4%
Value ($000) $268 Shares 2,879 Est. Cost $64.88 Unrealized 0.0%
WMT WALMART INC COM 0.4%
Value ($000) $267 Shares 3,495 Est. Cost $20.53 Unrealized -1.1%
EPD ENTERPRISE PRODS PARTNERS L P COM 0.4%
Value ($000) $267 Shares 6,623 Est. Cost $53.26 Unrealized
KO COCA COLA CO COM 0.4%
Value ($000) $267 Shares 6,248 Est. Cost $28.11 Unrealized +2.7%
ORCL ORACLE CORP COM 0.4%
Value ($000) $261 Shares 6,810 Est. Cost $34.22 Unrealized 0.0%
COP CONOCOPHILLIPS COM 0.4%
Value ($000) $257 Shares 3,365 Est. Cost $53.35 Unrealized +6.2%
IJH ISHARES TR CORE S&P MCP ETF 0.4%
Value ($000) $254 Shares 1,854 Est. Cost $143.05 Unrealized
RYDEX ETF TRUST GUG S&P500 PU GR 0.4%
Value ($000) $252 Shares 3,263 Est. Cost $64.62 Unrealized
FOREST LABS INC COM 0.4%
Value ($000) $250 Shares 2,522 Est. Cost $99.05 Unrealized
KEURIG GREEN MTN INC COM 0.4%
Value ($000) $248 Shares 1,906 Est. Cost $130.12 Unrealized
HUM HUMANA INC COM 0.4%
Value ($000) $247 Shares 1,894 Est. Cost $107.92 Unrealized +7.6%
IVW ISHARES TR S&P 500 GRWT ETF 0.4%
Value ($000) $243 Shares 2,272 Est. Cost $106.95 Unrealized
IYR ISHARES TR U.S. REAL ES ETF 0.4%
Value ($000) $242 Shares 3,502 Est. Cost $71.54 Unrealized
DVY ISHARES TR SELECT DIVID ETF 0.4%
Value ($000) $242 Shares 3,279 Est. Cost $73.27 Unrealized
XLF SELECT SECTOR SPDR TR SBI INT-FINL 0.4%
Value ($000) $242 Shares 10,457 Est. Cost $20.17 Unrealized
DIS DISNEY WALT CO COM DISNEY 0.4%
Value ($000) $241 Shares 2,705 Est. Cost $73.44 Unrealized +8.0%
SSO PROSHARES TR PSHS ULT S&P 500 0.4%
Value ($000) $239 Shares 2,030 Est. Cost $115.76 Unrealized
RF MICRODEVICES INC COM 0.3%
Value ($000) $234 Shares 20,254 Est. Cost $5.34 Unrealized
MRK MERCK & CO INC COM 0.3%
Value ($000) $233 Shares 3,925 Est. Cost $39.37 Unrealized 0.0%
ONEQ FIDELITY COMWLTH TR NDQ CP IDX TRK 0.3%
Value ($000) $231 Shares 1,311 Est. Cost $176.20 Unrealized
IJJ ISHARES TR S&P MC 400VL ETF 0.3%
Value ($000) $229 Shares 1,901 Est. Cost $126.42 Unrealized
LORILLARD INC COM 0.3%
Value ($000) $228 Shares 3,803 Est. Cost $59.95 Unrealized
BUSINESS DEV CORP OF AMER COM 0.3%
Value ($000) $228 Shares 21,330 Est. Cost $10.68 Unrealized
EATON VANCE LTD DUR INCOME FD COM 0.3%
Value ($000) $222 Shares 15,244 Est. Cost $15.33 Unrealized
BIV VANGUARD BD INDEX FD INC INTERMED TERM 0.3%
Value ($000) $216 Shares 2,563 Est. Cost $84.67 Unrealized
ISHARES MSCI EM EMEA ETF 0.3%
Value ($000) $216 Shares 4,479 Est. Cost $48.23 Unrealized
POWERSHARES ETF TRUST DWA MOMENTUM PTF 0.3%
Value ($000) $213 Shares 5,425 Est. Cost $39.08 Unrealized
TMO THERMO FISHER SCIENTIFIC INC COM 0.3%
Value ($000) $212 Shares 1,745 Est. Cost $117.35 Unrealized 0.0%
INTU INTUIT COM 0.3%
Value ($000) $208 Shares 2,370 Est. Cost $75.72 Unrealized 0.0%
MCD MCDONALDS CORP COM 0.3%
Value ($000) $203 Shares 2,136 Est. Cost $71.25 Unrealized 0.0%
CARTER VALIDUS MISSION CRITICA COM 0.3%
Value ($000) $203 Shares 20,299 Est. Cost $10.01 Unrealized
VOD VODAFONE GROUP PLC NEW SPONSORED ADR 0.3%
Value ($000) $202 Shares 6,155 Est. Cost $33.34 Unrealized
PFF ISHARES TR S&P US PFD STK 0.3%
Value ($000) $201 Shares 5,079 Est. Cost $39.98 Unrealized
EGHT 8X8 INC NEW COM 0.3%
Value ($000) $196 Shares 29,275 Est. Cost $7.68 Unrealized 0.0%
ARCC ARES CAP CORP COM 0.3%
Value ($000) $180 Shares 11,125 Est. Cost $5.65 Unrealized +0.5%
ANNALY CAP MGMT INC COM 0.2%
Value ($000) $168 Shares 15,768 Est. Cost $14.21 Unrealized
XMVTX BLACKROCK MUNIVEST FD II INC COM 0.2%
Value ($000) $163 Shares 10,375 Est. Cost $15.71 Unrealized
CALAMOS CONV OPP AND INC FD SH BEN INT 0.2%
Value ($000) $137 Shares 10,124 Est. Cost $14.02 Unrealized
MFA FINL INC COM 0.1%
Value ($000) $79 Shares 10,200 Est. Cost $7.75 Unrealized
INVESCO SR INCOME TR COM 0.1%
Value ($000) $78 Shares 16,487 Est. Cost $5.07 Unrealized
BLACKROCK DEBT STRAT FD INC COM 0.1%
Value ($000) $77 Shares 20,220 Est. Cost $4.09 Unrealized
INLAND AMERN REAL ESTAT TR INC COM 0.1%
Value ($000) $69 Shares 11,108 Est. Cost $6.21 Unrealized
VOYA PRIME RATE TR SH BEN INT 0.1%
Value ($000) $55 Shares 10,000 Est. Cost $5.50 Unrealized
URANERZ ENERGY CORP COM 0.1%
Value ($000) $42 Shares 37,772 Est. Cost $1.32 Unrealized
URG UR ENERGY INC COM 0.1%
Value ($000) $40 Shares 39,117 Est. Cost $1.27 Unrealized -12.5%
CHIMERA INVT CORP COM 0.1%
Value ($000) $36 Shares 11,800 Est. Cost $3.05 Unrealized
MEETME INC COM 0.0%
Value ($000) $26 Shares 13,333 Est. Cost $1.95 Unrealized
AAPL APPLE INC PUT JAN00100000 0.0%
Value ($000) $25 Shares 52 Est. Cost $28.88 Unrealized -25.1%
WILSHIRE ENTERPRISES INC COM NEW 0.0%
Value ($000) $18 Shares 58,058 Est. Cost $0.31 Unrealized
BP BP PLC PUT DEC00047000 0.0%
Value ($000) $16 Shares 35 Est. Cost $47.93 Unrealized
BAC BANK OF AMERICA CORP PUT JAN00022000 0.0%
Value ($000) $15 Shares 30 Est. Cost $10.10 Unrealized +24.4%
UEC URANIUM ENERGY CORP COM 0.0%
Value ($000) $14 Shares 11,036 Est. Cost $1.51 Unrealized 0.0%
SIGMA LABS INC COM 0.0%
Value ($000) $5 Shares 43,000 Est. Cost $0.12 Unrealized
VOD VODAFONE GROUP PLC NEW PUT OCT00034000 0.0%
Value ($000) $3 Shares 26 Est. Cost $33.34 Unrealized
MSFT MICROSOFT CORP CALL JAN00039000 0.0%
Value ($000) $2 Shares 4 Est. Cost $37.66 Unrealized 0.0%
BMY BRISTOL-MYERS SQUIBB CALL DEC00055000 0.0%
Value ($000) $2 Shares 9 Est. Cost $30.69 Unrealized +11.5%
AAPL APPLE INC CALL OCT00100000 0.0%
Value ($000) $2 Shares 10 Est. Cost $28.88 Unrealized -25.1%
KO COCA-COLA COMPANY CALL JAN00041000 0.0%
Value ($000) $2 Shares 14 Est. Cost $28.11 Unrealized +2.7%
T AT&T INC CALL JAN00036000 0.0%
Value ($000) $1 Shares 16 Est. Cost $21.36 Unrealized -44.3%
GENERAL ELECTRIC CO CALL DEC00026000 0.0%
Value ($000) $1 Shares 18 Est. Cost $24.66 Unrealized
UEEC UNITED HEALTH PRODS INC COM 0.0%
Value ($000) $1 Shares 10,049 Est. Cost Unrealized
KBLB KRAIG BIOCRAFT LABORATORIES IN COM 0.0%
Value ($000) $1 Shares 23,500 Est. Cost $0.04 Unrealized +28.1%
WMT WAL-MART STORES INC CALL DEC00080000 0.0%
Value ($000) $1 Shares 7 Est. Cost $20.53 Unrealized -1.1%
WMB WILLIAMS COS INC DEL CALL JAN00060000 0.0%
Value ($000) $1 Shares 5 Est. Cost $27.26 Unrealized +10.9%
PEP PEPSICO INC CALL OCT00090000 0.0%
Value ($000) $0 Shares 1 Est. Cost $64.88 Unrealized 0.0%
VOD VODAFONE GROUP PLC NEW CALL OCT00038000 0.0%
Value ($000) $0 Shares 1 Est. Cost $33.34 Unrealized
NATIONAL SCIENTIFIC CORP COM 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
GPXM GOLDEN PHOENIX MINERALS INC COM 0.0%
Value ($000) $0 Shares 36,000 Est. Cost $0.00 Unrealized 0.0%
PG PROCTER & GAMBLE CO CALL JAN00082500 0.0%
Value ($000) $0 Shares 3 Est. Cost $68.48 Unrealized -12.8%
T AT&T INC PUT SEP00032000 0.0%
Value ($000) $0 Shares 2 Est. Cost $21.36 Unrealized -44.3%
BP BP PLC CALL JAN00050000 0.0%
Value ($000) $0 Shares 2 Est. Cost $47.93 Unrealized
ETN EATON CORP PLC CALL JAN00072500 0.0%
Value ($000) $0 Shares 11 Est. Cost $52.70 Unrealized +2.7%