CIK: 0001438574 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value ($000): $166,613 (99.8% shares, 0.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | APPLE INC | 88,284 | $8,895 | 5.3% | $100.75 | — | COM | 37833100 |
| T | AT&T INC | 181,112 | $6,382 | 3.8% | $11.19 | +6.3% | COM | 00206R102 |
| — | POTASH CORP SASK INC | 167,893 | $5,802 | 3.5% | $35.95 | — | COM | 73755L107 |
| MSFT | MICROSOFT CORP | 109,853 | $5,093 | 3.1% | $28.86 | +30.5% | COM | 594918104 |
| VZ | VERIZON COMMUNICATIONS INC | 101,542 | $5,076 | 3.0% | $27.36 | +1.6% | COM | 92343V104 |
| — | HEALTH CARE REIT INC | 69,909 | $4,360 | 2.6% | $58.46 | — | COM | 42217K106 |
| — | GLAXOSMITHKLINE PLC | 90,004 | $4,137 | 2.5% | $45.96 | — | SPONSORED ADR | 37733W105 |
| — | GENERAL ELECTRIC CO | 150,018 | $3,843 | 2.3% | $23.64 | — | COM | 369604103 |
| JPM | JPMORGAN CHASE & CO | 60,970 | $3,673 | 2.2% | $36.60 | +17.9% | COM | 46625H100 |
| — | AMERICAN CAPITAL AGENCY CORP | 163,865 | $3,482 | 2.1% | $21.94 | — | COM | 02503X105 |
| DWX | SPDR INDEX SHS FDS | 70,517 | $3,264 | 2.0% | $47.59 | — | S&P INTL ETF | 78463X772 |
| PFE | PFIZER INC | 101,366 | $2,997 | 1.8% | $16.66 | +4.7% | COM | 717081103 |
| — | LIFE TIME FITNESS INC | 58,567 | $2,954 | 1.8% | $49.97 | — | COM | 53217R207 |
| — | HERTZ GLOBAL HOLDINGS INC | 114,255 | $2,901 | 1.7% | $25.39 | — | COM | 42805T105 |
| VOD | VODAFONE GROUP PLC NEW | 87,816 | $2,888 | 1.7% | $35.35 | — | SPNSR ADR NO PAR | 92857W308 |
| — | BOEING CO | 22,204 | $2,828 | 1.7% | $127.36 | — | COM | 97023105 |
| — | ROYCE VALUE TR INC | 194,885 | $2,826 | 1.7% | $15.16 | — | COM | 780910105 |
| — | FIRST TR INTER DUR PFD & IN | 126,059 | $2,738 | 1.6% | $21.26 | — | COM | 33718W103 |
| — | GOLDCORP INC NEW | 118,435 | $2,728 | 1.6% | $22.15 | — | COM | 380956409 |
| — | OAKTREE CAP GROUP LLC | 52,553 | $2,685 | 1.6% | $50.13 | — | UNIT CL A | 674001201 |
| — | ROWAN COMPANIES PLC | 98,926 | $2,504 | 1.5% | $31.93 | — | SHS CL A | G7665A101 |
| STAG | STAG INDL INC | 116,525 | $2,413 | 1.4% | $20.36 | — | COM | 85254J102 |
| CSCO | CISCO SYS INC | 95,422 | $2,402 | 1.4% | $15.25 | +16.1% | COM | 17275R102 |
| META | FACEBOOK INC | 29,830 | $2,358 | 1.4% | $38.94 | +87.1% | CL A | 30303M102 |
| PNNT | PENNANTPARK INVT CORP | 214,824 | $2,344 | 1.4% | $2.62 | +7.0% | COM | 708062104 |
| MKL | MARKEL CORP | 3,674 | $2,337 | 1.4% | $523.91 | +23.1% | COM | 570535104 |
| — | HOLLYFRONTIER CORP | 53,269 | $2,327 | 1.4% | $43.03 | — | COM | 436106108 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 42,689 | $2,295 | 1.4% | $40.60 | — | ADR | 881624209 |
| C | CITIGROUP INC | 43,203 | $2,239 | 1.3% | $36.25 | +3.2% | COM NEW | 172967424 |
| — | HESKA CORP | 163,806 | $2,161 | 1.3% | $7.53 | — | COM RESTRC NEW | 42805E306 |
| — | MFS MULTIMARKET INCOME TR | 335,354 | $2,153 | 1.3% | $6.65 | — | SH BEN INT | 552737108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 10,173 | $1,931 | 1.2% | $107.66 | +6.2% | COM | 459200101 |
| SPY | SPDR S&P 500 ETF TR | 9,662 | $1,904 | 1.1% | $197.06 | — | TR UNIT | 78462F103 |
| — | MANNING & NAPIER INC | 113,020 | $1,898 | 1.1% | $17.15 | — | CL A | 56382Q102 |
| DVN | DEVON ENERGY CORP NEW | 27,390 | $1,868 | 1.1% | $40.61 | +23.8% | COM | 25179M103 |
| — | GOOGLE INC | 3,143 | $1,849 | 1.1% | $857.38 | — | CL A | 38259P508 |
| — | TEEKAY OFFSHORE PARTNERS L P | 53,863 | $1,810 | 1.1% | $32.68 | — | PARTNERSHIP UN | Y8565J101 |
| OLN | OLIN CORP | 67,635 | $1,708 | 1.0% | $16.80 | +13.0% | COM PAR $1 | 680665205 |
| SYK | STRYKER CORP | 20,971 | $1,693 | 1.0% | $57.21 | +25.7% | COM | 863667101 |
| — | PUTNAM PREMIER INCOME TR | 291,053 | $1,595 | 1.0% | $5.35 | — | SH BEN INT | 746853100 |
| — | GOOGLE INC | 2,570 | $1,484 | 0.9% | $575.18 | — | CL C | 38259P706 |
| XOM | EXXON MOBIL CORP | 15,140 | $1,424 | 0.9% | $54.97 | +11.9% | COM | 30231G102 |
| CVX | CHEVRON CORP NEW | 11,585 | $1,382 | 0.8% | $71.29 | +10.1% | COM | 166764100 |
| — | AMERICAN SCIENCE & ENGR INC | 24,136 | $1,337 | 0.8% | $55.39 | — | COM | 29429107 |
| — | ALCOA INC | 79,492 | $1,279 | 0.8% | $16.09 | — | COM | 13817101 |
| — | PUTNAM MASTER INTER INCOME T | 247,121 | $1,243 | 0.7% | $4.98 | — | SH BEN INT | 746909100 |
| ZTS | ZOETIS INC | 33,072 | $1,222 | 0.7% | $28.13 | +11.4% | CL A | 98978V103 |
| SLV | ISHARES SILVER TRUST | 73,959 | $1,209 | 0.7% | $18.72 | — | ISHARES | 46428Q109 |
| — | FIRST TR ENERGY INFRASTRCTR | 48,809 | $1,165 | 0.7% | $23.03 | — | COM | 33738C103 |
| — | CLIFFS NAT RES INC | 111,264 | $1,155 | 0.7% | $19.32 | — | COM | 18683K101 |
| — | LORILLARD INC | 19,252 | $1,153 | 0.7% | $55.17 | — | COM | 544147101 |
| FE | FIRSTENERGY CORP | 33,775 | $1,134 | 0.7% | $19.95 | +3.3% | COM | 337932107 |
| — | EATON VANCE RISK MNGD DIV EQ | 95,807 | $1,120 | 0.7% | $10.90 | — | COM | 27829G106 |
| GLD | SPDR GOLD TRUST | 9,222 | $1,072 | 0.6% | $121.18 | — | GOLD SHS | 78463V107 |
| — | TORTOISE ENERGY INFRSTRCTR C | 21,391 | $1,029 | 0.6% | $47.18 | — | COM | 89147L100 |
| — | BERKSHIRE HATHAWAY INC DEL | 7,341 | $1,014 | 0.6% | $138.13 | — | CL B NEW | 84670702 |
| CVS | CVS HEALTH CORP | 12,517 | $996 | 0.6% | $41.44 | +38.7% | COM | 126650100 |
| — | ENERGY TRANSFER PRTNRS L P | 14,876 | $952 | 0.6% | $50.82 | — | UNIT LTD PARTN | 29273R109 |
| PAYX | PAYCHEX INC | 20,384 | $901 | 0.5% | $25.02 | +18.9% | COM | 704326107 |
| — | KINDER MORGAN ENERGY PARTNER | 8,967 | $836 | 0.5% | $88.74 | — | UT LTD PARTNER | 494550106 |
| — | ALLIANCE DATA SYSTEMS CORP | 3,250 | $807 | 0.5% | $248.31 | — | COM | 18581108 |
| — | EATON VANCE TAX MNGD GBL DV | 74,740 | $750 | 0.5% | $9.30 | — | COM | 27829F108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 18,218 | $734 | 0.4% | $50.98 | — | COM | 293792107 |
| — | RENTECH NITROGEN PARTNERS L | 56,337 | $701 | 0.4% | $18.08 | — | COM UNIT | 760113100 |
| — | NUVEEN MULTI MKT INCOME FD I | 86,106 | $650 | 0.4% | $7.55 | — | COM | 67075J107 |
| — | KAYNE ANDERSON MLP INVT CO | 15,590 | $637 | 0.4% | $38.91 | — | COM | 486606106 |
| — | BARCLAYS BANK PLC | 24,295 | $625 | 0.4% | $25.01 | — | SP ADR 7.1%PF3 | 06739H776 |
| — | HCP INC | 14,913 | $592 | 0.4% | $38.77 | — | COM | 40414L109 |
| SLB | SCHLUMBERGER LTD | 5,700 | $580 | 0.3% | $53.83 | +47.7% | COM | 806857108 |
| LULU | LULULEMON ATHLETICA INC | 13,500 | $567 | 0.3% | $40.27 | 0.0% | COM | 550021109 |
| — | MARKWEST ENERGY PARTNERS L P | 7,212 | $554 | 0.3% | $66.78 | — | UNIT LTD PARTN | 570759100 |
| — | CANCER GENETICS INC | 60,910 | $548 | 0.3% | $18.74 | — | COM | 13739U104 |
| CHD | CHURCH & DWIGHT INC | 7,800 | $547 | 0.3% | $26.18 | +11.6% | COM | 171340102 |
| WMT | WAL-MART STORES INC | 7,069 | $541 | 0.3% | $19.98 | +1.6% | COM | 931142103 |
| — | RACKSPACE HOSTING INC | 16,400 | $534 | 0.3% | $32.56 | — | COM | 750086100 |
| — | ANNALY CAP MGMT INC | 44,000 | $470 | 0.3% | $10.68 | — | COM | 35710409 |
| KO | COCA COLA CO | 10,295 | $439 | 0.3% | $27.84 | +3.7% | COM | 191216100 |
| BMY | BRISTOL MYERS SQUIBB CO | 8,226 | $421 | 0.3% | $28.92 | +18.3% | COM | 110122108 |
| — | NUANCE COMMUNICATIONS INC | 27,050 | $417 | 0.3% | $18.78 | — | COM | 67020Y100 |
| — | BERKSHIRE HATHAWAY INC DEL | 2 | $414 | 0.2% | $207000.00 | — | CL A | 84670108 |
| TRV | TRAVELERS COMPANIES INC | 4,400 | $413 | 0.2% | $63.44 | +14.3% | COM | 89417E109 |
| WFC | WELLS FARGO & CO NEW | 7,750 | $402 | 0.2% | $27.49 | +36.1% | COM | 949746101 |
| TMO | THERMO FISHER SCIENTIFIC INC | 3,275 | $399 | 0.2% | $79.76 | +47.1% | COM | 883556102 |
| DIS | DISNEY WALT CO | 4,366 | $389 | 0.2% | $56.67 | +39.9% | COM DISNEY | 254687106 |
| PG | PROCTER & GAMBLE CO | 4,598 | $385 | 0.2% | $55.07 | +8.5% | COM | 742718109 |
| JNJ | JOHNSON & JOHNSON | 3,473 | $370 | 0.2% | $60.22 | +25.5% | COM | 478160104 |
| — | APACHE CORP | 3,943 | $370 | 0.2% | $93.84 | — | COM | 37411105 |
| COP | CONOCOPHILLIPS | 4,705 | $360 | 0.2% | $40.22 | +40.9% | COM | 20825C104 |
| — | DU PONT E I DE NEMOURS & CO | 5,015 | $360 | 0.2% | $52.50 | — | COM | 263534109 |
| — | BHP BILLITON LTD | 5,500 | $324 | 0.2% | $58.91 | — | SPONSORED ADR | 88606108 |
| — | AUTOZONE INC | 600 | $306 | 0.2% | $510.00 | — | COM | 53332102 |
| UNP | UNION PAC CORP | 2,786 | $302 | 0.2% | $65.92 | +21.8% | COM | 907818108 |
| — | LINN ENERGY LLC | 10,000 | $301 | 0.2% | $33.11 | — | UNIT LTD LIAB | 536020100 |
| — | ALPS ETF TR | 15,000 | $288 | 0.2% | $17.87 | — | ALERIAN MLP | 00162Q866 |
| — | BP PLC | 6,507 | $286 | 0.2% | $43.95 | — | SPONSORED ADR | 55622104 |
| — | TRANSAMERICA INCOME SHS INC | 13,643 | $278 | 0.2% | $20.45 | — | COM | 893506105 |
| MUB | ISHARES | 2,500 | $274 | 0.2% | $105.00 | — | NAT AMT FREE BD | 464288414 |
| — | E M C CORP MASS | 9,172 | $268 | 0.2% | $23.62 | — | COM | 268648102 |
| SPH | SUBURBAN PROPANE PARTNERS L | 6,016 | $268 | 0.2% | $46.38 | — | UNIT LTD PARTN | 864482104 |
| — | BREITBURN ENERGY PARTNERS LP | 12,954 | $263 | 0.2% | $20.36 | — | COM UT LTD PTN | 106776107 |
| PM | PHILIP MORRIS INTL INC | 3,136 | $262 | 0.2% | $49.54 | -3.3% | COM | 718172109 |
| — | FIRST TR MLP & ENERGY INCOME | 11,997 | $256 | 0.2% | $19.99 | — | COM | 33739B104 |
| — | NATIONAL OILWELL VARCO INC | 3,350 | $255 | 0.2% | $69.20 | — | COM | 637071101 |
| ITW | ILLINOIS TOOL WKS INC | 3,000 | $253 | 0.2% | $49.85 | +32.8% | COM | 452308109 |
| — | AIR PRODS & CHEMS INC | 1,860 | $242 | 0.1% | $130.11 | — | COM | 9158106 |
| AB | ALLIANCEBERNSTEIN HOLDING LP | 9,245 | $240 | 0.1% | $21.21 | — | UNIT LTD PARTN | 01881G106 |
| — | ENBRIDGE ENERGY PARTNERS L P | 6,070 | $236 | 0.1% | $36.90 | — | COM | 29250R106 |
| PAA | PLAINS ALL AMERN PIPELINE L | 4,000 | $235 | 0.1% | $55.78 | — | UNIT LTD PARTN | 726503105 |
| PEP | PEPSICO INC | 2,414 | $225 | 0.1% | $56.65 | +14.5% | COM | 713448108 |
| — | CRESTWOOD EQUITY PARTNERS LP | 21,067 | $223 | 0.1% | $13.84 | — | UNIT LTD PARTNER | 226344109 |
| — | INTEROIL CORP | 4,000 | $217 | 0.1% | $61.67 | — | COM | 460951106 |
| — | BLOCK H & R INC | 6,615 | $205 | 0.1% | $30.99 | — | COM | 93671105 |
| SO | SOUTHERN CO | 4,654 | $203 | 0.1% | $26.97 | +0.5% | COM | 842587107 |
| — | NEUSTAR INC | 8,150 | $202 | 0.1% | $48.71 | — | CL A | 64126X201 |
| — | MORGANS HOTEL GROUP CO | 180,000 | $180 | 0.1% | $0.98 | — | NOTE 2.375%10/1 | 61748WAB4 |
| — | CALAMOS ASSET MGMT INC | 10,597 | $119 | 0.1% | $11.23 | — | CL A | 12811R104 |
| — | RENTECH INC | 67,000 | $115 | 0.1% | $2.27 | — | COM | 760112102 |
| — | ARVINMERITOR INC | 85,000 | $87 | 0.1% | $0.88 | — | FRNT 4.000% 2/1 | 043353AH4 |
| ABEV | AMBEV SA | 12,500 | $82 | 0.0% | $7.37 | — | SPONSORED ADR | 02319V103 |
| — | SQUARE 1 FINL INC | 10,000 | $75 | 0.0% | $7.50 | — | CL A | 85223W101 |
| — | TEARLAB CORP | 12,500 | $43 | 0.0% | $3.44 | — | COM | 878193101 |
| — | GOODRICH PETE CORP | 40,000 | $40 | 0.0% | $0.99 | — | NOTE 5.000%10/0 | 382410AC2 |
| — | AVATAR HLDGS INC | 35,000 | $36 | 0.0% | $1.09 | — | NOTE 7.500% 2/1 | 053494AG5 |