Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 14, 2013

Total Value ($000): $3,306,054 (100.0% shares, 0.0% debt)

Holdings (122)

FLO FLOWERS FOODS INC. 96.1%
Value ($000) $3,175,864 Shares 144,030 Est. Cost $13.91 Unrealized 0.0%
SPECTRANETICS 0.4%
Value ($000) $14,520 Shares 777,295 Est. Cost $18.68 Unrealized
ILMN ILLUMINA INC. 0.4%
Value ($000) $12,418 Shares 165,922 Est. Cost $64.01 Unrealized 0.0%
UEIC UNIVERSAL ELECTRONICS 0.3%
Value ($000) $9,788 Shares 347,944 Est. Cost $24.88 Unrealized 0.0%
EXPRESS SCRIPTS HOLDING CO 0.2%
Value ($000) $7,540 Shares 122,117 Est. Cost $61.74 Unrealized
IBM INT'L BUS MACHINES 0.1%
Value ($000) $4,498 Shares 23,538 Est. Cost $118.94 Unrealized 0.0%
F X ENERGY 0.1%
Value ($000) $4,039 Shares 1,258,285 Est. Cost $3.21 Unrealized
XOM EXXON MOBIL CORP 0.1%
Value ($000) $3,759 Shares 41,601 Est. Cost $53.69 Unrealized 0.0%
T AT&T INC. 0.1%
Value ($000) $3,337 Shares 94,262 Est. Cost $11.40 Unrealized 0.0%
ENBRIDGE ENERGY PARTNERS 0.1%
Value ($000) $3,086 Shares 101,200 Est. Cost $30.49 Unrealized
BMY BRISTOL MYERS SQUIBB 0.1%
Value ($000) $2,497 Shares 55,875 Est. Cost $28.67 Unrealized 0.0%
NRT NORTH EUROPEAN OIL ROYALTY 0.1%
Value ($000) $2,094 Shares 86,075 Est. Cost $24.33 Unrealized
MSFT MICROSOFT 0.1%
Value ($000) $1,959 Shares 56,700 Est. Cost $26.70 Unrealized 0.0%
HON HONEYWELL INTERNATIONAL 0.1%
Value ($000) $1,811 Shares 22,823 Est. Cost $53.13 Unrealized 0.0%
CHICAGO BRIDGE & IRON 0.1%
Value ($000) $1,739 Shares 29,145 Est. Cost $59.67 Unrealized
PM PHILIP MORRIS INTERNATIONAL IN 0.1%
Value ($000) $1,720 Shares 19,852 Est. Cost $49.85 Unrealized 0.0%
VZ VERIZON COMM 0.1%
Value ($000) $1,688 Shares 33,541 Est. Cost $27.04 Unrealized 0.0%
GENERAL ELECTRIC 0.1%
Value ($000) $1,665 Shares 71,798 Est. Cost $23.19 Unrealized
PVR PARTNERS LP 0.0%
Value ($000) $1,620 Shares 59,326 Est. Cost $27.31 Unrealized
EFX EQUIFAX 0.0%
Value ($000) $1,455 Shares 24,698 Est. Cost $53.06 Unrealized 0.0%
DIS DISNEY, WALT 0.0%
Value ($000) $1,436 Shares 22,742 Est. Cost $56.11 Unrealized 0.0%
BUCKEYE PARTNERS 0.0%
Value ($000) $1,403 Shares 20,000 Est. Cost $70.15 Unrealized
UNP UNION PACIFIC 0.0%
Value ($000) $1,166 Shares 7,560 Est. Cost $57.06 Unrealized 0.0%
WPC W.P. CAREY INC. 0.0%
Value ($000) $1,129 Shares 17,065 Est. Cost $66.16 Unrealized
UMBF UMB FINANCIAL CORP 0.0%
Value ($000) $1,113 Shares 20,000 Est. Cost $50.96 Unrealized 0.0%
ENTREMED INC NEW 0.0%
Value ($000) $1,079 Shares 534,073 Est. Cost $2.02 Unrealized
PNC PNC FINANCIAL CORP 0.0%
Value ($000) $1,061 Shares 14,546 Est. Cost $47.34 Unrealized 0.0%
PEP PEPSICO 0.0%
Value ($000) $1,046 Shares 12,790 Est. Cost $56.00 Unrealized 0.0%
PG PROCTER & GAMBLE 0.0%
Value ($000) $982 Shares 12,755 Est. Cost $55.00 Unrealized 0.0%
MO ALTRIA GROUP INC. 0.0%
Value ($000) $963 Shares 27,532 Est. Cost $16.28 Unrealized 0.0%
BAX BAXTER INT'L 0.0%
Value ($000) $932 Shares 13,454 Est. Cost $30.42 Unrealized 0.0%
BONTQ BON TON STORES INC 0.0%
Value ($000) $912 Shares 50,500 Est. Cost $16.14 Unrealized 0.0%
LEUCADIA NATIONAL CORP 0.0%
Value ($000) $912 Shares 34,800 Est. Cost $26.21 Unrealized
JPM JP MORGAN CHASE 0.0%
Value ($000) $904 Shares 17,119 Est. Cost $36.24 Unrealized 0.0%
ET ENERGY TRANSFER EQUITY L.P. 0.0%
Value ($000) $888 Shares 14,850 Est. Cost $59.80 Unrealized
AES TRUST III CV 6.75% 0.0%
Value ($000) $879 Shares 17,400 Est. Cost $50.52 Unrealized
ONEOK PARTNERS LP 0.0%
Value ($000) $862 Shares 17,400 Est. Cost $49.54 Unrealized
BP BP PLC ADR 0.0%
Value ($000) $859 Shares 20,574 Est. Cost $41.75 Unrealized
BBY BEST BUY INC 0.0%
Value ($000) $820 Shares 30,000 Est. Cost $16.63 Unrealized 0.0%
PFE PFIZER 0.0%
Value ($000) $816 Shares 29,150 Est. Cost $16.46 Unrealized 0.0%
JNJ JOHNSON & JOHNSON 0.0%
Value ($000) $796 Shares 9,270 Est. Cost $59.66 Unrealized 0.0%
ACTG ACACIA RESEARCH 0.0%
Value ($000) $794 Shares 35,542 Est. Cost $22.79 Unrealized 0.0%
KO COCA COLA 0.0%
Value ($000) $783 Shares 19,530 Est. Cost $27.85 Unrealized 0.0%
NEW YORK COMMUNITY BANCORP INC 0.0%
Value ($000) $780 Shares 55,700 Est. Cost $14.00 Unrealized
PUKPF PRUDENTIAL 0.0%
Value ($000) $736 Shares 45,160 Est. Cost $16.76 Unrealized 0.0%
CSCO CISCO SYSTEMS 0.0%
Value ($000) $683 Shares 28,077 Est. Cost $15.24 Unrealized 0.0%
CVX CHEVRON CORP. 0.0%
Value ($000) $669 Shares 5,657 Est. Cost $71.30 Unrealized 0.0%
LISTERINE ROYALTY INT 0.0%
Value ($000) $650 Shares 1 Est. Cost $650000.00 Unrealized
AXP AMERICAN EXPRESS 0.0%
Value ($000) $650 Shares 8,700 Est. Cost $59.62 Unrealized 0.0%
ENERGY TRANSFER PARTNERS LP 0.0%
Value ($000) $650 Shares 12,868 Est. Cost $50.51 Unrealized
COASTAL ENERGY COMPANY 0.0%
Value ($000) $644 Shares 49,764 Est. Cost $12.94 Unrealized
UEC URANIUM ENERGY 0.0%
Value ($000) $637 Shares 356,000 Est. Cost $1.84 Unrealized 0.0%
ABBV ABBVIE INC 0.0%
Value ($000) $624 Shares 15,100 Est. Cost $26.55 Unrealized 0.0%
PLUM CREEK TIMBER 0.0%
Value ($000) $608 Shares 13,019 Est. Cost $46.70 Unrealized
B&G FOODS INC. 0.0%
Value ($000) $565 Shares 16,600 Est. Cost $34.04 Unrealized
SO SOUTHERN COMPANY 0.0%
Value ($000) $558 Shares 12,652 Est. Cost $26.74 Unrealized 0.0%
FCX FREEPORT MCMORAN COPPER & GOLD 0.0%
Value ($000) $555 Shares 20,110 Est. Cost $24.45 Unrealized 0.0%
HEWLETT PACKARD 0.0%
Value ($000) $548 Shares 22,100 Est. Cost $24.80 Unrealized
ABT ABBOTT LABS 0.0%
Value ($000) $527 Shares 15,100 Est. Cost $28.85 Unrealized 0.0%
WM WASTE MGT. 0.0%
Value ($000) $526 Shares 13,033 Est. Cost $30.75 Unrealized 0.0%
FIS FIDELITY NATIONAL INFORMATION 0.0%
Value ($000) $523 Shares 12,200 Est. Cost $34.36 Unrealized 0.0%
TALISMAN ENERGY INC 0.0%
Value ($000) $515 Shares 45,099 Est. Cost $11.42 Unrealized
HAL HALLIBURTON CO 0.0%
Value ($000) $501 Shares 12,000 Est. Cost $33.21 Unrealized 0.0%
MERCK & CO 0.0%
Value ($000) $480 Shares 10,330 Est. Cost $46.47 Unrealized
NUVEEN INS NY TAX FREE ADV MUN 0.0%
Value ($000) $480 Shares 36,109 Est. Cost $13.29 Unrealized
LIDCO GROUP 0.0%
Value ($000) $478 Shares 2,471,670 Est. Cost $0.19 Unrealized
VODAFONE PLC 0.0%
Value ($000) $450 Shares 15,657 Est. Cost $28.74 Unrealized
WY WEYERHAEUSER 0.0%
Value ($000) $447 Shares 15,700 Est. Cost $18.73 Unrealized 0.0%
DGEAF DIAGEO 0.0%
Value ($000) $442 Shares 15,375 Est. Cost $22.39 Unrealized 0.0%
DUK DUKE ENERGY CORP 0.0%
Value ($000) $439 Shares 6,497 Est. Cost $41.83 Unrealized 0.0%
CODI COMPASS DIVERSIFIED HOLDINGS 0.0%
Value ($000) $415 Shares 23,650 Est. Cost $7.10 Unrealized 0.0%
EMN EASTMAN CHEMICAL 0.0%
Value ($000) $410 Shares 5,850 Est. Cost $47.81 Unrealized 0.0%
ALERIAN MLP ETF 0.0%
Value ($000) $409 Shares 22,887 Est. Cost $17.87 Unrealized
MTB M&T BANK CORP 0.0%
Value ($000) $385 Shares 3,446 Est. Cost $72.91 Unrealized 0.0%
MARKET VECTORS GOLD MINERS ETF 0.0%
Value ($000) $384 Shares 15,700 Est. Cost $24.46 Unrealized
XEROX 0.0%
Value ($000) $378 Shares 41,691 Est. Cost $9.07 Unrealized
EPD ENTERPRISE PRODUCTS PARTNERS, 0.0%
Value ($000) $372 Shares 5,980 Est. Cost $62.21 Unrealized
MMM 3M COMPANY 0.0%
Value ($000) $372 Shares 3,400 Est. Cost $61.26 Unrealized 0.0%
GEF/B GREIF INC CL B 0.0%
Value ($000) $370 Shares 6,600 Est. Cost $29.17 Unrealized 0.0%
TRN TRINITY INDS INC. 0.0%
Value ($000) $365 Shares 9,500 Est. Cost $10.24 Unrealized 0.0%
BHPLF BHP BILLITON LTD 0.0%
Value ($000) $357 Shares 12,330 Est. Cost $12.83 Unrealized 0.0%
MDLZ MONDELEZ INTERNATIONAL INC A 0.0%
Value ($000) $346 Shares 12,140 Est. Cost $23.16 Unrealized 0.0%
THORATEC LABS CORP 0.0%
Value ($000) $345 Shares 11,029 Est. Cost $31.28 Unrealized
GEO GROUP INC 0.0%
Value ($000) $339 Shares 10,000 Est. Cost $33.90 Unrealized
CAT CATERPILLAR 0.0%
Value ($000) $338 Shares 4,103 Est. Cost $61.55 Unrealized 0.0%
TIP ISHARES UNITED STATES TREASURY 0.0%
Value ($000) $336 Shares 3,000 Est. Cost $112.00 Unrealized
LLY ELI LILLY 0.0%
Value ($000) $329 Shares 6,700 Est. Cost $42.21 Unrealized 0.0%
PENRELL CORPORATION 0.0%
Value ($000) $326 Shares 125,000 Est. Cost $2.61 Unrealized
DU PONT (EI) DE NEMOURS 0.0%
Value ($000) $315 Shares 6,000 Est. Cost $52.50 Unrealized
HSBC HOLDINGS PLC 0.0%
Value ($000) $314 Shares 30,000 Est. Cost $10.47 Unrealized
AFL AFLAC INC. 0.0%
Value ($000) $308 Shares 5,306 Est. Cost $20.11 Unrealized 0.0%
F FORD MOTOR 0.0%
Value ($000) $295 Shares 19,100 Est. Cost $7.61 Unrealized 0.0%
GLW CORNING INC 0.0%
Value ($000) $239 Shares 16,800 Est. Cost $10.49 Unrealized 0.0%
CAG CONAGRA 0.0%
Value ($000) $238 Shares 6,800 Est. Cost $17.69 Unrealized 0.0%
NEE NEXTERA ENERGY INC 0.0%
Value ($000) $236 Shares 2,900 Est. Cost $14.15 Unrealized 0.0%
DTE D T E ENERGY CO 0.0%
Value ($000) $235 Shares 3,500 Est. Cost $38.29 Unrealized 0.0%
TIFFANY & CO 0.0%
Value ($000) $233 Shares 3,200 Est. Cost $72.81 Unrealized
NSC NORFOLK SOUTHERN 0.0%
Value ($000) $232 Shares 3,200 Est. Cost $57.67 Unrealized 0.0%
TR TOOTSIE ROLL 0.0%
Value ($000) $227 Shares 7,146 Est. Cost $23.22 Unrealized 0.0%
KRAFT FOODS GROUP 0.0%
Value ($000) $221 Shares 3,958 Est. Cost $55.84 Unrealized
MSI MOTOROLA SOLUTIONS INC 0.0%
Value ($000) $221 Shares 3,822 Est. Cost $47.42 Unrealized 0.0%
BP PRUDHOE BAY ROYALTY TRUST 0.0%
Value ($000) $219 Shares 2,275 Est. Cost $96.26 Unrealized
EMR EMERSON ELECTRIC 0.0%
Value ($000) $209 Shares 3,840 Est. Cost $40.02 Unrealized 0.0%
TVAGF TVA GROUP INC CL B 0.0%
Value ($000) $176 Shares 19,800 Est. Cost $8.89 Unrealized
GNYTX COLUMBIA FUNDS INTERMEDIATE BO 0.0%
Value ($000) $128 Shares 10,632 Est. Cost $12.04 Unrealized
BPAQF BP 0.0%
Value ($000) $72 Shares 10,480 Est. Cost $4.49 Unrealized 0.0%
NEW YORK MORTGAGE TR INC NEW 0.0%
Value ($000) $68 Shares 10,000 Est. Cost $6.80 Unrealized
AMERICAN SUPERCONDUCTOR 0.0%
Value ($000) $53 Shares 20,100 Est. Cost $2.64 Unrealized
SWISHER HYGIENE INC 0.0%
Value ($000) $48 Shares 55,882 Est. Cost $0.86 Unrealized
FRONTIER COMMUNICATIONS CORP 0.0%
Value ($000) $46 Shares 11,446 Est. Cost $4.02 Unrealized
LIDCO GROUP 0.0%
Value ($000) $35 Shares 183,289 Est. Cost $0.19 Unrealized
BTG B2GOLD CORP 0.0%
Value ($000) $33 Shares 15,500 Est. Cost $1.91 Unrealized 0.0%
DALECO RESOURCES CORP 0.0%
Value ($000) $30 Shares 150,000 Est. Cost $0.20 Unrealized
OCEANAGOLD CORP 0.0%
Value ($000) $20 Shares 16,500 Est. Cost $1.21 Unrealized
HARTFORD MONEY MARKET FUND INC 0.0%
Value ($000) $13 Shares 13,358 Est. Cost $0.97 Unrealized
MAOMF MAUDORE MINERALS LTD 0.0%
Value ($000) $7 Shares 13,200 Est. Cost $0.70 Unrealized 0.0%
TITAN MEDICAL INC 0.0%
Value ($000) $6 Shares 11,000 Est. Cost $0.55 Unrealized
VASOMEDICAL INC 0.0%
Value ($000) $2 Shares 11,000 Est. Cost $0.18 Unrealized
VATUKOULA GOLD MINES PLC 0.0%
Value ($000) $1 Shares 13,500 Est. Cost $0.07 Unrealized
PLC SYSTEMS INC 0.0%
Value ($000) $1 Shares 11,900 Est. Cost $0.08 Unrealized
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized
GREAT BASIN GOLD LTD 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized