Location: New York, NY
CIK: 0001506073 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 15, 2013
Total Value: $126M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| ILMN | ILLUMINA INC. | 162,422 | $13.13M | 10.4% | $80.83 * | $64.01 | +19.5% | COM | 452327109 |
| — | SPECTRANETICS | 757,865 | $12.73M | 10.1% | $16.80 | $18.68 | — | COM | 84760C107 |
| UEIC | UNIVERSAL ELECTRONICS | 346,511 | $12.48M | 9.9% | $36.03 * | $24.88 | +26.5% | COM | 913483103 |
| — | EXPRESS SCRIPTS HOLDING CO | 122,117 | $7.547M | 6.0% | $61.80 | $61.74 | — | COM | 30219G108 |
| IBM | INT'L BUS MACHINES | 25,053 | $4.639M | 3.7% | $185.17 * | $118.49 | -5.9% | COM | 459200101 |
| — | F X ENERGY | 1,256,850 | $4.311M | 3.4% | $3.43 | $3.21 | — | COM | 302695101 |
| XOM | EXXON MOBIL CORP | 46,001 | $3.958M | 3.1% | $86.04 * | $53.74 | +0.8% | COM | 30231G102 |
| T | AT&T INC. | 98,159 | $3.32M | 2.6% | $33.82 * | $11.38 | -3.7% | COM | 00206R102 |
| FLO | FLOWERS FOODS INC. | 144,057 | $3.088M | 2.4% | $21.44 * | $13.91 | +2.6% | COM | 343498101 |
| BMY | BRISTOL MYERS SQUIBB | 55,929 | $2.588M | 2.0% | $46.27 * | $28.67 | +1.9% | COM | 110122108 |
| — | GENERAL ELECTRIC | 86,099 | $2.057M | 1.6% | $23.89 | $23.31 | — | COM | 369604103 |
| — | CHICAGO BRIDGE & IRON | 29,145 | $1.975M | 1.6% | $67.76 | $59.67 | — | COM | 167250109 |
| MSFT | MICROSOFT | 58,700 | $1.954M | 1.5% | $33.29 * | $26.71 | +1.1% | COM | 594918104 |
| HON | HONEYWELL INTERNATIONAL | 22,823 | $1.895M | 1.5% | $83.03 * | $53.13 | +8.2% | COM | 438516106 |
| VZ | VERIZON COMM | 37,341 | $1.743M | 1.4% | $46.68 * | $26.95 | -3.0% | COM | 92343V104 |
| PM | PHILIP MORRIS INTERNATIONAL IN | 19,852 | $1.719M | 1.4% | $86.59 * | $49.85 | -5.0% | COM | 718172109 |
| DIS | DISNEY, WALT | 24,942 | $1.609M | 1.3% | $64.51 * | $56.18 | +1.3% | COM | 254687106 |
| PFE | PFIZER | 44,420 | $1.276M | 1.0% | $28.73 * | $16.42 | -0.4% | COM | 717081103 |
| UNP | UNION PACIFIC | 7,560 | $1.174M | 0.9% | $155.29 * | $57.06 | +5.4% | COM | 907818108 |
| UMBF | UMB FINANCIAL CORP | 20,000 | $1.087M | 0.9% | $54.35 * | $50.96 | +14.5% | COM | 902788108 |
| VLO | VALERO ENERGY | 31,800 | $1.086M | 0.9% | $34.15 * | $22.41 | 0.0% | COM | 91913Y100 |
| WPC | W.P. CAREY INC. | 16,315 | $1.056M | 0.8% | $64.73 | $66.16 | — | COM | 92936U109 |
| PNC | PNC FINANCIAL CORP | 14,546 | $1.054M | 0.8% | $72.46 * | $47.34 | +8.4% | COM | 693475105 |
| PEP | PEPSICO | 12,790 | $1.017M | 0.8% | $79.52 * | $56.00 | +1.4% | COM | 713448108 |
| BP | BP PLC ADR | 23,732 | $997K | 0.8% | $42.01 | $41.79 | — | COM | 055622104 |
| JPM | JP MORGAN CHASE | 19,119 | $988K | 0.8% | $51.68 * | $36.48 | +5.6% | COM | 46625H100 |
| PG | PROCTER & GAMBLE | 12,755 | $964K | 0.8% | $75.58 * | $55.00 | +2.2% | COM | 742718109 |
| — | ENTREMED INC NEW | 534,073 | $961K | 0.8% | $1.80 | $2.02 | — | COM | 29382F202 |
| — | LEUCADIA NATIONAL CORP | 34,800 | $948K | 0.7% | $27.24 | $26.21 | — | COM | 527288104 |
| MO | ALTRIA GROUP INC. | 27,532 | $946K | 0.7% | $34.36 * | $16.28 | -0.7% | COM | 02209S103 |
| — | COASTAL ENERGY COMPANY | 49,764 | $915K | 0.7% | $18.39 | $12.94 | — | COM | G22404118 |
| — | AES TRUST III CV 6.75% | 17,400 | $877K | 0.7% | $50.40 | $50.52 | — | PRD | 00808N202 |
| BAX | BAXTER INT'L | 13,354 | $877K | 0.7% | $65.67 * | $30.42 | +2.1% | COM | 071813109 |
| PUKPF | PRUDENTIAL | 45,160 | $842K | 0.7% | $18.64 * | $16.76 | +5.7% | COM | G72899100 |
| — | NEW YORK COMMUNITY BANCORP INC | 55,700 | $842K | 0.7% | $15.12 | $14.00 | — | COM | 649445103 |
| ABBV | ABBVIE INC | 18,550 | $830K | 0.7% | $44.74 * | $26.66 | +1.9% | COM | 00287Y109 |
| ACTG | ACACIA RESEARCH | 35,542 | $820K | 0.6% | $23.07 * | $22.79 | -8.5% | COM | 003881307 |
| EFX | EQUIFAX | 13,400 | $802K | 0.6% | $59.85 * | $53.06 | +2.3% | COM | 294429105 |
| JNJ | JOHNSON & JOHNSON | 8,975 | $778K | 0.6% | $86.69 * | $59.66 | +6.5% | COM | 478160104 |
| CSCO | CISCO SYSTEMS | 32,574 | $763K | 0.6% | $23.42 * | $15.47 | +9.5% | COM | 17275R102 |
| — | ENERGY TRANSFER PARTNERS LP | 13,868 | $722K | 0.6% | $52.06 | $50.62 | — | COM | 29273r109 |
| KO | COCA COLA | 18,929 | $717K | 0.6% | $37.88 * | $27.85 | -3.9% | COM | 191216100 |
| CVX | CHEVRON CORP. | 5,658 | $687K | 0.5% | $121.42 * | $71.30 | +2.5% | COM | 166764100 |
| FCX | FREEPORT MCMORAN COPPER & GOLD | 20,133 | $666K | 0.5% | $33.08 * | $24.45 | +5.0% | COM | 35671D857 |
| AXP | AMERICAN EXPRESS | 8,700 | $657K | 0.5% | $75.52 * | $59.62 | +6.1% | COM | 025816109 |
| — | LIDCO GROUP | 2,654,959 | $640K | 0.5% | $0.24 | $0.20 | — | COM | G5478T101 |
| ABT | ABBOTT LABS | 18,550 | $616K | 0.5% | $33.21 * | $28.63 | -3.2% | COM | 002824100 |
| — | PLUM CREEK TIMBER | 13,022 | $610K | 0.5% | $46.84 | $46.70 | — | COM | 729251108 |
| HAL | HALLIBURTON CO | 12,000 | $578K | 0.5% | $48.17 * | $33.21 | +12.4% | COM | 406216101 |
| — | B&G FOODS INC. | 16,600 | $574K | 0.5% | $34.58 | $34.04 | — | COM | 05508r106 |
| FIS | FIDELITY NATIONAL INFORMATION | 12,200 | $567K | 0.4% | $46.48 * | $34.36 | +6.6% | COM | 31620M106 |
| WM | WASTE MGT. | 13,083 | $540K | 0.4% | $41.27 * | $30.75 | +4.1% | COM | 94106L109 |
| BONTQ | BON TON STORES INC | 50,500 | $533K | 0.4% | $10.55 * | $16.14 | -10.3% | COM | 09776J101 |
| SO | SOUTHERN COMPANY | 12,656 | $521K | 0.4% | $41.17 * | $26.74 | -5.3% | COM | 842587107 |
| WY | WEYERHAEUSER | 17,700 | $507K | 0.4% | $28.64 * | $18.60 | -5.2% | COM | 962166104 |
| MMM | 3M COMPANY | 4,200 | $502K | 0.4% | $119.52 * | $62.16 | +6.1% | COM | 88579Y101 |
| — | MERCK & CO | 10,330 | $492K | 0.4% | $47.63 | $46.47 | — | COM | 58933y105 |
| DGEAF | DIAGEO | 15,375 | $484K | 0.4% | $31.48 * | $22.39 | +3.5% | COM | G42089113 |
| — | TALISMAN ENERGY INC | 41,100 | $473K | 0.4% | $11.51 | $11.42 | — | COM | 87425E103 |
| DUK | DUKE ENERGY CORP | 7,001 | $468K | 0.4% | $66.85 * | $41.75 | -2.2% | COM | 26441C204 |
| — | HEWLETT PACKARD | 22,000 | $462K | 0.4% | $21.00 | $24.80 | — | COM | 428236103 |
| EMN | EASTMAN CHEMICAL | 5,850 | $456K | 0.4% | $77.95 * | $47.81 | +11.0% | COM | 277432100 |
| — | DU PONT (EI) DE NEMOURS | 7,751 | $454K | 0.4% | $58.57 | $53.87 | — | COM | 263534109 |
| — | VODAFONE PLC | 12,858 | $452K | 0.4% | $35.15 | $28.74 | — | COM | 92857W209 |
| — | XEROX | 41,891 | $431K | 0.3% | $10.29 | $9.07 | — | COM | 984121103 |
| TRN | TRINITY INDS INC. | 9,500 | $431K | 0.3% | $45.37 * | $10.24 | +1.5% | COM | 896522109 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 23,650 | $421K | 0.3% | $17.80 * | $7.10 | +6.9% | COM | 20451Q104 |
| — | THORATEC LABS CORP | 11,029 | $411K | 0.3% | $37.27 | $31.28 | — | COM | 885175307 |
| — | ALERIAN MLP ETF | 22,912 | $403K | 0.3% | $17.59 | $17.87 | — | COM | 00162Q866 |
| — | MARKET VECTORS GOLD MINERS ETF | 15,700 | $393K | 0.3% | $25.03 | $24.46 | — | COM | 57060U100 |
| — | PENRELL CORPORATION | 200,000 | $388K | 0.3% | $1.94 | $2.36 | — | COM | 70686R104 |
| MTB | M&T BANK CORP | 3,446 | $386K | 0.3% | $112.01 * | $72.91 | +13.0% | COM | 55261F104 |
| MDLZ | MONDELEZ INTERNATIONAL INC A | 12,140 | $381K | 0.3% | $31.38 * | $23.16 | +2.4% | COM | 609207105 |
| GEF/B | GREIF INC CL B | 6,400 | $341K | 0.3% | $53.28 * | $29.17 | +3.9% | COM | 397624206 |
| — | GEO GROUP INC | 10,200 | $339K | 0.3% | $33.24 | $33.89 | — | COM | 36159R103 |
| TIP | ISHARES UNITED STATES TREASURY | 3,000 | $338K | 0.3% | $112.67 | $112.00 | — | COM | 464287176 |
| GLW | CORNING INC | 22,710 | $331K | 0.3% | $14.58 * | $10.55 | +1.8% | COM | 219350105 |
| F | FORD MOTOR | 19,124 | $323K | 0.3% | $16.89 * | $7.61 | +18.6% | COM | 345370860 |
| AAPL | APPLE COMPUTER | 675 | $322K | 0.3% | $477.04 * | $14.28 | 0.0% | COM | 037833100 |
| AFL | AFLAC INC. | 5,056 | $313K | 0.2% | $61.91 * | $20.11 | +11.7% | COM | 001055102 |
| CAT | CATERPILLAR | 3,650 | $304K | 0.2% | $83.29 * | $61.55 | +0.1% | COM | 149123101 |
| COP | CONOCOPHILLIPS | 4,050 | $282K | 0.2% | $69.63 * | $44.49 | 0.0% | COM | 20825C104 |
| NSC | NORFOLK SOUTHERN | 3,200 | $248K | 0.2% | $77.50 * | $57.67 | -1.2% | COM | 655844108 |
| — | TIFFANY & CO | 3,200 | $245K | 0.2% | $76.56 | $72.81 | — | COM | 886547108 |
| — | SEADRILL LTD | 5,295 | $239K | 0.2% | $45.14 | $45.14 | — | COM | G7945E105 |
| NEE | NEXTERA ENERGY INC | 2,900 | $232K | 0.2% | $80.00 * | $14.15 | +4.9% | COM | 65339F101 |
| DTE | D T E ENERGY CO | 3,500 | $231K | 0.2% | $66.00 * | $38.29 | -0.6% | COM | 233331107 |
| SLB | SCHLUMBERGER LTD | 2,500 | $221K | 0.2% | $88.40 * | $58.98 | 0.0% | COM | 806857108 |
| TR | TOOTSIE ROLL | 7,146 | $220K | 0.2% | $30.79 * | $23.22 | +4.6% | COM | 890516107 |
| FLR | FLUOR CORP | 3,080 | $219K | 0.2% | $71.10 * | $57.29 | 0.0% | COM | 343412102 |
| OKE | ONEOK INC | 4,000 | $213K | 0.2% | $53.25 * | $20.98 | 0.0% | COM | 682680103 |
| — | KRAFT FOODS GROUP | 3,958 | $208K | 0.2% | $52.55 | $55.84 | — | COM | 50076Q106 |
| MSI | MOTOROLA SOLUTIONS INC | 3,494 | $207K | 0.2% | $59.24 * | $47.42 | -1.4% | COM | 620076307 |
| WMB | WILLIAMS CO | 5,700 | $207K | 0.2% | $36.32 * | $17.72 | 0.0% | COM | 969457100 |
| CAG | CONAGRA | 6,800 | $206K | 0.2% | $30.29 * | $17.69 | +0.4% | COM | 205887102 |
| INTC | INTEL CORP | 8,752 | $201K | 0.2% | $22.97 * | $16.91 | 0.0% | COM | 458140100 |
| — | CITIGROUP CAP X 6.1% | 8,000 | $200K | 0.2% | $25.00 | $25.00 | — | PRD | 173064205 |
| TVAGF | TVA GROUP INC CL B | 19,800 | $154K | 0.1% | $7.78 | $8.89 | — | COM | 872948203 |
| UEC | URANIUM ENERGY | 61,000 | $137K | 0.1% | $2.25 | $1.84 | +24.4% | COM | 916896103 |
| — | NEW YORK MORTGAGE TR INC NEW | 13,000 | $81,000 | 0.1% | $6.23 | $6.67 | — | COM | 649604501 |
| BPAQF | BP | 10,480 | $74,000 | 0.1% | $7.06 * | $4.49 | -1.3% | COM | G12793108 |
| — | FRONTIER COMMUNICATIONS CORP | 12,358 | $52,000 | 0.0% | $4.21 | $4.03 | — | COM | 35906a108 |
| — | AMERICAN SUPERCONDUCTOR | 20,100 | $47,000 | 0.0% | $2.34 | $2.64 | — | COM | 030111108 |
| BTG | B2GOLD CORP | 12,500 | $31,000 | 0.0% | $2.48 * | $1.91 | +13.2% | COM | 11777Q209 |
| — | OCEANAGOLD CORP | 16,500 | $25,000 | 0.0% | $1.52 | $1.21 | — | COM | 675222103 |
| — | DALECO RESOURCES CORP | 150,000 | $24,000 | 0.0% | $0.16 | $0.20 | — | COM | 23437P208 |
| MAOMF | MAUDORE MINERALS LTD | 13,200 | $3,000 | 0.0% | $0.23 * | $0.70 | -49.6% | COM | 577279102 |
| — | VASOMEDICAL INC | 11,000 | $3,000 | 0.0% | $0.27 | $0.18 | — | COM | 922321104 |
| — | VATUKOULA GOLD MINES PLC | 13,500 | $2,000 | 0.0% | $0.15 | $0.07 | — | COM | G9323J110 |
| — | PLC SYSTEMS INC | 11,900 | $1,000 | 0.0% | $0.08 | $0.08 | — | COM | 69341D104 |
| — | HOME SOLUTIONS HEALTH INC | 50,000 | $0 | 0.0% | $0.00 | — | — | COM | 43735N104 |
| — | GREAT BASIN GOLD LTD | 20,000 | $0 | 0.0% | $0.00 | — | — | COM | 390124105 |