Capital Wealth Planning, LLC Quant / Systematic

CIK: 0001566728 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 15, 2018

Total Value ($000): $143,884 (97.7% shares, 2.3% debt)

Holdings (233)

FAST Fastenal Company 25.3%
Value ($000) $36,356 Shares 666,000 Est. Cost $11.23 Unrealized 0.0%
UPS United Parcel Service Inc 8.3%
Value ($000) $11,982 Shares 114,485 Est. Cost $73.10 Unrealized +16.9%
SPY SPDR S&P 500 ETF Trust 8.0%
Value ($000) $11,501 Shares 43,622 Est. Cost $263.65 Unrealized
XOM Exxon Mobil Corporation 5.0%
Value ($000) $7,252 Shares 101,521 Est. Cost $56.28 Unrealized -1.0%
GS Goldman Sachs Group Inc 2.5%
Value ($000) $3,665 Shares 14,550 Est. Cost $218.41 Unrealized 0.0%
JPM JP Morgan Chase & Co 2.4%
Value ($000) $3,518 Shares 31,997 Est. Cost $91.43 Unrealized 0.0%
AAPL Apple Inc 2.3%
Value ($000) $3,338 Shares 19,895 Est. Cost $40.42 Unrealized 0.0%
AFL AFLAC Inc 2.2%
Value ($000) $3,116 Shares 71,200 Est. Cost $32.62 Unrealized +12.8%
PG Procter & Gamble Co 2.1%
Value ($000) $3,000 Shares 37,844 Est. Cost $69.38 Unrealized -2.2%
CVX Chevron Corp 2.0%
Value ($000) $2,907 Shares 25,503 Est. Cost $85.03 Unrealized 0.0%
PEP Pepsico Incorporated 1.8%
Value ($000) $2,548 Shares 23,340 Est. Cost $89.25 Unrealized 0.0%
DIA SPDR Dow Jones Industrial Average 1.8%
Value ($000) $2,544 Shares 10,540 Est. Cost $241.37 Unrealized
JNJ Johnson & Johnson 1.7%
Value ($000) $2,385 Shares 18,609 Est. Cost $108.36 Unrealized 0.0%
V Visa Inc 1.7%
Value ($000) $2,384 Shares 19,935 Est. Cost $114.76 Unrealized 0.0%
HD Home Depot Inc 1.6%
Value ($000) $2,370 Shares 13,295 Est. Cost $154.72 Unrealized 0.0%
UNH UnitedHealth Group Inc 1.6%
Value ($000) $2,240 Shares 10,470 Est. Cost $201.13 Unrealized 0.0%
SBAC SBA Communications Corp 1.5%
Value ($000) $2,136 Shares 12,500 Est. Cost $133.33 Unrealized +14.8%
WMT Wal-Mart Inc 1.5%
Value ($000) $2,096 Shares 23,563 Est. Cost $28.34 Unrealized 0.0%
CAT Caterpillar Inc 1.4%
Value ($000) $2,033 Shares 13,800 Est. Cost $133.07 Unrealized 0.0%
D Dominion Energy Inc 1.2%
Value ($000) $1,765 Shares 26,181 Est. Cost $51.93 Unrealized 0.0%
TRV The Travelers Companies Inc 1.2%
Value ($000) $1,697 Shares 12,220 Est. Cost $117.60 Unrealized 0.0%
BA Boeing Co 1.2%
Value ($000) $1,656 Shares 5,050 Est. Cost $322.88 Unrealized 0.0%
MSFT Microsoft Corp 1.0%
Value ($000) $1,367 Shares 14,980 Est. Cost $84.31 Unrealized 0.0%
NVDA NVIDIA Corp 0.8%
Value ($000) $1,158 Shares 5,000 Est. Cost $5.81 Unrealized 0.0%
MMM 3M Company 0.8%
Value ($000) $1,144 Shares 5,210 Est. Cost $150.16 Unrealized 0.0%
United Technologies Corp 0.8%
Value ($000) $1,140 Shares 9,065 Est. Cost $125.76 Unrealized
META Facebook Inc 0.8%
Value ($000) $1,119 Shares 7,000 Est. Cost $178.31 Unrealized 0.0%
Valero Energy Corp 0.7%
Value ($000) $1,073 Shares 11,580 Est. Cost $92.66 Unrealized
DowDuPont 0.7%
Value ($000) $992 Shares 15,570 Est. Cost $63.71 Unrealized
PIMCO Income Instl 0.7%
Value ($000) $964 Shares 78,941 Est. Cost $12.21 Unrealized
BP BP PLC 0.7%
Value ($000) $949 Shares 23,410 Est. Cost $37.08 Unrealized
BAC Bank of America Corp 0.6%
Value ($000) $922 Shares 30,744 Est. Cost $21.86 Unrealized +19.2%
Proshares Short S&P 500 0.6%
Value ($000) $873 Shares 29,013 Est. Cost $30.84 Unrealized
ADM Archer Daniels Midland Co 0.6%
Value ($000) $854 Shares 19,673 Est. Cost $33.61 Unrealized -0.8%
VZ Verizon Communications 0.6%
Value ($000) $851 Shares 17,805 Est. Cost $30.08 Unrealized +9.8%
LOW Lowes Companies Inc 0.6%
Value ($000) $834 Shares 9,500 Est. Cost $63.41 Unrealized +29.2%
AMGN Amgen Inc 0.6%
Value ($000) $795 Shares 4,662 Est. Cost $144.43 Unrealized 0.0%
RF Regions Financial Corp 0.4%
Value ($000) $641 Shares 34,500 Est. Cost $11.18 Unrealized +24.3%
EWH iShares MSCI Hong Kong Index 0.4%
Value ($000) $633 Shares 25,000 Est. Cost $18.32 Unrealized
T AT&T Inc 0.4%
Value ($000) $574 Shares 16,095 Est. Cost $15.81 Unrealized 0.0%
BMY Bristol-Myers Squibb Company 0.4%
Value ($000) $572 Shares 9,045 Est. Cost $48.10 Unrealized 0.0%
PM Philip Morris Intl Inc 0.4%
Value ($000) $519 Shares 5,225 Est. Cost $68.70 Unrealized 0.0%
iShares MSCI United Kingdom Index 0.3%
Value ($000) $469 Shares 13,500 Est. Cost $18.55 Unrealized
NEE NextEra Energy Inc 0.3%
Value ($000) $425 Shares 2,600 Est. Cost $31.70 Unrealized 0.0%
STT State Street Corp 0.3%
Value ($000) $424 Shares 4,250 Est. Cost $81.93 Unrealized 0.0%
WFC Wells Fargo & Co 0.3%
Value ($000) $419 Shares 8,000 Est. Cost $47.72 Unrealized 0.0%
MRK Merck & Co Inc 0.3%
Value ($000) $409 Shares 7,500 Est. Cost $42.25 Unrealized 0.0%
EFA iShares MSCI EAFE 0.3%
Value ($000) $408 Shares 5,842 Est. Cost $69.84 Unrealized
American Express Co 0.3%
Value ($000) $385 Shares 4,125 Est. Cost $93.33 Unrealized
QCOM Qualcomm Inc 0.3%
Value ($000) $366 Shares 6,600 Est. Cost $51.91 Unrealized 0.0%
PTLC Pacer Trendpoint 750 0.2%
Value ($000) $346 Shares 12,195 Est. Cost $28.62 Unrealized
NOBL Proshares Trust S&P 500 Aristocrats 0.2%
Value ($000) $321 Shares 5,152 Est. Cost $62.31 Unrealized
DUK Duke Energy Corp 0.2%
Value ($000) $312 Shares 4,021 Est. Cost $56.05 Unrealized 0.0%
iShares MSCI Emerging Markets 0.2%
Value ($000) $310 Shares 6,430 Est. Cost $48.21 Unrealized
INTC Intel Corp 0.2%
Value ($000) $293 Shares 5,621 Est. Cost $40.06 Unrealized 0.0%
BRK/B Berkshire Hathaway Cl B 0.2%
Value ($000) $273 Shares 1,370 Est. Cost $205.34 Unrealized 0.0%
SLB Schlumberger LTD 0.2%
Value ($000) $262 Shares 4,047 Est. Cost $55.74 Unrealized 0.0%
MCD McDonalds Corp 0.2%
Value ($000) $250 Shares 1,600 Est. Cost $136.66 Unrealized 0.0%
Kellogg 0.2%
Value ($000) $241 Shares 3,700 Est. Cost $47.27 Unrealized 0.0%
PTMC Pacer Trendpilot 450 0.2%
Value ($000) $241 Shares 7,813 Est. Cost $30.85 Unrealized
MS Morgan Stanley 0.2%
Value ($000) $237 Shares 4,400 Est. Cost $43.68 Unrealized 0.0%
Honeywell International 0.2%
Value ($000) $231 Shares 1,596 Est. Cost $144.74 Unrealized
STANLN V6.5 PERP REGS Standard Chartered PLC 0.2%
Value ($000) $226 Shares 22,400 Est. Cost $9.78 Unrealized
United Parcel Svc Amer Inc Deb 8.375 4/1/2020 0.2%
Value ($000) $222 Shares 200,000 Est. Cost $1.15 Unrealized
ILTB iShares Core US Aggregate Bond 0.2%
Value ($000) $217 Shares 2,025 Est. Cost $107.16 Unrealized
American Express Co 0.2%
Value ($000) $216 Shares 2,315 Est. Cost $93.30 Unrealized
American Express Co 0.1%
Value ($000) $215 Shares 2,300 Est. Cost $93.48 Unrealized
COR AmerisourceBergen Corp 0.1%
Value ($000) $212 Shares 2,456 Est. Cost $73.93 Unrealized 0.0%
Call FAST 5-18-18 @ 55 0.1%
Value ($000) $206 Shares 210,000 Est. Cost $31.93 Unrealized
EXC Exelon Corp 0.1%
Value ($000) $204 Shares 5,230 Est. Cost $20.53 Unrealized 0.0%
POAGX PRIMECAP Odyssey Aggressive Growth 0.1%
Value ($000) $204 Shares 4,130 Est. Cost $49.39 Unrealized
SCHG Schwab US Large Cap Growth ETF 0.1%
Value ($000) $202 Shares 2,818 Est. Cost $71.68 Unrealized
JBALX Janus Balanced I 0.1%
Value ($000) $201 Shares 6,080 Est. Cost $33.06 Unrealized
GLD SPDR Gold Trust 0.1%
Value ($000) $201 Shares 1,600 Est. Cost $125.63 Unrealized
AXP American Express Co 0.1%
Value ($000) $201 Shares 2,150 Est. Cost $87.01 Unrealized 0.0%
FKINX Franklin Income A 0.1%
Value ($000) $184 Shares 80,253 Est. Cost $2.29 Unrealized
General Electric Company 0.1%
Value ($000) $182 Shares 13,500 Est. Cost $25.42 Unrealized
SAN Banco Santander 0.1%
Value ($000) $131 Shares 20,000 Est. Cost $6.95 Unrealized
LSPIX Locorr Spectrum Income I 0.1%
Value ($000) $115 Shares 16,847 Est. Cost $6.83 Unrealized
Ford Holdings Debt 9.375 3/1/2020 0.1%
Value ($000) $111 Shares 100,000 Est. Cost $1.15 Unrealized
Alerian MLP 0.1%
Value ($000) $94 Shares 10,000 Est. Cost $10.80 Unrealized
Banco Bilbao Viscaya Argentina ADR 0.1%
Value ($000) $87 Shares 11,000 Est. Cost $8.55 Unrealized
Cleveland-Cliffs Inc 0.1%
Value ($000) $83 Shares 12,000 Est. Cost $7.23 Unrealized
Pfizer Inc Note Call Make Whole 1.95 6/3/2021 0.0%
Value ($000) $53 Shares 55,000 Est. Cost $0.96 Unrealized
Wal Mart Stores Inc Notes 5.875 4/5/2027 0.0%
Value ($000) $51 Shares 43,000 Est. Cost $1.26 Unrealized
Eli Lilly & Co 5.50 3/15/2027 0.0%
Value ($000) $50 Shares 43,000 Est. Cost $1.21 Unrealized
Home Depot Inc Note 2.00 6/15/2019 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.00 Unrealized
Amer Express Cr Corp MTN BE 2.20 3/3/2020 0.0%
Value ($000) $49 Shares 50,000 Est. Cost $0.98 Unrealized
Chevron Corp Sr Nt 1.961 3/3/2020 0.0%
Value ($000) $49 Shares 50,000 Est. Cost $0.98 Unrealized
Georgia Pwr Co 2.00 3/30/2020 0.0%
Value ($000) $49 Shares 50,000 Est. Cost $0.98 Unrealized
Southern Company 1.85 7/1/2019 0.0%
Value ($000) $49 Shares 50,000 Est. Cost $0.98 Unrealized
Johnson & Johnson 1.65 3/1/2021 0.0%
Value ($000) $49 Shares 50,000 Est. Cost $0.98 Unrealized
Philip Morris Intl Inc Note 1.625 2/21/2019 0.0%
Value ($000) $49 Shares 50,000 Est. Cost $0.98 Unrealized
Parker Cnty Tx 4.5 02/15/2023 Oid Assured Guaranty Cor 0.0%
Value ($000) $41 Shares 40,000 Est. Cost $1.05 Unrealized
Microsoft Corp Sr Unsecured 2.375 5/1/2023 0.0%
Value ($000) $39 Shares 40,000 Est. Cost $1.00 Unrealized
Collier Cnty Fla Spl Oblig Rev 4.25 7/1/2028 PRRFD: 07/01/20 0.0%
Value ($000) $37 Shares 35,000 Est. Cost $1.06 Unrealized
Nj Econ Dev Auth 5.00 06/15/2022 0.0%
Value ($000) $33 Shares 30,000 Est. Cost $1.10 Unrealized
Pierce Cnty WA Sch Dist No 320 Sumner 4.00 12/1/2019 0.0%
Value ($000) $31 Shares 30,000 Est. Cost $1.03 Unrealized
Pfizer Inc Note Call Make Whole 1.70 12/15/2019 0.0%
Value ($000) $30 Shares 30,000 Est. Cost $1.00 Unrealized
Wisconsin Energy Corp 2.45 6/15/2020 0.0%
Value ($000) $30 Shares 30,000 Est. Cost $1.00 Unrealized
JC Penney Inc 0.0%
Value ($000) $30 Shares 10,000 Est. Cost $3.00 Unrealized
Lee Mem Health Sys Fla Hosp R Rev Bds Callable M/W 7.281 4/1/2027 0.0%
Value ($000) $30 Shares 25,000 Est. Cost $1.24 Unrealized
Atlantic Richfield Co 8.25 2/1/2022 0.0%
Value ($000) $29 Shares 25,000 Est. Cost $1.20 Unrealized
Onslow Nc W/S 5.00 12/01/2022 0.0%
Value ($000) $28 Shares 25,000 Est. Cost $1.12 Unrealized
NC St Ltd Obg Vp 5.00 6/1/2022 0.0%
Value ($000) $28 Shares 25,000 Est. Cost $1.12 Unrealized
Palm Beach Cn Fl Pu 5.00 05/01/2022 0.0%
Value ($000) $28 Shares 25,000 Est. Cost $1.12 Unrealized
Arizona St Ctfs Par 5.00 10/1/2022 0.0%
Value ($000) $28 Shares 25,000 Est. Cost $1.12 Unrealized
Miami-Dade Cnty Fla 0.00 10/1/2028 0.0%
Value ($000) $28 Shares 40,000 Est. Cost $0.70 Unrealized
Az Brd Regents Cop 5.00 06/01/2021 Xtro 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.08 Unrealized
Michigan Fin Auth Rev Rfdg-Hosp-Henry Ford Health Sys 5.00 11/15/2021 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.08 Unrealized
Minnesota St Mun Pwr Agy Elec 4.00 10/1/2021 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.08 Unrealized
Morgan Stanley Bd 5.50 7/28/2021 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.08 Unrealized
New York St Dorm Auth St Pers 5.00 3/15/2020 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.08 Unrealized
Onondaga Cn Ny 5.00 05/01/2022 PRRFD: 05/01/21 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.08 Unrealized
Ky Infrastructre Re 4.00 02/01/2022 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.08 Unrealized
Carter Cnty Ky 4.625 02/01/2027 Oid PRRFD: 02/01/21 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.08 Unrealized
Connecticut State GO 5.00 3/15/2021 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.08 Unrealized
Triboro Brdg/Tunl N 5.00 11/15/2020 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.08 Unrealized
Isle Wight Cnty Va 4.00 04/01/2020 0.0%
Value ($000) $26 Shares 25,000 Est. Cost $1.04 Unrealized
King Cnty WA 5.00 6/1/2019 0.0%
Value ($000) $26 Shares 25,000 Est. Cost $1.04 Unrealized
South Carolina St Pub Serv Rev Ref Bds 4.00 12/1/2021 0.0%
Value ($000) $26 Shares 25,000 Est. Cost $1.04 Unrealized
Mcklnbrg Cn Nc 5.00 03/01/2019 0.0%
Value ($000) $26 Shares 25,000 Est. Cost $1.04 Unrealized
Cecil Cnty Md 4.00 02/01/2021 0.0%
Value ($000) $26 Shares 25,000 Est. Cost $1.04 Unrealized
San Francisco CA City & Cnty Arpts 5.00 5/1/2019 0.0%
Value ($000) $26 Shares 25,000 Est. Cost $1.04 Unrealized
Fl Gulf Coast Un 4.75 02/01/2026 Oid Xtro 0.0%
Value ($000) $26 Shares 25,000 Est. Cost $1.08 Unrealized
Allen Tx Isd 5.25 25 Go Utx Due 2/15/25 0.0%
Value ($000) $26 Shares 25,000 Est. Cost $1.04 Unrealized
Alcoa Inc 5.40 4/15/2021 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.08 Unrealized
Microsoft Corp Sr Nt 2.375 2/12/2022 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
National Rural Util Corp 2.35 6/15/2020 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Johnson & Johnson Nt 2.45 12/5/2021 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Royal Bk Cda 2.125 3/2/2020 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Kentucky Economic Dev Fin Auth Rev Bds 5.00 6/1/2018 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Met Tran Auth Ny 3.00 11/15/2018 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Louisville & Jefferson Cnty K Rev Bds Callable 4.00 10/1/2035 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Lam Research Corp Sr Nt 2.75 3/15/2020 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Apple Inc 1.80 11/13/2019 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
KY St Tpk Auth Econ Dev Rev Bds Callable 5.00 7/1/2027 PRRFD: 07/01/18 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
John Deere Capit 2.35 01/08/2021 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Toronto-Domini 2.625 9/10/2018 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Unitedhealth Gr 2.875 12/15/2021 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
US Treasury Bill Zero Cpn 0.00 9/6/2018 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Wells Fargo Company Senior Medium Term Note 3.00 1/22/2021 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Westpac Bkg Corp Senior Note 1.95 11/23/2018 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Exxon Mobil Corporation 1.912 3/6/2020 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Exxon Mobil Cor 1.819 3/15/2019 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Chevron Corp New Note Call Make Whole 1.561 5/16/2019 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Lloyds Tsb Bank Plc Sr -A Step 32 4.125 7/23/2032 0.0%
Value ($000) $25 Shares 27,000 Est. Cost $0.97 Unrealized
GE Capital Internotes 6.00 7/15/2018 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.04 Unrealized
Bank of Nova Scotia Sr Glbl Nt 2.05 10/30/2018 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Bnp Paribas U S Medium Term Sr Note 2.45 3/17/2019 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Berkshire Hathaway Fin Corp 3.00 5/15/2022 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
Apple Inc 2.30 5/11/2022 0.0%
Value ($000) $24 Shares 25,000 Est. Cost $0.96 Unrealized
Call UPS 1-18-19 @ 135 0.0%
Value ($000) $23 Shares 25,000 Est. Cost Unrealized
Marsh & McLennan Cos Inc 2.55 10/15/2018 0.0%
Value ($000) $22 Shares 22,000 Est. Cost $1.00 Unrealized
Deere John Cap Corp Mtns Be 2.75 3/15/2022 0.0%
Value ($000) $22 Shares 22,000 Est. Cost $1.00 Unrealized
New Jersey St Transn Tr Fd Auth Ser C -Rfdg-Bhac-Cr 0.00 12/15/2028 0.0%
Value ($000) $22 Shares 30,000 Est. Cost $0.70 Unrealized
New Jersey St Transn Tr Fund Auth System Ser A 0.00 12/15/2036 0.0%
Value ($000) $21 Shares 50,000 Est. Cost $0.42 Unrealized
Goldman Sachs Group Inc Sr Global Nt 5.25 7/27/2021 0.0%
Value ($000) $21 Shares 20,000 Est. Cost $1.05 Unrealized
Deere John Cap Corp S Be Mtn 2.65 1/6/2022 0.0%
Value ($000) $20 Shares 20,000 Est. Cost $1.00 Unrealized
St Louis MO Ld Clea 4.00 6/1/2021 0.0%
Value ($000) $20 Shares 20,000 Est. Cost $1.10 Unrealized
Dallas Fort Worth Tex Intl Arpt Rev 3.75 11/1/2037 0.0%
Value ($000) $20 Shares 20,000 Est. Cost $1.00 Unrealized
New Jersey St Transn Tr 5.75 6/15/2018 0.0%
Value ($000) $20 Shares 20,000 Est. Cost $1.00 Unrealized
Chevron Corporation 2.10 5/16/2021 0.0%
Value ($000) $20 Shares 20,000 Est. Cost $1.00 Unrealized
Genl Motors Finl Co Inc Sr Note 2.40 4/10/2018 0.0%
Value ($000) $20 Shares 20,000 Est. Cost $1.00 Unrealized
Puerto Rico Sales Tax Fing Corp Sales 0.00 8/1/2056 0.0%
Value ($000) $19 Shares 250,000 Est. Cost $0.08 Unrealized
Rite Aid Corporation 0.0%
Value ($000) $17 Shares 10,000 Est. Cost $2.00 Unrealized
US Treasury Note 1.25 12/31/2018 0.0%
Value ($000) $17 Shares 17,000 Est. Cost $1.00 Unrealized
Intel Corp Sr Nt 4.00 12/15/2032 0.0%
Value ($000) $16 Shares 15,000 Est. Cost $1.07 Unrealized
Curators Univ MO Sys Facs Rev Sys Facs 3.50 11/1/2025 0.0%
Value ($000) $16 Shares 15,000 Est. Cost $1.07 Unrealized
Berkshire Hthaway 4.30 5/15/2043 0.0%
Value ($000) $16 Shares 15,000 Est. Cost $1.07 Unrealized
Cobb Cnty Ga Stu 3.50 07/15/2031 Oid Xtro 0.0%
Value ($000) $15 Shares 15,000 Est. Cost $1.00 Unrealized
Altria Group Inc 4.25 8/9/2042 0.0%
Value ($000) $15 Shares 15,000 Est. Cost $1.00 Unrealized
Coastal Carolina Univ Sc High Ed Rev BE 3.25 6/1/2035 0.0%
Value ($000) $15 Shares 15,000 Est. Cost $1.00 Unrealized
Vale Overseas Ltd Gtd Nt 4.375 1/11/2022 0.0%
Value ($000) $15 Shares 15,000 Est. Cost $1.00 Unrealized
California St GO Bds Var Pur P & Ref 5.00 4/1/2018 0.0%
Value ($000) $15 Shares 15,000 Est. Cost $1.00 Unrealized
Goldman Sachs Grp Inc Mtn Be 4.40 11/15/2032 0.0%
Value ($000) $15 Shares 15,000 Est. Cost $1.00 Unrealized
Enterprise Products Oper Comany Guarnt 4.45 2/15/2043 0.0%
Value ($000) $15 Shares 15,000 Est. Cost $1.00 Unrealized
Columbia Mo Wtr 4.125 10/1/2028 0.0%
Value ($000) $15 Shares 15,000 Est. Cost $1.07 Unrealized
Duke Energy Corp Fr 3.10 3/15/2025 0.0%
Value ($000) $15 Shares 15,000 Est. Cost $1.00 Unrealized
Pepsico Inc Sr Nt 2.75 3/1/2023 0.0%
Value ($000) $15 Shares 15,000 Est. Cost $1.00 Unrealized
FNMA Note 1.75 9/25/2020 0.0%
Value ($000) $15 Shares 15,000 Est. Cost $1.00 Unrealized
Port Auth Ny & Nj 3.00 07/15/2028 Oid Amt 0.0%
Value ($000) $15 Shares 15,000 Est. Cost $1.00 Unrealized
US Treasury Strip 0.00 11/15/2018 0.0%
Value ($000) $14 Shares 14,000 Est. Cost $1.00 Unrealized
United Parcel Service Note 3.125 1/15/2021 0.0%
Value ($000) $14 Shares 14,000 Est. Cost $3.64 Unrealized
Merck & Co Inc 3.875 1/15/2021 0.0%
Value ($000) $12 Shares 12,000 Est. Cost $1.00 Unrealized
Goldman Sachs Bank USA New York NY CD 2.25 5/2/2019 0.0%
Value ($000) $12 Shares 12,000 Est. Cost $1.00 Unrealized
Jefferies Group Inc Sr Unsecur Ed M-W Callable 5.125 1/20/2023 0.0%
Value ($000) $11 Shares 10,000 Est. Cost $1.10 Unrealized
Southern Company 2.15 9/1/2019 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
St Louis Mo Indl Devauth Tax Increment 4.75 6/15/2027 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
TVA Bond 1.875 8/15/2022 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
FNMA Note 1.50 12/24/2020 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Monsanto Co Bond 2.20 7/15/2022 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Morgan St Dean Witter Senior Medium Term Note 2.50 1/24/2019 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Medtronic Inc Note Call Make Whole 2.50 3/15/2020 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Jackson Cnty Mo Spl Oblig Rev Bds 2.625 12/1/2021 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Poplar Bluff Mo Regl Transn Dev Dist 4.00 12/1/2036 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Prospect Capital Corporation Senior Note Convertible 5.875 1/15/2019 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Gilead Sciences Inc Senior Note M/W 2.05 4/1/2019 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
GE Cap Corp Sr Unsec Ured Series Notz 4.00 6/15/2032 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Royal Bank Canada Glbl Medium Term Sr Bk 2.15 3/15/2019 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Fifth Third Bancorp Perp 4.90 12/31/2049 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Exelon Generation Co Sr Nt 3.4 0 22 3.40 3/15/2022 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Ebay Inc Sr Nt 2.60 7/15/2022 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Ford Mtr Cr Co Llc Mtn Fxd Rt Nt Ser B 3.00 3/20/2022 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Corning Inc Senior Note M/W 1.50 5/8/2018 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Blue Springs MO 4.75 6/1/2030 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Call BP 6-15-18 @ 42 0.0%
Value ($000) $10 Shares 12,600 Est. Cost Unrealized
Exelon Corporation Senior Note Callable M/W 2.45 4/15/2021 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Berkshire Hathaway Fin Bond 2.00 8/15/2018 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Boone Cnty Mo Hosp Rev Rev Bds Callable 5.10 8/1/2029 PRRFD: 08/01/18 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Boston Scientific Corp 2.85 5/15/2020 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Chstrfield Vy M 3.625 05/15/2031 Oid Xtro 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
NJ St Transn Tr Fd Auth Rev Nts 5.00 6/15/2019 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Ally Financial Inc Term Notes 4.15 8/15/2019 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
American Express Mtn Credit 2.125 3/18/2019 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Apple Inc Nt 2.70 5/13/2022 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Alabama Power Co Senior Note C Allable M/W 2.45 3/30/2022 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Fedex Corporation Senior Notes 8.00 1/15/2019 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
General Elec Cap Corp Non Callable 5.10 11/15/2020 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.10 Unrealized
MD St GO Bds Ser 2010B 5.00 3/1/2019 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
Coca Cola Co Nt 3.15 11/15/2020 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
General Mls Inc Nt 2.20 10/21/2019 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
FNMA 1.85 08/23/2023 0.0%
Value ($000) $9 Shares 10,000 Est. Cost $1.00 Unrealized
Long Island Pwr Auth NY Elec Sys Rev Gen 0.00 12/1/2021 0.0%
Value ($000) $9 Shares 10,000 Est. Cost $0.90 Unrealized
RRI Energy 7.875 6/15/2017 0.0%
Value ($000) $8 Shares 10,000 Est. Cost $0.70 Unrealized
Middlesex Cnty NJ Impt Auth Util Sys Extension Pj Ser 0.00 10/1/2033 0.0%
Value ($000) $5 Shares 10,000 Est. Cost $0.50 Unrealized
Employees Retirement Sys Govt Comwlth 6.25 7/1/2038 0.0%
Value ($000) $4 Shares 10,000 Est. Cost $0.40 Unrealized
Call RF 5-18-18 @ 20 0.0%
Value ($000) $3 Shares 10,000 Est. Cost Unrealized
FNMA Fnr 2.50 7/25/2042 0.0%
Value ($000) $2 Shares 20,000 Est. Cost $0.10 Unrealized
MJNA Medical Marijuana Inc 0.0%
Value ($000) $2 Shares 19,800 Est. Cost $0.09 Unrealized +18.4%
Lehman Brthrs Hldgrr Bond 0.00 4/4/2016 0.0%
Value ($000) $1 Shares 20,000 Est. Cost $0.05 Unrealized
Call EWH 4-20-18 @ 27 0.0%
Value ($000) $1 Shares 10,000 Est. Cost Unrealized
Call AFL 4-6-18 @ 47.50 0.0%
Value ($000) $1 Shares 34,000 Est. Cost Unrealized