Location: Dallas, TX
CIK: 0001633227 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value: $588M (96.7% shares, 3.3% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | GENERAL MNY MKT FUND | 69,259,623 | $69.26M | 11.8% | $1.00 | — | MONEY MARKET | 370990228 |
| — | WESTERN ASSET EMERGING MKTS DEBT FD INC | 3,406,019 | $46.32M | 7.9% | $14.91 | — | COM | 95766A101 |
| — | NUVEEN GLOBAL HIGH INCOME FD SHS | 2,785,346 | $44.73M | 7.6% | $14.92 | — | SHS | 67075G103 |
| — | DOUBLELINE INCOME SOLUTIONS FD | 2,491,745 | $44.25M | 7.5% | $6.75 | — | COM | 258622109 |
| — | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | 3,090,563 | $37.92M | 6.5% | $11.27 | — | COM | 01879R106 |
| — | ABERDEEN ASIA-PACIFIC INCOME FD INC COM | 8,054,788 | $33.43M | 5.7% | $4.76 | — | COM | 003009107 |
| — | COHEN & STEERS INFRASTRUCTURE FD INC COM | 982,152 | $26.62M | 4.5% | $22.24 | — | COM | 19248A109 |
| ARCC | ARES CAP CORP COM | 1,034,012 | $21.02M | 3.6% | $6.20 | +112.9% | COM | 04010L103 |
| — | CLEARBRIDGE ENERGY MLP OPPORTUNITY | 768,638 | $16.8M | 2.9% | $8.87 | — | COM | 18469P209 |
| — | INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM | 1,396,366 | $16.34M | 2.8% | $9.64 | — | COM | 46132R104 |
| MLPA | GLOBAL X FDS MLP ETF | 443,767 | $15.65M | 2.7% | $27.67 | — | GLBL X MLP ETF | 37954Y343 |
| — | ATLANTICA YIELD PLC | 421,001 | $14.53M | 2.5% | $22.30 | — | SHS | G0751N103 |
| IIPR | INNOVATIVE INDL PPTYS INC | 62,779 | $14.51M | 2.5% | $211.76 | — | COM | 45781V101 |
| KMI | KINDER MORGAN INC | 815,499 | $13.64M | 2.3% | $12.71 | +4.4% | COM | 49456B101 |
| — | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | 1,095,581 | $13.37M | 2.3% | $9.84 | — | COM | 09255P107 |
| ABBV | ABBVIE INC | 114,907 | $12.39M | 2.1% | $71.64 | +35.7% | COM | 00287Y109 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 192,953 | $11.42M | 1.9% | $48.79 | +12.4% | COM | 110122108 |
| — | CLEARBRIDGE ENERGY MLP FD INC COM | 396,885 | $10.78M | 1.8% | $11.05 | — | COM | 184692200 |
| CQP | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | 236,273 | $9.609M | 1.6% | $41.28 | — | COM UNIT | 16411Q101 |
| ET | ENERGY TRANSFER LP COM UNITS | 833,585 | $7.986M | 1.4% | $12.77 | — | COM UT LTD PTN | 29273V100 |
| EPD | ENTERPRISE PRODS PARTNERS L P COM UNIT | 363,600 | $7.868M | 1.3% | $28.44 | — | COM | 293792107 |
| HTGC | HERCULES TECHNOLOGY GROWTH CAP INC | 408,887 | $6.792M | 1.2% | $13.00 | +30.8% | COM | 427096508 |
| UNM | UNUM GROUP | 227,276 | $5.696M | 1.0% | $20.82 | +27.2% | COM | 91529Y106 |
| TXN | TEXAS INSTRUMENTS INC | 27,770 | $5.338M | 0.9% | $37.93 | +342.9% | COM | 882508104 |
| LLY | ELI LILLY & CO COM | 22,810 | $5.27M | 0.9% | $63.26 | +274.1% | COM | 532457108 |
| V | VISA INC COM CL A | 22,605 | $5.035M | 0.9% | $145.03 | +56.5% | COM CL A | 92826C839 |
| — | MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.750 TAXABLE 12/01/36 | 4,625,000 | $4.714M | 0.8% | $1.01 | — | MUNICIPAL BOND | 622266AA2 |
| — | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | 171,127 | $4.697M | 0.8% | $20.00 | — | COM | 27828G107 |
| — | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE | 5,310,000 | $3.819M | 0.6% | $0.87 | — | MUNICIPAL BOND | 73972CAN4 |
| — | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A | 3,370,000 | $3.373M | 0.6% | $1.00 | — | MUNICIPAL BOND | 72177MJQ1 |
| AMZN | AMAZON COM INC | 965 | $3.17M | 0.5% | $48.37 | +256.6% | COM | 023135106 |
| — | KAYNE ANDERSON NEXTGEN ENERGY & INFRAST | 424,618 | $3.091M | 0.5% | $7.14 | — | COM | 48661E108 |
| AAPL | APPLE INC COM | 20,018 | $2.833M | 0.5% | $85.78 | +67.8% | COM | 037833100 |
| BE | BLOOM ENERGY CORP CL A | 117,971 | $2.208M | 0.4% | $16.08 | +31.5% | COM CL A | 093712107 |
| XLV | SELECT SECTOR SPDR FD HEALTH CARE | 16,707 | $2.127M | 0.4% | $115.30 | — | SBI HEALTHCARE | 81369Y209 |
| XOM | EXXON MOBIL CORP COM | 29,220 | $1.719M | 0.3% | $47.52 | +2.0% | COM | 30231G102 |
| — | PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC | 1,600,000 | $1.716M | 0.3% | $1.04 | — | MUNICIPAL BOND | 74442EAX8 |
| MSFT | MICROSOFT CORP COM | 5,611 | $1.582M | 0.3% | $62.56 | +348.8% | COM | 594918104 |
| — | BROOKFIELD REAL ASSETS INCOME FD | 73,301 | $1.533M | 0.3% | $19.90 | — | SHS BEN INT | 112830104 |
| PG | PROCTER & GAMBLE CO COM | 10,249 | $1.433M | 0.2% | $86.10 | +47.8% | COM | 742718109 |
| — | FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER A | 1,305,000 | $1.374M | 0.2% | $1.04 | — | MUNICIPAL BOND | 140539AC1 |
| — | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE | 1,800,000 | $1.321M | 0.2% | $0.86 | — | MUNICIPAL BOND | 307149AM6 |
| LNG | CHENIERE ENERGY INC COM NEW | 13,372 | $1.306M | 0.2% | $70.44 | +24.3% | COM NEW | 16411R208 |
| — | CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | 59,187 | $1.049M | 0.2% | $16.48 | — | COM SH BEN INT | 128125101 |
| DHR | DANAHER CORP COM | 3,409 | $1.038M | 0.2% | $147.05 | +81.4% | COM | 235851102 |
| — | TEKLA HEALTHCARE OPPORTUNITIES FD SHS | 39,070 | $885K | 0.2% | $20.87 | — | SHS | 879105104 |
| JNJ | JOHNSON & JOHNSON COM | 5,471 | $884K | 0.2% | $101.26 | +48.4% | COM | 478160104 |
| MA | MASTERCARD INC CL A | 2,436 | $847K | 0.1% | $208.51 | +70.1% | CL A | 57636Q104 |
| DUK | DUKE ENERGY CORP NEW COM | 8,282 | $808K | 0.1% | $83.88 | +4.0% | COM NEW | 26441C204 |
| DE | DEERE & CO | 2,259 | $757K | 0.1% | $92.02 | +268.7% | COM | 244199105 |
| — | TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLB | 810,000 | $757K | 0.1% | $0.95 | — | MUNICIPAL BOND | 899062BQ5 |
| VOC | VOC ENERGY TR TR UNIT | 145,596 | $668K | 0.1% | $5.32 | — | TR UNIT | 91829B103 |
| — | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | 36,818 | $664K | 0.1% | $17.04 | — | COM | 95790C107 |
| LIT | GLOBAL X LITHIUM AND BATTERY ETF | 7,738 | $634K | 0.1% | $81.93 | — | LITHIUM BTRY ETF | 37954Y855 |
| VZ | VERIZON COMMUNICATIONS COM | 11,333 | $612K | 0.1% | $43.41 | -2.5% | COM | 92343V104 |
| CG | CARLYLE GROUP INC COM | 12,925 | $611K | 0.1% | $24.29 | +70.1% | COM | 14316J108 |
| — | TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKS | 605,000 | $607K | 0.1% | $1.00 | — | MUNICIPAL BOND | 875518EL2 |
| PM | PHILIP MORRIS INTL INC COM | 6,363 | $603K | 0.1% | $49.65 | +63.3% | COM | 718172109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 2,169 | $592K | 0.1% | $162.67 | +72.7% | CL B NEW | 084670702 |
| ACN | ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B | 1,815 | $581K | 0.1% | $173.23 | +76.4% | SHS CLASS A | G1151C101 |
| PBT | PERMIAN BASIN RTY TR UNIT BEN INT | 98,705 | $566K | 0.1% | $8.75 | — | UNIT BEN INT | 714236106 |
| SIXG | ETF SER SOLUTIONS DEFIANCE NEXT GEN CNTVY | 14,977 | $544K | 0.1% | $35.19 | — | DEFIANCE NEXT | 26922A289 |
| — | EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI | 25,280 | $538K | 0.1% | $19.47 | — | COM | 27828S101 |
| F | FORD MOTOR CO DEL COM PAR | 37,258 | $528K | 0.1% | $5.02 | +105.6% | COM | 345370860 |
| — | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B | 520,000 | $520K | 0.1% | $1.00 | — | MUNICIPAL BOND | 72177MJR9 |
| — | ISHARES INC MSCI FRONTIER & SELECT EM ETF | 14,121 | $479K | 0.1% | $33.23 | — | MSCI FRONTIER | 464286145 |
| — | FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER A | 43,000 | $454K | 0.1% | $1.04 | — | MUNICIPAL BOND | 140539AB3 |
| NKE | NIKE INC CLASS B | 2,972 | $432K | 0.1% | $59.62 | +155.8% | CL B | 654106103 |
| BWXT | BWX TECHNOLOGIES INC COM | 7,905 | $426K | 0.1% | $56.56 | -5.5% | COM | 05605H100 |
| — | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF | 590,000 | $426K | 0.1% | $0.83 | — | MUNICIPAL BOND | 307149AN4 |
| APH | AMPHENOL CORP NEW CL A | 5,627 | $412K | 0.1% | $24.34 | +44.7% | CL A | 032095101 |
| META | FACEBOOK INC CL A | 1,212 | $411K | 0.1% | $163.23 | +119.1% | CL A | 30303M102 |
| PVL | PERMIANVILLE RTY TR TR UNIT | 211,005 | $405K | 0.1% | $1.49 | — | TR UNIT | 71425H100 |
| ADBE | ADOBE SYS INC COM | 697 | $401K | 0.1% | $294.23 | +113.9% | COM | 00724F101 |
| MO | ALTRIA GROUP INC | 8,162 | $372K | 0.1% | $24.35 | +39.6% | COM | 02209S103 |
| ICLN | ISHARES TR GLOBAL CLEAN ENERGY ETF | 17,039 | $369K | 0.1% | $21.66 | — | GL CLEAN ENE ETF | 464288224 |
| CAT | CATERPILLAR INC | 1,865 | $358K | 0.1% | $170.34 | +12.8% | COM | 149123101 |
| WMT | WAL MART STORES INC COM | 2,512 | $350K | 0.1% | $36.40 | +24.9% | COM | 931142103 |
| MMM | 3M CO COM | 1,989 | $349K | 0.1% | $105.62 | +30.0% | COM | 88579Y101 |
| MRK | MERCK & CO INC NEW COM | 4,629 | $348K | 0.1% | $41.59 | +59.0% | COM | 58933Y105 |
| AMAT | APPLIED MATERIALS INC | 2,659 | $342K | 0.1% | $130.59 | 0.0% | COM | 038222105 |
| — | SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPREC | 3,500,000 | $339K | 0.1% | $0.07 | — | MUNICIPAL BOND | 82706TAD3 |
| FSLR | FIRST SOLAR INC COM | 3,518 | $336K | 0.1% | $66.78 | +39.0% | COM | 336433107 |
| CI | CIGNA CORP | 1,672 | $335K | 0.1% | $204.18 | -1.6% | COM | 125523100 |
| INTC | INTEL CORP COM | 6,028 | $321K | 0.1% | $47.62 | +4.6% | COM | 458140100 |
| QCOM | QUALCOMM INC | 2,454 | $316K | 0.1% | $70.96 | +81.6% | COM | 747525103 |
| — | COHEN & STEERS QUALITY INCOME RLTY FD INC | 20,922 | $312K | 0.1% | $14.91 | — | COM | 19247L106 |
| — | CANOPY GROWTH CORP SHS | 22,361 | $310K | 0.1% | $15.10 | — | COM | 138035100 |
| KLAC | KLA CORP | 909 | $304K | 0.1% | $318.72 | 0.0% | COM NEW | 482480100 |
| GT | GOODYEAR TIRE & RUBBER CO COM | 16,980 | $301K | 0.1% | $14.49 | +12.0% | COM | 382550101 |
| IBM | INTERNATIONAL BUSINESS MACHS CORP COM | 2,088 | $290K | 0.0% | $93.41 | +20.0% | COM | 459200101 |
| MTR | MESA RTY TR UNIT BEN INT | 49,625 | $282K | 0.0% | $15.80 | — | UNIT BEN INT | 590660106 |
| SO | SOUTHERN CO COM | 4,355 | $270K | 0.0% | $53.77 | +1.7% | COM | 842587107 |
| — | ABERDEEN TOTAL DYNAMIC DIVID FD C | 27,559 | $268K | 0.0% | $9.72 | — | COM SH BEN INT | 00326L100 |
| JPM | JP MORGAN CHASE & CO COM | 1,611 | $264K | 0.0% | $129.65 | +8.2% | COM | 46625H100 |
| ORCL | ORACLE CORP COM | 2,892 | $252K | 0.0% | $60.61 | +37.5% | COM | 68389X105 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 2,928 | $252K | 0.0% | $65.24 | +18.6% | COM | 75513E101 |
| — | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | 18,849 | $250K | 0.0% | $11.11 | — | COM | 89147X104 |
| IUSV | ISHARES TR CORE S&P U S VALUE ETF | 3,459 | $245K | 0.0% | $62.19 | — | CORE S&P US VLU | 464287663 |
| MDLZ | MONDELEZ INTL INC CL A | 4,085 | $238K | 0.0% | $38.86 | +42.6% | CL A | 609207105 |
| UNH | UNITEDHEALTH GROUP INC COM | 606 | $237K | 0.0% | $324.12 | +18.7% | COM | 91324P102 |
| QQQ | INVESCO QQQ TR UNIT SER 1 | 656 | $235K | 0.0% | $278.08 | — | UNIT SER 1 | 46090E103 |
| AMT | AMERICAN TOWER CORP CL A | 864 | $229K | 0.0% | $192.28 | +29.3% | COM | 03027X100 |
| CSCO | CISCO SYSTEMS INC | 4,215 | $229K | 0.0% | $40.62 | +21.2% | COM | 17275R102 |
| III | INFORMATION SERVICES GRP | 31,775 | $228K | 0.0% | $3.89 | +46.4% | COM | 45675Y104 |
| ENB | ENBRIDGE INC | 5,560 | $222K | 0.0% | $28.64 | +3.7% | COM | 29250N105 |
| GM | GENERAL MTRS CO COM | 4,107 | $216K | 0.0% | $51.28 | 0.0% | COM | 37045V100 |
| CSIQ | CANADIAN SOLAR INC | 5,888 | $204K | 0.0% | $26.84 | +41.7% | COM | 136635109 |
| — | TOBACCO SETTLEMENT FING CORP VA RFDG-FIRST SUB-SER C | 830,000 | $204K | 0.0% | $0.25 | — | MUNICIPAL BOND | 88880NAW9 |
| COP | CONOCOPHILLIPS COM | 2,983 | $202K | 0.0% | $49.31 | 0.0% | COM | 20825C104 |