Aspen Investment Management Inc Diversified Active

CIK: 0001541596 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 30, 2013

Total Value ($000): $141,174 (100.0% shares, 0.0% debt)

Holdings (111)

Interoil Corp 11.5%
Value ($000) $16,213 Shares 227,348 Est. Cost $69.51 Unrealized
SDY Spdr S&P Dividend ETF 4.3%
Value ($000) $6,048 Shares 87,731 Est. Cost $66.30 Unrealized
IJR Ishares Tr S&P Smallcap 4.1%
Value ($000) $5,851 Shares 58,629 Est. Cost $90.31 Unrealized
HYS Pimco 0-5 Year High Yld ETF 2.8%
Value ($000) $3,924 Shares 37,411 Est. Cost $102.73 Unrealized
SPY SPDR Unit Trust 2.7%
Value ($000) $3,810 Shares 22,675 Est. Cost $160.79 Unrealized
Powershares Senior Loan Portfolio 2.6%
Value ($000) $3,621 Shares 146,721 Est. Cost $24.75 Unrealized
WM Waste Management Inc. 2.2%
Value ($000) $3,151 Shares 76,403 Est. Cost $30.75 Unrealized +4.1%
PFF Ishares US Preferred Stock Fund 2.1%
Value ($000) $2,901 Shares 76,347 Est. Cost $39.28 Unrealized
FTA First Trust Large Cap Value AlphaDex 2.0%
Value ($000) $2,773 Shares 75,545 Est. Cost $35.39 Unrealized
IWM Ishares Tr Russell 2000 1.7%
Value ($000) $2,371 Shares 22,243 Est. Cost $97.01 Unrealized
EFA Ishares Tr Msci EAFE Fd 1.7%
Value ($000) $2,371 Shares 37,156 Est. Cost $57.30 Unrealized
General Electric 1.6%
Value ($000) $2,328 Shares 97,430 Est. Cost $23.20 Unrealized
VWO Vanguard Emerging Market 1.6%
Value ($000) $2,261 Shares 56,343 Est. Cost $38.80 Unrealized
XOM Exxon Mobil Corporation 1.6%
Value ($000) $2,241 Shares 26,047 Est. Cost $53.69 Unrealized +0.9%
CVX Chevron 1.5%
Value ($000) $2,142 Shares 17,629 Est. Cost $71.30 Unrealized +2.5%
IEFA Ishares Broad Market EAFE ETF 1.5%
Value ($000) $2,062 Shares 35,780 Est. Cost $56.89 Unrealized
DES Wisdomtree Smallcap Div 1.4%
Value ($000) $2,043 Shares 32,626 Est. Cost $58.34 Unrealized
JNJ Johnson & Johnson 1.3%
Value ($000) $1,864 Shares 21,503 Est. Cost $59.66 Unrealized +6.5%
VNQ Vanguard Reit 1.3%
Value ($000) $1,838 Shares 27,797 Est. Cost $68.72 Unrealized
AMGN Amgen Incorporated 1.3%
Value ($000) $1,833 Shares 16,380 Est. Cost $73.34 Unrealized +5.0%
Du Pont E I De Nemour 1.3%
Value ($000) $1,830 Shares 31,251 Est. Cost $52.49 Unrealized
MSFT Microsoft Corp 1.3%
Value ($000) $1,769 Shares 53,146 Est. Cost $26.70 Unrealized +1.1%
IBM Intl Business Machines 1.2%
Value ($000) $1,693 Shares 9,143 Est. Cost $118.94 Unrealized -6.2%
WMT Wal Mart Stores Inc 1.2%
Value ($000) $1,653 Shares 22,345 Est. Cost $19.98 Unrealized -1.0%
PFE Pfizer Inc 1.2%
Value ($000) $1,626 Shares 56,600 Est. Cost $16.46 Unrealized -0.6%
ITW Illinois Tool Works Inc 1.1%
Value ($000) $1,538 Shares 20,170 Est. Cost $49.85 Unrealized +9.9%
IDV Ishares DJ International Div 1.1%
Value ($000) $1,526 Shares 42,088 Est. Cost $31.82 Unrealized
CSX C S X Corp 1.1%
Value ($000) $1,502 Shares 58,366 Est. Cost $6.66 Unrealized +3.0%
VZ Verizon Communications 1.0%
Value ($000) $1,419 Shares 30,410 Est. Cost $27.04 Unrealized -3.4%
VO Vanguard Mid Cap ETF 1.0%
Value ($000) $1,409 Shares 13,745 Est. Cost $95.40 Unrealized
WMB Williams Companies 1.0%
Value ($000) $1,372 Shares 37,725 Est. Cost $18.03 Unrealized -1.7%
JPM JP Morgan 0.9%
Value ($000) $1,330 Shares 25,727 Est. Cost $36.24 Unrealized +6.3%
WFC Wells Fargo & Co 0.9%
Value ($000) $1,314 Shares 31,797 Est. Cost $27.36 Unrealized +10.3%
ADP Auto Data Processing 0.9%
Value ($000) $1,300 Shares 17,965 Est. Cost $45.09 Unrealized +7.2%
PEP Pepsico Incorporated 0.9%
Value ($000) $1,276 Shares 16,046 Est. Cost $56.00 Unrealized +1.4%
INTC Intel Corp 0.9%
Value ($000) $1,263 Shares 55,094 Est. Cost $17.18 Unrealized -1.6%
PG Proctor & Gamble 0.9%
Value ($000) $1,201 Shares 15,886 Est. Cost $55.00 Unrealized +2.2%
MRK Merck & Co 0.8%
Value ($000) $1,148 Shares 24,114 Est. Cost $30.02 Unrealized +3.2%
YUM Yum Brands Inc 0.8%
Value ($000) $1,146 Shares 16,050 Est. Cost $38.97 Unrealized +5.2%
FVD First Tr Value Line Divid 0.8%
Value ($000) $1,093 Shares 54,472 Est. Cost $19.74 Unrealized
SCHC Schwab Intl Small Cap ETF 0.8%
Value ($000) $1,062 Shares 34,424 Est. Cost $27.01 Unrealized
COF Capital One Financial 0.8%
Value ($000) $1,060 Shares 15,426 Est. Cost $47.00 Unrealized +14.8%
MDLZ Mondelez Intl 0.7%
Value ($000) $1,022 Shares 32,539 Est. Cost $23.16 Unrealized +2.4%
T AT & T 0.7%
Value ($000) $991 Shares 29,299 Est. Cost $11.40 Unrealized -3.9%
COP Conocophillips 0.7%
Value ($000) $953 Shares 13,705 Est. Cost $39.96 Unrealized +11.3%
LMT Lockheed Martin Corp 0.7%
Value ($000) $939 Shares 7,364 Est. Cost $71.65 Unrealized +20.1%
FXI Ishares Ftse China 0.6%
Value ($000) $902 Shares 24,333 Est. Cost $32.51 Unrealized
Intrcontinentalexchange 0.6%
Value ($000) $898 Shares 4,950 Est. Cost $177.78 Unrealized
DUK Duke Power Co 0.6%
Value ($000) $893 Shares 13,378 Est. Cost $41.83 Unrealized -2.4%
V Visa Inc Cl A 0.6%
Value ($000) $877 Shares 4,590 Est. Cost $40.02 Unrealized +5.8%
GS Goldman Sachs Group 0.6%
Value ($000) $873 Shares 5,519 Est. Cost $120.06 Unrealized +5.9%
HD Home Depot Inc 0.6%
Value ($000) $865 Shares 11,403 Est. Cost $56.05 Unrealized +3.2%
AAPL Apple Computer Inc 0.6%
Value ($000) $863 Shares 1,811 Est. Cost $13.16 Unrealized +8.5%
CSCO Cisco Systems Inc 0.6%
Value ($000) $860 Shares 36,713 Est. Cost $15.24 Unrealized +11.1%
AMZN Amazon Com Inc 0.6%
Value ($000) $860 Shares 2,750 Est. Cost $13.32 Unrealized +11.9%
ELD Wisdomtree Emerging Mkt Bond ETF 0.6%
Value ($000) $850 Shares 18,060 Est. Cost $48.04 Unrealized
MET Metlife Inc 0.6%
Value ($000) $820 Shares 17,466 Est. Cost $24.43 Unrealized +17.9%
Tyco International 0.6%
Value ($000) $814 Shares 23,272 Est. Cost $32.96 Unrealized
Foot Locker Inc 0.6%
Value ($000) $810 Shares 23,856 Est. Cost $35.13 Unrealized
FPE First Trust Preferred Securities Etf 0.6%
Value ($000) $800 Shares 44,320 Est. Cost $19.58 Unrealized
AXP American Express 0.6%
Value ($000) $777 Shares 10,291 Est. Cost $59.62 Unrealized +6.1%
EEM Ishares Msci Emrg Mkt Fd 0.5%
Value ($000) $776 Shares 19,033 Est. Cost $38.51 Unrealized
Google Inc 0.5%
Value ($000) $774 Shares 884 Est. Cost $880.09 Unrealized
CAT Caterpillar Inc 0.5%
Value ($000) $762 Shares 9,141 Est. Cost $61.55 Unrealized +0.1%
FICO Fair Isaac & Co 0.5%
Value ($000) $762 Shares 13,790 Est. Cost $46.20 Unrealized +10.6%
IGIB Ishares Int Corp Bond ETF 0.5%
Value ($000) $736 Shares 6,824 Est. Cost $107.72 Unrealized
WT WisdomTree Investments, Inc. 0.5%
Value ($000) $736 Shares 63,425 Est. Cost $11.69 Unrealized +3.4%
BMY Bristol Myers Squibb 0.5%
Value ($000) $734 Shares 15,851 Est. Cost $28.67 Unrealized +1.9%
DON Wisdomtree Midcap Divdnd ETF 0.5%
Value ($000) $700 Shares 10,069 Est. Cost $65.58 Unrealized
EMLP North American Energy Infrastructure Fnd 0.5%
Value ($000) $699 Shares 30,590 Est. Cost $23.19 Unrealized
BP Bp Plc Adr 0.5%
Value ($000) $695 Shares 16,533 Est. Cost $41.71 Unrealized
Powershs Db Commdty Indx 0.5%
Value ($000) $671 Shares 26,063 Est. Cost $25.13 Unrealized
BAC Bank Of America Corp 0.5%
Value ($000) $661 Shares 47,888 Est. Cost $10.03 Unrealized +12.0%
GILD Gilead Sciences Inc 0.5%
Value ($000) $643 Shares 10,220 Est. Cost $36.21 Unrealized +14.7%
MO Phillip Morris Co. 0.4%
Value ($000) $625 Shares 18,211 Est. Cost $16.28 Unrealized -0.7%
SCHD Sch US Div Equity Etf 0.4%
Value ($000) $537 Shares 15,962 Est. Cost $32.67 Unrealized
IWB Ishares Tr Russell 1000 0.4%
Value ($000) $531 Shares 5,639 Est. Cost $89.91 Unrealized
SMTC Semtech Corp 0.4%
Value ($000) $528 Shares 17,600 Est. Cost $34.16 Unrealized -7.8%
SYK Stryker Corp 0.4%
Value ($000) $520 Shares 7,690 Est. Cost $56.92 Unrealized +4.4%
Stericycle Inc 0.4%
Value ($000) $509 Shares 4,415 Est. Cost $110.53 Unrealized
NEE Nextera Energy Inc 0.3%
Value ($000) $486 Shares 6,060 Est. Cost $14.15 Unrealized +4.9%
Chemical Financial Corp 0.3%
Value ($000) $447 Shares 16,018 Est. Cost $25.97 Unrealized
EMR Emerson Electric Co 0.3%
Value ($000) $426 Shares 6,577 Est. Cost $40.02 Unrealized +9.5%
KO Coca Cola 0.3%
Value ($000) $423 Shares 11,170 Est. Cost $27.85 Unrealized -3.9%
Medtronic Inc 0.3%
Value ($000) $422 Shares 7,920 Est. Cost $51.52 Unrealized
SCHW Charles Schwab 0.3%
Value ($000) $419 Shares 19,838 Est. Cost $15.92 Unrealized +18.0%
SCHZ Sch US Agg Bnd Etf 0.3%
Value ($000) $400 Shares 7,870 Est. Cost $50.56 Unrealized
DIS Walt Disney 0.3%
Value ($000) $399 Shares 6,180 Est. Cost $56.11 Unrealized +1.5%
ORCL Oracle Corporation 0.3%
Value ($000) $376 Shares 11,327 Est. Cost $27.58 Unrealized -1.9%
HAL Halliburton Co 0.3%
Value ($000) $367 Shares 7,622 Est. Cost $33.21 Unrealized +12.4%
Anadarko Petroleum Corp 0.2%
Value ($000) $350 Shares 3,762 Est. Cost $85.86 Unrealized
United Technologies 0.2%
Value ($000) $341 Shares 3,160 Est. Cost $93.04 Unrealized
Computer Assoc Intl Inc 0.2%
Value ($000) $335 Shares 11,275 Est. Cost $29.00 Unrealized
Marathon Group 0.2%
Value ($000) $325 Shares 9,310 Est. Cost $34.59 Unrealized
BK Bank Of New York Co 0.2%
Value ($000) $315 Shares 10,434 Est. Cost $21.22 Unrealized +7.3%
SCHX Schwab US Large Cap ETF 0.2%
Value ($000) $313 Shares 7,787 Est. Cost $38.22 Unrealized
Kraft Foods Group 0.2%
Value ($000) $296 Shares 5,643 Est. Cost $55.87 Unrealized
IJH Ishares Tr S&P Midcap 0.2%
Value ($000) $278 Shares 2,243 Est. Cost $115.47 Unrealized
ABBV ABBVIE INC 0.2%
Value ($000) $272 Shares 6,083 Est. Cost $26.55 Unrealized +2.3%
PM Philip Morris Intl Inc 0.2%
Value ($000) $255 Shares 2,947 Est. Cost $49.85 Unrealized -5.0%
IGSB Ishares Short Bond ETF 0.2%
Value ($000) $252 Shares 2,390 Est. Cost $105.44 Unrealized
Chubb Corporation 0.2%
Value ($000) $248 Shares 2,775 Est. Cost $84.68 Unrealized
DE Deere & Co 0.2%
Value ($000) $242 Shares 2,974 Est. Cost $68.04 Unrealized -3.1%
USB U S Bancorp 0.2%
Value ($000) $237 Shares 6,486 Est. Cost $22.41 Unrealized +8.6%
IWF Ishares Tr Russell 1000 Growth 0.2%
Value ($000) $230 Shares 2,942 Est. Cost $78.18 Unrealized
Aetna Life & Casualty 0.2%
Value ($000) $229 Shares 3,582 Est. Cost $63.51 Unrealized
ADBE Adobe Systems Inc 0.2%
Value ($000) $218 Shares 4,200 Est. Cost $47.71 Unrealized 0.0%
FHI Federated Investors 0.2%
Value ($000) $218 Shares 8,020 Est. Cost $14.54 Unrealized +13.1%
BCE B C E Inc 0.1%
Value ($000) $208 Shares 4,873 Est. Cost $20.69 Unrealized 0.0%
MMM 3M Company 0.1%
Value ($000) $203 Shares 1,700 Est. Cost $65.98 Unrealized 0.0%
VIG Vanguard Div Apprciation 0.1%
Value ($000) $202 Shares 2,900 Est. Cost $69.66 Unrealized