Aspen Investment Management Inc Diversified Active

CIK: 0001541596 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Jan 27, 2014

Total Value ($000): $149,932 (100.0% shares, 0.0% debt)

Holdings (126)

Interoil Corp 8.7%
Value ($000) $13,026 Shares 252,988 Est. Cost $67.68 Unrealized
SDY Spdr S&P Dividend ETF 4.3%
Value ($000) $6,413 Shares 88,311 Est. Cost $66.30 Unrealized
SPY SPDR Unit Trust 2.8%
Value ($000) $4,238 Shares 22,946 Est. Cost $161.07 Unrealized
HYS Pimco 0-5 Year High Yld ETF 2.8%
Value ($000) $4,139 Shares 38,916 Est. Cost $102.87 Unrealized
Powershares Senior Loan Portfolio 2.6%
Value ($000) $3,904 Shares 156,905 Est. Cost $24.76 Unrealized
IJR Ishares Tr S&P Smallcap 2.5%
Value ($000) $3,823 Shares 35,029 Est. Cost $90.31 Unrealized
WM Waste Management Inc. 2.3%
Value ($000) $3,436 Shares 76,578 Est. Cost $30.75 Unrealized +10.2%
FTA First Trust Large Cap Value AlphaDex 2.1%
Value ($000) $3,081 Shares 76,625 Est. Cost $35.45 Unrealized
PFF Ishares US Preferred Stock Fund 1.9%
Value ($000) $2,816 Shares 76,467 Est. Cost $39.28 Unrealized
General Electric 1.8%
Value ($000) $2,744 Shares 97,900 Est. Cost $23.20 Unrealized
VWO Vanguard Emerging Market 1.8%
Value ($000) $2,645 Shares 64,281 Est. Cost $39.09 Unrealized
IWM Ishares Tr Russell 2000 1.8%
Value ($000) $2,631 Shares 22,808 Est. Cost $97.47 Unrealized
XOM Exxon Mobil Corporation 1.7%
Value ($000) $2,578 Shares 25,477 Est. Cost $53.69 Unrealized +4.2%
IEFA Ishares Broad Market EAFE ETF 1.7%
Value ($000) $2,561 Shares 42,143 Est. Cost $57.48 Unrealized
EFA Ishares Tr Msci EAFE Fd 1.6%
Value ($000) $2,355 Shares 35,098 Est. Cost $57.30 Unrealized
DES Wisdomtree Smallcap Div 1.5%
Value ($000) $2,290 Shares 33,784 Est. Cost $58.66 Unrealized
CVX Chevron 1.5%
Value ($000) $2,206 Shares 17,664 Est. Cost $71.30 Unrealized +1.7%
Du Pont E I De Nemour 1.4%
Value ($000) $2,026 Shares 31,181 Est. Cost $52.49 Unrealized
MSFT Microsoft Corp 1.3%
Value ($000) $1,993 Shares 53,276 Est. Cost $26.70 Unrealized +12.4%
JNJ Johnson & Johnson 1.3%
Value ($000) $1,976 Shares 21,573 Est. Cost $59.66 Unrealized +10.2%
VNQ Vanguard Reit 1.2%
Value ($000) $1,744 Shares 27,018 Est. Cost $68.72 Unrealized
PFE Pfizer Inc 1.2%
Value ($000) $1,743 Shares 56,920 Est. Cost $16.46 Unrealized +7.1%
WMT Wal Mart Stores Inc 1.2%
Value ($000) $1,736 Shares 22,050 Est. Cost $19.98 Unrealized +1.8%
IDV Ishares DJ International Div 1.1%
Value ($000) $1,714 Shares 45,178 Est. Cost $32.24 Unrealized
AMGN Amgen Incorporated 1.1%
Value ($000) $1,700 Shares 14,905 Est. Cost $73.34 Unrealized +10.6%
IBM Intl Business Machines 1.1%
Value ($000) $1,640 Shares 8,743 Est. Cost $118.94 Unrealized -10.5%
VO Vanguard Mid Cap ETF 1.0%
Value ($000) $1,555 Shares 14,135 Est. Cost $95.80 Unrealized
WT WisdomTree Investments, Inc. 1.0%
Value ($000) $1,537 Shares 86,795 Est. Cost $12.37 Unrealized +15.0%
JPM JP Morgan 1.0%
Value ($000) $1,487 Shares 25,427 Est. Cost $36.24 Unrealized +9.4%
CSX C S X Corp 1.0%
Value ($000) $1,480 Shares 51,436 Est. Cost $6.66 Unrealized +10.6%
VZ Verizon Communications 1.0%
Value ($000) $1,458 Shares 29,675 Est. Cost $27.04 Unrealized -1.6%
ADP Auto Data Processing 1.0%
Value ($000) $1,456 Shares 18,025 Est. Cost $45.09 Unrealized +14.1%
WMB Williams Companies 1.0%
Value ($000) $1,454 Shares 37,695 Est. Cost $18.03 Unrealized +2.0%
WFC Wells Fargo & Co 0.9%
Value ($000) $1,373 Shares 30,249 Est. Cost $27.36 Unrealized +12.4%
ITW Illinois Tool Works Inc 0.9%
Value ($000) $1,360 Shares 16,180 Est. Cost $49.85 Unrealized +19.3%
PEP Pepsico Incorporated 0.9%
Value ($000) $1,350 Shares 16,271 Est. Cost $56.02 Unrealized +3.1%
INTC Intel Corp 0.9%
Value ($000) $1,276 Shares 49,144 Est. Cost $17.18 Unrealized +4.4%
MDLZ Mondelez Intl 0.8%
Value ($000) $1,273 Shares 36,064 Est. Cost $23.39 Unrealized +9.1%
YUM Yum Brands Inc 0.8%
Value ($000) $1,241 Shares 16,415 Est. Cost $39.01 Unrealized +4.8%
PG Proctor & Gamble 0.8%
Value ($000) $1,240 Shares 15,236 Est. Cost $55.00 Unrealized +5.5%
FVD First Tr Value Line Divid 0.8%
Value ($000) $1,239 Shares 57,902 Est. Cost $19.83 Unrealized
MRK Merck & Co 0.8%
Value ($000) $1,212 Shares 24,224 Est. Cost $30.02 Unrealized +4.2%
COF Capital One Financial 0.8%
Value ($000) $1,175 Shares 15,331 Est. Cost $47.00 Unrealized +22.0%
SCHC Schwab Intl Small Cap ETF 0.7%
Value ($000) $1,117 Shares 34,979 Est. Cost $27.09 Unrealized
AMZN Amazon Com Inc 0.7%
Value ($000) $1,066 Shares 2,672 Est. Cost $13.32 Unrealized +35.0%
HD Home Depot Inc 0.7%
Value ($000) $1,053 Shares 12,793 Est. Cost $56.34 Unrealized +4.2%
AAPL Apple Computer Inc 0.7%
Value ($000) $1,017 Shares 1,812 Est. Cost $13.16 Unrealized +24.4%
Computer Assoc Intl Inc 0.7%
Value ($000) $1,013 Shares 30,100 Est. Cost $31.91 Unrealized
V Visa Inc Cl A 0.7%
Value ($000) $1,004 Shares 4,510 Est. Cost $40.02 Unrealized +15.7%
Foot Locker Inc 0.7%
Value ($000) $1,001 Shares 24,166 Est. Cost $35.21 Unrealized
COP Conocophillips 0.7%
Value ($000) $975 Shares 13,795 Est. Cost $39.96 Unrealized +21.1%
Tyco International 0.6%
Value ($000) $957 Shares 23,322 Est. Cost $41.03 Unrealized
T AT & T 0.6%
Value ($000) $956 Shares 27,199 Est. Cost $11.40 Unrealized -2.0%
LMT Lockheed Martin Corp 0.6%
Value ($000) $945 Shares 6,354 Est. Cost $71.65 Unrealized +35.6%
DUK Duke Power Co 0.6%
Value ($000) $944 Shares 13,683 Est. Cost $41.84 Unrealized +1.2%
MET Metlife Inc 0.6%
Value ($000) $935 Shares 17,341 Est. Cost $24.43 Unrealized +23.3%
AXP American Express 0.6%
Value ($000) $934 Shares 10,296 Est. Cost $59.62 Unrealized +16.2%
FXI Ishares Ftse China 0.6%
Value ($000) $918 Shares 23,933 Est. Cost $32.51 Unrealized
GILD Gilead Sciences Inc 0.6%
Value ($000) $909 Shares 12,105 Est. Cost $38.11 Unrealized +26.9%
GS Goldman Sachs Group 0.6%
Value ($000) $882 Shares 4,974 Est. Cost $120.06 Unrealized +8.8%
BMY Bristol Myers Squibb 0.6%
Value ($000) $849 Shares 15,976 Est. Cost $28.67 Unrealized +19.2%
IGIB Ishares Int Corp Bond ETF 0.6%
Value ($000) $844 Shares 7,824 Est. Cost $107.74 Unrealized
ICE Intrcontinentalexchange 0.5%
Value ($000) $801 Shares 3,560 Est. Cost $35.28 Unrealized 0.0%
EEM Ishares Msci Emrg Mkt Fd 0.5%
Value ($000) $795 Shares 19,033 Est. Cost $38.51 Unrealized
CSCO Cisco Systems Inc 0.5%
Value ($000) $780 Shares 34,773 Est. Cost $15.24 Unrealized -0.2%
CAT Caterpillar Inc 0.5%
Value ($000) $776 Shares 8,541 Est. Cost $61.55 Unrealized +1.8%
DON Wisdomtree Midcap Divdnd ETF 0.5%
Value ($000) $762 Shares 10,219 Est. Cost $65.71 Unrealized
EMLP North American Energy Infrastructure Fnd 0.5%
Value ($000) $750 Shares 31,920 Est. Cost $23.20 Unrealized
FICO Fair Isaac & Co 0.5%
Value ($000) $741 Shares 11,790 Est. Cost $46.20 Unrealized +24.5%
BP Bp Plc Adr 0.5%
Value ($000) $727 Shares 14,953 Est. Cost $41.71 Unrealized
BAC Bank Of America Corp 0.5%
Value ($000) $714 Shares 45,863 Est. Cost $10.03 Unrealized +16.5%
MO Phillip Morris Co. 0.5%
Value ($000) $697 Shares 18,146 Est. Cost $16.28 Unrealized +5.3%
Google Inc 0.5%
Value ($000) $694 Shares 619 Est. Cost $880.09 Unrealized
Powershs Db Commdty Indx 0.5%
Value ($000) $687 Shares 26,763 Est. Cost $25.15 Unrealized
ELD Wisdomtree Emerging Mkt Bond ETF 0.4%
Value ($000) $639 Shares 13,880 Est. Cost $48.04 Unrealized
IVV Ishares Trust S&P 500 0.4%
Value ($000) $617 Shares 3,326 Est. Cost $185.51 Unrealized
FPE First Trust Preferred Securities Etf 0.4%
Value ($000) $612 Shares 34,130 Est. Cost $19.58 Unrealized
SCHD Sch US Div Equity Etf 0.4%
Value ($000) $599 Shares 16,352 Est. Cost $32.77 Unrealized
SYK Stryker Corp 0.4%
Value ($000) $581 Shares 7,730 Est. Cost $56.92 Unrealized +10.8%
GNC Holdings 0.4%
Value ($000) $577 Shares 9,865 Est. Cost $58.49 Unrealized
MDRX Allsripts 0.4%
Value ($000) $546 Shares 35,335 Est. Cost $14.74 Unrealized 0.0%
NEE Nextera Energy Inc 0.3%
Value ($000) $519 Shares 6,060 Est. Cost $14.15 Unrealized +8.1%
Stericycle Inc 0.3%
Value ($000) $513 Shares 4,415 Est. Cost $110.53 Unrealized
Chemical Financial Corp 0.3%
Value ($000) $507 Shares 16,018 Est. Cost $25.97 Unrealized
IGSB Ishares Short Bond ETF 0.3%
Value ($000) $503 Shares 4,770 Est. Cost $105.45 Unrealized
Navistar 0.3%
Value ($000) $503 Shares 13,180 Est. Cost $38.16 Unrealized
SCHW Charles Schwab 0.3%
Value ($000) $499 Shares 19,188 Est. Cost $15.92 Unrealized +29.8%
DIS Walt Disney 0.3%
Value ($000) $477 Shares 6,245 Est. Cost $56.17 Unrealized +9.8%
KO Coca Cola 0.3%
Value ($000) $466 Shares 11,270 Est. Cost $27.85 Unrealized -3.3%
EMR Emerson Electric Co 0.3%
Value ($000) $466 Shares 6,642 Est. Cost $40.02 Unrealized +20.4%
Medtronic Inc 0.3%
Value ($000) $464 Shares 8,090 Est. Cost $51.64 Unrealized
ORCL Oracle Corporation 0.3%
Value ($000) $426 Shares 11,147 Est. Cost $27.58 Unrealized +4.4%
HAL Halliburton Co 0.2%
Value ($000) $374 Shares 7,362 Est. Cost $33.21 Unrealized +24.3%
SMTC Semtech Corp 0.2%
Value ($000) $366 Shares 14,500 Est. Cost $34.16 Unrealized -13.6%
SCHZ Sch US Agg Bnd Etf 0.2%
Value ($000) $362 Shares 7,200 Est. Cost $50.56 Unrealized
IWB Ishares Tr Russell 1000 0.2%
Value ($000) $361 Shares 3,499 Est. Cost $89.91 Unrealized
United Technologies 0.2%
Value ($000) $360 Shares 3,160 Est. Cost $93.04 Unrealized
BK Bank Of New York Co 0.2%
Value ($000) $344 Shares 9,834 Est. Cost $21.22 Unrealized +14.5%
SCHX Schwab US Large Cap ETF 0.2%
Value ($000) $340 Shares 7,717 Est. Cost $38.22 Unrealized
Marathon Group 0.2%
Value ($000) $322 Shares 9,110 Est. Cost $34.59 Unrealized
ABBV ABBVIE INC 0.2%
Value ($000) $321 Shares 6,083 Est. Cost $26.55 Unrealized +14.5%
IJH Ishares Tr S&P Midcap 0.2%
Value ($000) $300 Shares 2,243 Est. Cost $115.47 Unrealized
Anadarko Petroleum Corp 0.2%
Value ($000) $290 Shares 3,662 Est. Cost $85.86 Unrealized
Kraft Foods Group 0.2%
Value ($000) $290 Shares 5,379 Est. Cost $55.87 Unrealized
DE Deere & Co 0.2%
Value ($000) $272 Shares 2,974 Est. Cost $68.04 Unrealized -0.9%
Chubb Corporation 0.2%
Value ($000) $262 Shares 2,715 Est. Cost $84.68 Unrealized
USB U S Bancorp 0.2%
Value ($000) $254 Shares 6,286 Est. Cost $22.41 Unrealized +13.2%
ADBE Adobe Systems Inc 0.2%
Value ($000) $248 Shares 4,150 Est. Cost $47.71 Unrealized +15.8%
PM Philip Morris Intl Inc 0.2%
Value ($000) $246 Shares 2,822 Est. Cost $49.85 Unrealized -4.0%
VIG Vanguard Div Apprciation 0.2%
Value ($000) $241 Shares 3,200 Est. Cost $70.19 Unrealized
Aetna Life & Casualty 0.2%
Value ($000) $241 Shares 3,507 Est. Cost $63.51 Unrealized
SCHE Schwab Emerging Mkt ETF 0.2%
Value ($000) $240 Shares 9,759 Est. Cost $24.59 Unrealized
MMM 3M Company 0.2%
Value ($000) $238 Shares 1,700 Est. Cost $65.98 Unrealized +10.1%
FHI Federated Investors 0.2%
Value ($000) $231 Shares 8,020 Est. Cost $14.54 Unrealized +10.1%
IWF Ishares Tr Russell 1000 Growth 0.2%
Value ($000) $228 Shares 2,652 Est. Cost $78.18 Unrealized
Blackrock Inc 0.2%
Value ($000) $226 Shares 715 Est. Cost $316.08 Unrealized
DRI Darden Restaurants Inc 0.2%
Value ($000) $226 Shares 4,155 Est. Cost $32.08 Unrealized 0.0%
TMO Thermo Fisher Scientific 0.1%
Value ($000) $223 Shares 2,000 Est. Cost $95.60 Unrealized 0.0%
ABT Abbott Labs 0.1%
Value ($000) $218 Shares 5,683 Est. Cost $29.23 Unrealized 0.0%
BCE B C E Inc 0.1%
Value ($000) $211 Shares 4,873 Est. Cost $20.69 Unrealized +4.8%
WY Weyerhaeuser Co 0.1%
Value ($000) $206 Shares 6,541 Est. Cost $18.82 Unrealized 0.0%
TRV Travelers Companies Inc 0.1%
Value ($000) $204 Shares 2,258 Est. Cost $66.77 Unrealized 0.0%
Endo Pharm Holdings Inc 0.1%
Value ($000) $202 Shares 3,000 Est. Cost $67.33 Unrealized
PPG P P G Industries Inc 0.1%
Value ($000) $201 Shares 1,060 Est. Cost $73.04 Unrealized 0.0%
IWR Ishares Russell Midcap 0.1%
Value ($000) $201 Shares 1,340 Est. Cost $150.00 Unrealized
DYFSF Dynacert Inc F 0.0%
Value ($000) $2 Shares 34,300 Est. Cost $0.10 Unrealized 0.0%