RIVERNORTH CAPITAL MANAGEMENT, LLC Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	PIMCO DYNAMIC CR INCOME FD	2,233,469	$50,208	3.9%	$22.68	—	COM SHS	72202D106
—	BLACKROCK CR ALLCTN INC TR	3,226,578	$42,139	3.2%	$12.98	—	COM	092508100
—	PIMCO DYNAMIC INCOME FD	1,239,371	$36,103	2.8%	$29.25	—	SHS	72201Y101
—	ROYCE VALUE TR INC	1,590,751	$25,468	2.0%	$15.16	—	COM	780910105
—	PIMCO CORPORATE & INCOME OPP	1,413,585	$24,398	1.9%	$18.57	—	COM	72201B101
—	ABERDEEN ASIA PACIFIC INCOM	4,012,316	$23,111	1.8%	$6.06	—	COM	003009107
—	ALLIANCEBERNSTEIN INCOME FUN	3,210,121	$22,888	1.8%	$7.38	—	COM	01881E101
—	ADAMS EXPRESS CO	1,746,371	$22,825	1.8%	$11.96	—	COM	006212104
—	LIBERTY ALL STAR EQUITY FD	3,629,550	$21,668	1.7%	$5.20	—	SH BEN INT	530158104
—	TRI CONTL CORP	1,070,982	$21,398	1.6%	$17.90	—	COM	895436103
—	EATON VANCE RISK MNGD DIV EQ	1,800,454	$20,291	1.6%	$10.90	—	COM	27829G106
—	INVESCO MUN OPPORTUNITY TR	1,720,422	$20,146	1.5%	$11.71	—	COM	46132C107
OEF	ISHARES	243,442	$20,047	1.5%	$71.95	—	S&P 100 ETF	464287101
SPY	SPDR S&P 500 ETF TR	108,380	$20,017	1.5%	$183.02	—	TR UNIT	78462F103
—	CLOUGH GLOBAL OPPORTUNITIES	1,494,139	$19,528	1.5%	$12.87	—	SH BEN INT	18914E106
—	BLACKROCK GLOBAL OPP EQTY TR	1,271,472	$19,021	1.5%	$13.72	—	COM	092501105
—	NUVEEN PREM INCOME MUN FD 2	1,504,244	$18,878	1.4%	$12.99	—	COM	67063W102
—	BLACKROCK MULTI-SECTOR INC T	1,079,964	$18,478	1.4%	$17.08	—	COM	09258A107
—	POWERSHARES ETF TRUST	219,068	$18,169	1.4%	$72.00	—	FTSE RAFI 1000	73935X583
—	NEXPOINT CR STRATEGIES FD	1,915,542	$18,044	1.4%	$7.98	—	COM	65340G106
—	MORGAN STANLEY EM MKTS DM DE	1,383,788	$18,017	1.4%	$14.15	—	COM	617477104
—	NUVEEN CR STRATEGIES INCM FD	1,845,135	$17,953	1.4%	$9.73	—	COM SHS	67073D102
—	EATON VANCE TX MGD DIV EQ IN	1,499,448	$16,374	1.3%	$10.17	—	COM	27828N102
—	NUVEEN INTER DURATION MN TMF	1,407,281	$16,198	1.2%	$11.70	—	COM	670671106
—	ALPINE TOTAL DYNAMIC DIVID F	3,808,607	$15,958	1.2%	$3.96	—	COM SBI	021060108
—	BLACKROCK DEBT STRAT FD INC	3,747,440	$14,952	1.1%	$4.03	—	COM	09255R103
—	NUVEEN DIVER CURRENCY OPPOR	1,417,093	$14,284	1.1%	$11.19	—	COM	67090N109
—	NUVEEN MUN ADVANTAGE FD INC	1,162,015	$14,130	1.1%	$12.16	—	COM	67062H106
—	PUTNAM PREMIER INCOME TR	2,472,465	$13,450	1.0%	$5.36	—	SH BEN INT	746853100
VWO	VANGUARD INTL EQUITY INDEX F	321,375	$13,221	1.0%	$38.97	—	FTSE EMR MKT ETF	922042858
—	ZWEIG TOTAL RETURN FD INC	938,241	$13,079	1.0%	$12.87	—	COM NEW	989837208
—	INVESCO MUN TR	1,108,593	$12,849	1.0%	$11.63	—	COM	46131J103
—	PIMCO INCOME STRATEGY FUND I	1,240,421	$12,342	0.9%	$10.52	—	COM	72201J104
—	RYDEX ETF TRUST	94,701	$12,297	0.9%	$114.56	—	GUG RUSS TOP 50	78355W205
—	NUVEEN LG/SHT COMMODITY TOTR	698,486	$12,028	0.9%	$17.22	—	COM UT BEN INT	670731108
—	GENERAL AMERN INVS INC	329,504	$11,599	0.9%	$31.94	—	COM	368802104
—	NUVEEN DIVID ADVANTAGE MUN F	910,791	$11,467	0.9%	$13.27	—	COM	67066V101
—	TEMPLETON GLOBAL INCOME FD	1,352,976	$10,756	0.8%	$7.95	—	COM	880198106
—	LEGG MASON BW GLB INC OPP FD	627,955	$10,594	0.8%	$17.71	—	COM	52469B100
—	PRUDENTIAL GLB SHT DUR HG YL	601,769	$10,441	0.8%	$17.38	—	COM	74433A109
—	NUVEEN MTG OPPORTUNITY TERM	440,801	$10,200	0.8%	$23.55	—	COM	670735109
—	WELLS FARGO ADVANTAGE MULTI	714,478	$10,046	0.8%	$14.31	—	COM SHS	94987D101
—	BLACKROCK CORPOR HI YLD FD V	816,603	$9,938	0.8%	$12.17	—	COM	09255P107
—	NUVEEN MUN OPPORTUNITY FD IN	736,218	$9,733	0.7%	$13.37	—	COM	670984103
—	FIRST TR HIGH INCOME L/S FD	545,150	$9,387	0.7%	$17.31	—	COM	33738E109
—	NUVEEN PERFORMANCE PLUS MUN	675,167	$9,135	0.7%	$13.94	—	COM	67062P108
—	NEUBERGER BERMAN MLP INCOME	474,896	$9,066	0.7%	$19.09	—	COM	64129H104
—	EATON VANCE LTD DUR INCOME F	592,072	$9,059	0.7%	$15.30	—	COM	27828H105
—	BLACKROCK MUN TARGET TERM TR	520,049	$8,903	0.7%	$17.12	—	COM SHS BEN IN	09257P105
—	NUVEEN PREM INCOME MUN FD	719,638	$8,873	0.7%	$12.91	—	COM	67062T100
—	ALLIANZGI EQUITY & CONV INCO	450,472	$8,793	0.7%	$18.43	—	COM	018829101
—	IVY HIGH INC OPPORTUNITIES F	475,466	$8,549	0.7%	$17.94	—	COM	465893105
—	CLOUGH GLOBAL EQUITY FD	535,437	$8,412	0.6%	$14.97	—	COM	18914C100
—	WESTERN ASSET GLOBAL CP DEFI	431,028	$7,789	0.6%	$18.02	—	COM	95790C107
—	APOLLO TACTICAL INCOME FD IN	430,828	$7,755	0.6%	$17.67	—	COM	037638103
—	CENTRAL FD CDA LTD	571,703	$7,575	0.6%	$13.60	—	CL A	153501101
—	NUVEEN MUN MKT OPPORTUNITY F	629,895	$7,559	0.6%	$12.00	—	COM	67062W103
—	CALAMOS CONV & HIGH INCOME F	577,944	$7,473	0.6%	$12.48	—	COM SHS	12811P108
—	CORNERSTONE STRATEGIC VALUE	1,114,220	$7,354	0.6%	$6.60	—	COM NEW	21924B203
—	DWS HIGH INCOME OPPORT FD IN	499,065	$7,187	0.6%	$14.38	—	COM NEW	23339M204
—	BLACKSTONE GSO STRATEGIC CR	402,363	$7,162	0.5%	$17.78	—	COM SHS BEN IN	09257R101
—	EATON VANCE ENHANCED EQ INC	546,002	$7,098	0.5%	$11.55	—	COM	278274105
—	ADVENT CLAY CONV SEC INC FD	917,375	$6,678	0.5%	$6.93	—	COM	007639107
—	BABSON CAP GLB SHT DURHGH YL	286,490	$6,624	0.5%	$23.02	—	COM	05617T100
—	BLACKSTONE GSO LNG SHRT CR I	369,787	$6,608	0.5%	$17.87	—	COM SHS BN INT	09257D102
—	AVENUE INCOME CR STRATEGIES	373,437	$6,565	0.5%	$17.58	—	COM	05358E106
—	NUVEEN PFD INCOME OPPRTNY FD	736,491	$6,533	0.5%	$9.26	—	COM	67073B106
—	PIMCO INCOME STRATEGY FUND	570,701	$6,455	0.5%	$11.96	—	COM	72201H108
—	BOULDER TOTAL RETURN FD INC	280,071	$6,444	0.5%	$21.18	—	COM	101541100
—	VIRTUS TOTAL RETURN FD	1,604,274	$6,305	0.5%	$3.89	—	COM	92829A103
—	FIRST TR INTER DUR PFD & IN	292,252	$6,210	0.5%	$21.25	—	COM	33718W103
—	WESTERN ASSET CLYM INFL OPP	540,457	$6,091	0.5%	$11.83	—	COM	95766R104
—	BOULDER GROWTH & INCOME FD I	742,362	$5,969	0.5%	$7.44	—	COM	101507101
—	POWERSHARES GLOBAL ETF TRUST	282,740	$5,793	0.4%	$19.61	—	EMER MRKT PORT	73936T763
—	NUVEEN BUILD AMER BD FD	311,980	$5,753	0.4%	$19.12	—	COM	67074C103
—	WESTERN ASSET EMRG MKT INCM	478,200	$5,662	0.4%	$11.98	—	COM	95766E103
—	VIRTUS GLOBAL MULTI-SEC INC	333,610	$5,645	0.4%	$17.30	—	COM	92829B101
—	MARKET VECTORS ETF TR	264,584	$5,578	0.4%	$24.56	—	GOLD MINER ETF	57060U100
—	COHEN & STEERS LTD DUR PFD I	242,149	$5,477	0.4%	$22.62	—	COM	19248C105
—	CENTRAL EUR RUSS & TURK FD I	171,648	$5,244	0.4%	$29.82	—	COM	153436100
—	NUVEEN CAL AMT-FREE MUN INC	423,487	$5,154	0.4%	$12.20	—	COM	670651108
—	INVESCO DYNAMIC CR OPP FD	399,125	$5,149	0.4%	$12.90	—	COM	46132R104
—	NUVEEN FLTNG RTE INCM OPP FD	420,441	$5,121	0.4%	$12.18	—	COM SHS	6706EN100
—	CLEARBRIDGE AMERN ENERG MLP	275,265	$4,911	0.4%	$17.84	—	COM	184691103
—	PIMCO MUN INCOME FD II	456,468	$4,866	0.4%	$11.40	—	COM	72200W106
—	WESTERN ASSET WORLDWIDE INCO	388,486	$4,732	0.4%	$12.44	—	COM	957668106
—	ROYCE FOCUS TR	614,488	$4,682	0.4%	$6.98	—	COM	78080N108
—	BLACKROCK ENHANCED EQT DIV T	588,188	$4,670	0.4%	$7.69	—	COM	09251A104
—	BROOKFIELD MTG OPP INC FD IN	269,168	$4,460	0.3%	$16.57	—	COM	112792106
—	FRANKLIN TEMPLETON LTD DUR I	342,462	$4,449	0.3%	$12.99	—	COM	35472T101
—	STONE HBR EMERG MKTS TL INC	230,045	$4,373	0.3%	$19.06	—	COM	86164W100
—	BROOKFIELD TOTAL RETURN FD I	178,397	$4,239	0.3%	$23.83	—	COM	11283U108
—	GABELLI DIVD & INCOME TR	187,715	$4,162	0.3%	$19.36	—	COM	36242H104
—	NUVEEN BUILD AMER BD OPPTNY	212,626	$4,131	0.3%	$20.00	—	COM	67074Q102
—	ADVENT CLAYMORE ENH GRW & IN	406,996	$4,123	0.3%	$9.78	—	COM	00765E104
—	EATON VANCE FLTING RATE INC	264,472	$4,038	0.3%	$15.27	—	COM	278279104
—	BLACKROCK INTL GRWTH & INC T	469,405	$3,816	0.3%	$7.37	—	COM BENE INTER	092524107
—	STONE HBR EMERG MRKTS INC FD	207,776	$3,806	0.3%	$18.32	—	COM	86164T107
—	THAI FD INC	202,169	$3,669	0.3%	$21.60	—	COM	882904105
—	WESTERN ASSET EMRG MKT DEBT	193,380	$3,326	0.3%	$18.27	—	COM	95766A101
—	NEUBERGER BERMAN HGH YLD FD	244,459	$3,242	0.2%	$13.02	—	COM	64128C106
—	ARES MULTI STRATEGY CR FD IN	149,764	$3,171	0.2%	$21.17	—	COM	04014Q108
—	PUTNAM MASTER INTER INCOME T	626,892	$3,160	0.2%	$5.00	—	SH BEN INT	746909100
—	CORNERSTONE TOTAL RTRN FD IN	517,768	$3,132	0.2%	$6.05	—	COM NEW	21924U201
—	MACQUARIE GLBL INFRA TOTL RE	138,685	$3,065	0.2%	$20.42	—	COM	55608D101
XJPIX	NUVEEN PFD & INCOME TERM FD	138,374	$3,054	0.2%	$22.07	—	COM	67075A106
—	NUVEEN GBL INCOME OPPORTUN F	261,299	$2,976	0.2%	$11.96	—	COM	67073C104
XXHYBXX	NEW AMER HIGH INCOME FD INC	305,796	$2,951	0.2%	$9.78	—	COM NEW	641876800
—	INVESCO QUALITY MUNI INC TRS	262,723	$2,921	0.2%	$11.12	—	COM	46133G107
—	KAYNE ANDERSON ENRGY TTL RT	104,945	$2,870	0.2%	$27.35	—	COM	48660P104
—	MFS MULTIMARKET INCOME TR	427,314	$2,829	0.2%	$6.62	—	SH BEN INT	552737108
—	CBRE CLARION GLOBAL REAL EST	350,299	$2,774	0.2%	$7.92	—	COM	12504G100
—	FIRST TR STRATEGIC HIGH INC	171,006	$2,745	0.2%	$15.87	—	COM SHS NEW	337353304
—	FEDERATED ENHANC TREAS INCM	213,125	$2,724	0.2%	$13.01	—	COM SH BEN INT	314162108
—	PUTNAM MUN OPPORTUNITIES TR	250,700	$2,693	0.2%	$10.74	—	SH BEN INT	746922103
—	WESTERN ASSET INFL MGMT FD I	155,298	$2,629	0.2%	$16.54	—	COM	95766U107
AMG	AFFILIATED MANAGERS GROUP	12,100	$2,624	0.2%	$153.14	+26.1%	COM	008252108
—	EATON VANCE FLTG RATE INCOM	142,723	$2,590	0.2%	$18.15	—	COM SHS BEN INT	278284104
VEA	VANGUARD TAX MANAGED INTL FD	60,753	$2,532	0.2%	$35.60	—	FTSE DEV MKT ETF	921943858
—	NUVEEN PREMIER MUN INCOME FD	202,445	$2,504	0.2%	$12.61	—	COM	670988104
—	INVESCO TR INVT GRADE MUNS	205,084	$2,498	0.2%	$12.18	—	COM	46131M106
—	NUVEEN MTG OPPTY TERM FD 2	106,401	$2,444	0.2%	$23.65	—	COM	67074R100
—	PIMCO MUNICIPAL INCOME FD	194,575	$2,380	0.2%	$12.47	—	COM	72200R107
—	INVESCO ADVANTAGE MUNICIPAL	220,969	$2,325	0.2%	$10.57	—	SH BEN INT	46132E103
—	MFS CHARTER INCOME TR	254,821	$2,306	0.2%	$9.09	—	SH BEN INT	552727109
—	EATON VANCE MUN BD FD	203,972	$2,305	0.2%	$11.89	—	COM	27827X101
—	NEUBERGER BERMAN RE ES SEC F	513,654	$2,229	0.2%	$4.59	—	COM	64190A103
—	NUVEEN INT DUR QUAL MUN TRM	187,789	$2,160	0.2%	$11.71	—	COM	670677103
—	EATON VANCE SH TM DR DIVR IN	140,645	$2,148	0.2%	$15.30	—	COM	27828V104
—	STRATEGIC GLOBAL INCOME FD	236,148	$2,132	0.2%	$9.22	—	COM	862719101
—	COHEN & STEERS REIT & PFD IN	132,576	$2,081	0.2%	$15.54	—	COM	19247X100
—	ABERDEEN GLOBAL INCOME FD IN	199,788	$2,078	0.2%	$10.95	—	COM	003013109
—	GAMCO GLOBAL GOLD NAT RES &	228,100	$2,057	0.2%	$9.02	—	COM SH BEN INT	36465A109
—	NUVEEN QUALITY PFD INCOME FD	252,252	$2,053	0.2%	$8.65	—	COM	67072C105
—	EATON VANCE SR INCOME TR	295,124	$2,039	0.2%	$6.91	—	SH BEN INT	27826S103
OFS	OFS CAP CORP	158,741	$2,037	0.2%	$12.72	-3.9%	COM	67103B100
—	BLACKROCK FLOAT RATE OME STR	136,396	$1,993	0.2%	$14.61	—	COM	09255X100
—	PIMCO CORPORATE INCOME STRAT	123,672	$1,954	0.1%	$17.38	—	COM	72200U100
—	WESTERN ASSET HGH YLD DFNDFD	109,964	$1,947	0.1%	$17.71	—	COM	95768B107
—	NUVEEN QUALITY PFD INC FD 3	236,233	$1,854	0.1%	$8.32	—	COM	67072W101
—	COHEN & STEERS QUALITY RLTY	194,706	$1,846	0.1%	$9.48	—	COM	19247L106
—	GLOBAL HIGH INCOME FUND INC	184,244	$1,828	0.1%	$10.10	—	COM	37933G108
—	MORGAN STANLEY EMER MKTS DEB	188,734	$1,801	0.1%	$9.97	—	COM	61744H105
—	PIMCO INCOME OPPORTUNITY FD	62,859	$1,776	0.1%	$28.60	—	COM	72202B100
—	WESTERN ASSET MGD HI INCM FD	310,158	$1,755	0.1%	$5.72	—	COM	95766L107
—	CENTRAL SECS CORP	80,395	$1,746	0.1%	$21.72	—	COM	155123102
—	NUVEEN DIVERSIFIED COMMODTY	113,444	$1,721	0.1%	$15.17	—	COM UT BEN INT	67074P104
SVVC	FIRSTHAND TECH VALUE FD INC	72,540	$1,681	0.1%	$19.17	+21.5%	COM	33766Y100
—	DWS GLOBAL HIGH INCOME FD	205,534	$1,646	0.1%	$8.07	—	COM	23338W104
—	ABERDEEN EMERGING MKTS SMALL	115,510	$1,594	0.1%	$17.82	—	COM	00301T102
—	ARES DYNAMIC CR ALLOCATION F	88,557	$1,592	0.1%	$18.07	—	COM	04014F102
—	CALAMOS GBL DYN INCOME FUND	173,732	$1,558	0.1%	$8.51	—	COM	12811L107
—	APOLLO SR FLOATING RATE FD I	82,743	$1,498	0.1%	$18.10	—	COM	037636107
—	TCW STRATEGIC INCOME FUND IN	267,337	$1,428	0.1%	$5.47	—	COM	872340104
—	NUVEEN SELECT QUALITY MUN FD	113,682	$1,410	0.1%	$12.40	—	COM	670973106
—	NUVEEN INVT QUALITY MUN FD I	103,076	$1,395	0.1%	$13.53	—	COM	67062E103
—	DWS HIGH INCOME TR	146,972	$1,343	0.1%	$9.12	—	SHS NEW	23337C208
—	BLACKROCK BUILD AMER BD TR	68,828	$1,318	0.1%	$20.20	—	SHS	09248X100
—	BLACKROCK INCOME OPP TRUST I	135,034	$1,310	0.1%	$9.99	—	COM	092475102
—	COHEN & STEERS DIV MJRS FDIN	83,329	$1,215	0.1%	$14.58	—	COM	19248G106
—	ING EMERGING MKTS HGH DIV EQ	103,197	$1,213	0.1%	$11.75	—	COM	45685X104
—	HELIOS STRATEGIC INCOME FD I	177,271	$1,176	0.1%	$6.11	—	COM NEW	42328A203
—	ROYCE GLOBAL VALUE TR INC	129,801	$1,154	0.1%	$8.89	—	COM	78081T104
—	COHEN & STEERS CLOSED END OP	91,755	$1,153	0.1%	$12.57	—	COM	19248P106
—	GOODYEAR TIRE & RUBR CO	16,600	$1,110	0.1%	$49.26	—	PFD CONV 5.875%	382550309
AAPL	APPLE INC	1,900	$1,062	0.1%	$16.37	0.0%	COM	037833100
—	CLOUGH GLOBAL ALLOCATION FD	68,455	$1,053	0.1%	$15.18	—	COM	18913Y103
—	INVESCO CALIF VALUE MUN INC	91,796	$1,046	0.1%	$11.39	—	COM	46132H106
—	PRUDENTIAL SHT DURATION HG Y	59,099	$1,028	0.1%	$17.39	—	COM	74442F107
—	CALAMOS STRATEGIC TOTL RETN	88,453	$963	0.1%	$10.89	—	COM SH BEN INT	128125101
—	COHEN & STEERS MLP INC & ENR	47,910	$878	0.1%	$18.33	—	COM SHS	19249B106
—	NUVEEN AMT-FREE MUN INCOME F	71,365	$859	0.1%	$12.04	—	COM	670657105
—	NUVEEN QUALITY INCOME MUN FD	68,479	$839	0.1%	$12.25	—	COM	670977107
—	DREYFUS MUN BD INFRSTRCTR FD	79,979	$828	0.1%	$10.35	—	SHS	26203D101
—	NUVEEN SR INCOME FD	115,893	$826	0.1%	$7.13	—	COM	67067Y104
—	HELIOS MULTI SEC HI INC FD I	135,222	$813	0.1%	$5.96	—	COM NEW	42327Y202
—	LMP CORPORATE LN FD INC	65,366	$799	0.1%	$12.22	—	COM	50208B100
XLF	SELECT SECTOR SPDR TR	35,900	$785	0.1%	$20.37	—	SBI INT-FINL	81369Y605
—	PRINCIPAL REAL ESTATE INCOME	45,022	$768	0.1%	$17.06	—	SHS BEN INT	74255X104
—	NUVEEN REAL ESTATE INCOME FD	77,227	$735	0.1%	$9.52	—	COM	67071B108
—	PUTMAN HIGH INCOME SEC FUND	87,831	$725	0.1%	$7.90	—	SHS BEN INT	746779107
—	MANAGED HIGH YIELD PLUS FD I	348,036	$707	0.1%	$2.00	—	COM	561911108
—	GSV CAP CORP	52,860	$639	0.0%	$7.86	—	COM	36191J101
—	BLACKROCK MUNIHLDS INVSTM QL	49,980	$626	0.0%	$12.93	—	COM	09254P108
—	NUVEEN MUN VALUE FD INC	68,060	$615	0.0%	$9.23	—	COM	670928100
EQS	EQUUS TOTAL RETURN INC	295,005	$587	0.0%	$2.08	-9.2%	COM	294766100
—	INVESCO SR INCOME TR	112,561	$567	0.0%	$5.04	—	COM	46131H107
—	GDL FUND	51,213	$564	0.0%	$11.44	—	COM SH BEN IT	361570104
IWD	ISHARES	5,400	$509	0.0%	$94.26	—	RUS 1000 VAL ETF	464287598
XLV	SELECT SECTOR SPDR TR	8,900	$493	0.0%	$55.39	—	SBI HEALTHCARE	81369Y209
—	WESTERN ASSET HIGH INCM OPP	77,440	$459	0.0%	$5.95	—	COM	95766K109
XMQTX	BLACKROCK MUNIY QUALITY FD I	37,869	$442	0.0%	$12.58	—	COM	09254G108
—	NUVEEN FLOATING RATE INCOME	32,004	$381	0.0%	$11.90	—	COM	67072T108
—	NUVEEN ENERGY MLP TOTL RERNF	19,456	$380	0.0%	$19.53	—	COM	67074U103
—	FIFTH STR SR FLOATING RATE CO	28,400	$376	0.0%	$13.56	—	COM	31679F101
—	TEMPLETON EMERG MKTS INCOME	25,196	$344	0.0%	$14.79	—	COM	880192109
META	FACEBOOK INC	6,400	$344	0.0%	$49.86	0.0%	CL A	30303M102
—	ING PRIME RATE TR	58,426	$340	0.0%	$5.82	—	SH BEN INT	44977W106
—	MFS HIGH INCOME MUN TR	68,559	$306	0.0%	$4.79	—	SH BEN INT	59318D104
XLU	SELECT SECTOR SPDR TR	7,700	$292	0.0%	$37.92	—	SBI INT-UTILS	81369Y886
XPMQX	PIMCO MUN INCOME FD III	28,291	$283	0.0%	$11.01	—	COM	72201A103
—	POWERSHARES ETF TRUST II	11,000	$268	0.0%	$24.36	—	CEF INC COMPST	73936Q843
NEM	NEWMONT MINING CORP	11,400	$262	0.0%	$21.60	-8.6%	COM	651639106
—	AMERICAN STRATEGIC INCOME II	39,626	$260	0.0%	$6.56	—	COM	03009T101
MU	MICRON TECHNOLOGY INC	12,000	$256	0.0%	$18.97	0.0%	COM	595112103
—	BLACKROCK MUNIYIELD QLTY FD	18,900	$239	0.0%	$12.65	—	COM	09254E103
—	KCAP FINL INC	29,216	$236	0.0%	$8.95	—	COM	48668E101
XLE	SELECT SECTOR SPDR TR	2,600	$230	0.0%	$88.46	—	SBI INT-ENERGY	81369Y506
XLK	SELECT SECTOR SPDR TR	6,479	$230	0.0%	$32.03	—	TECHNOLOGY	81369Y803
—	NUVEEN MUN HIGH INCOME OPP F	18,416	$221	0.0%	$11.67	—	COM	670682103
BHP	BHP BILLITON LTD	3,200	$217	0.0%	$67.81	—	SPONSORED ADR	088606108
—	WESTERN ASSET PREMIER BD FD	13,951	$203	0.0%	$14.17	—	SHS BEN INT	957664105
—	EATON VANCE MUN INCOME TERM	12,843	$188	0.0%	$14.64	—	SHS	27829U105
—	PIMCO STRATEGIC GBL GOV FD I	13,491	$132	0.0%	$9.78	—	COM	72200X104
—	AMERICAN STRATEGIC INCM PTFL	11,483	$103	0.0%	$8.97	—	COM	030098107
—	ARCH COAL INC	17,600	$78	0.0%	$3.87	—	COM	039380100