Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 14, 2014
Total Value: $1.303B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PIMCO DYNAMIC CR INCOME FD | 2,233,469 | $50.21M | 3.9% | $22.68 | — | COM SHS | 72202D106 |
| — | BLACKROCK CR ALLCTN INC TR | 3,226,578 | $42.14M | 3.2% | $12.98 | — | COM | 092508100 |
| — | PIMCO DYNAMIC INCOME FD | 1,239,371 | $36.1M | 2.8% | $29.25 | — | SHS | 72201Y101 |
| — | ROYCE VALUE TR INC | 1,590,751 | $25.47M | 2.0% | $15.16 | — | COM | 780910105 |
| — | PIMCO CORPORATE & INCOME OPP | 1,413,585 | $24.4M | 1.9% | $18.57 | — | COM | 72201B101 |
| — | ABERDEEN ASIA PACIFIC INCOM | 4,012,316 | $23.11M | 1.8% | $6.06 | — | COM | 003009107 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 3,210,121 | $22.89M | 1.8% | $7.38 | — | COM | 01881E101 |
| — | ADAMS EXPRESS CO | 1,746,371 | $22.82M | 1.8% | $11.96 | — | COM | 006212104 |
| — | LIBERTY ALL STAR EQUITY FD | 3,629,550 | $21.67M | 1.7% | $5.20 | — | SH BEN INT | 530158104 |
| — | TRI CONTL CORP | 1,070,982 | $21.4M | 1.6% | $17.90 | — | COM | 895436103 |
| — | EATON VANCE RISK MNGD DIV EQ | 1,800,454 | $20.29M | 1.6% | $10.90 | — | COM | 27829G106 |
| — | INVESCO MUN OPPORTUNITY TR | 1,720,422 | $20.15M | 1.5% | $11.71 | — | COM | 46132C107 |
| OEF | ISHARES | 243,442 | $20.05M | 1.5% | $71.95 | — | S&P 100 ETF | 464287101 |
| SPY | SPDR S&P 500 ETF TR | 108,380 | $20.02M | 1.5% | $183.02 | — | TR UNIT | 78462F103 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,494,139 | $19.53M | 1.5% | $12.87 | — | SH BEN INT | 18914E106 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 1,271,472 | $19.02M | 1.5% | $13.72 | — | COM | 092501105 |
| — | NUVEEN PREM INCOME MUN FD 2 | 1,504,244 | $18.88M | 1.4% | $12.99 | — | COM | 67063W102 |
| — | BLACKROCK MULTI-SECTOR INC T | 1,079,964 | $18.48M | 1.4% | $17.08 | — | COM | 09258A107 |
| — | POWERSHARES ETF TRUST | 219,068 | $18.17M | 1.4% | $72.00 | — | FTSE RAFI 1000 | 73935X583 |
| — | NEXPOINT CR STRATEGIES FD | 1,915,542 | $18.04M | 1.4% | $7.98 | — | COM | 65340G106 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,383,788 | $18.02M | 1.4% | $14.15 | — | COM | 617477104 |
| — | NUVEEN CR STRATEGIES INCM FD | 1,845,135 | $17.95M | 1.4% | $9.73 | — | COM SHS | 67073D102 |
| — | EATON VANCE TX MGD DIV EQ IN | 1,499,448 | $16.37M | 1.3% | $10.17 | — | COM | 27828N102 |
| — | NUVEEN INTER DURATION MN TMF | 1,407,281 | $16.2M | 1.2% | $11.70 | — | COM | 670671106 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 3,808,607 | $15.96M | 1.2% | $3.96 | — | COM SBI | 021060108 |
| — | BLACKROCK DEBT STRAT FD INC | 3,747,440 | $14.95M | 1.1% | $4.03 | — | COM | 09255R103 |
| — | NUVEEN DIVER CURRENCY OPPOR | 1,417,093 | $14.28M | 1.1% | $11.19 | — | COM | 67090N109 |
| — | NUVEEN MUN ADVANTAGE FD INC | 1,162,015 | $14.13M | 1.1% | $12.16 | — | COM | 67062H106 |
| — | PUTNAM PREMIER INCOME TR | 2,472,465 | $13.45M | 1.0% | $5.36 | — | SH BEN INT | 746853100 |
| VWO | VANGUARD INTL EQUITY INDEX F | 321,375 | $13.22M | 1.0% | $38.97 | — | FTSE EMR MKT ETF | 922042858 |
| — | ZWEIG TOTAL RETURN FD INC | 938,241 | $13.08M | 1.0% | $12.87 | — | COM NEW | 989837208 |
| — | INVESCO MUN TR | 1,108,593 | $12.85M | 1.0% | $11.63 | — | COM | 46131J103 |
| — | PIMCO INCOME STRATEGY FUND I | 1,240,421 | $12.34M | 0.9% | $10.52 | — | COM | 72201J104 |
| — | RYDEX ETF TRUST | 94,701 | $12.3M | 0.9% | $114.56 | — | GUG RUSS TOP 50 | 78355W205 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 698,486 | $12.03M | 0.9% | $17.22 | — | COM UT BEN INT | 670731108 |
| — | GENERAL AMERN INVS INC | 329,504 | $11.6M | 0.9% | $31.94 | — | COM | 368802104 |
| — | NUVEEN DIVID ADVANTAGE MUN F | 910,791 | $11.47M | 0.9% | $13.27 | — | COM | 67066V101 |
| — | TEMPLETON GLOBAL INCOME FD | 1,352,976 | $10.76M | 0.8% | $7.95 | — | COM | 880198106 |
| — | LEGG MASON BW GLB INC OPP FD | 627,955 | $10.59M | 0.8% | $17.71 | — | COM | 52469B100 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 601,769 | $10.44M | 0.8% | $17.38 | — | COM | 74433A109 |
| — | NUVEEN MTG OPPORTUNITY TERM | 440,801 | $10.2M | 0.8% | $23.55 | — | COM | 670735109 |
| — | WELLS FARGO ADVANTAGE MULTI | 714,478 | $10.05M | 0.8% | $14.31 | — | COM SHS | 94987D101 |
| — | BLACKROCK CORPOR HI YLD FD V | 816,603 | $9.938M | 0.8% | $12.17 | — | COM | 09255P107 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 736,218 | $9.733M | 0.7% | $13.37 | — | COM | 670984103 |
| — | FIRST TR HIGH INCOME L/S FD | 545,150 | $9.387M | 0.7% | $17.31 | — | COM | 33738E109 |
| — | NUVEEN PERFORMANCE PLUS MUN | 675,167 | $9.135M | 0.7% | $13.94 | — | COM | 67062P108 |
| — | NEUBERGER BERMAN MLP INCOME | 474,896 | $9.066M | 0.7% | $19.09 | — | COM | 64129H104 |
| — | EATON VANCE LTD DUR INCOME F | 592,072 | $9.059M | 0.7% | $15.30 | — | COM | 27828H105 |
| — | BLACKROCK MUN TARGET TERM TR | 520,049 | $8.903M | 0.7% | $17.12 | — | COM SHS BEN IN | 09257P105 |
| — | NUVEEN PREM INCOME MUN FD | 719,638 | $8.873M | 0.7% | $12.91 | — | COM | 67062T100 |
| — | ALLIANZGI EQUITY & CONV INCO | 450,472 | $8.793M | 0.7% | $18.43 | — | COM | 018829101 |
| — | IVY HIGH INC OPPORTUNITIES F | 475,466 | $8.549M | 0.7% | $17.94 | — | COM | 465893105 |
| — | CLOUGH GLOBAL EQUITY FD | 535,437 | $8.412M | 0.6% | $14.97 | — | COM | 18914C100 |
| — | WESTERN ASSET GLOBAL CP DEFI | 431,028 | $7.789M | 0.6% | $18.02 | — | COM | 95790C107 |
| — | APOLLO TACTICAL INCOME FD IN | 430,828 | $7.755M | 0.6% | $17.67 | — | COM | 037638103 |
| — | CENTRAL FD CDA LTD | 571,703 | $7.575M | 0.6% | $13.60 | — | CL A | 153501101 |
| — | NUVEEN MUN MKT OPPORTUNITY F | 629,895 | $7.559M | 0.6% | $12.00 | — | COM | 67062W103 |
| — | CALAMOS CONV & HIGH INCOME F | 577,944 | $7.473M | 0.6% | $12.48 | — | COM SHS | 12811P108 |
| — | CORNERSTONE STRATEGIC VALUE | 1,114,220 | $7.354M | 0.6% | $6.60 | — | COM NEW | 21924B203 |
| — | DWS HIGH INCOME OPPORT FD IN | 499,065 | $7.187M | 0.6% | $14.38 | — | COM NEW | 23339M204 |
| — | BLACKSTONE GSO STRATEGIC CR | 402,363 | $7.162M | 0.5% | $17.78 | — | COM SHS BEN IN | 09257R101 |
| — | EATON VANCE ENHANCED EQ INC | 546,002 | $7.098M | 0.5% | $11.55 | — | COM | 278274105 |
| — | ADVENT CLAY CONV SEC INC FD | 917,375 | $6.678M | 0.5% | $6.93 | — | COM | 007639107 |
| — | BABSON CAP GLB SHT DURHGH YL | 286,490 | $6.624M | 0.5% | $23.02 | — | COM | 05617T100 |
| — | BLACKSTONE GSO LNG SHRT CR I | 369,787 | $6.608M | 0.5% | $17.87 | — | COM SHS BN INT | 09257D102 |
| — | AVENUE INCOME CR STRATEGIES | 373,437 | $6.565M | 0.5% | $17.58 | — | COM | 05358E106 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 736,491 | $6.533M | 0.5% | $9.26 | — | COM | 67073B106 |
| — | PIMCO INCOME STRATEGY FUND | 570,701 | $6.455M | 0.5% | $11.96 | — | COM | 72201H108 |
| — | BOULDER TOTAL RETURN FD INC | 280,071 | $6.444M | 0.5% | $21.18 | — | COM | 101541100 |
| — | VIRTUS TOTAL RETURN FD | 1,604,274 | $6.305M | 0.5% | $3.89 | — | COM | 92829A103 |
| — | FIRST TR INTER DUR PFD & IN | 292,252 | $6.21M | 0.5% | $21.25 | — | COM | 33718W103 |
| — | WESTERN ASSET CLYM INFL OPP | 540,457 | $6.091M | 0.5% | $11.83 | — | COM | 95766R104 |
| — | BOULDER GROWTH & INCOME FD I | 742,362 | $5.969M | 0.5% | $7.44 | — | COM | 101507101 |
| — | POWERSHARES GLOBAL ETF TRUST | 282,740 | $5.793M | 0.4% | $19.61 | — | EMER MRKT PORT | 73936T763 |
| — | NUVEEN BUILD AMER BD FD | 311,980 | $5.753M | 0.4% | $19.12 | — | COM | 67074C103 |
| — | WESTERN ASSET EMRG MKT INCM | 478,200 | $5.662M | 0.4% | $11.98 | — | COM | 95766E103 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 333,610 | $5.645M | 0.4% | $17.30 | — | COM | 92829B101 |
| — | MARKET VECTORS ETF TR | 264,584 | $5.578M | 0.4% | $24.56 | — | GOLD MINER ETF | 57060U100 |
| — | COHEN & STEERS LTD DUR PFD I | 242,149 | $5.477M | 0.4% | $22.62 | — | COM | 19248C105 |
| — | CENTRAL EUR RUSS & TURK FD I | 171,648 | $5.244M | 0.4% | $29.82 | — | COM | 153436100 |
| — | NUVEEN CAL AMT-FREE MUN INC | 423,487 | $5.154M | 0.4% | $12.20 | — | COM | 670651108 |
| — | INVESCO DYNAMIC CR OPP FD | 399,125 | $5.149M | 0.4% | $12.90 | — | COM | 46132R104 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 420,441 | $5.121M | 0.4% | $12.18 | — | COM SHS | 6706EN100 |
| — | CLEARBRIDGE AMERN ENERG MLP | 275,265 | $4.911M | 0.4% | $17.84 | — | COM | 184691103 |
| — | PIMCO MUN INCOME FD II | 456,468 | $4.866M | 0.4% | $11.40 | — | COM | 72200W106 |
| — | WESTERN ASSET WORLDWIDE INCO | 388,486 | $4.732M | 0.4% | $12.44 | — | COM | 957668106 |
| — | ROYCE FOCUS TR | 614,488 | $4.682M | 0.4% | $6.98 | — | COM | 78080N108 |
| — | BLACKROCK ENHANCED EQT DIV T | 588,188 | $4.67M | 0.4% | $7.69 | — | COM | 09251A104 |
| — | BROOKFIELD MTG OPP INC FD IN | 269,168 | $4.46M | 0.3% | $16.57 | — | COM | 112792106 |
| — | FRANKLIN TEMPLETON LTD DUR I | 342,462 | $4.449M | 0.3% | $12.99 | — | COM | 35472T101 |
| — | STONE HBR EMERG MKTS TL INC | 230,045 | $4.373M | 0.3% | $19.06 | — | COM | 86164W100 |
| — | BROOKFIELD TOTAL RETURN FD I | 178,397 | $4.239M | 0.3% | $23.83 | — | COM | 11283U108 |
| — | GABELLI DIVD & INCOME TR | 187,715 | $4.162M | 0.3% | $19.36 | — | COM | 36242H104 |
| — | NUVEEN BUILD AMER BD OPPTNY | 212,626 | $4.131M | 0.3% | $20.00 | — | COM | 67074Q102 |
| — | ADVENT CLAYMORE ENH GRW & IN | 406,996 | $4.123M | 0.3% | $9.78 | — | COM | 00765E104 |
| — | EATON VANCE FLTING RATE INC | 264,472 | $4.038M | 0.3% | $15.27 | — | COM | 278279104 |
| — | BLACKROCK INTL GRWTH & INC T | 469,405 | $3.816M | 0.3% | $7.37 | — | COM BENE INTER | 092524107 |
| — | STONE HBR EMERG MRKTS INC FD | 207,776 | $3.806M | 0.3% | $18.32 | — | COM | 86164T107 |
| — | THAI FD INC | 202,169 | $3.669M | 0.3% | $21.60 | — | COM | 882904105 |
| — | WESTERN ASSET EMRG MKT DEBT | 193,380 | $3.326M | 0.3% | $18.27 | — | COM | 95766A101 |
| — | NEUBERGER BERMAN HGH YLD FD | 244,459 | $3.242M | 0.2% | $13.02 | — | COM | 64128C106 |
| — | ARES MULTI STRATEGY CR FD IN | 149,764 | $3.171M | 0.2% | $21.17 | — | COM | 04014Q108 |
| — | PUTNAM MASTER INTER INCOME T | 626,892 | $3.16M | 0.2% | $5.00 | — | SH BEN INT | 746909100 |
| — | CORNERSTONE TOTAL RTRN FD IN | 517,768 | $3.132M | 0.2% | $6.05 | — | COM NEW | 21924U201 |
| — | MACQUARIE GLBL INFRA TOTL RE | 138,685 | $3.065M | 0.2% | $20.42 | — | COM | 55608D101 |
| XJPIX | NUVEEN PFD & INCOME TERM FD | 138,374 | $3.054M | 0.2% | $22.07 | — | COM | 67075A106 |
| — | NUVEEN GBL INCOME OPPORTUN F | 261,299 | $2.976M | 0.2% | $11.96 | — | COM | 67073C104 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 305,796 | $2.951M | 0.2% | $9.78 | — | COM NEW | 641876800 |
| — | INVESCO QUALITY MUNI INC TRS | 262,723 | $2.921M | 0.2% | $11.12 | — | COM | 46133G107 |
| — | KAYNE ANDERSON ENRGY TTL RT | 104,945 | $2.87M | 0.2% | $27.35 | — | COM | 48660P104 |
| — | MFS MULTIMARKET INCOME TR | 427,314 | $2.829M | 0.2% | $6.62 | — | SH BEN INT | 552737108 |
| — | CBRE CLARION GLOBAL REAL EST | 350,299 | $2.774M | 0.2% | $7.92 | — | COM | 12504G100 |
| — | FIRST TR STRATEGIC HIGH INC | 171,006 | $2.745M | 0.2% | $15.87 | — | COM SHS NEW | 337353304 |
| — | FEDERATED ENHANC TREAS INCM | 213,125 | $2.724M | 0.2% | $13.01 | — | COM SH BEN INT | 314162108 |
| — | PUTNAM MUN OPPORTUNITIES TR | 250,700 | $2.693M | 0.2% | $10.74 | — | SH BEN INT | 746922103 |
| — | WESTERN ASSET INFL MGMT FD I | 155,298 | $2.629M | 0.2% | $16.54 | — | COM | 95766U107 |
| AMG | AFFILIATED MANAGERS GROUP | 12,100 | $2.624M | 0.2% | $153.14 | +26.1% | COM | 008252108 |
| — | EATON VANCE FLTG RATE INCOM | 142,723 | $2.59M | 0.2% | $18.15 | — | COM SHS BEN INT | 278284104 |
| VEA | VANGUARD TAX MANAGED INTL FD | 60,753 | $2.532M | 0.2% | $35.60 | — | FTSE DEV MKT ETF | 921943858 |
| — | NUVEEN PREMIER MUN INCOME FD | 202,445 | $2.504M | 0.2% | $12.61 | — | COM | 670988104 |
| — | INVESCO TR INVT GRADE MUNS | 205,084 | $2.498M | 0.2% | $12.18 | — | COM | 46131M106 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 106,401 | $2.444M | 0.2% | $23.65 | — | COM | 67074R100 |
| — | PIMCO MUNICIPAL INCOME FD | 194,575 | $2.38M | 0.2% | $12.47 | — | COM | 72200R107 |
| — | INVESCO ADVANTAGE MUNICIPAL | 220,969 | $2.325M | 0.2% | $10.57 | — | SH BEN INT | 46132E103 |
| — | MFS CHARTER INCOME TR | 254,821 | $2.306M | 0.2% | $9.09 | — | SH BEN INT | 552727109 |
| — | EATON VANCE MUN BD FD | 203,972 | $2.305M | 0.2% | $11.89 | — | COM | 27827X101 |
| — | NEUBERGER BERMAN RE ES SEC F | 513,654 | $2.229M | 0.2% | $4.59 | — | COM | 64190A103 |
| — | NUVEEN INT DUR QUAL MUN TRM | 187,789 | $2.16M | 0.2% | $11.71 | — | COM | 670677103 |
| — | EATON VANCE SH TM DR DIVR IN | 140,645 | $2.148M | 0.2% | $15.30 | — | COM | 27828V104 |
| — | STRATEGIC GLOBAL INCOME FD | 236,148 | $2.132M | 0.2% | $9.22 | — | COM | 862719101 |
| — | COHEN & STEERS REIT & PFD IN | 132,576 | $2.081M | 0.2% | $15.54 | — | COM | 19247X100 |
| — | ABERDEEN GLOBAL INCOME FD IN | 199,788 | $2.078M | 0.2% | $10.95 | — | COM | 003013109 |
| — | GAMCO GLOBAL GOLD NAT RES & | 228,100 | $2.057M | 0.2% | $9.02 | — | COM SH BEN INT | 36465A109 |
| — | NUVEEN QUALITY PFD INCOME FD | 252,252 | $2.053M | 0.2% | $8.65 | — | COM | 67072C105 |
| — | EATON VANCE SR INCOME TR | 295,124 | $2.039M | 0.2% | $6.91 | — | SH BEN INT | 27826S103 |
| OFS | OFS CAP CORP | 158,741 | $2.037M | 0.2% | $12.72 | -3.9% | COM | 67103B100 |
| — | BLACKROCK FLOAT RATE OME STR | 136,396 | $1.993M | 0.2% | $14.61 | — | COM | 09255X100 |
| — | PIMCO CORPORATE INCOME STRAT | 123,672 | $1.954M | 0.1% | $17.38 | — | COM | 72200U100 |
| — | WESTERN ASSET HGH YLD DFNDFD | 109,964 | $1.947M | 0.1% | $17.71 | — | COM | 95768B107 |
| — | NUVEEN QUALITY PFD INC FD 3 | 236,233 | $1.854M | 0.1% | $8.32 | — | COM | 67072W101 |
| — | COHEN & STEERS QUALITY RLTY | 194,706 | $1.846M | 0.1% | $9.48 | — | COM | 19247L106 |
| — | GLOBAL HIGH INCOME FUND INC | 184,244 | $1.828M | 0.1% | $10.10 | — | COM | 37933G108 |
| — | MORGAN STANLEY EMER MKTS DEB | 188,734 | $1.801M | 0.1% | $9.97 | — | COM | 61744H105 |
| — | PIMCO INCOME OPPORTUNITY FD | 62,859 | $1.776M | 0.1% | $28.60 | — | COM | 72202B100 |
| — | WESTERN ASSET MGD HI INCM FD | 310,158 | $1.755M | 0.1% | $5.72 | — | COM | 95766L107 |
| — | CENTRAL SECS CORP | 80,395 | $1.746M | 0.1% | $21.72 | — | COM | 155123102 |
| — | NUVEEN DIVERSIFIED COMMODTY | 113,444 | $1.721M | 0.1% | $15.17 | — | COM UT BEN INT | 67074P104 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 72,540 | $1.681M | 0.1% | $19.17 | +21.5% | COM | 33766Y100 |
| — | DWS GLOBAL HIGH INCOME FD | 205,534 | $1.646M | 0.1% | $8.07 | — | COM | 23338W104 |
| — | ABERDEEN EMERGING MKTS SMALL | 115,510 | $1.594M | 0.1% | $17.82 | — | COM | 00301T102 |
| — | ARES DYNAMIC CR ALLOCATION F | 88,557 | $1.592M | 0.1% | $18.07 | — | COM | 04014F102 |
| — | CALAMOS GBL DYN INCOME FUND | 173,732 | $1.558M | 0.1% | $8.51 | — | COM | 12811L107 |
| — | APOLLO SR FLOATING RATE FD I | 82,743 | $1.498M | 0.1% | $18.10 | — | COM | 037636107 |
| — | TCW STRATEGIC INCOME FUND IN | 267,337 | $1.428M | 0.1% | $5.47 | — | COM | 872340104 |
| — | NUVEEN SELECT QUALITY MUN FD | 113,682 | $1.41M | 0.1% | $12.40 | — | COM | 670973106 |
| — | NUVEEN INVT QUALITY MUN FD I | 103,076 | $1.395M | 0.1% | $13.53 | — | COM | 67062E103 |
| — | DWS HIGH INCOME TR | 146,972 | $1.343M | 0.1% | $9.12 | — | SHS NEW | 23337C208 |
| — | BLACKROCK BUILD AMER BD TR | 68,828 | $1.318M | 0.1% | $20.20 | — | SHS | 09248X100 |
| — | BLACKROCK INCOME OPP TRUST I | 135,034 | $1.31M | 0.1% | $9.99 | — | COM | 092475102 |
| — | COHEN & STEERS DIV MJRS FDIN | 83,329 | $1.215M | 0.1% | $14.58 | — | COM | 19248G106 |
| — | ING EMERGING MKTS HGH DIV EQ | 103,197 | $1.213M | 0.1% | $11.75 | — | COM | 45685X104 |
| — | HELIOS STRATEGIC INCOME FD I | 177,271 | $1.176M | 0.1% | $6.11 | — | COM NEW | 42328A203 |
| — | ROYCE GLOBAL VALUE TR INC | 129,801 | $1.154M | 0.1% | $8.89 | — | COM | 78081T104 |
| — | COHEN & STEERS CLOSED END OP | 91,755 | $1.153M | 0.1% | $12.57 | — | COM | 19248P106 |
| — | GOODYEAR TIRE & RUBR CO | 16,600 | $1.11M | 0.1% | $49.26 | — | PFD CONV 5.875% | 382550309 |
| AAPL | APPLE INC | 1,900 | $1.062M | 0.1% | $16.37 | 0.0% | COM | 037833100 |
| — | CLOUGH GLOBAL ALLOCATION FD | 68,455 | $1.053M | 0.1% | $15.18 | — | COM | 18913Y103 |
| — | INVESCO CALIF VALUE MUN INC | 91,796 | $1.046M | 0.1% | $11.39 | — | COM | 46132H106 |
| — | PRUDENTIAL SHT DURATION HG Y | 59,099 | $1.028M | 0.1% | $17.39 | — | COM | 74442F107 |
| — | CALAMOS STRATEGIC TOTL RETN | 88,453 | $963K | 0.1% | $10.89 | — | COM SH BEN INT | 128125101 |
| — | COHEN & STEERS MLP INC & ENR | 47,910 | $878K | 0.1% | $18.33 | — | COM SHS | 19249B106 |
| — | NUVEEN AMT-FREE MUN INCOME F | 71,365 | $859K | 0.1% | $12.04 | — | COM | 670657105 |
| — | NUVEEN QUALITY INCOME MUN FD | 68,479 | $839K | 0.1% | $12.25 | — | COM | 670977107 |
| — | DREYFUS MUN BD INFRSTRCTR FD | 79,979 | $828K | 0.1% | $10.35 | — | SHS | 26203D101 |
| — | NUVEEN SR INCOME FD | 115,893 | $826K | 0.1% | $7.13 | — | COM | 67067Y104 |
| — | HELIOS MULTI SEC HI INC FD I | 135,222 | $813K | 0.1% | $5.96 | — | COM NEW | 42327Y202 |
| — | LMP CORPORATE LN FD INC | 65,366 | $799K | 0.1% | $12.22 | — | COM | 50208B100 |
| XLF | SELECT SECTOR SPDR TR | 35,900 | $785K | 0.1% | $20.37 | — | SBI INT-FINL | 81369Y605 |
| — | PRINCIPAL REAL ESTATE INCOME | 45,022 | $768K | 0.1% | $17.06 | — | SHS BEN INT | 74255X104 |
| — | NUVEEN REAL ESTATE INCOME FD | 77,227 | $735K | 0.1% | $9.52 | — | COM | 67071B108 |
| — | PUTMAN HIGH INCOME SEC FUND | 87,831 | $725K | 0.1% | $7.90 | — | SHS BEN INT | 746779107 |
| — | MANAGED HIGH YIELD PLUS FD I | 348,036 | $707K | 0.1% | $2.00 | — | COM | 561911108 |
| — | GSV CAP CORP | 52,860 | $639K | 0.0% | $7.86 | — | COM | 36191J101 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 49,980 | $626K | 0.0% | $12.93 | — | COM | 09254P108 |
| — | NUVEEN MUN VALUE FD INC | 68,060 | $615K | 0.0% | $9.23 | — | COM | 670928100 |
| EQS | EQUUS TOTAL RETURN INC | 295,005 | $587K | 0.0% | $2.08 | -9.2% | COM | 294766100 |
| — | INVESCO SR INCOME TR | 112,561 | $567K | 0.0% | $5.04 | — | COM | 46131H107 |
| — | GDL FUND | 51,213 | $564K | 0.0% | $11.44 | — | COM SH BEN IT | 361570104 |
| IWD | ISHARES | 5,400 | $509K | 0.0% | $94.26 | — | RUS 1000 VAL ETF | 464287598 |
| XLV | SELECT SECTOR SPDR TR | 8,900 | $493K | 0.0% | $55.39 | — | SBI HEALTHCARE | 81369Y209 |
| — | WESTERN ASSET HIGH INCM OPP | 77,440 | $459K | 0.0% | $5.95 | — | COM | 95766K109 |
| XMQTX | BLACKROCK MUNIY QUALITY FD I | 37,869 | $442K | 0.0% | $12.58 | — | COM | 09254G108 |
| — | NUVEEN FLOATING RATE INCOME | 32,004 | $381K | 0.0% | $11.90 | — | COM | 67072T108 |
| — | NUVEEN ENERGY MLP TOTL RERNF | 19,456 | $380K | 0.0% | $19.53 | — | COM | 67074U103 |
| — | FIFTH STR SR FLOATING RATE CO | 28,400 | $376K | 0.0% | $13.56 | — | COM | 31679F101 |
| META | FACEBOOK INC | 6,400 | $344K | 0.0% | $49.86 | 0.0% | CL A | 30303M102 |
| — | TEMPLETON EMERG MKTS INCOME | 25,196 | $344K | 0.0% | $14.79 | — | COM | 880192109 |
| — | ING PRIME RATE TR | 58,426 | $340K | 0.0% | $5.82 | — | SH BEN INT | 44977W106 |
| — | MFS HIGH INCOME MUN TR | 68,559 | $306K | 0.0% | $4.79 | — | SH BEN INT | 59318D104 |
| XLU | SELECT SECTOR SPDR TR | 7,700 | $292K | 0.0% | $37.92 | — | SBI INT-UTILS | 81369Y886 |
| XPMQX | PIMCO MUN INCOME FD III | 28,291 | $283K | 0.0% | $11.01 | — | COM | 72201A103 |
| — | POWERSHARES ETF TRUST II | 11,000 | $268K | 0.0% | $24.36 | — | CEF INC COMPST | 73936Q843 |
| NEM | NEWMONT MINING CORP | 11,400 | $262K | 0.0% | $21.60 | -8.6% | COM | 651639106 |
| — | AMERICAN STRATEGIC INCOME II | 39,626 | $260K | 0.0% | $6.56 | — | COM | 03009T101 |
| MU | MICRON TECHNOLOGY INC | 12,000 | $256K | 0.0% | $18.97 | 0.0% | COM | 595112103 |
| — | BLACKROCK MUNIYIELD QLTY FD | 18,900 | $239K | 0.0% | $12.65 | — | COM | 09254E103 |
| — | KCAP FINL INC | 29,216 | $236K | 0.0% | $8.95 | — | COM | 48668E101 |
| XLE | SELECT SECTOR SPDR TR | 2,600 | $230K | 0.0% | $88.46 | — | SBI INT-ENERGY | 81369Y506 |
| XLK | SELECT SECTOR SPDR TR | 6,479 | $230K | 0.0% | $32.03 | — | TECHNOLOGY | 81369Y803 |
| — | NUVEEN MUN HIGH INCOME OPP F | 18,416 | $221K | 0.0% | $11.67 | — | COM | 670682103 |
| BHP | BHP BILLITON LTD | 3,200 | $217K | 0.0% | $67.81 | — | SPONSORED ADR | 088606108 |
| — | WESTERN ASSET PREMIER BD FD | 13,951 | $203K | 0.0% | $14.17 | — | SHS BEN INT | 957664105 |
| — | EATON VANCE MUN INCOME TERM | 12,843 | $188K | 0.0% | $14.64 | — | SHS | 27829U105 |
| — | PIMCO STRATEGIC GBL GOV FD I | 13,491 | $132K | 0.0% | $9.78 | — | COM | 72200X104 |
| — | AMERICAN STRATEGIC INCM PTFL | 11,483 | $103K | 0.0% | $8.97 | — | COM | 030098107 |
| — | ARCH COAL INC | 17,600 | $78,000 | 0.0% | $3.87 | — | COM | 039380100 |