CIK: 0001040762 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 19, 2014
Total Value ($000): $829,680 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | State Bank Financial Corporation | 2,120,500 | $34,437 | 4.2% | $15.03 | — | COM | 856190103 |
| — | United Community Financial Corp. | 3,600,700 | $16,851 | 2.0% | $4.24 | — | COM | 909839102 |
| — | First NBC Bank Holding Company | 506,700 | $16,594 | 2.0% | $24.63 | — | COM | 32115D106 |
| IBCP | Independent Bank Corporation | 1,300,000 | $15,496 | 1.9% | $6.75 | +26.0% | COM | 453838609 |
| — | First Midwest Bancorp, Inc. | 940,000 | $15,125 | 1.8% | $15.08 | — | COM | 320867104 |
| — | Southwest Bancorp, Inc. | 851,000 | $13,956 | 1.7% | $13.90 | — | COM | 844767103 |
| AMH | American Homes 4 Rent | 803,500 | $13,571 | 1.6% | $16.25 | — | CL A | 02665T306 |
| HTH | Hilltop Holdings Inc. | 622,100 | $12,473 | 1.5% | $22.44 | -7.8% | COM | 432748101 |
| — | C1 Financial, Inc. | 673,900 | $12,218 | 1.5% | $18.13 | — | COM | 12591N109 |
| — | City National Corporation | 153,700 | $11,630 | 1.4% | $70.06 | — | COM | 178566105 |
| C | Citigroup Inc. | 222,500 | $11,530 | 1.4% | $36.86 | +1.5% | COM | 172967424 |
| — | Century Bancorp, Inc. | 327,100 | $11,324 | 1.4% | $34.83 | — | CL A NON VTG | 156432106 |
| — | Palmetto Bancshares, Inc. | 797,995 | $11,284 | 1.4% | $13.09 | — | COM | 697062206 |
| — | Territorial Bancorp Inc. | 547,900 | $11,117 | 1.3% | $22.32 | — | COM | 88145X108 |
| ZION | Zions Bancorporation | 372,700 | $10,831 | 1.3% | $29.26 | -0.8% | COM | 989701107 |
| FCNCA | First Citizens BancShares, Inc. | 46,800 | $10,138 | 1.2% | $191.35 | +13.1% | CL A | 31946M103 |
| — | Chemical Financial Corporation | 369,800 | $9,944 | 1.2% | $27.85 | — | COM | 163731102 |
| CMA | Comerica Incorporated | 186,100 | $9,279 | 1.1% | $31.98 | +3.5% | COM | 200340107 |
| HTBK | Heritage Commerce Corp | 1,116,700 | $9,168 | 1.1% | $7.52 | +8.9% | COM | 426927109 |
| BKU | BankUnited, Inc. | 296,900 | $9,052 | 1.1% | $22.44 | +1.2% | COM | 06652K103 |
| — | HF Financial Corp. | 655,900 | $8,815 | 1.1% | $13.01 | — | COM | 404172108 |
| JPM | JPMorgan Chase & Co. | 142,800 | $8,602 | 1.0% | $37.14 | +16.1% | COM | 46625H100 |
| — | Hudson City Bancorp, Inc. | 884,656 | $8,599 | 1.0% | $9.83 | — | COM | 443683107 |
| AER | AerCap Holdings NV | 207,900 | $8,503 | 1.0% | $44.76 | 0.0% | SHS | N00985106 |
| — | Sun Bancorp, Inc. | 450,000 | $8,150 | 1.0% | $18.11 | — | COM | 86663B201 |
| FFBC | First Financial Bancorp. | 506,400 | $8,016 | 1.0% | $9.58 | +13.3% | COM | 320209109 |
| WFC | Wells Fargo & Company | 150,300 | $7,796 | 0.9% | $37.41 | 0.0% | COM | 949746101 |
| — | Fox Chase Bancorp, Inc. | 463,021 | $7,552 | 0.9% | $17.00 | — | COM | 35137T108 |
| SMBC | Southern Missouri Bancorp, Inc. | 210,020 | $7,536 | 0.9% | $10.20 | +42.2% | COM | 843380106 |
| — | Guaranty Bancorp | 549,100 | $7,418 | 0.9% | $12.96 | — | COM | 40075T607 |
| — | Malvern Bancorp, Inc. | 640,675 | $7,297 | 0.9% | $11.97 | — | COM | 561409103 |
| IVZ | Invesco Ltd. | 180,400 | $7,122 | 0.9% | $19.55 | +22.8% | SHS | G491BT108 |
| — | 1st Century Bancshares, Inc. | 960,300 | $7,077 | 0.9% | $6.25 | — | COM | 31943X102 |
| — | Call - MTB $73.86 Exp 12/23/2018 | 140,000 | $7,007 | 0.8% | $50.18 | — | Warrant | 55261F112 |
| — | CoBiz Financial Inc. | 618,400 | $6,914 | 0.8% | $9.06 | — | COM | 190897108 |
| NBHC | National Bank Holdings Corporation | 352,300 | $6,736 | 0.8% | $15.20 | +3.6% | CL A | 633707104 |
| — | Evans Bancorp, Inc. | 291,000 | $6,708 | 0.8% | $18.39 | — | COM | 29911Q208 |
| WSFS | WSFS Financial Corporation | 92,163 | $6,600 | 0.8% | $23.47 | +3.0% | COM | 929328102 |
| — | Boston Private Financial Holdings, Inc. | 531,400 | $6,584 | 0.8% | $10.64 | — | COM | 101119105 |
| — | HopFed Bancorp, Inc. | 565,943 | $6,508 | 0.8% | $10.80 | — | COM | 439734104 |
| IROQ | IF Bancorp, Inc. | 385,600 | $6,501 | 0.8% | $15.28 | +10.6% | COM | 44951J105 |
| — | Discover Financial Services | 99,800 | $6,426 | 0.8% | $64.39 | — | COM | 254709108 |
| BANF | BancFirst Corporation | 97,900 | $6,125 | 0.7% | $16.83 | +46.8% | COM | 05945F103 |
| — | American River Bankshares | 665,600 | $6,090 | 0.7% | $8.22 | — | COM | 029326105 |
| RF | Regions Financial Corporation | 603,600 | $6,060 | 0.7% | $6.98 | -1.0% | COM | 7591EP100 |
| — | TD Ameritrade Holding Corporation | 177,800 | $5,933 | 0.7% | $33.37 | — | COM | 87236Y108 |
| — | Prudential Bancorp, Inc. | 484,900 | $5,930 | 0.7% | $10.80 | — | COM | 74431A101 |
| — | SI Financial Group, Inc. | 520,198 | $5,821 | 0.7% | $11.15 | — | COM | 78425V104 |
| OSBC | Old Second Bancorp, Inc. | 1,206,200 | $5,802 | 0.7% | $4.39 | +0.0% | COM | 680277100 |
| — | Call - ZION $36.27 Exp 11/14/2018 | 1,768,160 | $5,304 | 0.6% | $3.20 | — | Warrant | 989701131 |
| — | Coastway Bancorp, Inc. | 486,000 | $5,215 | 0.6% | $10.28 | — | COM | 190632109 |
| NBTB | NBT Bancorp Inc. | 231,500 | $5,213 | 0.6% | $23.77 | -0.4% | COM | 628778102 |
| CFG | Citizens Financial Group, Inc. | 215,700 | $5,052 | 0.6% | $15.71 | 0.0% | COM | 174610105 |
| BMRC | Bank of Marin Bancorp | 109,600 | $5,030 | 0.6% | $14.99 | +10.4% | COM | 063425102 |
| FCCO | First Community Corporation | 470,500 | $5,006 | 0.6% | $6.91 | +17.3% | COM | 319835104 |
| — | Astoria Financial Corporation | 403,700 | $5,002 | 0.6% | $12.85 | — | COM | 046265104 |
| — | MainSource Financial Group, Inc. | 289,100 | $4,987 | 0.6% | $14.33 | — | COM | 56062Y102 |
| — | Lazard Ltd | 97,500 | $4,943 | 0.6% | $34.57 | — | SHS A | G54050102 |
| SHBI | Shore Bancshares, Inc. | 548,215 | $4,934 | 0.6% | $9.30 | -3.8% | COM | 825107105 |
| FRME | First Merchants Corporation | 241,300 | $4,877 | 0.6% | $14.89 | -0.1% | COM | 320817109 |
| — | WSFS Financial Corporation 6.25% Pfd. Stock | 183,596 | $4,865 | 0.6% | $26.50 | — | PFD | 929328409 |
| BXMT | Blackstone Mortgage Trust, Inc. | 179,100 | $4,854 | 0.6% | $27.10 | — | COM CL A | 09257W100 |
| NMIH | NMI Holdings, Inc. | 559,600 | $4,841 | 0.6% | $12.84 | -24.0% | CL A | 629209305 |
| — | Green Bancorp, Inc. | 278,743 | $4,780 | 0.6% | $17.15 | — | COM | 39260X100 |
| — | CenterState Banks, Inc. | 454,000 | $4,699 | 0.6% | $11.09 | — | COM | 15201P109 |
| WSBF | Waterstone Financial Inc. | 401,000 | $4,632 | 0.6% | $10.47 | +9.2% | COM | 94188P101 |
| PFS | Provident Financial Services, Inc. | 278,800 | $4,564 | 0.6% | $10.19 | -0.5% | COM | 74386T105 |
| SFNC | Simmons First National Corporation | 117,500 | $4,526 | 0.5% | $14.84 | +33.7% | CL A | 828730200 |
| — | Hamilton Bancorp Inc. | 335,000 | $4,456 | 0.5% | $13.24 | — | COM | 407015106 |
| — | Xenith Bankshares, Inc. | 688,100 | $4,356 | 0.5% | $5.41 | — | COM | 98410X105 |
| — | Stonegate Mortgage Corp | 334,434 | $4,344 | 0.5% | $16.34 | — | COM | 86181Q300 |
| — | Synovus Financial Corp. | 181,100 | $4,281 | 0.5% | $23.64 | — | COM | 87161C501 |
| MOFG | MidWestOne Financial Group, Inc. | 185,600 | $4,271 | 0.5% | $23.93 | -0.7% | COM | 598511103 |
| ISTR | Investar Holding Corporation | 320,800 | $4,267 | 0.5% | $13.94 | 0.0% | COM | 46134L105 |
| NRIM | Northrim BanCorp, Inc. | 160,500 | $4,242 | 0.5% | $3.58 | +17.3% | COM | 666762109 |
| — | South State Corporation | 74,839 | $4,185 | 0.5% | $55.92 | — | COM | 840441109 |
| — | Bridge Bancorp, Inc. | 172,300 | $4,075 | 0.5% | $23.61 | — | COM | 108035106 |
| — | Standard Financial Corp. | 196,500 | $4,038 | 0.5% | $19.49 | — | COM | 853393106 |
| — | Wolverine Bancorp, Inc. | 174,100 | $3,954 | 0.5% | $19.33 | — | COM | 977880103 |
| SBCF | Seacoast Banking Corporation of Florida | 361,000 | $3,946 | 0.5% | $11.21 | -5.9% | COM | 811707801 |
| — | La Porte Bancorp, Inc. | 350,000 | $3,924 | 0.5% | $10.12 | — | COM | 516651106 |
| — | Colony Financial, Inc. | 175,100 | $3,919 | 0.5% | $22.38 | — | COM | 19624R106 |
| WAFD | Washington Federal, Inc. | 191,662 | $3,902 | 0.5% | $15.66 | -1.9% | COM | 938824109 |
| — | 1st United Bancorp, Inc. | 450,000 | $3,834 | 0.5% | $6.72 | — | COM | 33740N105 |
| HTB | HomeTrust Bancshares, Inc. | 261,600 | $3,822 | 0.5% | $15.70 | -3.3% | COM | 437872104 |
| — | Wilshire Bancorp, Inc. | 405,700 | $3,745 | 0.5% | $7.04 | — | COM | 97186T108 |
| MS | Morgan Stanley | 107,600 | $3,720 | 0.4% | $21.22 | +16.0% | COM | 617446448 |
| — | United Community Bancorp | 302,400 | $3,614 | 0.4% | $10.42 | — | COM | 90984R101 |
| — | Alliance Bancorp, Inc. of Pennsylvania | 222,300 | $3,557 | 0.4% | $14.01 | — | COM | 01890A108 |
| — | Umpqua Holdings Corporation | 210,500 | $3,467 | 0.4% | $16.47 | — | COM | 904214103 |
| — | Heritage Oaks Bancorp | 493,200 | $3,452 | 0.4% | $6.71 | — | COM | 42724R107 |
| — | Polonia Bancorp, Inc. | 331,000 | $3,413 | 0.4% | $9.38 | — | COM | 73158Q109 |
| — | Jacksonville Bancorp, Inc. | 312,707 | $3,374 | 0.4% | $12.13 | — | COM | 469249205 |
| — | Fidelity National Financial, Inc. | 120,600 | $3,345 | 0.4% | $27.74 | — | CL A | 31620R105 |
| — | Bridge Capital Holdings | 146,800 | $3,338 | 0.4% | $15.86 | — | COM | 108030107 |
| PFBC | Preferred Bank | 147,900 | $3,331 | 0.4% | $16.08 | +44.9% | COM | 740367404 |
| WD | Walker & Dunlop, Inc. | 249,000 | $3,309 | 0.4% | $13.83 | -17.8% | COM | 93148P102 |
| — | Flagstar Bancorp, Inc. | 193,800 | $3,262 | 0.4% | $17.29 | — | COM | 337930705 |
| — | E*TRADE Financial Corporation | 144,116 | $3,256 | 0.4% | $22.59 | — | COM | 269246401 |
| — | First Busey Corporation | 579,800 | $3,229 | 0.4% | $4.86 | — | COM | 319383105 |
| BSRR | Sierra Bancorp | 192,300 | $3,223 | 0.4% | $9.11 | +23.9% | COM | 82620P102 |
| — | State Investors Bancorp, Inc. | 200,100 | $3,202 | 0.4% | $14.86 | — | COM | 857030100 |
| — | ViewPoint Financial Group, Inc. | 131,300 | $3,143 | 0.4% | $23.94 | — | COM | 92672A101 |
| — | Chicopee Bancorp, Inc. | 210,000 | $3,137 | 0.4% | $16.90 | — | COM | 168565109 |
| — | Poage Bankshares, Inc. | 205,600 | $3,084 | 0.4% | $15.00 | — | COM | 730206109 |
| SAMG | Silvercrest Asset Management Group Inc. | 225,200 | $3,067 | 0.4% | $13.19 | +21.5% | CL A | 828359109 |
| RVSB | Riverview Bancorp, Inc. | 761,800 | $3,040 | 0.4% | $1.95 | +50.6% | COM | 769397100 |
| — | First Citizens Banc Corp, Inc. Series B Conv. Pfd. | 96,800 | $3,003 | 0.4% | $29.75 | — | 6.50% PFD SER B | 319459400 |
| SCHW | The Charles Schwab Corporation | 101,000 | $2,968 | 0.4% | $24.70 | 0.0% | COM | 808513105 |
| — | Louisiana Bancorp, Inc. | 145,200 | $2,885 | 0.3% | $17.00 | — | COM | 54619P104 |
| — | Sunshine Bancorp, Inc. | 243,100 | $2,881 | 0.3% | $11.85 | — | COM | 86777J108 |
| HWC | Hancock Holding Company | 89,200 | $2,859 | 0.3% | $33.37 | 0.0% | COM | 410120109 |
| PB | Prosperity Bancshares, Inc. | 49,000 | $2,801 | 0.3% | $43.78 | 0.0% | COM | 743606105 |
| — | Heartland Financial USA, Inc. | 116,650 | $2,786 | 0.3% | $24.41 | — | COM | 42234Q102 |
| — | Old Line Bancshares, Inc. | 166,900 | $2,584 | 0.3% | $13.69 | — | COM | 67984M100 |
| — | West End Indiana Bancshares, Inc. | 130,500 | $2,577 | 0.3% | $19.20 | — | COM | 952678100 |
| — | Access National Corporation | 158,000 | $2,564 | 0.3% | $13.60 | — | COM | 004337101 |
| — | Union Bankshares Corp. | 109,300 | $2,525 | 0.3% | $23.10 | — | COM | 90539J109 |
| — | Bay of Banks of Virginia; Inc. | 476,200 | $2,524 | 0.3% | $5.80 | — | COM | 072035108 |
| UCB | United Community Banks, Inc. | 150,000 | $2,469 | 0.3% | $12.53 | +32.7% | COM | 90984P303 |
| — | ESSA Bancorp, Inc. | 218,100 | $2,465 | 0.3% | $11.42 | — | COM | 29667D104 |
| AL | Air Lease Corporation | 75,100 | $2,441 | 0.3% | $31.06 | 0.0% | CLA | 00912X302 |
| — | Commercewest Bank, N.A. | 171,200 | $2,397 | 0.3% | $14.00 | — | COM | 20084T103 |
| HAFC | Hanmi Financial Corporation | 115,100 | $2,320 | 0.3% | $21.95 | -4.8% | COM | 410495204 |
| — | AJS Bancorp, Inc. | 171,100 | $2,301 | 0.3% | $12.20 | — | COM | 001503101 |
| — | Bank of the Carolinas Corporation | 22,240,896 | $2,224 | 0.3% | $0.10 | — | COM | 06425J102 |
| HIFS | Hingham Institution for Savings | 27,098 | $2,210 | 0.3% | $55.77 | +27.7% | COM | 433323102 |
| — | Susquehanna Bancshares, Inc. | 220,300 | $2,203 | 0.3% | $11.37 | — | COM | 869099101 |
| CCS | Century Communities, Inc. | 126,900 | $2,202 | 0.3% | $18.84 | 0.0% | COM | 156504300 |
| AXP | American Express Company | 24,500 | $2,145 | 0.3% | $76.50 | 0.0% | COM | 025816109 |
| WTBA | West Bancorporation, Inc. | 151,200 | $2,136 | 0.3% | $12.55 | +18.1% | CAP STK | 95123P106 |
| — | Fraternity Community Bancorp, Inc. | 134,700 | $1,994 | 0.2% | $15.02 | — | COM | 35553P101 |
| — | Georgetown Bancorp, Inc. | 122,587 | $1,976 | 0.2% | $14.20 | — | COM | 372591107 |
| CZNC | Citizens & Northern Corporation | 97,500 | $1,853 | 0.2% | $10.64 | +1.8% | COM | 172922106 |
| — | Capital Bank Financial Corporation | 77,100 | $1,841 | 0.2% | $19.02 | — | CL A COM | 139794101 |
| LKFN | Lakeland Financial Corporation | 48,800 | $1,830 | 0.2% | $18.53 | +2.5% | COM | 511656100 |
| WLFC | Willis Lease Finance Corporation | 87,400 | $1,793 | 0.2% | $13.54 | +66.8% | COM | 970646105 |
| MBWM | Mercantile Bank Corporation | 93,100 | $1,774 | 0.2% | $12.50 | +4.5% | COM | 587376104 |
| — | Sandy Spring Bancorp, Inc. | 76,400 | $1,749 | 0.2% | $24.63 | — | COM | 800363103 |
| — | PHH Corporation | 75,800 | $1,695 | 0.2% | $22.36 | — | COM | 693320202 |
| HFBL | Home Federal Bancorp, Inc. of Louisiana | 80,000 | $1,540 | 0.2% | $8.84 | +7.7% | COM | 43708L108 |
| WSBC | WesBanco, Inc. | 50,000 | $1,530 | 0.2% | $30.58 | 0.0% | COM | 950810101 |
| — | Suffolk Bancorp | 75,700 | $1,469 | 0.2% | $16.90 | — | COM | 864739107 |
| — | DCB Financial Corp. | 197,325 | $1,468 | 0.2% | $7.50 | — | COM | 233075100 |
| FBIZ | First Business Financial Services, Inc. | 32,800 | $1,440 | 0.2% | $12.82 | +31.1% | COM | 319390100 |
| — | IBERIABANK Corporation | 22,700 | $1,419 | 0.2% | $62.51 | — | COM | 450828108 |
| — | Call - STI $33.70 Exp 12/31/2018 | 151,356 | $1,400 | 0.2% | $10.36 | — | Warrant | 867914129 |
| — | BancorpSouth, Inc. | 68,200 | $1,374 | 0.2% | $20.15 | — | COM | 059692103 |
| — | Call - AMBC $16.67 Exp 4/30/2023 | 94,911 | $1,319 | 0.2% | $16.78 | — | Warrant | 023139116 |
| — | Jacksonville Bancorp, Inc. (IL) | 60,000 | $1,306 | 0.2% | $19.41 | — | COM | 46924R106 |
| EWBC | East West Bancorp, Inc. | 38,300 | $1,302 | 0.2% | $26.72 | +0.2% | COM | 27579R104 |
| — | Metro Bancorp Inc. | 52,600 | $1,276 | 0.2% | $21.21 | — | COM | 59161R101 |
| CCNE | CNB Financial Corporation | 80,900 | $1,270 | 0.2% | $12.34 | -4.2% | COM | 126128107 |
| — | Call - JPM $42.42 Exp 10/28/2018 | 60,000 | $1,207 | 0.1% | $19.39 | — | Warrant | 46634E114 |
| — | Silver Bay Realty Trust Corp. | 73,400 | $1,190 | 0.1% | $16.21 | — | COM | 82735Q102 |
| — | Sunshine Financial Inc. | 65,400 | $1,190 | 0.1% | $18.50 | — | COM | 86782T109 |
| — | Premier Financial Bancorp, Inc. | 80,800 | $1,183 | 0.1% | $12.04 | — | COM | 74050M105 |
| FISI | Financial Institutions, Inc. | 48,600 | $1,093 | 0.1% | $14.56 | -0.8% | COM | 317585404 |
| — | DNB Financial Corporation | 50,810 | $1,090 | 0.1% | $19.29 | — | COM | 233237106 |
| PEBK | Peoples Bancorp of North Carolina, Inc. | 63,500 | $1,077 | 0.1% | $14.43 | +4.4% | COM | 710577107 |
| — | Eureka Finacnial Corporation | 56,082 | $1,038 | 0.1% | $18.31 | — | COM | 29855C108 |
| PROV | Provident Financial Holdings, Inc. | 64,900 | $947 | 0.1% | $14.92 | -1.7% | COM | 743868101 |
| — | Greenhill & Co., Inc. | 19,700 | $916 | 0.1% | $46.50 | — | COM | 395259104 |
| ONB | Old National Bancorp | 68,600 | $890 | 0.1% | $13.50 | 0.0% | COM | 680033107 |
| — | BlackRock, Inc. | 2,500 | $821 | 0.1% | $328.40 | — | COM | 09247X101 |
| WAL | Western Alliance Bancorporation | 34,109 | $815 | 0.1% | $20.53 | 0.0% | COM | 957638109 |
| — | Carroll Bancorp, Inc. | 47,169 | $774 | 0.1% | $16.11 | — | COM | 144702107 |
| — | United Financial Bancorp, Inc. | 58,800 | $746 | 0.1% | $12.69 | — | COM | 910304104 |
| CZWI | Citizens Community Bancorp, Inc. | 79,100 | $700 | 0.1% | $5.89 | +21.8% | COM | 174903104 |
| BEN | Franklin Resources, Inc. | 12,700 | $694 | 0.1% | $29.91 | +12.3% | COM | 354613101 |
| — | Investors Bancorp, Inc. | 68,500 | $694 | 0.1% | $11.05 | — | COM | 46146L101 |
| OVLY | Oak Valley Bancorp. | 67,000 | $672 | 0.1% | $9.25 | +9.2% | COM | 671807105 |
| CTUY | Century Next Financial Corporation | 39,248 | $667 | 0.1% | $15.07 | 0.0% | COM | 156635104 |
| KEY | KeyCorp | 48,800 | $651 | 0.1% | $8.87 | -0.5% | COM | 493267108 |
| — | Fairmount Bancorp Inc. | 29,156 | $639 | 0.1% | $21.99 | — | COM | 305468100 |
| — | Meetinghouse Bancorp, Inc. | 47,500 | $622 | 0.1% | $12.00 | — | COM | 58514H109 |
| AVBH | Avidbank Holdings, Inc. | 47,209 | $541 | 0.1% | $11.52 | 0.0% | COM | 05368J103 |
| — | BBCN Bancorp, Inc. | 35,000 | $511 | 0.1% | $14.60 | — | COM | 073295107 |
| — | Bank of Commerce Holdings | 80,800 | $496 | 0.1% | $6.25 | — | COM | 06424J103 |
| — | Intervest Bancshares Corporation | 47,200 | $451 | 0.1% | $9.56 | — | COM | 460927106 |
| — | Cardinal Financial Corporation | 24,500 | $418 | 0.1% | $17.06 | — | COM | 14149F109 |
| — | HMN Financial, Inc. | 31,500 | $416 | 0.1% | $9.21 | — | COM | 40424G108 |
| — | Southcoast Financial Corporation | 56,600 | $402 | 0.0% | $6.63 | — | COM | 84129R100 |
| — | Colonial Financial Services, Inc. | 29,200 | $388 | 0.0% | $13.35 | — | COM | 19566B101 |
| TROW | T. Rowe Price Group, Inc. | 4,900 | $384 | 0.0% | $52.60 | 0.0% | COM | 74144T108 |
| — | Minden Bancorp, Inc. | 19,917 | $378 | 0.0% | $18.98 | — | COM | 60255R106 |
| UBFO | United Security Bancshares | 67,316 | $375 | 0.0% | $3.08 | +13.3% | COM | 911460103 |
| — | New Jersey Community Bank | 65,000 | $351 | 0.0% | $5.40 | — | COM | 64577U102 |
| — | Sunnyside Bancorp, Inc. | 35,000 | $347 | 0.0% | $9.40 | — | COM | 867475105 |
| — | Hudson Valley Holding Corp. | 18,700 | $339 | 0.0% | $18.13 | — | COM | 444172100 |
| — | Sugar Creek Financial Corpotation | 32,600 | $308 | 0.0% | $9.20 | — | COM | 86481Y102 |
| — | Fidelity Southern Corporation | 20,900 | $286 | 0.0% | $13.68 | — | COM | 316394105 |
| — | OmniAmerican Bancorp, Inc. | 10,000 | $260 | 0.0% | $26.00 | — | COM | 68216R107 |
| — | National Penn Bancshares, Inc. | 25,000 | $243 | 0.0% | $10.45 | — | COM | 637138108 |
| — | First South Bancorp, Inc. | 30,000 | $243 | 0.0% | $7.90 | — | COM | 33646W100 |
| — | Hibernia Bancorp, Inc. | 8,127 | $141 | 0.0% | $17.35 | — | COM | 42866N104 |
| — | Community Bankers Trust Corporation | 32,100 | $140 | 0.0% | $4.39 | — | COM | 203612106 |
| — | Call - FFBC $12.90 Exp 12/23/2018 | 15,684 | $79 | 0.0% | $5.46 | — | Warrant | 320209117 |
| — | First Capital Bancorp, Inc. | 16,100 | $72 | 0.0% | $4.59 | — | COM | 319438107 |
| QNBC | QNB Corporation | 468 | $13 | 0.0% | $26.74 | 0.0% | COM | 74726N107 |