CIK: 0001040762 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Aug 14, 2014
Total Value ($000): $767,793 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | State Bank Financial Corporation | 2,115,000 | $35,765 | 4.7% | $15.03 | — | COM | 856190103 |
| — | United Community Financial Corp. | 4,365,000 | $18,027 | 2.3% | $4.24 | — | COM | 909839102 |
| — | First Midwest Bancorp, Inc. | 1,038,000 | $17,677 | 2.3% | $15.08 | — | COM | 320867104 |
| — | First NBC Bank Holding Company | 492,300 | $16,497 | 2.1% | $24.40 | — | COM | 32115D106 |
| HTH | Hilltop Holdings Inc. | 700,000 | $14,882 | 1.9% | $22.44 | -2.4% | COM | 432748101 |
| MS | Morgan Stanley | 443,100 | $14,325 | 1.9% | $21.22 | +7.0% | COM | 617446448 |
| — | Southwest Bancorp, Inc. | 780,500 | $13,315 | 1.7% | $13.67 | — | COM | 844767103 |
| AMH | American Homes 4 Rent | 743,000 | $13,196 | 1.7% | $16.20 | — | CL A | 02665T306 |
| OSG | Ambac Financial Group, Inc. | 450,300 | $12,298 | 1.6% | $22.78 | +27.3% | COM | 023139884 |
| — | Investors Bancorp, Inc. | 1,069,250 | $11,815 | 1.5% | $11.05 | — | COM | 46146L101 |
| IBCP | Independent Bank Corporation | 905,800 | $11,658 | 1.5% | $5.98 | +47.5% | COM | 453838609 |
| — | Territorial Bancorp Inc. | 545,000 | $11,380 | 1.5% | $22.32 | — | COM | 88145X108 |
| — | Century Bancorp, Inc. | 321,700 | $11,369 | 1.5% | $34.83 | — | CL A NON VTG | 156432106 |
| — | City National Corporation | 145,000 | $10,985 | 1.4% | $69.72 | — | COM | 178566105 |
| — | Palmetto Bancshares, Inc. | 732,095 | $10,535 | 1.4% | $13.00 | — | COM | 697062206 |
| JPM | JPMorgan Chase & Co. | 165,000 | $9,507 | 1.2% | $37.14 | +10.9% | COM | 46625H100 |
| — | HF Financial Corp. | 655,900 | $9,110 | 1.2% | $13.01 | — | COM | 404172108 |
| — | Hudson City Bancorp, Inc. | 911,656 | $8,962 | 1.2% | $9.83 | — | COM | 443683107 |
| FCNCA | First Citizens BancShares, Inc. | 35,900 | $8,796 | 1.1% | $183.72 | +21.6% | CL A | 31946M103 |
| FFBC | First Financial Bancorp. | 503,100 | $8,658 | 1.1% | $9.58 | +13.2% | COM | 320209109 |
| — | CoBiz Financial Inc. | 795,100 | $8,563 | 1.1% | $9.06 | — | COM | 190897108 |
| HTBK | Heritage Commerce Corp | 1,038,900 | $8,488 | 1.1% | $7.47 | +8.4% | COM | 426927109 |
| — | Call - MTB $73.86 Exp 12/23/2018 | 159,200 | $7,989 | 1.0% | $50.18 | — | Warrant | 55261F112 |
| — | Chemical Financial Corporation | 284,200 | $7,980 | 1.0% | $28.14 | — | COM | 163731102 |
| BKU | BankUnited, Inc. | 236,800 | $7,928 | 1.0% | $22.37 | +5.1% | COM | 06652K103 |
| — | HopFed Bancorp, Inc. | 679,503 | $7,896 | 1.0% | $10.80 | — | COM | 439734104 |
| SMBC | Southern Missouri Bancorp, Inc. | 220,205 | $7,859 | 1.0% | $10.20 | +41.4% | COM | 843380106 |
| — | Fox Chase Bancorp, Inc. | 463,021 | $7,807 | 1.0% | $17.00 | — | COM | 35137T108 |
| CMA | Comerica Incorporated | 152,100 | $7,629 | 1.0% | $31.73 | +1.2% | COM | 200340107 |
| — | Boston Private Financial Holdings, Inc. | 560,700 | $7,536 | 1.0% | $10.64 | — | COM | 101119105 |
| IVZ | Invesco Ltd. | 199,400 | $7,527 | 1.0% | $19.55 | +12.2% | SHS | G491BT108 |
| WSBF | Waterstone Financial Inc. | 650,000 | $7,417 | 1.0% | $10.47 | +2.4% | COM | 94188P101 |
| STT | State Street Corporation | 110,000 | $7,399 | 1.0% | $46.71 | +2.5% | COM | 857477103 |
| — | Guaranty Bancorp | 520,000 | $7,228 | 0.9% | $12.93 | — | COM | 40075T607 |
| NBHC | National Bank Holdings Corporation | 352,000 | $7,019 | 0.9% | $15.20 | +2.0% | CL A | 633707104 |
| — | 1st Century Bancshares, Inc. | 899,900 | $6,821 | 0.9% | $6.17 | — | COM | 31943X102 |
| — | Malvern Bancorp, Inc. | 640,675 | $6,746 | 0.9% | $11.97 | — | COM | 561409103 |
| WSFS | WSFS Financial Corporation | 90,500 | $6,667 | 0.9% | $23.45 | -1.0% | COM | 929328102 |
| IROQ | IF Bancorp, Inc. | 385,600 | $6,359 | 0.8% | $15.28 | +6.4% | COM | 44951J105 |
| — | American River Bankshares | 694,000 | $6,066 | 0.8% | $8.22 | — | COM | 029326105 |
| SBCF | Seacoast Banking Corporation of Florida | 538,800 | $5,857 | 0.8% | $11.21 | -5.1% | COM | 811707801 |
| — | SI Financial Group, Inc. | 508,898 | $5,857 | 0.8% | $11.15 | — | COM | 78425V104 |
| BANF | BancFirst Corporation | 93,500 | $5,788 | 0.8% | $16.45 | +41.6% | COM | 05945F103 |
| — | Evans Bancorp, Inc. | 246,900 | $5,716 | 0.7% | $17.56 | — | COM | 29911Q208 |
| — | Call - ZION $36.27 Exp 11/14/2018 | 1,768,160 | $5,658 | 0.7% | $3.20 | — | Warrant | 989701131 |
| OSBC | Old Second Bancorp, Inc. | 1,125,000 | $5,591 | 0.7% | $4.39 | 0.0% | COM | 680277100 |
| — | Prudential Bancorp, Inc. | 482,800 | $5,557 | 0.7% | $10.80 | — | COM | 74431A101 |
| — | Coastway Bancorp, Inc. | 486,000 | $5,317 | 0.7% | $10.28 | — | COM | 190632109 |
| BMRC | Bank of Marin Bancorp | 116,600 | $5,316 | 0.7% | $14.99 | +5.9% | COM | 063425102 |
| NMIH | NMI Holdings | 487,000 | $5,114 | 0.7% | $13.30 | -17.6% | CL A | 629209305 |
| OFG | OFG Bancorp | 275,000 | $5,063 | 0.7% | $17.72 | 0.0% | COM | 67103X102 |
| — | MainSource Financial Group, Inc. | 288,500 | $4,977 | 0.6% | $14.33 | — | COM | 56062Y102 |
| — | Lazard Ltd | 95,000 | $4,898 | 0.6% | $34.15 | — | SHS A | G54050102 |
| — | Bridge Bancorp, Inc. | 199,000 | $4,774 | 0.6% | $23.61 | — | COM | 108035106 |
| — | Xenith Bankshares, Inc. | 750,600 | $4,751 | 0.6% | $5.41 | — | COM | 98410X105 |
| C | Citigroup Inc. | 99,700 | $4,696 | 0.6% | $36.18 | -2.1% | COM | 172967424 |
| NRIM | Northrim BanCorp, Inc. | 180,000 | $4,603 | 0.6% | $3.58 | +14.5% | COM | 666762109 |
| — | CenterState Banks, Inc. | 409,600 | $4,588 | 0.6% | $11.17 | — | COM | 15201P109 |
| — | Laporte Bancorp Inc. | 416,100 | $4,577 | 0.6% | $10.12 | — | COM | 516651106 |
| SAMG | Silvercrest Asset Management Group Inc. | 260,000 | $4,475 | 0.6% | $13.19 | +32.3% | CL A | 828359109 |
| SHBI | Shore Bancshares, Inc. | 493,000 | $4,442 | 0.6% | $9.34 | 0.0% | COM | 825107105 |
| — | Sun Bancorp, Inc. | 1,101,416 | $4,417 | 0.6% | $4.01 | — | COM | 86663B102 |
| — | Stonegate Mortgage Corp | 316,010 | $4,408 | 0.6% | $16.53 | — | COM | 86181Q300 |
| LKFN | Lakeland Financial Corporation | 113,900 | $4,346 | 0.6% | $18.53 | 0.0% | COM | 511656100 |
| NBTB | NBT Bancorp Inc. | 180,300 | $4,331 | 0.6% | $23.80 | -2.0% | COM | 628778102 |
| FCCO | First Community Corporation | 404,800 | $4,311 | 0.6% | $6.72 | +21.6% | COM | 319835104 |
| — | Hamilton Bancorp Inc. | 330,000 | $4,274 | 0.6% | $13.24 | — | COM | 407015106 |
| — | Peoples Federal Bancshares, Inc. | 225,600 | $4,165 | 0.5% | $18.07 | — | COM | 711037101 |
| — | FirstMerit Corporation | 209,700 | $4,142 | 0.5% | $20.83 | — | COM | 337915102 |
| WTFC | Wintrust Financial Corporation | 90,000 | $4,140 | 0.5% | $36.77 | +23.3% | COM | 97650W108 |
| UCB | United Community Banks, Inc. | 251,300 | $4,114 | 0.5% | $12.53 | +33.7% | COM | 90984P303 |
| MOFG | MidWestOne Financial Group, Inc. | 165,000 | $3,958 | 0.5% | $23.95 | +1.1% | COM | 598511103 |
| — | Chicopee Bancorp, Inc. | 232,000 | $3,944 | 0.5% | $16.90 | — | COM | 168565109 |
| KEY | KeyCorp | 275,000 | $3,941 | 0.5% | $8.87 | 0.0% | COM | 493267108 |
| — | 1st United Bancorp, Inc. | 450,000 | $3,879 | 0.5% | $6.72 | — | COM | 33740N105 |
| — | United Community Bancorp | 329,100 | $3,870 | 0.5% | $10.42 | — | COM | 90984R101 |
| — | Standard Financial Corp. | 196,500 | $3,830 | 0.5% | $19.49 | — | COM | 853393106 |
| — | Bridge Capital Holdings | 157,500 | $3,813 | 0.5% | $15.86 | — | COM | 108030107 |
| PFBC | Preferred Bank | 160,000 | $3,782 | 0.5% | $16.08 | +44.4% | COM | 740367404 |
| SFNC | Simmons First National Corporation | 96,000 | $3,781 | 0.5% | $13.71 | +41.7% | CL A | 828730200 |
| RF | Regions Financial Corporation | 350,000 | $3,717 | 0.5% | $7.03 | 0.0% | COM | 7591EP100 |
| — | Wolverine Bancorp, Inc. | 160,200 | $3,637 | 0.5% | $19.04 | — | COM | 977880103 |
| AIG | American International Group, Inc. | 65,000 | $3,548 | 0.5% | $40.41 | 0.0% | COM | 026874784 |
| — | Heritage Oaks Bancorp | 464,600 | $3,545 | 0.5% | $6.69 | — | COM | 42724R107 |
| — | Wilshire Bancorp, Inc. | 340,000 | $3,492 | 0.5% | $6.62 | — | COM | 97186T108 |
| — | Polonia Bancorp, Inc. | 337,000 | $3,478 | 0.5% | $9.38 | — | COM | 73158Q109 |
| USB | U.S. Bancorp | 80,000 | $3,466 | 0.5% | $24.24 | +15.2% | COM | 902973304 |
| BSRR | Sierra Bancorp | 217,700 | $3,440 | 0.4% | $9.11 | +17.9% | COM | 82620P102 |
| — | First Busey Corporation | 590,000 | $3,428 | 0.4% | $4.86 | — | COM | 319383105 |
| RVSB | Riverview Bancorp, Inc. | 875,000 | $3,395 | 0.4% | $1.95 | +43.0% | COM | 769397100 |
| — | First Citizens Banc Corp, Inc. Series B Conv. Pfd. | 109,700 | $3,291 | 0.4% | $29.75 | — | 6.50% PFD SER B | 319459400 |
| — | Jacksonville Bancorp, Inc. | 312,707 | $3,283 | 0.4% | $12.13 | — | COM | 469249205 |
| — | Poage Bankshares, Inc. | 220,000 | $3,245 | 0.4% | $15.00 | — | COM | 730206109 |
| — | Alliance Bancorp, Inc. of Pennsylvania | 196,100 | $3,185 | 0.4% | $13.75 | — | COM | 01890A108 |
| WD | Walker & Dunlop, Inc. | 225,000 | $3,175 | 0.4% | $14.09 | -11.3% | COM | 93148P102 |
| — | State Investors Bancorp, Inc. | 198,400 | $3,174 | 0.4% | $14.86 | — | COM | 857030100 |
| CZNC | Citizens & Northern Corporation | 155,800 | $3,037 | 0.4% | $10.64 | -2.3% | COM | 172922106 |
| HIFS | Hingham Institution for Savings | 37,200 | $2,954 | 0.4% | $55.77 | +13.6% | COM | 433323102 |
| — | Louisiana Bancorp, Inc. | 145,300 | $2,883 | 0.4% | $17.00 | — | COM | 54619P104 |
| WAFD | Washington Federal, Inc. | 125,000 | $2,804 | 0.4% | $15.81 | -1.0% | COM | 938824109 |
| — | Bay Banks of Virginia, Inc. | 476,200 | $2,762 | 0.4% | $5.80 | — | COM | 072035108 |
| — | Sterling Bancorp | 225,000 | $2,700 | 0.4% | $12.00 | — | COM | 85917A100 |
| MBWM | Mercantile Bank Corporation | 115,000 | $2,631 | 0.3% | $12.50 | +4.0% | COM | 587376104 |
| — | ASB Bancorp, Inc. | 124,000 | $2,600 | 0.3% | $16.41 | — | COM | 00213T109 |
| — | Bank Mutual Corporation | 435,000 | $2,523 | 0.3% | $5.66 | — | COM | 063750103 |
| — | Susquehanna Bancshares, Inc. | 238,300 | $2,516 | 0.3% | $11.37 | — | COM | 869099101 |
| — | West End Indiana Bancshares, Inc. | 130,500 | $2,506 | 0.3% | $19.20 | — | COM | 952678100 |
| HTB | HomeTrust Bancshares, Inc. | 151,200 | $2,384 | 0.3% | $16.07 | -3.8% | COM | 437872104 |
| — | Astoria Financial Corporation | 175,000 | $2,354 | 0.3% | $13.45 | — | COM | 046265104 |
| — | MB Financial, Inc. | 86,200 | $2,332 | 0.3% | $26.80 | — | COM | 55264U108 |
| — | Colonial Financial Services, Inc. | 184,300 | $2,330 | 0.3% | $13.35 | — | COM | 19566B101 |
| WLFC | Willis Lease Finance Corporation | 90,000 | $2,207 | 0.3% | $13.54 | +51.5% | COM | 970646105 |
| — | Stonegate Bank | 86,000 | $2,167 | 0.3% | $25.20 | — | COM | 861811107 |
| — | AJS Bancorp, Inc. | 170,000 | $2,074 | 0.3% | $12.20 | — | COM | 001503101 |
| ZION | Zions Bancorporation | 70,000 | $2,063 | 0.3% | $30.24 | -2.8% | COM | 989701107 |
| WTBA | West Bancorporation, Inc. | 135,000 | $2,056 | 0.3% | $12.28 | +19.7% | CAP STK | 95123P106 |
| — | Old Line Bancshares, Inc. | 130,000 | $2,049 | 0.3% | $13.19 | — | COM | 67984M100 |
| — | Access National Corporation | 135,000 | $2,047 | 0.3% | $13.16 | — | COM | 004337101 |
| — | DCB Financial Corp | 270,000 | $2,025 | 0.3% | $7.50 | — | COM | 233075100 |
| — | Fraternity Community Bancorp, Inc. | 134,700 | $2,023 | 0.3% | $15.02 | — | COM | 35553P101 |
| — | Georgetown Bancorp, Inc. | 123,487 | $1,989 | 0.3% | $14.20 | — | COM | 372591107 |
| DHI | D.R. Horton, Inc. | 80,000 | $1,966 | 0.3% | $20.12 | 0.0% | COM | 23331A109 |
| — | National Penn Bancshares, Inc. | 184,800 | $1,955 | 0.3% | $10.45 | — | COM | 637138108 |
| HFBL | Home Federal Bancorp, Inc. of Louisiana | 100,000 | $1,900 | 0.2% | $8.84 | +4.9% | COM | 43708L108 |
| FBIZ | First Business Financial Services, Inc. | 40,000 | $1,881 | 0.2% | $12.82 | +34.0% | COM | 319390100 |
| — | Capital Bank Financial Corporation | 77,100 | $1,820 | 0.2% | $19.02 | — | CL A COM | 139794101 |
| — | Heartland Financial USA, Inc. | 72,500 | $1,793 | 0.2% | $24.73 | — | COM | 42234Q102 |
| — | Call - AMBC $16.67 Exp 4/30/2023 | 100,000 | $1,678 | 0.2% | $16.78 | — | Warrant | 023139116 |
| — | ESSA Bancorp, Inc. | 150,000 | $1,670 | 0.2% | $11.47 | — | COM | 29667D104 |
| HAFC | Hanmi Financial Corporation | 78,700 | $1,659 | 0.2% | $22.44 | -2.2% | COM | 410495204 |
| — | Sandy Spring Bancorp, Inc. | 66,000 | $1,644 | 0.2% | $24.91 | — | COM | 800363103 |
| — | Suffolk Bancorp | 67,400 | $1,504 | 0.2% | $16.59 | — | COM | 864739107 |
| — | Premier Financial Bancorp, Inc. | 90,400 | $1,454 | 0.2% | $12.04 | — | COM | 74050M105 |
| — | Call - STI $33.70 Exp 12/31/2018 | 130,960 | $1,380 | 0.2% | $10.54 | — | Warrant | 867914129 |
| — | North Valley Bancorp | 60,500 | $1,318 | 0.2% | $16.90 | — | COM | 66304M204 |
| CCNE | CNB Financial Corporation | 77,000 | $1,294 | 0.2% | $12.37 | -5.0% | COM | 126128107 |
| — | Jacksonville Bancorp, Inc. (IL) | 60,000 | $1,268 | 0.2% | $19.41 | — | COM | 46924R106 |
| — | Flagstar Bancorp, Inc. | 70,000 | $1,267 | 0.2% | $18.10 | — | COM | 337930705 |
| — | Metro Bancorp Inc. | 54,100 | $1,251 | 0.2% | $21.21 | — | COM | 59161R101 |
| PFS | Provident Financial Services, Inc. | 70,000 | $1,212 | 0.2% | $10.34 | 0.0% | COM | 74386T105 |
| — | Sunshine Financial Inc. | 65,400 | $1,210 | 0.2% | $18.50 | — | COM | 86782T109 |
| FISI | Financial Institutions, Inc. | 50,000 | $1,171 | 0.2% | $14.56 | 0.0% | COM | 317585404 |
| — | Eureka Financial Corporation | 59,000 | $1,080 | 0.1% | $18.31 | — | COM | 29855C108 |
| BEN | Franklin Resources, Inc. | 18,600 | $1,076 | 0.1% | $29.91 | +9.5% | COM | 354613101 |
| — | Call - JPM $42.42 Exp 10/28/2018 | 54,800 | $1,059 | 0.1% | $19.32 | — | Warrant | 46634E114 |
| — | Opus Bank | 35,307 | $1,026 | 0.1% | $29.06 | — | COM | 684000102 |
| MC | Moelis & Company | 30,000 | $1,008 | 0.1% | $13.04 | 0.0% | CL A | 60786M105 |
| PEBK | Peoples Bancorp of North Carolina | 61,900 | $990 | 0.1% | $14.41 | +4.1% | COM | 710577107 |
| — | DNB Financial Corporation | 41,900 | $890 | 0.1% | $18.83 | — | COM | 233237106 |
| EWBC | East West Bancorp, Inc. | 22,900 | $801 | 0.1% | $26.68 | 0.0% | COM | 27579R104 |
| — | Carroll Bancorp, Inc. | 47,169 | $760 | 0.1% | $16.11 | — | COM | 144702107 |
| CZWI | Citizens Community Bancorp Inc. | 86,100 | $732 | 0.1% | $5.89 | +12.3% | COM | 174903104 |
| — | Meetinghouse Bancorp, Inc. | 58,100 | $697 | 0.1% | $12.00 | — | COM | 58514H109 |
| IBOC | International Bancshares Corporation | 25,000 | $675 | 0.1% | $18.15 | 0.0% | COM | 459044103 |
| OVLY | Oak Valley Bancorp. | 65,000 | $645 | 0.1% | $9.22 | +6.6% | COM | 671807105 |
| — | Fairmount Bancorp Inc. | 29,156 | $641 | 0.1% | $21.99 | — | COM | 305468100 |
| — | Clifton Bancorp, Inc. | 49,600 | $628 | 0.1% | $12.66 | — | COM | 186873105 |
| EVR | Evercore Partners Inc. | 10,000 | $576 | 0.1% | $42.58 | 0.0% | Class A | 29977A105 |
| — | Synovus Financial Corp. | 23,500 | $573 | 0.1% | $8.49 | — | COM | 87161C105 |
| — | Bank of Commerce Holdings | 80,000 | $506 | 0.1% | $6.26 | — | COM | 06424J103 |
| — | Pathfinder Bancorp, Inc. | 34,900 | $506 | 0.1% | $13.50 | — | COM | 70320A103 |
| — | Southcoast Financial Corporation | 56,600 | $411 | 0.1% | $6.63 | — | COM | 84129R100 |
| UBFO | United Security Bancshares | 66,652 | $371 | 0.0% | $3.08 | +8.3% | COM | 911460103 |
| — | HMN Financial, Inc. | 31,500 | $347 | 0.0% | $9.21 | — | COM | 40424G108 |
| — | Sunnyside Bancorp, Inc. | 35,000 | $329 | 0.0% | $9.40 | — | COM | 867475105 |
| PROV | Provident Financial Holdings, Inc. | 22,300 | $324 | 0.0% | $15.40 | -6.5% | COM | 743868101 |
| — | Sugar Creek Financial Corporation | 32,600 | $300 | 0.0% | $9.20 | — | COM | 86481Y102 |
| — | Triangle Capital Corporation | 10,000 | $284 | 0.0% | $28.40 | — | COM | 895848109 |
| FRME | First Merchants Corporation | 11,900 | $252 | 0.0% | $15.12 | 0.0% | COM | 320817109 |
| SLRC | Solar Capital Ltd. | 10,000 | $213 | 0.0% | $7.28 | 0.0% | COM | 83413U100 |
| — | First South Bancorp, Inc. | 20,000 | $160 | 0.0% | $7.80 | — | COM | 33646W100 |
| — | Community Bankers Trust Corporation | 32,100 | $141 | 0.0% | $4.39 | — | COM | 203612106 |
| — | Blackrock Kelso Capital Corporation | 10,000 | $91 | 0.0% | $9.10 | — | COM | 092533108 |
| — | Call - FFBC $12.90 Exp 12/23/2018 | 13,984 | $77 | 0.0% | $5.51 | — | Warrant | 320209117 |
| — | First Capital Bancorp, Inc. | 16,100 | $72 | 0.0% | $4.59 | — | COM | 319438107 |