Sound Shore Management Inc /CT/ Concentrated Active

CIK: 0000820124 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 7, 2016

Total Value ($000): $5,612,043 (100.0% shares, 0.0% debt)

Holdings (37)

MRK Merck & Co. Inc. 3.8%

Value ($000) $211,384 Shares 3,387,016 Est. Cost $39.92 Unrealized +9.5%

COF Capital One Financial Corp 3.4%

Value ($000) $189,966 Shares 2,644,664 Est. Cost $52.17 Unrealized +11.7%

C CitiGroup, Inc. 3.4%

Value ($000) $189,763 Shares 4,017,856 Est. Cost $35.85 Unrealized -4.8%

BAC Bank of America Corporatio 3.4%

Value ($000) $188,988 Shares 12,075,903 Est. Cost $10.82 Unrealized +11.5%

— General Electric Company 3.2%

Value ($000) $181,917 Shares 6,141,698 Est. Cost $25.37 Unrealized —

BP BP PLC Sponsored ADR 3.2%

Value ($000) $179,209 Shares 5,096,968 Est. Cost $39.97 Unrealized —

— TOTAL S.A. - ADR 3.1%

Value ($000) $174,952 Shares 3,667,753 Est. Cost $45.94 Unrealized —

PFE Pfizer Inc. 3.1%

Value ($000) $172,231 Shares 5,085,058 Est. Cost $19.20 Unrealized +15.9%

— Liberty Global plc - Series C 3.1%

Value ($000) $172,054 Shares 5,207,448 Est. Cost $38.06 Unrealized —

ORCL Oracle Corporation 3.0%

Value ($000) $170,075 Shares 4,329,823 Est. Cost $34.85 Unrealized +1.7%

— CIT Group Inc 3.0%

Value ($000) $168,117 Shares 4,631,334 Est. Cost $44.56 Unrealized —

— CBS Corporation 3.0%

Value ($000) $166,680 Shares 3,044,942 Est. Cost $54.03 Unrealized —

— Walgreens Boots Alliance, Inc. 2.9%

Value ($000) $163,288 Shares 2,025,402 Est. Cost $80.62 Unrealized —

HPE Hewlett Packard Enterprise 2.9%

Value ($000) $161,454 Shares 7,096,883 Est. Cost $6.69 Unrealized +41.0%

— Aon PLC 2.9%

Value ($000) $160,481 Shares 1,426,622 Est. Cost $75.80 Unrealized —

TMO Thermo Fisher Scientific, 2.8%

Value ($000) $158,255 Shares 994,938 Est. Cost $121.29 Unrealized +23.7%

EXC Exelon Corporation 2.8%

Value ($000) $157,334 Shares 4,726,155 Est. Cost $16.06 Unrealized +12.6%

BRK/B Berkshire Hathaway, Inc. C 2.8%

Value ($000) $156,191 Shares 1,081,128 Est. Cost $132.58 Unrealized +10.3%

— First Data Corporation 2.7%

Value ($000) $153,745 Shares 11,682,717 Est. Cost $11.07 Unrealized —

AMAT Applied Materials 2.7%

Value ($000) $153,601 Shares 5,094,574 Est. Cost $14.27 Unrealized +76.1%

MSFT Microsoft Corporation 2.7%

Value ($000) $153,067 Shares 2,657,413 Est. Cost $38.92 Unrealized +29.2%

PG Procter & Gamble Company 2.7%

Value ($000) $151,633 Shares 1,689,503 Est. Cost $57.69 Unrealized +17.0%

KEYS Keysight Technologies, Inc. 2.7%

Value ($000) $151,079 Shares 4,767,414 Est. Cost $31.58 Unrealized -5.8%

CMCSA Comcast Corporation Class A 2.7%

Value ($000) $151,056 Shares 2,276,992 Est. Cost $16.68 Unrealized +59.6%

FLEX Flex, Ltd. 2.7%

Value ($000) $150,660 Shares 11,061,685 Est. Cost $6.14 Unrealized +58.1%

— Time Warner, Inc. 2.7%

Value ($000) $150,429 Shares 1,889,580 Est. Cost $63.78 Unrealized —

VOD Vodafone Group Plc ADR 2.6%

Value ($000) $147,467 Shares 5,058,899 Est. Cost $33.90 Unrealized —

GOOGL Alphabet Inc. Cl A 2.6%

Value ($000) $147,233 Shares 183,112 Est. Cost $36.73 Unrealized +5.7%

IP International Paper Company 2.6%

Value ($000) $146,812 Shares 3,059,860 Est. Cost $27.32 Unrealized +8.0%

ADI Analog Devices Inc 2.5%

Value ($000) $138,129 Shares 2,143,199 Est. Cost $47.20 Unrealized +9.8%

TXN Texas Instruments Inc. 2.1%

Value ($000) $119,038 Shares 1,696,178 Est. Cost $50.83 Unrealized +3.6%

IVZ Invesco Ltd. 2.1%

Value ($000) $118,445 Shares 3,787,802 Est. Cost $20.03 Unrealized -4.7%

— Calpine Corporation 2.1%

Value ($000) $117,413 Shares 9,288,982 Est. Cost $14.75 Unrealized —

A Agilent Technologies, Inc. 2.1%

Value ($000) $116,782 Shares 2,479,974 Est. Cost $32.11 Unrealized +35.2%

MRSH Marsh & McLennan Companies Inc. 2.0%

Value ($000) $114,068 Shares 1,696,174 Est. Cost $32.98 Unrealized +73.8%

AER AerCap Holdings NV 1.9%

Value ($000) $108,724 Shares 2,824,735 Est. Cost $46.28 Unrealized -19.7%

GOOG Alphabet Inc. Cl C 0.0%

Value ($000) $323 Shares 415 Est. Cost $35.61 Unrealized +5.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MRK	Merck & Co. Inc.	3,387,016	$211,384	3.8%	$39.92	+9.5%	COMMON	58933Y105
COF	Capital One Financial Corp	2,644,664	$189,966	3.4%	$52.17	+11.7%	COMMON	14040H105
C	CitiGroup, Inc.	4,017,856	$189,763	3.4%	$35.85	-4.8%	COMMON	172967424
BAC	Bank of America Corporatio	12,075,903	$188,988	3.4%	$10.82	+11.5%	COMMON	060505104
—	General Electric Company	6,141,698	$181,917	3.2%	$25.37	—	COMMON	369604103
BP	BP PLC Sponsored ADR	5,096,968	$179,209	3.2%	$39.97	—	COMMON	055622104
—	TOTAL S.A. - ADR	3,667,753	$174,952	3.1%	$45.94	—	COMMON	89151E109
PFE	Pfizer Inc.	5,085,058	$172,231	3.1%	$19.20	+15.9%	COMMON	717081103
—	Liberty Global plc - Series C	5,207,448	$172,054	3.1%	$38.06	—	COMMON	G5480U120
ORCL	Oracle Corporation	4,329,823	$170,075	3.0%	$34.85	+1.7%	COMMON	68389X105
—	CIT Group Inc	4,631,334	$168,117	3.0%	$44.56	—	COMMON	125581801
—	CBS Corporation	3,044,942	$166,680	3.0%	$54.03	—	COMMON	124857202
—	Walgreens Boots Alliance, Inc.	2,025,402	$163,288	2.9%	$80.62	—	COMMON	931427108
HPE	Hewlett Packard Enterprise	7,096,883	$161,454	2.9%	$6.69	+41.0%	COMMON	42824C109
—	Aon PLC	1,426,622	$160,481	2.9%	$75.80	—	COMMON	G0408V102
TMO	Thermo Fisher Scientific,	994,938	$158,255	2.8%	$121.29	+23.7%	COMMON	883556102
EXC	Exelon Corporation	4,726,155	$157,334	2.8%	$16.06	+12.6%	COMMON	30161N101
BRK/B	Berkshire Hathaway, Inc. C	1,081,128	$156,191	2.8%	$132.58	+10.3%	COMMON	084670702
—	First Data Corporation	11,682,717	$153,745	2.7%	$11.07	—	COMMON	32008D106
AMAT	Applied Materials	5,094,574	$153,601	2.7%	$14.27	+76.1%	COMMON	038222105
MSFT	Microsoft Corporation	2,657,413	$153,067	2.7%	$38.92	+29.2%	COMMON	594918104
PG	Procter & Gamble Company	1,689,503	$151,633	2.7%	$57.69	+17.0%	COMMON	742718109
KEYS	Keysight Technologies, Inc.	4,767,414	$151,079	2.7%	$31.58	-5.8%	COMMON	49338L103
CMCSA	Comcast Corporation Class A	2,276,992	$151,056	2.7%	$16.68	+59.6%	COMMON	20030N101
FLEX	Flex, Ltd.	11,061,685	$150,660	2.7%	$6.14	+58.1%	COMMON	Y2573F102
—	Time Warner, Inc.	1,889,580	$150,429	2.7%	$63.78	—	COMMON	887317303
VOD	Vodafone Group Plc ADR	5,058,899	$147,467	2.6%	$33.90	—	COMMON	92857W308
GOOGL	Alphabet Inc. Cl A	183,112	$147,233	2.6%	$36.73	+5.7%	COMMON	02079K305
IP	International Paper Company	3,059,860	$146,812	2.6%	$27.32	+8.0%	COMMON	460146103
ADI	Analog Devices Inc	2,143,199	$138,129	2.5%	$47.20	+9.8%	COMMON	032654105
TXN	Texas Instruments Inc.	1,696,178	$119,038	2.1%	$50.83	+3.6%	COMMON	882508104
IVZ	Invesco Ltd.	3,787,802	$118,445	2.1%	$20.03	-4.7%	COMMON	G491BT108
—	Calpine Corporation	9,288,982	$117,413	2.1%	$14.75	—	COMMON	131347304
A	Agilent Technologies, Inc.	2,479,974	$116,782	2.1%	$32.11	+35.2%	COMMON	00846U101
MRSH	Marsh & McLennan Companies Inc.	1,696,174	$114,068	2.0%	$32.98	+73.8%	COMMON	571748102
AER	AerCap Holdings NV	2,824,735	$108,724	1.9%	$46.28	-19.7%	COMMON	N00985106
GOOG	Alphabet Inc. Cl C	415	$323	0.0%	$35.61	+5.8%	COMMON	02079K107