Sound Shore Management Inc /CT/ Concentrated Active

CIK: 0000820124 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 10, 2017

Total Value ($000): $5,810,704 (100.0% shares, 0.0% debt)

Holdings (37)

BAC Bank of America Corporatio 3.6%

Value ($000) $211,875 Shares 9,587,123 Est. Cost $10.82 Unrealized +44.8%

C CitiGroup, Inc. 3.6%

Value ($000) $210,062 Shares 3,534,611 Est. Cost $35.85 Unrealized +13.3%

MRK Merck & Co. Inc. 3.4%

Value ($000) $195,151 Shares 3,314,952 Est. Cost $39.92 Unrealized +10.4%

COF Capital One Financial Corp 3.3%

Value ($000) $192,284 Shares 2,204,082 Est. Cost $52.17 Unrealized +31.8%

— General Electric Company 3.3%

Value ($000) $190,002 Shares 6,012,718 Est. Cost $25.37 Unrealized —

OXY Occidental Pertoleum Corp 3.2%

Value ($000) $186,941 Shares 2,624,473 Est. Cost $55.00 Unrealized 0.0%

ORCL Oracle Corporation 3.2%

Value ($000) $185,124 Shares 4,814,664 Est. Cost $34.78 Unrealized -1.8%

— First Data Corporation 3.1%

Value ($000) $180,423 Shares 12,714,780 Est. Cost $11.32 Unrealized —

HPE Hewlett Packard Enterprise 3.1%

Value ($000) $179,552 Shares 7,759,370 Est. Cost $6.99 Unrealized +46.3%

BRK/B Berkshire Hathaway, Inc. Cl B 3.0%

Value ($000) $173,806 Shares 1,066,425 Est. Cost $132.58 Unrealized +16.1%

PRGO Perrigo Company plc 2.9%

Value ($000) $167,650 Shares 2,014,296 Est. Cost $86.74 Unrealized 0.0%

CMCSA Comcast Corporation Class A 2.8%

Value ($000) $165,042 Shares 2,390,177 Est. Cost $17.16 Unrealized +56.3%

— Walgreens Boots Alliance, Inc. 2.8%

Value ($000) $164,258 Shares 1,984,747 Est. Cost $80.62 Unrealized —

— Liberty Global plc - Series C 2.8%

Value ($000) $163,715 Shares 5,512,279 Est. Cost $37.59 Unrealized —

PFE Pfizer Inc. 2.8%

Value ($000) $163,119 Shares 5,022,125 Est. Cost $19.20 Unrealized +6.8%

AMAT Applied Materials 2.8%

Value ($000) $160,764 Shares 4,981,850 Est. Cost $14.27 Unrealized +92.7%

KEYS Keysight Technologies, Inc. 2.7%

Value ($000) $157,030 Shares 4,293,970 Est. Cost $31.58 Unrealized +9.1%

— Calpine Corporation 2.7%

Value ($000) $155,775 Shares 13,628,594 Est. Cost $13.69 Unrealized —

FLEX Flex, Ltd. 2.7%

Value ($000) $155,411 Shares 10,814,954 Est. Cost $6.14 Unrealized +74.0%

GOOGL Alphabet Inc. Cl A 2.7%

Value ($000) $154,650 Shares 195,154 Est. Cost $36.91 Unrealized +7.5%

— CBS Corporation 2.6%

Value ($000) $153,592 Shares 2,414,202 Est. Cost $54.03 Unrealized —

ADI Analog Devices Inc 2.6%

Value ($000) $153,588 Shares 2,114,953 Est. Cost $47.20 Unrealized +21.1%

IP International Paper Company 2.6%

Value ($000) $153,526 Shares 2,893,441 Est. Cost $27.32 Unrealized +14.4%

— Aon PLC 2.6%

Value ($000) $152,756 Shares 1,369,637 Est. Cost $75.80 Unrealized —

TMO Thermo Fisher Scientific, 2.6%

Value ($000) $152,602 Shares 1,081,520 Est. Cost $123.09 Unrealized +16.8%

VOD Vodafone Group Plc ADR 2.6%

Value ($000) $148,536 Shares 6,080,064 Est. Cost $32.31 Unrealized —

— Allergan plc 2.5%

Value ($000) $147,932 Shares 704,404 Est. Cost $210.01 Unrealized —

WMT Wal-Mart Stores, Inc. 2.5%

Value ($000) $146,660 Shares 2,121,819 Est. Cost $19.91 Unrealized 0.0%

— TOTAL S.A. - ADR 2.5%

Value ($000) $146,262 Shares 2,869,571 Est. Cost $45.94 Unrealized —

MSFT Microsoft Corporation 2.5%

Value ($000) $142,817 Shares 2,298,309 Est. Cost $38.92 Unrealized +38.6%

MRSH Marsh & McLennan Companies Inc. 2.4%

Value ($000) $141,314 Shares 2,090,751 Est. Cost $37.64 Unrealized +53.2%

BP BP PLC Sponsored ADR 2.4%

Value ($000) $140,781 Shares 3,766,209 Est. Cost $39.97 Unrealized —

IVZ Invesco Ltd. 2.3%

Value ($000) $135,976 Shares 4,481,747 Est. Cost $20.05 Unrealized +0.6%

— Time Warner, Inc. 2.2%

Value ($000) $129,691 Shares 1,343,527 Est. Cost $63.78 Unrealized —

EXC Exelon Corporation 2.2%

Value ($000) $127,669 Shares 3,597,327 Est. Cost $16.06 Unrealized +7.3%

A Agilent Technologies, Inc. 2.1%

Value ($000) $124,021 Shares 2,722,153 Est. Cost $33.01 Unrealized +28.2%

GOOG Alphabet Inc. Cl C 0.0%

Value ($000) $347 Shares 450 Est. Cost $35.85 Unrealized +7.9%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BAC	Bank of America Corporatio	9,587,123	$211,875	3.6%	$10.82	+44.8%	COMMON	060505104
C	CitiGroup, Inc.	3,534,611	$210,062	3.6%	$35.85	+13.3%	COMMON	172967424
MRK	Merck & Co. Inc.	3,314,952	$195,151	3.4%	$39.92	+10.4%	COMMON	58933Y105
COF	Capital One Financial Corp	2,204,082	$192,284	3.3%	$52.17	+31.8%	COMMON	14040H105
—	General Electric Company	6,012,718	$190,002	3.3%	$25.37	—	COMMON	369604103
OXY	Occidental Pertoleum Corp	2,624,473	$186,941	3.2%	$55.00	0.0%	COMMON	674599105
ORCL	Oracle Corporation	4,814,664	$185,124	3.2%	$34.78	-1.8%	COMMON	68389X105
—	First Data Corporation	12,714,780	$180,423	3.1%	$11.32	—	COMMON	32008D106
HPE	Hewlett Packard Enterprise	7,759,370	$179,552	3.1%	$6.99	+46.3%	COMMON	42824C109
BRK/B	Berkshire Hathaway, Inc. Cl B	1,066,425	$173,806	3.0%	$132.58	+16.1%	COMMON	084670702
PRGO	Perrigo Company plc	2,014,296	$167,650	2.9%	$86.74	0.0%	COMMON	G97822103
CMCSA	Comcast Corporation Class A	2,390,177	$165,042	2.8%	$17.16	+56.3%	COMMON	20030N101
—	Walgreens Boots Alliance, Inc.	1,984,747	$164,258	2.8%	$80.62	—	COMMON	931427108
—	Liberty Global plc - Series C	5,512,279	$163,715	2.8%	$37.59	—	COMMON	G5480U120
PFE	Pfizer Inc.	5,022,125	$163,119	2.8%	$19.20	+6.8%	COMMON	717081103
AMAT	Applied Materials	4,981,850	$160,764	2.8%	$14.27	+92.7%	COMMON	038222105
KEYS	Keysight Technologies, Inc.	4,293,970	$157,030	2.7%	$31.58	+9.1%	COMMON	49338L103
—	Calpine Corporation	13,628,594	$155,775	2.7%	$13.69	—	COMMON	131347304
FLEX	Flex, Ltd.	10,814,954	$155,411	2.7%	$6.14	+74.0%	COMMON	Y2573F102
GOOGL	Alphabet Inc. Cl A	195,154	$154,650	2.7%	$36.91	+7.5%	COMMON	02079K305
—	CBS Corporation	2,414,202	$153,592	2.6%	$54.03	—	COMMON	124857202
ADI	Analog Devices Inc	2,114,953	$153,588	2.6%	$47.20	+21.1%	COMMON	032654105
IP	International Paper Company	2,893,441	$153,526	2.6%	$27.32	+14.4%	COMMON	460146103
—	Aon PLC	1,369,637	$152,756	2.6%	$75.80	—	COMMON	G0408V102
TMO	Thermo Fisher Scientific,	1,081,520	$152,602	2.6%	$123.09	+16.8%	COMMON	883556102
VOD	Vodafone Group Plc ADR	6,080,064	$148,536	2.6%	$32.31	—	COMMON	92857W308
—	Allergan plc	704,404	$147,932	2.5%	$210.01	—	COMMON	G0177J108
WMT	Wal-Mart Stores, Inc.	2,121,819	$146,660	2.5%	$19.91	0.0%	COMMON	931142103
—	TOTAL S.A. - ADR	2,869,571	$146,262	2.5%	$45.94	—	COMMON	89151E109
MSFT	Microsoft Corporation	2,298,309	$142,817	2.5%	$38.92	+38.6%	COMMON	594918104
MRSH	Marsh & McLennan Companies Inc.	2,090,751	$141,314	2.4%	$37.64	+53.2%	COMMON	571748102
BP	BP PLC Sponsored ADR	3,766,209	$140,781	2.4%	$39.97	—	COMMON	055622104
IVZ	Invesco Ltd.	4,481,747	$135,976	2.3%	$20.05	+0.6%	COMMON	G491BT108
—	Time Warner, Inc.	1,343,527	$129,691	2.2%	$63.78	—	COMMON	887317303
EXC	Exelon Corporation	3,597,327	$127,669	2.2%	$16.06	+7.3%	COMMON	30161N101
A	Agilent Technologies, Inc.	2,722,153	$124,021	2.1%	$33.01	+28.2%	COMMON	00846U101
GOOG	Alphabet Inc. Cl C	450	$347	0.0%	$35.85	+7.9%	COMMON	02079K107