Location: New York, NY
CIK: 0001056488 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 12, 2013
Total Value: $97.73M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| UNH | UNITEDHEALTH GR | 125,895 | $9.015M | 9.2% | $71.61 * | $50.75 | +15.9% | COM | 91324P102 |
| COST | COSTCO WHOLESALE | 46,450 | $5.35M | 5.5% | $115.18 * | $86.56 | +5.8% | COM | 22160K105 |
| — | CELGENE CORP | 32,800 | $5.056M | 5.2% | $154.15 | $116.97 | — | COM | 151020104 |
| EPD | ENTERPRISE PROD. | 76,485 | $4.669M | 4.8% | $61.04 | $62.16 | — | COM | 293792107 |
| BASFY | BASF SE ADR | 48,250 | $4.632M | 4.7% | $96.00 | $93.06 | +3.2% | COM | 055262505 |
| — | ISIS PHARM | 100,700 | $3.78M | 3.9% | $37.54 | $27.69 | — | COM | 464330109 |
| RRC | RANGE RES CORP | 49,600 | $3.764M | 3.9% | $75.89 | $76.33 | -0.6% | COM | 75281A109 |
| CECO | CECO ENVIRONMENTAL CO | 218,132 | $3.071M | 3.1% | $14.08 * | $11.01 | +15.5% | COM | 125141101 |
| — | ALLIANCE BERNSTEIN INC FD | 411,616 | $2.898M | 3.0% | $7.04 | $7.38 | — | COM | 01881E101 |
| WWD | WOODWARD,INC | 62,603 | $2.556M | 2.6% | $40.83 * | $34.67 | +8.3% | COM | 980745103 |
| — | AMERICAN STRATEGIC INC | 240,560 | $2.35M | 2.4% | $9.77 | $10.47 | — | COM | 030098107 |
| EBAY | EBAY, INC | 42,000 | $2.343M | 2.4% | $55.79 * | $20.18 | +3.6% | COM | 278642103 |
| TMO | THERMO FISHER SCI | 25,150 | $2.318M | 2.4% | $92.17 * | $79.76 | +11.0% | COM | 883556102 |
| — | BLACKSTONE GROUP | 90,500 | $2.253M | 2.3% | $24.90 | $21.06 | — | COM | 09253U108 |
| — | HEALTH CARE REIT | 32,358 | $2.018M | 2.1% | $62.36 | $67.03 | — | COM | 42217K106 |
| — | WESTERN ASSET GLOBAL HIGH INCO | 149,076 | $1.841M | 1.9% | $12.35 | $12.26 | — | COM | 95766B109 |
| — | YAHOO INC | 55,374 | $1.837M | 1.9% | $33.17 | $29.80 | — | COM | 984332106 |
| ROST | ROSS STORES | 16,700 | $1.216M | 1.2% | $72.81 * | $28.26 | +14.2% | COM | 778296103 |
| — | CVS CORPORATION | 21,411 | $1.215M | 1.2% | $56.75 | $57.19 | — | COM | 585745102 |
| — | ANNALY CAPITAL | 98,300 | $1.138M | 1.2% | $11.58 | $12.57 | — | COM | 035710409 |
| — | COHEN & STEERS SELECT PFD & IN | 47,151 | $1.13M | 1.2% | $23.97 | $25.74 | — | COM | 19248Y107 |
| ECL | ECOLAB INC | 10,225 | $1.01M | 1.0% | $98.78 * | $73.48 | +17.5% | COM | 278865100 |
| — | GENTHERM | 48,450 | $925K | 0.9% | $19.09 | $18.58 | — | COM | 03070L300 |
| — | NOVADAQ TECHNOLOGIES INC | 54,500 | $904K | 0.9% | $16.59 | $13.47 | — | COM | 66987g102 |
| QCOM | QUALCOMM INC | 13,170 | $887K | 0.9% | $67.35 * | $45.45 | +5.6% | COM | 747525103 |
| FSP | FRANKLIN ST PROP | 68,500 | $873K | 0.9% | $12.74 | $13.20 | — | COM | 35471R106 |
| — | OAKTREE CAP GROUP LLC | 16,250 | $851K | 0.9% | $52.37 | $52.48 | — | COM | 674001201 |
| HIMX | HIMAX TECH | 82,808 | $828K | 0.8% | $10.00 | $6.15 | +62.7% | COM | 43289P106 |
| WMB | WILLIAMS COS | 22,290 | $810K | 0.8% | $36.34 * | $18.03 | +2.8% | COM | 969457100 |
| — | EMC CORPORATION | 31,225 | $798K | 0.8% | $25.56 | $23.63 | — | COM | 268648102 |
| ATI | ALLEGHENY TECHNOLOGIES | 26,000 | $794K | 0.8% | $30.54 * | $26.04 | +9.4% | COM | 01741R102 |
| AWK | AMER WATER WRKS | 18,600 | $768K | 0.8% | $41.29 * | $31.82 | +1.0% | COM | 030420103 |
| WMT | WALMART | 10,244 | $758K | 0.8% | $73.99 * | $19.98 | -3.0% | COM | 931142103 |
| — | ENERPLUS CORP | 45,082 | $748K | 0.8% | $16.59 | $14.78 | — | COM | 292766102 |
| — | INTL FCSTONE INC | 36,000 | $736K | 0.8% | $20.44 | $17.44 | — | COM | 46116V105 |
| — | VMWARE INC CL A | 8,900 | $720K | 0.7% | $80.90 | $67.80 | — | COM | 928563402 |
| ATR | APTARGROUP INC | 11,200 | $673K | 0.7% | $60.09 * | $46.93 | +7.5% | COM | 038336103 |
| — | COMCAST CL A | 14,900 | $646K | 0.7% | $43.36 | $39.68 | — | COM | 20030N200 |
| — | CALPINE | 32,200 | $626K | 0.6% | $19.44 | $21.24 | — | COM | 131347106 |
| COLFF | COLABOR GROUP INC | 142,000 | $590K | 0.6% | $4.15 * | $4.78 | -21.0% | COM | 192667103 |
| KIM | KIMCO REALTY | 28,250 | $570K | 0.6% | $20.18 * | $12.61 | -10.9% | COM | 49446R109 |
| MMM | 3M CO | 4,600 | $549K | 0.6% | $119.35 * | $61.26 | +10.9% | COM | 88579Y101 |
| — | QEP RESOURCES | 18,500 | $512K | 0.5% | $27.68 | $27.78 | — | COM | 74733V100 |
| — | BLACKROCK MUNIYLD NY INS FD | 41,248 | $511K | 0.5% | $12.39 | $13.11 | — | COM | 09255e102 |
| IBN | ICICI BANK LTD ADR | 16,700 | $509K | 0.5% | $30.48 | $43.54 | -30.0% | COM | 45104G104 |
| SLM | SLM CORP | 19,511 | $486K | 0.5% | $24.91 * | $7.81 | +14.0% | COM | 78442P106 |
| — | QUESTAR CORP | 21,500 | $484K | 0.5% | $22.51 | $23.86 | — | COM | 748356102 |
| PEYUF | PEYTO EXPL & DEV | 16,000 | $474K | 0.5% | $29.63 * | $15.17 | -0.9% | COM | 717046106 |
| — | GENERAL ELEC CO | 19,480 | $465K | 0.5% | $23.87 | $23.20 | — | COM | 369604103 |
| NVZMY | NOVOZYMES A/S UN ADR | 12,000 | $460K | 0.5% | $38.33 | $34.64 | +10.7% | COM | 670108109 |
| TYL | TYLER TECHNOLOGIES | 5,000 | $437K | 0.4% | $87.40 | $64.83 | +34.9% | COM | 902252105 |
| — | PIMCO DYNAMIC CREDIT INCOME FD | 19,500 | $434K | 0.4% | $22.26 | $22.92 | — | COM SHS | 72202D106 |
| — | PRANA BIOTECH ADR | 100,783 | $414K | 0.4% | $4.11 | $2.59 | — | COM | 739727105 |
| AFL | AFLAC INC | 6,500 | $403K | 0.4% | $62.00 * | $20.11 | +15.3% | COM | 001055102 |
| BEP | BROOKFIELD RENEWABLE ENERGY PA | 15,000 | $400K | 0.4% | $26.67 | $27.93 | — | COM | G16258108 |
| TFX | TELEFLEX INC | 4,800 | $395K | 0.4% | $82.29 * | $72.98 | +3.2% | COM | 879369106 |
| — | HYDRODEC GROUP PLC ORD 0.5P | 1,855,000 | $394K | 0.4% | $0.21 | $0.15 | — | COM | G4674T106 |
| NSC | NORFOLK SOUTHERN | 5,000 | $387K | 0.4% | $77.40 * | $57.67 | +2.3% | COM | 655844108 |
| — | NUVEEN R/E FUND | 36,500 | $385K | 0.4% | $10.55 | $11.89 | — | COM | 67071b108 |
| — | ENCANA CORP | 22,050 | $382K | 0.4% | $17.32 | $16.96 | — | COM | 292505104 |
| — | NUVEEN INSURED FUND | 30,000 | $375K | 0.4% | $12.50 | $12.87 | — | COM | 670657105 |
| — | MERRIMACK PHARM INC | 98,001 | $371K | 0.4% | $3.79 | $6.74 | — | COM | 590328100 |
| — | ISTAR FINL INC | 29,500 | $355K | 0.4% | $12.03 | $11.29 | — | COM | 45031U101 |
| UNP | UNION PAC CORP | 2,164 | $336K | 0.3% | $155.27 * | $57.06 | +3.9% | COM | 907818108 |
| GLD | SPDR GOLD SHARES | 2,600 | $333K | 0.3% | $128.08 | $136.97 | -6.4% | GOLD SHS | 78463V107 |
| IBB | iSHARES NASDAQ BIOTECH ETF | 1,460 | $306K | 0.3% | $209.59 * | $57.81 | +20.9% | NASDAQ BIO INDX | 464287556 |
| CVE | CENOVUS ENERGY | 10,150 | $303K | 0.3% | $29.85 * | $22.39 | +2.5% | COM | 15135U109 |
| — | COHEN & STEERS INFRASTRUCTUR | 14,983 | $296K | 0.3% | $19.76 | $18.89 | — | COM | 19248A109 |
| — | ROFIN SINAR TECH NOLOGIES INC | 12,200 | $295K | 0.3% | $24.18 | $24.92 | — | COM | 775043102 |
| JNJ | JOHNSON&JOHNSON | 3,250 | $282K | 0.3% | $86.77 * | $59.66 | +3.4% | COM | 478160104 |
| — | DOW CHEMICAL | 7,200 | $276K | 0.3% | $38.33 | $32.22 | — | COM | 260543103 |
| PEP | PEPSICO | 3,438 | $273K | 0.3% | $79.41 * | $56.00 | -1.5% | COM | 713448108 |
| COP | CONOCOPHILLIPS | 3,780 | $263K | 0.3% | $69.58 * | $39.96 | +16.2% | COM | 20825C104 |
| — | ABBVIE INC | 5,800 | $259K | 0.3% | $44.66 | $41.38 | — | COM | 00287y109 |
| — | COHEN & ST QUALITY INC | 26,106 | $255K | 0.3% | $9.77 | $11.22 | — | COM | 17247L106 |
| — | EXXON MOBIL CORP | 2,900 | $250K | 0.3% | $86.21 | $90.32 | — | COM | 302290101 |
| — | BLACKROCK MUNIYLD QUALITY II | 20,000 | $248K | 0.3% | $12.40 | $12.95 | — | COM | 09254g108 |
| — | NOVABAY PHARMACEUTICALS | 138,000 | $237K | 0.2% | $1.72 | $1.38 | — | COM | 66987P102 |
| — | UNITED TECHS CORP | 2,200 | $237K | 0.2% | $107.73 | $92.73 | — | COM | 913017109 |
| IBM | INTL BUS MACH | 1,260 | $233K | 0.2% | $184.92 * | $118.94 | -8.5% | COM | 459200101 |
| EMR | EMERSON ELEC CO | 3,400 | $220K | 0.2% | $64.71 * | $43.83 | +6.1% | COM | 291011104 |
| — | COHEN & STEERS LTD DUR PFD FD | 9,800 | $220K | 0.2% | $22.45 | $25.00 | — | COM | 19248C105 |
| — | CENTRAL FUND OF CANADA LTD | 14,400 | $212K | 0.2% | $14.72 | $13.61 | — | CLA | 153501101 |
| SYY | SYSCO CORP | 6,675 | $212K | 0.2% | $31.76 * | $24.40 | -6.8% | COM | 871829107 |
| — | CARLYLE GRP LP | 8,200 | $211K | 0.2% | $25.73 | $25.73 | — | COM | 14309L102 |
| — | CB RICH ELLIS GROUP | 9,000 | $208K | 0.2% | $23.11 | $23.33 | — | COM | 12497T101 |
| — | RAYTHEON CO | 2,700 | $208K | 0.2% | $77.04 | $77.04 | — | COM | 755111507 |
| SOHO | SOTHERLY HOTELS INC | 39,200 | $186K | 0.2% | $4.74 | $4.39 | — | COM | 83600C103 |
| — | BLACKROCK MUNIHLDGS NJ INS | 12,500 | $169K | 0.2% | $13.52 | $14.32 | — | COM | 09254x101 |
| — | NUVEEN INVMT QUALITY MUNI | 12,000 | $165K | 0.2% | $13.75 | $14.25 | — | COM | 67062e103 |
| — | SENOMYX INC | 46,000 | $162K | 0.2% | $3.52 | $2.17 | — | COM | 81724Q107 |
| — | WORLD ENERGY SOLUTIONS | 49,400 | $162K | 0.2% | $3.28 | $3.97 | — | COM | 98145W208 |
| — | AMER CAPITAL LTD | 10,197 | $140K | 0.1% | $13.73 | $12.65 | — | COM | 024937104 |
| — | UTILICO EMERGING MKTS UT GSP | 50,000 | $139K | 0.1% | $2.78 | $2.64 | — | COM | G93115106 |
| — | BLACKROCK MUNIHLDS FL INS | 10,000 | $131K | 0.1% | $13.10 | $14.20 | — | COM | 09254p108 |
| SGMO | SANGAMO BIOSCI | 12,000 | $126K | 0.1% | $10.50 * | $8.72 | +13.8% | COM | 800677106 |
| — | WORLD TRUST FD | 32,540 | $116K | 0.1% | $3.56 | $3.15 | — | COM | L98345108 |
| — | NUVEEN NY AMT-FREE MUNI PFD FD | 10,900 | $109K | 0.1% | $10.00 | $10.09 | — | COM | 670656305 |
| — | ADVENT CLAYMORE ENH GWTH & INC | 10,500 | $103K | 0.1% | $9.81 | $9.81 | — | COM | 00765E104 |
| — | ABERDEEN ASIA PAC INCM | 16,500 | $100K | 0.1% | $6.06 | $6.18 | — | COM | 003009107 |
| — | GEVO INC | 32,000 | $61,000 | 0.1% | $1.91 | $1.91 | — | COM | 374396109 |
| — | ACCESS PHARMA | 117,757 | $53,000 | 0.1% | $0.45 | $0.43 | — | COM | 00431M308 |
| — | QUICKSILVER RESOURCES | 19,800 | $39,000 | 0.0% | $1.97 | $1.67 | — | COM | 74837R104 |
| — | CALPIAN INC | 20,000 | $24,000 | 0.0% | $1.20 | $1.20 | — | COM | 13135X108 |
| — | TIGERLOGIC CORP | 12,193 | $21,000 | 0.0% | $1.72 | $1.64 | — | COM | 8867EQ101 |
| — | POWER EFFICIENCY | 40,000 | $0 | 0.0% | $0.00 | — | — | COM | 739268209 |
| — | CHEMOKINE THERAP | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 16383P107 |