Location: New York, NY
CIK: 0001056488 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Jan 24, 2014
Total Value: $106M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| UNH | UNITEDHEALTH GR | 123,841 | $9.325M | 8.8% | $75.30 * | $50.75 | +22.4% | COM | 91324P102 |
| — | CELGENE CORP | 32,900 | $5.559M | 5.3% | $168.97 | $116.97 | — | COM | 151020104 |
| COST | COSTCO WHLSALE | 46,350 | $5.517M | 5.2% | $119.03 * | $86.56 | +9.6% | COM | 22160K105 |
| BASFY | BASF SE ADR | 48,250 | $5.201M | 4.9% | $107.79 | $93.06 | +15.8% | COM | 055262505 |
| EPD | ENTERPRISE PROD. | 76,401 | $5.065M | 4.8% | $66.29 | $62.16 | — | COM | 293792107 |
| RRC | RANGE RES CORP | 49,500 | $4.173M | 3.9% | $84.30 | $76.33 | +10.5% | COM | 75281A109 |
| — | ISIS PHARM | 99,300 | $3.956M | 3.7% | $39.84 | $27.69 | — | COM | 464330109 |
| CECO | CECO ENVIRONMENTAL CO | 220,639 | $3.564M | 3.4% | $16.15 * | $11.05 | +32.5% | COM | 125141101 |
| WWD | WOODWARD,INC | 62,603 | $2.855M | 2.7% | $45.60 * | $34.67 | +21.2% | COM | 980745103 |
| — | BLACKSTONE GRP | 90,400 | $2.848M | 2.7% | $31.50 | $21.06 | — | COM | 09253U108 |
| TMO | THERMO FISHER SCI | 25,150 | $2.8M | 2.6% | $111.33 * | $79.76 | +34.4% | COM | 883556102 |
| — | ALLIANCEBERSTEIN INCOME FUN | 374,116 | $2.667M | 2.5% | $7.13 | $7.38 | — | COM | 01881E101 |
| — | YAHOO INC | 58,874 | $2.381M | 2.2% | $40.44 | $30.43 | — | COM | 984332106 |
| EBAY | EBAY, INC | 41,900 | $2.299M | 2.2% | $54.87 * | $20.18 | +1.9% | COM | 278642103 |
| — | VMWARE INC CL A | 25,500 | $2.288M | 2.2% | $89.73 | $82.07 | — | COM | 928563402 |
| — | AMERICAN STRATEGIV INCM PTFL | 225,622 | $2.028M | 1.9% | $8.99 | $10.47 | — | COM | 030098107 |
| — | WESTERN ASSET GLB HI INCOME | 145,641 | $1.783M | 1.7% | $12.24 | $12.26 | — | COM | 95766B109 |
| — | NOVADAQ TECHNOLOGIES | 107,900 | $1.779M | 1.7% | $16.49 | $14.96 | — | COM | 66987g102 |
| — | HEALTH CARE REIT | 32,158 | $1.723M | 1.6% | $53.58 | $67.03 | — | COM | 42217K106 |
| — | CVS CORPORATION | 21,311 | $1.525M | 1.4% | $71.56 | $57.19 | — | COM | 585745102 |
| — | GENTHERM | 48,050 | $1.288M | 1.2% | $26.81 | $18.58 | — | COM | 03070L300 |
| HIMX | HIMAX TECH | 84,508 | $1.243M | 1.2% | $14.71 | $6.24 | +135.9% | COM | 43289P106 |
| — | COHEN & STEERS SLT PFD INCM | 45,751 | $1.13M | 1.1% | $24.70 | $25.74 | — | COM | 19248Y107 |
| ROST | ROSS STORES | 14,300 | $1.071M | 1.0% | $74.90 * | $28.26 | +17.8% | COM | 778296103 |
| ECL | ECOLAB INC | 10,125 | $1.056M | 1.0% | $104.30 * | $73.48 | +24.4% | COM | 278865100 |
| QCOM | QUALCOMM INC | 13,670 | $1.015M | 1.0% | $74.25 * | $45.63 | +16.5% | COM | 747525103 |
| — | OAKTREE CAPITAL | 16,050 | $944K | 0.9% | $58.82 | $52.48 | — | COM | 674001201 |
| — | PRANA BIOTECH ADR | 128,283 | $899K | 0.8% | $7.01 | $3.53 | — | COM | 739727105 |
| WMB | WILLIAMS COS | 22,090 | $852K | 0.8% | $38.57 * | $18.03 | +10.2% | COM | 969457100 |
| — | ENERPLUS | 45,165 | $821K | 0.8% | $18.18 | $14.78 | — | COM | 292766102 |
| WMT | WALMART | 10,244 | $806K | 0.8% | $78.68 * | $19.98 | +3.8% | COM | 931142103 |
| FSP | FRANKLIN ST PROP | 64,500 | $771K | 0.7% | $11.95 | $13.20 | — | COM | 35471R106 |
| ATR | APTARGROUP INC | 11,200 | $759K | 0.7% | $67.77 * | $46.93 | +21.7% | COM | 038336103 |
| — | COMCAST CL A | 14,700 | $733K | 0.7% | $49.86 | $39.68 | — | COM | 20030N200 |
| — | INTL FCSTONE INC | 36,000 | $666K | 0.6% | $18.50 | $17.44 | — | COM | 46116V105 |
| ATI | ALLEGHENY TECHNOLOGIES | 18,200 | $648K | 0.6% | $35.60 * | $26.04 | +28.4% | COM | 01741R102 |
| MMM | 3M CO | 4,600 | $645K | 0.6% | $140.22 * | $61.26 | +30.9% | COM | 88579Y101 |
| IBN | ICICI BANK LTD ADR | 16,700 | $621K | 0.6% | $37.19 | $43.54 | -14.6% | COM | 45104G104 |
| AWK | AMER WATER WRKS | 14,000 | $592K | 0.6% | $42.29 * | $31.82 | +4.1% | COM | 030420103 |
| — | QEP RESOURCES | 18,500 | $567K | 0.5% | $30.65 | $27.78 | — | COM | 74733V100 |
| — | CALPINE | 28,700 | $560K | 0.5% | $19.51 | $21.24 | — | COM | 131347106 |
| — | GENERAL ELEC CO | 19,480 | $546K | 0.5% | $28.03 | $23.20 | — | COM | 369604103 |
| — | MERRIMACK PHARM INC | 98,001 | $522K | 0.5% | $5.33 | $6.74 | — | COM | 590328100 |
| SLM | SLM CORP | 19,511 | $513K | 0.5% | $26.29 * | $7.81 | +20.3% | COM | 78442P106 |
| TYL | TYLER TECHNOLOGIES | 5,000 | $511K | 0.5% | $102.20 | $64.83 | +57.5% | COM | 902252105 |
| NVZMY | NOVOZYMES A/S UN ADR | 12,000 | $507K | 0.5% | $42.25 | $34.64 | +22.0% | COM | 670108109 |
| — | QUESTAR CORP | 21,500 | $494K | 0.5% | $22.98 | $23.86 | — | COM | 748356102 |
| PEYUF | PEYTO EXPL & DEV | 16,000 | $490K | 0.5% | $30.63 * | $15.17 | +3.9% | COM | 717046106 |
| — | ANNALY CAPITAL | 47,000 | $469K | 0.4% | $9.98 | $12.57 | — | COM | 035710409 |
| NSC | NORFOLK SOUTHERN | 5,000 | $464K | 0.4% | $92.80 * | $57.67 | +23.5% | COM | 655844108 |
| TFX | TELEFLEX INC | 4,800 | $451K | 0.4% | $93.96 * | $72.98 | +18.2% | COM | 879369106 |
| SRLN | SSGA ACTIVE ETF TR | 8,800 | $440K | 0.4% | $50.00 | $49.99 | +0.1% | BLKSTN GSOSRLN | 78467V608 |
| — | PIMCO DYNAMIC CR INCOME FD | 19,500 | $438K | 0.4% | $22.46 | $22.92 | — | COM SHS | 72202D106 |
| KIM | KIMCO REALTY | 22,000 | $434K | 0.4% | $19.73 * | $12.61 | -10.9% | COM | 49446R109 |
| AFL | AFLAC INC | 6,500 | $434K | 0.4% | $66.77 * | $20.11 | +25.0% | COM | 001055102 |
| — | I-STAR FINANCIAL | 29,500 | $421K | 0.4% | $14.27 | $11.29 | — | COM | 45031U101 |
| — | ENCANA CORP | 22,050 | $398K | 0.4% | $18.05 | $16.96 | — | COM | 292505104 |
| BEP | BROOKFIELD RENEWABLE ENERGY PA | 15,000 | $392K | 0.4% | $26.13 | $27.93 | — | COM | G16258108 |
| — | HYDRODEC GROUP PLC ORD 0.5P | 2,081,226 | $375K | 0.4% | $0.18 | $0.15 | — | COM | G4674T106 |
| UNP | UNION PAC CORP | 2,164 | $364K | 0.3% | $168.21 * | $57.06 | +12.9% | COM | 907818108 |
| — | EMC CORPORATION | 13,375 | $336K | 0.3% | $25.12 | $23.63 | — | COM | 268648102 |
| IBB | ISHARES | 1,460 | $332K | 0.3% | $227.40 * | $57.81 | +30.9% | NASDQ BIOTEC ETF | 464287556 |
| — | NUVEEN REAL ESTATE INCOME FD | 34,500 | $328K | 0.3% | $9.51 | $9.51 | — | COM | 67071B108 |
| — | ABBVIE INC | 5,900 | $312K | 0.3% | $52.88 | $41.57 | — | COM | 00287y109 |
| — | COHEN & STEERS INFRASTRUCTUR | 14,983 | $309K | 0.3% | $20.62 | $18.89 | — | COM | 19248A109 |
| ACAD | ACADIA PHARMA | 12,150 | $304K | 0.3% | $25.02 | $23.59 | +5.9% | COM | 004225108 |
| — | ROFIN SINAR TECH | 11,200 | $303K | 0.3% | $27.05 | $24.92 | — | COM | 775043102 |
| — | NUVEEN AMT-FREE MUN INCOME F | 25,000 | $301K | 0.3% | $12.04 | $12.87 | — | COM | 670657105 |
| JNJ | JOHNSON&JOHNSON | 3,250 | $298K | 0.3% | $91.69 * | $59.66 | +10.0% | COM | 478160104 |
| — | CARLYLE GRP LP | 8,200 | $292K | 0.3% | $35.61 | $25.73 | — | COM | 14309L102 |
| CVE | CENOVUS ENERGY | 10,150 | $291K | 0.3% | $28.67 * | $22.39 | -0.8% | COM | 15135U109 |
| GLD | SPDR GOLD TRUST | 2,400 | $279K | 0.3% | $116.25 | $136.97 | -15.2% | GOLD SHS | 78463V107 |
| — | POWERSHARES ETF TRUST II | 11,200 | $279K | 0.3% | $24.91 | $24.91 | — | SENIOR LN PORT | 73936Q769 |
| COP | CONOCOPHILLIPS | 3,780 | $267K | 0.3% | $70.63 * | $39.96 | +19.3% | COM | 20825C104 |
| PEP | PEPSICO | 3,150 | $261K | 0.2% | $82.86 * | $56.00 | +3.5% | COM | 713448108 |
| — | EXXON MOBIL CORP | 2,515 | $255K | 0.2% | $101.39 | $90.32 | — | COM | 302290101 |
| — | RAYTHEON CO | 2,700 | $245K | 0.2% | $90.74 | $77.04 | — | COM | 755111507 |
| SYY | SYSCO CORP | 6,675 | $241K | 0.2% | $36.10 * | $24.40 | +7.5% | COM | 871829107 |
| EMR | EMERSON ELEC CO | 3,400 | $239K | 0.2% | $70.29 * | $43.83 | +15.9% | COM | 291011104 |
| — | CB RICH ELLIS GRP | 9,000 | $237K | 0.2% | $26.33 | $23.33 | — | COM | 12497T101 |
| IBM | INTL BUS MACH | 1,260 | $236K | 0.2% | $187.30 * | $118.94 | -6.8% | COM | 459200101 |
| — | BLACKROCK MUNIY QUALITY FD I | 20,000 | $234K | 0.2% | $11.70 | $12.95 | — | COM | 09254g108 |
| — | SENOMYX INC | 46,000 | $233K | 0.2% | $5.07 | $2.17 | — | COM | 81724Q107 |
| SOHO | SOTHERLY HOTELS INC | 39,200 | $233K | 0.2% | $5.94 | $4.39 | — | COM | 83600C103 |
| — | UNITED TECHS CORP | 2,000 | $228K | 0.2% | $114.00 | $92.73 | — | COM | 913017109 |
| ABT | ABBOTT LABS | 5,900 | $226K | 0.2% | $38.31 * | $29.23 | +4.0% | COM | 002824100 |
| — | COHEN & STEERS LTD DUR PFD I | 9,800 | $222K | 0.2% | $22.65 | $25.00 | — | COM | 19248C105 |
| — | FREEPORT MCMORAN COPPER & GOLD | 5,745 | $217K | 0.2% | $37.77 | $37.77 | — | COM | 356903104 |
| BMY | BRISTOL MYERS | 4,000 | $213K | 0.2% | $53.25 * | $34.16 | +5.0% | COM | 110122108 |
| — | WORLD ENERGY SOLUTIONS | 49,400 | $210K | 0.2% | $4.25 | $3.97 | — | COM | 98145W208 |
| T | AT&T INC | 5,704 | $201K | 0.2% | $35.24 * | $11.17 | +1.1% | COM | 00206R102 |
| COLFF | COLABOR GROUP INC | 40,000 | $176K | 0.2% | $4.40 * | $4.78 | -9.9% | COM | 192667103 |
| — | NOVABAY PHARMACEUTICALS | 138,000 | $170K | 0.2% | $1.23 | $1.38 | — | COM | 66987P102 |
| SGMO | SANGAMO BIOSCI | 12,000 | $167K | 0.2% | $13.92 * | $8.72 | +32.0% | COM | 800677106 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 12,500 | $164K | 0.2% | $13.12 | $14.32 | — | COM | 09254x101 |
| — | NUVEEN INVT QUALITY MUN FD I | 12,000 | $162K | 0.2% | $13.50 | $14.25 | — | COM | 67062e103 |
| — | AMER CAPITAL LTD | 10,197 | $159K | 0.2% | $15.59 | $12.65 | — | COM | 024937104 |
| — | UTILICO EMERGING MKTS UT GSP | 50,000 | $156K | 0.1% | $3.12 | $2.64 | — | COM | G93115106 |
| — | CENTRAL FD CDA LTD | 10,900 | $144K | 0.1% | $13.21 | $13.61 | — | CL A | 153501101 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 10,000 | $125K | 0.1% | $12.50 | $14.20 | — | COM | 09254p108 |
| — | WORLD TRUST FD | 32,540 | $123K | 0.1% | $3.78 | $3.15 | — | COM | L98345108 |
| — | ADVENT CLAYMORE ENH GRW & IN | 10,500 | $106K | 0.1% | $10.10 | $9.81 | — | COM | 00765E104 |
| — | ABERDEEN ASIA PACIFIC INCOM | 16,500 | $95,000 | 0.1% | $5.76 | $6.18 | — | COM | 003009107 |
| — | QUICKSILVER RESOURCES | 19,800 | $61,000 | 0.1% | $3.08 | $1.67 | — | COM | 74837R104 |
| — | DULUTH METALS | 69,000 | $51,000 | 0.0% | $0.74 | $0.74 | — | COM | 26443R100 |
| — | GEVO INC | 33,000 | $47,000 | 0.0% | $1.42 | $1.89 | — | COM | 374396109 |
| — | CALPIAN INC | 20,000 | $34,000 | 0.0% | $1.70 | $1.20 | — | COM | 13135X108 |
| — | ACCESS PHARMA | 117,757 | $29,000 | 0.0% | $0.25 | $0.43 | — | COM | 00431M308 |
| — | TIGERLOGIC CORP | 12,193 | $23,000 | 0.0% | $1.89 | $1.64 | — | COM | 8867EQ101 |
| — | CHEMOKINE THERAP | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 16383P107 |
| — | POWER EFFICIENCY | 40,000 | $0 | 0.0% | $0.00 | — | — | COM | 739268209 |