GARRISON BRADFORD & ASSOCIATES INC Diversified Active

CIK: 0001056488 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Jan 24, 2014

Total Value ($000): $105,840 (100.0% shares, 0.0% debt)

Holdings (111)

UNH UNITEDHEALTH GR 8.8%
Value ($000) $9,325 Shares 123,841 Est. Cost $50.75 Unrealized +16.4%
— CELGENE CORP 5.3%
Value ($000) $5,559 Shares 32,900 Est. Cost $116.97 Unrealized —
COST COSTCO WHLSALE 5.2%
Value ($000) $5,517 Shares 46,350 Est. Cost $86.56 Unrealized +9.9%
BASFY BASF SE ADR 4.9%
Value ($000) $5,201 Shares 48,250 Est. Cost $89.49 Unrealized —
EPD ENTERPRISE PROD. 4.8%
Value ($000) $5,065 Shares 76,401 Est. Cost $62.16 Unrealized —
RRC RANGE RES CORP 3.9%
Value ($000) $4,173 Shares 49,500 Est. Cost $76.33 Unrealized +1.9%
— ISIS PHARM 3.7%
Value ($000) $3,956 Shares 99,300 Est. Cost $27.69 Unrealized —
CECO CECO ENVIRONMENTAL CO 3.4%
Value ($000) $3,564 Shares 220,639 Est. Cost $11.05 Unrealized +32.2%
WWD WOODWARD,INC 2.7%
Value ($000) $2,855 Shares 62,603 Est. Cost $34.67 Unrealized +10.9%
— BLACKSTONE GRP 2.7%
Value ($000) $2,848 Shares 90,400 Est. Cost $21.06 Unrealized —
TMO THERMO FISHER SCI 2.6%
Value ($000) $2,800 Shares 25,150 Est. Cost $79.76 Unrealized +19.9%
— ALLIANCEBERSTEIN INCOME FUN 2.5%
Value ($000) $2,667 Shares 374,116 Est. Cost $7.38 Unrealized —
— YAHOO INC 2.2%
Value ($000) $2,381 Shares 58,874 Est. Cost $30.43 Unrealized —
EBAY EBAY, INC 2.2%
Value ($000) $2,299 Shares 41,900 Est. Cost $20.18 Unrealized -2.4%
— VMWARE INC CL A 2.2%
Value ($000) $2,288 Shares 25,500 Est. Cost $82.07 Unrealized —
— AMERICAN STRATEGIV INCM PTFL 1.9%
Value ($000) $2,028 Shares 225,622 Est. Cost $10.47 Unrealized —
— WESTERN ASSET GLB HI INCOME 1.7%
Value ($000) $1,783 Shares 145,641 Est. Cost $12.26 Unrealized —
— NOVADAQ TECHNOLOGIES 1.7%
Value ($000) $1,779 Shares 107,900 Est. Cost $14.96 Unrealized —
— HEALTH CARE REIT 1.6%
Value ($000) $1,723 Shares 32,158 Est. Cost $67.03 Unrealized —
— CVS CORPORATION 1.4%
Value ($000) $1,525 Shares 21,311 Est. Cost $57.19 Unrealized —
— GENTHERM 1.2%
Value ($000) $1,288 Shares 48,050 Est. Cost $18.58 Unrealized —
HIMX HIMAX TECH 1.2%
Value ($000) $1,243 Shares 84,508 Est. Cost $5.41 Unrealized —
— COHEN & STEERS SLT PFD INCM 1.1%
Value ($000) $1,130 Shares 45,751 Est. Cost $25.74 Unrealized —
ROST ROSS STORES 1.0%
Value ($000) $1,071 Shares 14,300 Est. Cost $28.26 Unrealized +17.9%
ECL ECOLAB INC 1.0%
Value ($000) $1,056 Shares 10,125 Est. Cost $73.48 Unrealized +23.8%
QCOM QUALCOMM INC 1.0%
Value ($000) $1,015 Shares 13,670 Est. Cost $45.63 Unrealized +10.4%
— OAKTREE CAPITAL 0.9%
Value ($000) $944 Shares 16,050 Est. Cost $52.48 Unrealized —
— PRANA BIOTECH ADR 0.8%
Value ($000) $899 Shares 128,283 Est. Cost $3.53 Unrealized —
WMB WILLIAMS COS 0.8%
Value ($000) $852 Shares 22,090 Est. Cost $18.03 Unrealized +2.0%
— ENERPLUS 0.8%
Value ($000) $821 Shares 45,165 Est. Cost $14.78 Unrealized —
WMT WALMART 0.8%
Value ($000) $806 Shares 10,244 Est. Cost $19.98 Unrealized +1.8%
FSP FRANKLIN ST PROP 0.7%
Value ($000) $771 Shares 64,500 Est. Cost $13.20 Unrealized —
ATR APTARGROUP INC 0.7%
Value ($000) $759 Shares 11,200 Est. Cost $46.93 Unrealized +14.3%
— COMCAST CL A 0.7%
Value ($000) $733 Shares 14,700 Est. Cost $39.68 Unrealized —
— INTL FCSTONE INC 0.6%
Value ($000) $666 Shares 36,000 Est. Cost $17.44 Unrealized —
ATI ALLEGHENY TECHNOLOGIES 0.6%
Value ($000) $648 Shares 18,200 Est. Cost $26.04 Unrealized +18.0%
MMM 3M CO 0.6%
Value ($000) $645 Shares 4,600 Est. Cost $61.26 Unrealized +18.6%
IBN ICICI BANK LTD ADR 0.6%
Value ($000) $621 Shares 16,700 Est. Cost $38.26 Unrealized —
AWK AMER WATER WRKS 0.6%
Value ($000) $592 Shares 14,000 Est. Cost $31.82 Unrealized +2.9%
— QEP RESOURCES 0.5%
Value ($000) $567 Shares 18,500 Est. Cost $27.78 Unrealized —
— CALPINE 0.5%
Value ($000) $560 Shares 28,700 Est. Cost $21.24 Unrealized —
— GENERAL ELEC CO 0.5%
Value ($000) $546 Shares 19,480 Est. Cost $23.20 Unrealized —
— MERRIMACK PHARM INC 0.5%
Value ($000) $522 Shares 98,001 Est. Cost $6.74 Unrealized —
SLM SLM CORP 0.5%
Value ($000) $513 Shares 19,511 Est. Cost $7.81 Unrealized +17.8%
TYL TYLER TECHNOLOGIES 0.5%
Value ($000) $511 Shares 5,000 Est. Cost $64.83 Unrealized +49.8%
NVZMY NOVOZYMES A/S UN ADR 0.5%
Value ($000) $507 Shares 12,000 Est. Cost $32.08 Unrealized —
— QUESTAR CORP 0.5%
Value ($000) $494 Shares 21,500 Est. Cost $23.86 Unrealized —
PEYUF PEYTO EXPL & DEV 0.5%
Value ($000) $490 Shares 16,000 Est. Cost $15.17 Unrealized +3.9%
— ANNALY CAPITAL 0.4%
Value ($000) $469 Shares 47,000 Est. Cost $12.57 Unrealized —
NSC NORFOLK SOUTHERN 0.4%
Value ($000) $464 Shares 5,000 Est. Cost $57.67 Unrealized +13.9%
TFX TELEFLEX INC 0.4%
Value ($000) $451 Shares 4,800 Est. Cost $72.98 Unrealized +15.2%
SRLN SSGA ACTIVE ETF TR 0.4%
Value ($000) $440 Shares 8,800 Est. Cost $50.00 Unrealized —
— PIMCO DYNAMIC CR INCOME FD 0.4%
Value ($000) $438 Shares 19,500 Est. Cost $22.92 Unrealized —
AFL AFLAC INC 0.4%
Value ($000) $434 Shares 6,500 Est. Cost $20.11 Unrealized +22.4%
KIM KIMCO REALTY 0.4%
Value ($000) $434 Shares 22,000 Est. Cost $12.61 Unrealized -7.8%
— I-STAR FINANCIAL 0.4%
Value ($000) $421 Shares 29,500 Est. Cost $11.29 Unrealized —
— ENCANA CORP 0.4%
Value ($000) $398 Shares 22,050 Est. Cost $16.96 Unrealized —
BEP BROOKFIELD RENEWABLE ENERGY PA 0.4%
Value ($000) $392 Shares 15,000 Est. Cost $27.93 Unrealized —
— HYDRODEC GROUP PLC ORD 0.5P 0.4%
Value ($000) $375 Shares 2,081,226 Est. Cost $0.15 Unrealized —
UNP UNION PAC CORP 0.3%
Value ($000) $364 Shares 2,164 Est. Cost $57.06 Unrealized +6.1%
— EMC CORPORATION 0.3%
Value ($000) $336 Shares 13,375 Est. Cost $23.63 Unrealized —
IBB ISHARES 0.3%
Value ($000) $332 Shares 1,460 Est. Cost $173.97 Unrealized —
— NUVEEN REAL ESTATE INCOME FD 0.3%
Value ($000) $328 Shares 34,500 Est. Cost $9.51 Unrealized —
— ABBVIE INC 0.3%
Value ($000) $312 Shares 5,900 Est. Cost $41.57 Unrealized —
— COHEN & STEERS INFRASTRUCTUR 0.3%
Value ($000) $309 Shares 14,983 Est. Cost $18.89 Unrealized —
ACAD ACADIA PHARMA 0.3%
Value ($000) $304 Shares 12,150 Est. Cost $23.59 Unrealized 0.0%
— ROFIN SINAR TECH 0.3%
Value ($000) $303 Shares 11,200 Est. Cost $24.92 Unrealized —
— NUVEEN AMT-FREE MUN INCOME F 0.3%
Value ($000) $301 Shares 25,000 Est. Cost $12.87 Unrealized —
JNJ JOHNSON&JOHNSON 0.3%
Value ($000) $298 Shares 3,250 Est. Cost $59.66 Unrealized +10.2%
— CARLYLE GRP LP 0.3%
Value ($000) $292 Shares 8,200 Est. Cost $25.73 Unrealized —
CVE CENOVUS ENERGY 0.3%
Value ($000) $291 Shares 10,150 Est. Cost $22.39 Unrealized +0.2%
— POWERSHARES ETF TRUST II 0.3%
Value ($000) $279 Shares 11,200 Est. Cost $24.91 Unrealized —
GLD SPDR GOLD TRUST 0.3%
Value ($000) $279 Shares 2,400 Est. Cost $119.23 Unrealized —
COP CONOCOPHILLIPS 0.3%
Value ($000) $267 Shares 3,780 Est. Cost $39.96 Unrealized +21.1%
PEP PEPSICO 0.2%
Value ($000) $261 Shares 3,150 Est. Cost $56.00 Unrealized +3.1%
— EXXON MOBIL CORP 0.2%
Value ($000) $255 Shares 2,515 Est. Cost $90.32 Unrealized —
— RAYTHEON CO 0.2%
Value ($000) $245 Shares 2,700 Est. Cost $77.04 Unrealized —
SYY SYSCO CORP 0.2%
Value ($000) $241 Shares 6,675 Est. Cost $24.40 Unrealized -0.1%
EMR EMERSON ELEC CO 0.2%
Value ($000) $239 Shares 3,400 Est. Cost $43.83 Unrealized +9.9%
— CB RICH ELLIS GRP 0.2%
Value ($000) $237 Shares 9,000 Est. Cost $23.33 Unrealized —
IBM INTL BUS MACH 0.2%
Value ($000) $236 Shares 1,260 Est. Cost $118.94 Unrealized -10.5%
— BLACKROCK MUNIY QUALITY FD I 0.2%
Value ($000) $234 Shares 20,000 Est. Cost $12.95 Unrealized —
SOHO SOTHERLY HOTELS INC 0.2%
Value ($000) $233 Shares 39,200 Est. Cost $4.39 Unrealized —
— SENOMYX INC 0.2%
Value ($000) $233 Shares 46,000 Est. Cost $2.17 Unrealized —
— UNITED TECHS CORP 0.2%
Value ($000) $228 Shares 2,000 Est. Cost $92.73 Unrealized —
ABT ABBOTT LABS 0.2%
Value ($000) $226 Shares 5,900 Est. Cost $29.23 Unrealized 0.0%
— COHEN & STEERS LTD DUR PFD I 0.2%
Value ($000) $222 Shares 9,800 Est. Cost $25.00 Unrealized —
— FREEPORT MCMORAN COPPER & GOLD 0.2%
Value ($000) $217 Shares 5,745 Est. Cost $37.77 Unrealized —
BMY BRISTOL MYERS 0.2%
Value ($000) $213 Shares 4,000 Est. Cost $34.16 Unrealized 0.0%
— WORLD ENERGY SOLUTIONS 0.2%
Value ($000) $210 Shares 49,400 Est. Cost $3.97 Unrealized —
T AT&T INC 0.2%
Value ($000) $201 Shares 5,704 Est. Cost $11.17 Unrealized 0.0%
COLFF COLABOR GROUP INC 0.2%
Value ($000) $176 Shares 40,000 Est. Cost $4.78 Unrealized -9.9%
— NOVABAY PHARMACEUTICALS 0.2%
Value ($000) $170 Shares 138,000 Est. Cost $1.38 Unrealized —
SGMO SANGAMO BIOSCI 0.2%
Value ($000) $167 Shares 12,000 Est. Cost $8.72 Unrealized +32.0%
— BLACKROCK MUNIHLDGS NJ QLTY 0.2%
Value ($000) $164 Shares 12,500 Est. Cost $14.32 Unrealized —
— NUVEEN INVT QUALITY MUN FD I 0.2%
Value ($000) $162 Shares 12,000 Est. Cost $14.25 Unrealized —
— AMER CAPITAL LTD 0.2%
Value ($000) $159 Shares 10,197 Est. Cost $12.65 Unrealized —
— UTILICO EMERGING MKTS UT GSP 0.1%
Value ($000) $156 Shares 50,000 Est. Cost $2.64 Unrealized —
— CENTRAL FD CDA LTD 0.1%
Value ($000) $144 Shares 10,900 Est. Cost $13.61 Unrealized —
— BLACKROCK MUNIHLDS INVSTM QL 0.1%
Value ($000) $125 Shares 10,000 Est. Cost $14.20 Unrealized —
— WORLD TRUST FD 0.1%
Value ($000) $123 Shares 32,540 Est. Cost $3.15 Unrealized —
— ADVENT CLAYMORE ENH GRW & IN 0.1%
Value ($000) $106 Shares 10,500 Est. Cost $9.81 Unrealized —
— ABERDEEN ASIA PACIFIC INCOM 0.1%
Value ($000) $95 Shares 16,500 Est. Cost $6.18 Unrealized —
— QUICKSILVER RESOURCES 0.1%
Value ($000) $61 Shares 19,800 Est. Cost $1.67 Unrealized —
— DULUTH METALS 0.0%
Value ($000) $51 Shares 69,000 Est. Cost $0.74 Unrealized —
— GEVO INC 0.0%
Value ($000) $47 Shares 33,000 Est. Cost $1.89 Unrealized —
— CALPIAN INC 0.0%
Value ($000) $34 Shares 20,000 Est. Cost $1.20 Unrealized —
— ACCESS PHARMA 0.0%
Value ($000) $29 Shares 117,757 Est. Cost $0.43 Unrealized —
— TIGERLOGIC CORP 0.0%
Value ($000) $23 Shares 12,193 Est. Cost $1.64 Unrealized —
— CHEMOKINE THERAP 0.0%
Value ($000) $0 Shares 10,000 Est. Cost — Unrealized —
— POWER EFFICIENCY 0.0%
Value ($000) $0 Shares 40,000 Est. Cost — Unrealized —