Location: New York, NY
CIK: 0001056488 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 14, 2014
Total Value: $104M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| UNH | UNITEDHEALTH GR | 119,041 | $9.76M | 9.4% | $81.99 * | $50.75 | +33.7% | COM | 91324P102 |
| EPD | ENTERPRISE PROD. | 77,017 | $5.342M | 5.1% | $69.36 | $62.16 | — | COM | 293792107 |
| COST | COSTCO WHLSALE | 45,950 | $5.132M | 4.9% | $111.69 * | $86.56 | +3.1% | COM | 22160K105 |
| — | CELGENE CORP | 34,700 | $4.844M | 4.7% | $139.60 | $118.14 | — | COM | 151020104 |
| RRC | RANGE RES CORP | 49,500 | $4.107M | 4.0% | $82.97 | $76.33 | +8.7% | COM | 75281A109 |
| CECO | CECO ENVIRONMENTAL CO | 220,646 | $3.661M | 3.5% | $16.59 * | $11.05 | +36.5% | COM | 125141101 |
| — | ISIS PHARM | 78,600 | $3.396M | 3.3% | $43.21 | $27.69 | — | COM | 464330109 |
| TMO | THERMO FISHER SCI | 25,150 | $3.024M | 2.9% | $120.24 * | $79.76 | +45.3% | COM | 883556102 |
| — | BLACKSTONE GROUP L P | 90,600 | $3.012M | 2.9% | $33.25 | $21.06 | — | COM UNIT LTD | 09253U108 |
| — | VMWARE INC CL A | 25,700 | $2.776M | 2.7% | $108.02 | $82.07 | — | COM | 928563402 |
| — | ALLIANCE BERNSTEIN INC FD | 374,116 | $2.746M | 2.6% | $7.34 | $7.38 | — | COM | 01881E101 |
| WWD | WOODWARD,INC | 62,603 | $2.6M | 2.5% | $41.53 * | $34.67 | +10.6% | COM | 980745103 |
| — | NOVADAQ TECHNOLOGIES | 107,900 | $2.404M | 2.3% | $22.28 | $14.96 | — | COM | 66987g102 |
| — | AMERICAN STRATEGIC INC | 225,975 | $2.23M | 2.1% | $9.87 | $10.47 | — | COM | 030098107 |
| — | YAHOO INC | 58,874 | $2.114M | 2.0% | $35.91 | $30.43 | — | COM | 984332106 |
| — | HEALTH CARE REIT | 32,258 | $1.923M | 1.9% | $59.61 | $67.03 | — | COM | 42217K106 |
| — | WESTERN ASSET GLOBAL HIGH INCO | 145,641 | $1.791M | 1.7% | $12.30 | $12.26 | — | COM | 95766B109 |
| — | GENTHERM | 48,050 | $1.668M | 1.6% | $34.71 | $18.58 | — | COM | 03070L300 |
| — | CVS CORPORATION | 21,311 | $1.595M | 1.5% | $74.84 | $57.19 | — | COM | 585745102 |
| EBAY | EBAY, INC | 28,300 | $1.563M | 1.5% | $55.23 * | $20.18 | +2.5% | COM | 278642103 |
| LKQ | LKQ CORPORATION | 51,400 | $1.354M | 1.3% | $26.34 * | $25.11 | -5.8% | COM | 501889208 |
| — | BIOCEPT INC | 156,400 | $1.148M | 1.1% | $7.34 | $7.34 | — | COM | 09072V105 |
| — | COHEN & STEERS SELECT PFD & IN | 45,751 | $1.14M | 1.1% | $24.92 | $25.74 | — | COM | 19248Y107 |
| ECL | ECOLAB INC | 10,125 | $1.093M | 1.1% | $107.95 * | $73.48 | +29.2% | COM | 278865100 |
| QCOM | QUALCOMM INC | 13,670 | $1.078M | 1.0% | $78.86 * | $45.63 | +24.3% | COM | 747525103 |
| ROST | ROSS STORES | 14,300 | $1.023M | 1.0% | $71.54 * | $28.26 | +12.8% | COM | 778296103 |
| — | OAKTREE CAPITAL | 16,050 | $933K | 0.9% | $58.13 | $52.48 | — | COM | 674001201 |
| — | ENERPLUS | 45,240 | $906K | 0.9% | $20.03 | $14.78 | — | COM | 292766102 |
| WMB | WILLIAMS COS | 22,090 | $896K | 0.9% | $40.56 * | $18.03 | +17.1% | COM | 969457100 |
| FSP | FRANKLIN ST PROP | 70,000 | $882K | 0.8% | $12.60 | $13.15 | — | COM | 35471R106 |
| WMT | WALMART | 10,244 | $783K | 0.8% | $76.43 * | $19.98 | +1.5% | COM | 931142103 |
| ATR | APTARGROUP INC | 11,200 | $740K | 0.7% | $66.07 * | $46.93 | +19.1% | COM | 038336103 |
| IBN | ICICI BANK LTD ADR | 16,700 | $731K | 0.7% | $43.77 | $43.54 | +0.6% | COM | 45104G104 |
| — | COMCAST CL A | 14,700 | $717K | 0.7% | $48.78 | $39.68 | — | COM | 20030N200 |
| — | INTL FCSTONE INC | 36,000 | $677K | 0.7% | $18.81 | $17.44 | — | COM | 46116V105 |
| AWK | AMERICAN WTR WKS CO INC NEW | 14,000 | $636K | 0.6% | $45.43 * | $31.82 | +12.6% | COM | 030420103 |
| MMM | 3M CO | 4,600 | $624K | 0.6% | $135.65 * | $61.26 | +27.5% | COM | 88579Y101 |
| TJX | TJX COS INC | 10,000 | $606K | 0.6% | $60.60 * | $25.75 | +0.3% | COM | 872540109 |
| — | QEP RESOURCES | 18,500 | $545K | 0.5% | $29.46 | $27.78 | — | COM | 74733V100 |
| — | BLACKROCK MUNIYLD NY INS FD | 41,248 | $535K | 0.5% | $12.97 | $12.97 | — | COM | 09255e102 |
| NVZMY | NOVOZYMES A/S UN ADR | 12,000 | $528K | 0.5% | $44.00 | $34.64 | +26.9% | COM | 670108109 |
| — | POWERSHARES SR. LOAN PORTF(ETF | 21,200 | $526K | 0.5% | $24.81 | $24.86 | — | SENIOR LN PORT | 73936Q769 |
| HIMX | HIMAX TECH | 45,358 | $523K | 0.5% | $11.53 | $6.24 | +84.8% | COM | 43289P106 |
| TFX | TELEFLEX INC | 4,800 | $515K | 0.5% | $107.29 * | $72.98 | +35.5% | COM | 879369106 |
| — | QUESTAR CORP | 21,500 | $511K | 0.5% | $23.77 | $23.86 | — | COM | 748356102 |
| — | ANNALY CAP MGMT INC | 46,000 | $505K | 0.5% | $10.98 | $12.57 | — | COM | 035710409 |
| — | GENERAL ELEC CO | 19,480 | $504K | 0.5% | $25.87 | $23.20 | — | COM | 369604103 |
| — | MERRIMACK PHARM INC | 98,001 | $494K | 0.5% | $5.04 | $6.74 | — | COM | 590328100 |
| — | SENOMYX INC | 46,000 | $491K | 0.5% | $10.67 | $2.17 | — | COM | 81724Q107 |
| NSC | NORFOLK SOUTHERN | 5,000 | $486K | 0.5% | $97.20 * | $57.67 | +30.0% | COM | 655844108 |
| KIM | KIMCO REALTY | 22,000 | $481K | 0.5% | $21.86 * | $12.61 | -1.3% | COM | 49446R109 |
| SLM | SLM CORP | 19,511 | $478K | 0.5% | $24.50 * | $7.81 | +12.1% | COM | 78442P106 |
| — | ENCANA CORP | 22,050 | $471K | 0.5% | $21.36 | $16.96 | — | COM | 292505104 |
| IBB | iSHARES NASDAQ BIOTECH ETF | 1,960 | $463K | 0.4% | $236.22 * | $64.32 | +22.5% | NASDAQ BIOTEC ETF | 464287556 |
| SLB | SCHLUMBERGER | 4,625 | $451K | 0.4% | $97.51 * | $65.48 | +8.0% | COM | 806857108 |
| — | ON TRACK INNOV | 172,000 | $442K | 0.4% | $2.57 | $2.57 | — | COM | M8791A109 |
| — | PIMCO DYNAMIC CREDIT INCOME FD | 19,500 | $441K | 0.4% | $22.62 | $22.92 | — | COM SHS | 72202D106 |
| SRLN | SPDR BLACKSTONE/GSO SENIOR | 8,800 | $440K | 0.4% | $50.00 | $49.99 | +0.1% | BLKSTN GSOSRLN | 78467V608 |
| — | I-STAR FINANCIAL | 29,500 | $435K | 0.4% | $14.75 | $11.29 | — | COM | 45031U101 |
| — | HYDRODEC GROUP PLC ORD 0.5P | 2,081,226 | $430K | 0.4% | $0.21 | $0.15 | — | COM | G4674T106 |
| TYL | TYLER TECHNOLOGIES | 5,000 | $418K | 0.4% | $83.60 | $64.83 | +29.1% | COM | 902252105 |
| AFL | AFLAC INC | 6,500 | $410K | 0.4% | $63.08 * | $20.11 | +18.6% | COM | 001055102 |
| UNP | UNION PAC CORP | 2,164 | $406K | 0.4% | $187.62 * | $57.06 | +26.8% | COM | 907818108 |
| — | PRANA BIOTECH | 134,842 | $378K | 0.4% | $2.80 | $3.50 | — | COM | 739727105 |
| PEYUF | PEYTO EXPL & DEV | 11,000 | $376K | 0.4% | $34.18 * | $15.17 | +9.5% | COM | 717046106 |
| — | NUVEEN R/E FUND | 34,500 | $369K | 0.4% | $10.70 | $10.70 | — | COM | 67071b108 |
| — | SUNEDISON INC | 18,400 | $347K | 0.3% | $18.86 | $18.86 | — | COM | 86732Y109 |
| — | EMC CORPORATION | 12,375 | $339K | 0.3% | $27.39 | $23.63 | — | COM | 268648102 |
| — | COHEN & ST INFRASTRUCTURE FD | 14,983 | $331K | 0.3% | $22.09 | $18.89 | — | COM | 19248A109 |
| — | NUVEEN INSURED FUND | 25,000 | $323K | 0.3% | $12.92 | $12.87 | — | COM | 670657105 |
| JNJ | JOHNSON&JOHNSON | 3,250 | $319K | 0.3% | $98.15 * | $59.66 | +18.8% | COM | 478160104 |
| — | ABBVIE INC | 5,900 | $303K | 0.3% | $51.36 | $41.57 | — | COM | 00287y109 |
| CVE | CENOVUS ENERGY | 10,150 | $294K | 0.3% | $28.97 * | $22.39 | +1.1% | COM | 15135U109 |
| ACAD | ACADIA PHARMACEUTICALS INC | 12,050 | $293K | 0.3% | $24.32 | $23.59 | +3.1% | COM | 004225108 |
| — | CARLYLE GROUP L P | 8,200 | $288K | 0.3% | $35.12 | $25.73 | — | COM UTS LTD PTN | 14309L102 |
| — | RAYTHEON CO | 2,700 | $267K | 0.3% | $98.89 | $77.04 | — | COM | 755111507 |
| COP | CONOCOPHILLIPS | 3,780 | $266K | 0.3% | $70.37 * | $39.96 | +20.1% | COM | 20825C104 |
| — | GENERAL M0TORS | 7,500 | $258K | 0.2% | $34.40 | $34.40 | — | COM | 370442105 |
| — | BLACKROCK MUNIYLD QUALITY II | 20,000 | $250K | 0.2% | $12.50 | $12.95 | — | COM | 09254g108 |
| SOHO | SOTHERLY HOTELS INC | 39,200 | $250K | 0.2% | $6.38 | $4.39 | — | COM | 83600C103 |
| PEP | PEPSICO | 2,968 | $248K | 0.2% | $83.56 * | $56.00 | +4.9% | COM | 713448108 |
| — | EXXON MOBIL CORP | 2,515 | $246K | 0.2% | $97.81 | $90.32 | — | COM | 302290101 |
| — | ROFIN SINAR TECH | 10,200 | $244K | 0.2% | $23.92 | $24.92 | — | COM | 775043102 |
| IBM | INTL BUS MACH | 1,260 | $243K | 0.2% | $192.86 * | $118.94 | -3.8% | COM | 459200101 |
| SYY | SYSCO CORP | 6,675 | $241K | 0.2% | $36.10 * | $24.40 | +7.6% | COM | 871829107 |
| — | WORLD ENERGY SOLUTIONS | 49,400 | $238K | 0.2% | $4.82 | $3.97 | — | COM | 98145W208 |
| — | UNITED TECHS CORP | 2,000 | $234K | 0.2% | $117.00 | $92.73 | — | COM | 913017109 |
| — | COHEN & STEERS LTD DUR PFD FD | 9,800 | $233K | 0.2% | $23.78 | $25.00 | — | COM | 19248C105 |
| ABT | ABBOTT LABS | 5,900 | $227K | 0.2% | $38.47 * | $29.23 | +5.1% | COM | 002824100 |
| EMR | EMERSON ELEC CO | 3,400 | $227K | 0.2% | $66.76 * | $43.83 | +11.0% | COM | 291011104 |
| SGMO | SANGAMO BIOSCI | 12,200 | $221K | 0.2% | $18.11 * | $8.90 | +116.6% | COM | 800677106 |
| PBA | PEMBINA PIPELINE CORP | 5,525 | $210K | 0.2% | $38.01 * | $19.11 | +8.5% | COM | 706327103 |
| BMY | BRISTOL MYERS SQUIBB CO | 4,000 | $208K | 0.2% | $52.00 * | $34.16 | +2.7% | COM | 110122108 |
| VO | VANGUARD MIDCAP ETF | 1,800 | $204K | 0.2% | $113.33 * | $27.75 | +2.3% | MID CAP ETF | 922908629 |
| T | AT&T INC | 5,704 | $200K | 0.2% | $35.06 * | $11.17 | +2.6% | COM | 00206R102 |
| — | BLACKROCK MUNIHLDGS NJ INS | 12,500 | $173K | 0.2% | $13.84 | $14.32 | — | COM | 09254x101 |
| — | NUVEEN INVMT QUALITY MUNI | 12,000 | $169K | 0.2% | $14.08 | $14.25 | — | COM | 67062e103 |
| — | AMER CAPITAL LTD | 10,197 | $161K | 0.2% | $15.79 | $12.65 | — | COM | 024937104 |
| — | NOVABAY PHARMACEUTICALS | 138,000 | $161K | 0.2% | $1.17 | $1.38 | — | COM | 66987P102 |
| COLFF | COLABOR GROUP INC | 40,000 | $151K | 0.1% | $3.77 * | $4.78 | -15.9% | COM | 192667103 |
| — | UTILICO EMERGING MKTS UT GSP | 50,000 | $150K | 0.1% | $3.00 | $2.64 | — | COM | G93115106 |
| — | BLACKROCK MUNIHLDS FL INS | 10,000 | $134K | 0.1% | $13.40 | $14.20 | — | COM | 09254p108 |
| — | WORLD TRUST FD | 32,540 | $117K | 0.1% | $3.60 | $3.15 | — | COM | L98345108 |
| — | ADVENT CLAYMORE ENH GWTH & INC | 10,500 | $107K | 0.1% | $10.19 | $9.81 | — | COM | 00765E104 |
| — | ABERDEEN ASIA PAC INC FD | 16,500 | $101K | 0.1% | $6.12 | $6.18 | — | COM | 003009107 |
| — | QUICKSILVER RESOURCES | 19,800 | $52,000 | 0.1% | $2.63 | $1.67 | — | COM | 74837R104 |
| — | DULUTH METALS | 72,000 | $43,000 | 0.0% | $0.60 | $0.73 | — | COM | 26443R100 |
| — | GEVO INC | 22,000 | $26,000 | 0.0% | $1.18 | $1.89 | — | COM | 374396109 |
| — | TIGERLOGIC CORP | 12,193 | $17,000 | 0.0% | $1.39 | $1.64 | — | COM | 8867EQ101 |
| — | POWER EFFICIENCY | 40,000 | $0 | 0.0% | $0.00 | — | — | COM | 739268209 |
| — | CHEMOKINE THERAP | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 16383P107 |