Location: New York, NY
CIK: 0001056488 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 6, 2015
Total Value: $110M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| UNH | UNITEDHEALTH GR | 109,148 | $11.03M | 10.0% | $101.09 * | $51.46 | +64.7% | COM | 91324P102 |
| — | CELGENE CORP | 67,800 | $7.584M | 6.9% | $111.86 | $103.23 | — | COM | 151020104 |
| COST | COSTCO WHLSALE | 44,200 | $6.265M | 5.7% | $141.74 * | $86.56 | +32.0% | COM | 22160K105 |
| EPD | ENTERPRISE PROD. | 160,323 | $5.791M | 5.2% | $36.12 | $50.56 | — | COM | 293792107 |
| BASFY | BASF SE ADR | 51,200 | $4.27M | 3.9% | $83.40 | $112.50 | -25.9% | COM | 055262505 |
| — | NOVADAQ TECH | 239,900 | $3.987M | 3.6% | $16.62 | $14.31 | — | COM | 66987g102 |
| CECO | CECO ENVIRO | 211,177 | $3.282M | 3.0% | $15.54 * | $11.08 | +29.1% | COM | 125141101 |
| — | BLACKSTONE GRP | 96,000 | $3.248M | 2.9% | $33.83 | $21.99 | — | COM | 09253U108 |
| WWD | WOODWARD,INC | 59,053 | $2.907M | 2.6% | $49.23 * | $34.67 | +31.7% | COM | 980745103 |
| TMO | THERMO FISHER SCI | 23,150 | $2.9M | 2.6% | $125.27 * | $81.39 | +48.9% | COM | 883556102 |
| — | YAHOO INC | 54,574 | $2.757M | 2.5% | $50.52 | $30.97 | — | COM | 984332106 |
| RRC | RANGE RES CORP | 49,400 | $2.64M | 2.4% | $53.44 | $76.33 | -30.0% | COM | 75281A109 |
| QCOM | QUALCOMM INC | 30,653 | $2.278M | 2.1% | $74.32 * | $50.66 | +7.3% | COM | 747525103 |
| — | HEALTH CARE REIT | 28,730 | $2.174M | 2.0% | $75.67 | $67.03 | — | COM | 42217K106 |
| TJX | TJX COS INC | 30,901 | $2.119M | 1.9% | $68.57 * | $26.26 | +12.2% | COM | 872540109 |
| AOS | SMITH A O | 35,601 | $2.008M | 1.8% | $56.40 * | $21.87 | +8.1% | COM | 831865209 |
| LKQ | LKQ CORPORATION | 70,100 | $1.971M | 1.8% | $28.12 * | $25.07 | +0.7% | COM | 501889208 |
| — | VMWARE INC CL A | 23,800 | $1.964M | 1.8% | $82.52 | $82.07 | — | COM | 928563402 |
| — | ALLIANCE BERNSTEIN INC FD | 254,116 | $1.898M | 1.7% | $7.47 | $7.38 | — | COM | 01881E101 |
| — | CVS CORPORATION | 19,611 | $1.889M | 1.7% | $96.32 | $57.19 | — | COM | 585745102 |
| ROST | ROSS STORES | 14,000 | $1.32M | 1.2% | $94.29 * | $28.26 | +49.8% | COM | 778296103 |
| MU | MICRON TECH | 31,900 | $1.117M | 1.0% | $35.02 * | $32.30 | +5.7% | COM | 595112103 |
| — | COHEN & STEERS SELECT PFD & IN | 43,351 | $1.114M | 1.0% | $25.70 | $25.74 | — | COM | 19248Y107 |
| IBB | iSHARES NASDAQ BIOTECH ETF | 3,591 | $1.089M | 1.0% | $303.26 * | $79.17 | +27.7% | NASDAQ BIOTEC ETF | 464287556 |
| — | MERRIMACK PHARM INC | 90,700 | $1.025M | 0.9% | $11.30 | $6.74 | — | COM | 590328100 |
| ECL | ECOLAB INC | 9,225 | $964K | 0.9% | $104.50 * | $73.48 | +26.1% | COM | 278865100 |
| IBN | ICICI BANK LTD ADR | 82,500 | $953K | 0.9% | $11.55 | $8.71 | +32.6% | COM | 45104G104 |
| — | GENTHERM | 25,550 | $936K | 0.8% | $36.63 | $19.71 | — | COM | 03070L300 |
| WMB | WILLIAMS COS | 19,290 | $867K | 0.8% | $44.95 * | $18.74 | +28.7% | COM | 969457100 |
| JBLU | JETBLUE AIRWAYS | 53,700 | $852K | 0.8% | $15.87 | $12.97 | +22.3% | COM | 477143101 |
| WMT | WALMART | 9,044 | $777K | 0.7% | $85.91 * | $19.98 | +16.2% | COM | 931142103 |
| MMM | 3M CO | 4,600 | $756K | 0.7% | $164.35 * | $61.26 | +57.1% | COM | 88579Y101 |
| ATR | APTARGROUP INC | 11,200 | $749K | 0.7% | $66.88 * | $46.93 | +22.0% | COM | 038336103 |
| FSP | FRANKLIN ST PROP | 59,000 | $724K | 0.7% | $12.27 | $13.15 | — | COM | 35471R106 |
| — | OHR PHARMA | 85,400 | $712K | 0.6% | $8.34 | $9.46 | — | COM | 67778H200 |
| — | COMCAST CL A | 12,100 | $697K | 0.6% | $57.60 | $39.68 | — | COM | 20030N200 |
| — | SUNEDISON INC | 35,400 | $691K | 0.6% | $19.52 | $20.05 | — | COM | 86732Y109 |
| — | ANNALY CAPITAL | 61,000 | $659K | 0.6% | $10.80 | $12.10 | — | COM | 035710409 |
| AWK | AMER WATER WRKS | 12,000 | $640K | 0.6% | $53.33 * | $31.82 | +34.8% | COM | 030420103 |
| — | QUESTAR CORP | 23,000 | $581K | 0.5% | $25.26 | $23.76 | — | COM | 748356102 |
| KIM | KIMCO REALTY | 22,000 | $553K | 0.5% | $25.14 * | $12.61 | +18.0% | COM | 49446R109 |
| TFX | TELEFLEX INC | 4,800 | $551K | 0.5% | $114.79 * | $72.98 | +46.5% | COM | 879369106 |
| NSC | NORFOLK SOUTHERN | 5,000 | $548K | 0.5% | $109.60 * | $57.67 | +49.1% | COM | 655844108 |
| TYL | TYLER TECH | 5,000 | $547K | 0.5% | $109.40 | $64.83 | +68.8% | COM | 902252105 |
| — | DIVERSIFIED REAL ASSET INC FD | 31,075 | $539K | 0.5% | $17.35 | $17.35 | — | COM SHS | 25533b108 |
| — | BLACKROCK MUNIYLD NY INS FD | 41,248 | $537K | 0.5% | $13.02 | $12.97 | — | COM | 09255e102 |
| UNP | UNION PAC CORP | 4,328 | $516K | 0.5% | $119.22 * | $65.92 | +41.2% | COM | 907818108 |
| NVZMY | NOVOZYMES ADR | 12,000 | $506K | 0.5% | $42.17 | $34.64 | +21.7% | COM | 670108109 |
| — | INTL FCSTONE INC | 24,000 | $494K | 0.4% | $20.58 | $17.44 | — | COM | 46116V105 |
| — | GENERAL ELEC CO | 19,480 | $492K | 0.4% | $25.26 | $23.20 | — | COM | 369604103 |
| — | ON TRACK INNOV | 293,500 | $484K | 0.4% | $1.65 | $2.12 | — | COM | M8791A109 |
| — | SPIRIT AIRLINES | 6,400 | $484K | 0.4% | $75.63 | $75.63 | — | COM | 848577102 |
| BEP | BROOKFIELD RENEWABLE ENERGY PA | 15,000 | $464K | 0.4% | $30.93 | $29.60 | — | COM | G16258108 |
| — | CARLYLE GRP LP | 16,200 | $445K | 0.4% | $27.47 | $29.96 | — | COM | 14309L102 |
| SRLN | SPDR BLACKSTONE/GSO SENIOR | 8,800 | $429K | 0.4% | $48.75 | $49.99 | -2.5% | BLKSTN GSOSRLN | 78467V608 |
| AAPL | APPLE INC | 3,800 | $419K | 0.4% | $110.26 * | $21.95 | +11.5% | COM | 037833100 |
| — | ENERPLUS | 43,405 | $417K | 0.4% | $9.61 | $14.78 | — | COM | 292766102 |
| JNJ | JOHNSON&JOHNSON | 3,950 | $413K | 0.4% | $104.56 * | $62.78 | +22.6% | COM | 478160104 |
| — | PIMCO DYNAMIC CREDIT INCOME FD | 19,500 | $403K | 0.4% | $20.67 | $22.92 | — | COM SHS | 72202D106 |
| — | NUVEEN R/E FUND | 34,500 | $397K | 0.4% | $11.51 | $10.70 | — | COM | 67071b108 |
| AFL | AFLAC INC | 6,500 | $397K | 0.4% | $61.08 * | $20.11 | +17.1% | COM | 001055102 |
| — | GENERAL MOTORS | 11,000 | $384K | 0.3% | $34.91 | $35.39 | — | COM | 370442105 |
| — | WESTERN REFIN INC | 10,000 | $378K | 0.3% | $37.80 | $37.80 | — | COM | 959319104 |
| ACAD | ACADIA PHARMA | 11,750 | $373K | 0.3% | $31.74 | $23.14 | +37.2% | COM | 004225108 |
| — | OAKTREE CAPITAL | 6,750 | $350K | 0.3% | $51.85 | $52.48 | — | COM | 674001201 |
| NAVI | NAVIENT CORP | 16,011 | $346K | 0.3% | $21.61 | $16.58 | +30.3% | COM | 63938C108 |
| — | NUVEEN INSURED FUND | 25,000 | $345K | 0.3% | $13.80 | $12.87 | — | COM | 670657105 |
| — | BIOCEPT INC | 134,300 | $333K | 0.3% | $2.48 | $7.34 | — | COM | 09072V105 |
| — | POWERSHARES SR. LOAN PORTF(ETF | 13,700 | $329K | 0.3% | $24.01 | $24.86 | — | SENIOR LN PORT | 73936Q769 |
| PEYUF | PEYTO EXPL & DEV | 11,000 | $317K | 0.3% | $28.82 * | $15.17 | +6.9% | COM | 717046106 |
| — | CB RICH ELLIS GRP | 9,000 | $308K | 0.3% | $34.22 | $32.00 | — | COM | 12497T101 |
| — | ENCANA CORP | 22,050 | $306K | 0.3% | $13.88 | $16.96 | — | COM | 292505104 |
| — | RAYTHEON CO | 2,700 | $292K | 0.3% | $108.15 | $77.04 | — | COM | 755111507 |
| — | HYDRODEC GROUP PLC ORD 0.5P | 2,081,226 | $268K | 0.2% | $0.13 | $0.15 | — | COM | G4674T106 |
| ABT | ABBOTT LABS | 5,900 | $266K | 0.2% | $45.08 * | $29.23 | +24.9% | COM | 002824100 |
| SYY | SYSCO CORP | 6,675 | $265K | 0.2% | $39.70 * | $24.40 | +21.9% | COM | 871829107 |
| — | BLACKROCK MUNIYLD QUALITY II | 20,000 | $264K | 0.2% | $13.20 | $12.95 | — | COM | 09254g108 |
| COP | CONOCOPHILLIPS | 3,780 | $261K | 0.2% | $69.05 * | $39.96 | +21.1% | COM | 20825C104 |
| SBNY | SIGNATURE BANK NY | 2,000 | $252K | 0.2% | $126.00 | $126.00 | — | COM | 82669G104 |
| — | SENOMYX INC | 41,500 | $249K | 0.2% | $6.00 | $2.17 | — | COM | 81724Q107 |
| BMY | BRISTOL MYERS | 4,000 | $236K | 0.2% | $59.00 * | $34.21 | +19.8% | COM | 110122108 |
| — | EXXON MOBIL CORP | 2,515 | $233K | 0.2% | $92.64 | $90.32 | — | COM | 302290101 |
| — | QEP RESOURCES | 11,500 | $233K | 0.2% | $20.26 | $27.78 | — | COM | 74733V100 |
| — | UNITED TECHS CORP | 2,000 | $230K | 0.2% | $115.00 | $92.73 | — | COM | 913017109 |
| — | COHEN & STEERS LTD DUR PFD FD | 9,800 | $222K | 0.2% | $22.65 | $25.00 | — | COM | 19248C105 |
| CSX | CSX CORP | 6,000 | $217K | 0.2% | $36.17 * | $9.84 | +3.4% | COM | 126408103 |
| EMR | EMERSON ELEC CO | 3,400 | $210K | 0.2% | $61.76 * | $43.83 | +4.7% | COM | 291011104 |
| ESBA | EMPIRE STATE RTY LP ES | 11,570 | $202K | 0.2% | $17.46 | $17.46 | — | COM | 292102100 |
| PBA | PEMBINA PIPELINE | 5,525 | $201K | 0.2% | $36.38 * | $19.11 | +6.7% | COM | 706327103 |
| SLM | SLM CORP | 19,011 | $194K | 0.2% | $10.20 | $7.81 | +30.6% | COM | 78442P106 |
| — | WORLD ENERGY SOL. | 34,400 | $189K | 0.2% | $5.49 | $3.97 | — | COM | 98145W208 |
| — | NUVEEN NY PERF PLUS MUNI FD | 13,000 | $188K | 0.2% | $14.46 | $14.46 | — | COM | 67062R104 |
| — | NUVEEN INVMT QUALITY MUNI | 12,000 | $183K | 0.2% | $15.25 | $14.25 | — | COM | 67062e103 |
| — | BLACKROCK MUNIHLDGS NJ INS | 12,500 | $181K | 0.2% | $14.48 | $14.32 | — | COM | 09254x101 |
| SOHO | SOTHERLY HOTELS | 24,200 | $181K | 0.2% | $7.48 | $4.39 | — | COM | 83600C103 |
| — | PRANA BIOTECH | 109,842 | $180K | 0.2% | $1.64 | $3.50 | — | COM | 739727105 |
| — | AMER CAPITAL LTD | 10,197 | $149K | 0.1% | $14.61 | $12.65 | — | COM | 024937104 |
| — | BLACKROCK MUNIHLDS FL INS | 10,000 | $143K | 0.1% | $14.30 | $14.20 | — | COM | 09254p108 |
| — | UTILICO EMERG MKTS | 50,000 | $142K | 0.1% | $2.84 | $2.64 | — | COM | G93115106 |
| — | WESTERN ASSET GLOBAL HIGH INCO | 12,500 | $139K | 0.1% | $11.12 | $12.26 | — | COM | 95766B109 |
| — | WORLD TRUST FD | 32,540 | $125K | 0.1% | $3.84 | $3.15 | — | COM | L98345108 |
| — | ABERDEEN ASIA PAC INC FD | 16,500 | $92,000 | 0.1% | $5.58 | $6.21 | — | COM | 003009107 |
| — | NOVABAY PHARMA | 142,000 | $89,000 | 0.1% | $0.63 | $1.31 | — | COM | 66987P102 |
| COLFF | COLABOR GROUP | 23,000 | $66,000 | 0.1% | $2.87 * | $4.78 | -35.5% | COM | 192667103 |
| — | CALPIAN INC | 20,000 | $9,000 | 0.0% | $0.45 | $0.95 | — | COM | 13135X108 |
| — | TIGERLOGIC CORP | 12,193 | $5,000 | 0.0% | $0.41 | $1.64 | — | COM | 8867EQ101 |
| — | QUICKSILVER RES. | 17,800 | $4,000 | 0.0% | $0.22 | $1.67 | — | COM | 74837R104 |
| — | DULUTH METALS | 10,000 | $4,000 | 0.0% | $0.40 | $0.73 | — | COM | 26443R100 |
| — | CHEMOKINE THERAP | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 16383P107 |
| — | POWER EFFICIENCY | 20,000 | $0 | 0.0% | $0.00 | — | — | COM | 739268209 |