Location: New York, NY
CIK: 0001056488 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 7, 2014
Total Value: $100M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| UNH | UNITEDHEALTH GR | 106,408 | $9.178M | 9.2% | $86.25 * | $50.75 | +41.9% | COM | 91324P102 |
| — | CELGENE CORP | 65,250 | $6.184M | 6.2% | $94.77 | $102.89 | — | COM | 151020104 |
| EPD | ENTERPRISE PROD. | 153,292 | $6.178M | 6.2% | $40.30 | $51.23 | — | COM | 293792107 |
| COST | COSTCO WHLSALE | 44,950 | $5.633M | 5.6% | $125.32 * | $86.56 | +16.4% | COM | 22160K105 |
| BASFY | BASF SE ADR | 50,000 | $4.578M | 4.6% | $91.56 | $113.09 | -19.0% | COM | 055262505 |
| RRC | RANGE RES CORP | 49,200 | $3.336M | 3.3% | $67.80 | $76.33 | -11.2% | COM | 75281A109 |
| WWD | WOODWARD,INC | 59,053 | $2.812M | 2.8% | $47.62 * | $34.67 | +27.2% | COM | 980745103 |
| — | BLACKSTONE GRP | 89,000 | $2.802M | 2.8% | $31.48 | $21.06 | — | COM | 09253U108 |
| CECO | CECO ENVIRO | 208,168 | $2.789M | 2.8% | $13.40 * | $11.05 | +11.1% | COM | 125141101 |
| — | NOVADAQ TECH | 216,900 | $2.752M | 2.8% | $12.69 | $14.07 | — | COM | 66987g102 |
| TMO | THERMO FISHER SCI | 22,150 | $2.696M | 2.7% | $121.72 * | $79.76 | +47.4% | COM | 883556102 |
| — | YAHOO INC | 61,074 | $2.489M | 2.5% | $40.75 | $30.97 | — | COM | 984332106 |
| — | ALLIANCE BERNSTEIN INC FD | 319,116 | $2.393M | 2.4% | $7.50 | $7.38 | — | COM | 01881E101 |
| — | VMWARE INC CL A | 24,200 | $2.271M | 2.3% | $93.84 | $82.07 | — | COM | 928563402 |
| — | HEALTH CARE REIT | 32,258 | $2.012M | 2.0% | $62.37 | $67.03 | — | COM | 42217K106 |
| QCOM | QUALCOMM INC | 24,752 | $1.851M | 1.9% | $74.78 * | $50.02 | +8.7% | COM | 747525103 |
| — | CVS CORPORATION | 20,611 | $1.64M | 1.6% | $79.57 | $57.19 | — | COM | 585745102 |
| LKQ | LKQ CORPORATION | 53,100 | $1.412M | 1.4% | $26.59 * | $25.07 | -4.8% | COM | 501889208 |
| — | COHEN & STEERS SELECT PFD & IN | 45,751 | $1.17M | 1.2% | $25.57 | $25.74 | — | COM | 19248Y107 |
| ECL | ECOLAB INC | 9,725 | $1.117M | 1.1% | $114.86 * | $73.48 | +38.1% | COM | 278865100 |
| ROST | ROSS STORES | 14,000 | $1.058M | 1.1% | $75.57 * | $28.26 | +19.8% | COM | 778296103 |
| — | GENTHERM | 23,950 | $1.011M | 1.0% | $42.21 | $18.58 | — | COM | 03070L300 |
| WMB | WILLIAMS COS | 17,790 | $985K | 1.0% | $55.37 * | $18.03 | +62.8% | COM | 969457100 |
| — | WESTERN ASSET GLOBAL HIGH INCO | 80,466 | $981K | 1.0% | $12.19 | $12.26 | — | COM | 95766B109 |
| TJX | TJX COS INC | 15,800 | $935K | 0.9% | $59.18 * | $25.23 | +0.5% | COM | 872540109 |
| — | ENERPLUS | 44,565 | $845K | 0.8% | $18.96 | $14.78 | — | COM | 292766102 |
| — | MERRIMACK PHARM INC | 95,001 | $834K | 0.8% | $8.78 | $6.74 | — | COM | 590328100 |
| IBN | ICICI BANK LTD ADR | 16,500 | $810K | 0.8% | $49.09 | $43.54 | +12.8% | COM | 45104G104 |
| WMT | WALMART | 10,244 | $783K | 0.8% | $76.43 * | $19.98 | +2.9% | COM | 931142103 |
| — | OAKTREE CAPITAL | 14,750 | $754K | 0.8% | $51.12 | $52.48 | — | COM | 674001201 |
| — | COMCAST CL A | 13,700 | $733K | 0.7% | $53.50 | $39.68 | — | COM | 20030N200 |
| FSP | FRANKLIN ST PROP | 64,000 | $718K | 0.7% | $11.22 | $13.15 | — | COM | 35471R106 |
| ATR | APTARGROUP INC | 11,200 | $680K | 0.7% | $60.71 * | $46.93 | +10.3% | COM | 038336103 |
| MMM | 3M CO | 4,600 | $652K | 0.7% | $141.74 * | $61.26 | +34.8% | COM | 88579Y101 |
| AWK | AMER WATER WRKS | 13,500 | $651K | 0.7% | $48.22 * | $31.82 | +21.2% | COM | 030420103 |
| — | ANNALY CAPITAL | 61,000 | $651K | 0.7% | $10.67 | $12.10 | — | COM | 035710409 |
| — | INTL FCSTONE INC | 35,000 | $606K | 0.6% | $17.31 | $17.44 | — | COM | 46116V105 |
| — | OHR PHARMACEUTICAL | 82,400 | $597K | 0.6% | $7.25 | $9.50 | — | COM | 67778H200 |
| IBB | iSHARES NASDAQ BIOTECH ETF | 2,161 | $591K | 0.6% | $273.48 * | $67.26 | +35.6% | NASDAQ BIOTEC ETF | 464287556 |
| — | QEP RESOURCES | 18,500 | $569K | 0.6% | $30.76 | $27.78 | — | COM | 74733V100 |
| NSC | NORFOLK SOUTHERN | 5,000 | $558K | 0.6% | $111.60 * | $57.67 | +51.0% | COM | 655844108 |
| — | CARLYLE GRP LP | 18,200 | $554K | 0.6% | $30.44 | $29.96 | — | COM | 14309L102 |
| — | SUNEDISON INC | 28,400 | $536K | 0.5% | $18.87 | $20.18 | — | COM | 86732Y109 |
| — | BLACKROCK MUNIYLD NY INS FD | 41,248 | $529K | 0.5% | $12.82 | $12.97 | — | COM | 09255e102 |
| NVZMY | NOVOZYMES ADR | 12,000 | $519K | 0.5% | $43.25 | $34.64 | +24.8% | COM | 670108109 |
| — | POWERSHARES SR. LOAN PORTF(ETF | 21,200 | $515K | 0.5% | $24.29 | $24.86 | — | SENIOR LN PORT | 73936Q769 |
| — | QUESTAR CORP | 23,000 | $513K | 0.5% | $22.30 | $23.76 | — | COM | 748356102 |
| TFX | TELEFLEX INC | 4,800 | $504K | 0.5% | $105.00 * | $72.98 | +33.6% | COM | 879369106 |
| — | GENERAL ELEC CO | 19,480 | $499K | 0.5% | $25.62 | $23.20 | — | COM | 369604103 |
| — | GENERAL MOTORS | 15,500 | $495K | 0.5% | $31.94 | $35.39 | — | COM | 370442105 |
| KIM | KIMCO REALTY | 22,000 | $482K | 0.5% | $21.91 * | $12.61 | +0.8% | COM | 49446R109 |
| SLB | SCHLUMBERGER | 4,625 | $470K | 0.5% | $101.62 * | $65.48 | +13.5% | COM | 806857108 |
| UNP | UNION PAC CORP | 4,328 | $469K | 0.5% | $108.36 * | $65.92 | +28.0% | COM | 907818108 |
| — | ENCANA CORP | 22,050 | $468K | 0.5% | $21.22 | $16.96 | — | COM | 292505104 |
| BEP | BROOKFIELD RENEWABLE ENERGY PA | 15,000 | $457K | 0.5% | $30.47 | $29.60 | — | COM | G16258108 |
| TYL | TYLER TECH | 5,000 | $442K | 0.4% | $88.40 | $64.83 | +36.4% | COM | 902252105 |
| — | PIMCO DYNAMIC CREDIT INCOME FD | 19,500 | $438K | 0.4% | $22.46 | $22.92 | — | COM SHS | 72202D106 |
| SRLN | SPDR BLACKSTONE/GSO SENIOR | 8,800 | $432K | 0.4% | $49.09 | $49.99 | -1.7% | BLKSTN GSOSRLN | 78467V608 |
| — | ON TRACK INNOV | 151,000 | $418K | 0.4% | $2.77 | $2.57 | — | COM | M8791A109 |
| AFL | AFLAC INC | 6,500 | $379K | 0.4% | $58.31 * | $20.11 | +11.0% | COM | 001055102 |
| — | BIOCEPT INC | 149,900 | $366K | 0.4% | $2.44 | $7.34 | — | COM | 09072V105 |
| — | NUVEEN R/E FUND | 34,500 | $363K | 0.4% | $10.52 | $10.70 | — | COM | 67071b108 |
| ACAD | ACADIA PHARMA | 14,250 | $353K | 0.4% | $24.77 | $23.14 | +7.0% | COM | 004225108 |
| PEYUF | PEYTO EXPL & DEV | 11,000 | $348K | 0.3% | $31.64 * | $15.17 | +20.0% | COM | 717046106 |
| — | HYDRODEC GROUP PLC ORD 0.5P | 2,081,226 | $346K | 0.3% | $0.17 | $0.15 | — | COM | G4674T106 |
| JNJ | JOHNSON&JOHNSON | 3,250 | $346K | 0.3% | $106.46 * | $59.66 | +30.7% | COM | 478160104 |
| — | SENOMYX INC | 41,500 | $340K | 0.3% | $8.19 | $2.17 | — | COM | 81724Q107 |
| — | NUVEEN INSURED FUND | 25,000 | $338K | 0.3% | $13.52 | $12.87 | — | COM | 670657105 |
| AAPL | APPLE INC | 3,300 | $332K | 0.3% | $100.61 * | $21.63 | +2.8% | COM | 037833100 |
| — | COHEN & ST INFRASTRUCTURE | 12,683 | $294K | 0.3% | $23.18 | $18.89 | — | COM | 19248A109 |
| COP | CONOCOPHILLIPS | 3,780 | $289K | 0.3% | $76.46 * | $39.96 | +32.9% | COM | 20825C104 |
| NAVI | NAVIENT CORP | 16,011 | $284K | 0.3% | $17.74 | $16.58 | +6.8% | COM | 63938C108 |
| — | RAYTHEON CO | 2,700 | $274K | 0.3% | $101.48 | $77.04 | — | COM | 755111507 |
| CVE | CENOVUS ENERGY | 10,150 | $273K | 0.3% | $26.90 * | $22.39 | -4.6% | COM | 15135U109 |
| — | PRANA BIOTECH | 126,342 | $270K | 0.3% | $2.14 | $3.50 | — | COM | 739727105 |
| — | CB RICH ELLIS GRP | 9,000 | $268K | 0.3% | $29.78 | $32.00 | — | COM | 12497T101 |
| SOHO | SOTHERLY HOTELS | 34,200 | $267K | 0.3% | $7.81 | $4.39 | — | COM | 83600C103 |
| — | BLACKROCK MUNIYLD QUALITY II | 20,000 | $256K | 0.3% | $12.80 | $12.95 | — | COM | 09254g108 |
| SYY | SYSCO CORP | 6,675 | $253K | 0.3% | $37.90 * | $24.40 | +14.8% | COM | 871829107 |
| ABT | ABBOTT LABS | 5,900 | $245K | 0.2% | $41.53 * | $29.23 | +14.8% | COM | 002824100 |
| — | COHEN & STEERS LTD DUR PFD FD | 9,800 | $242K | 0.2% | $24.69 | $25.00 | — | COM | 19248C105 |
| — | EXXON MOBIL CORP | 2,515 | $237K | 0.2% | $94.23 | $90.32 | — | COM | 302290101 |
| PBA | PEMBINA PIPELINE | 5,525 | $233K | 0.2% | $42.17 * | $19.11 | +22.3% | COM | 706327103 |
| PEP | PEPSICO | 2,426 | $226K | 0.2% | $93.16 * | $56.00 | +18.7% | COM | 713448108 |
| — | WORLD ENERGY SOL. | 44,400 | $218K | 0.2% | $4.91 | $3.97 | — | COM | 98145W208 |
| EMR | EMERSON ELEC CO | 3,400 | $213K | 0.2% | $62.65 * | $43.83 | +5.4% | COM | 291011104 |
| — | UNITED TECHS CORP | 2,000 | $211K | 0.2% | $105.50 | $92.73 | — | COM | 913017109 |
| BMY | BRISTOL MYERS | 4,000 | $205K | 0.2% | $51.25 * | $34.21 | +2.5% | COM | 110122108 |
| T | AT&T INC | 5,704 | $201K | 0.2% | $35.24 * | $11.17 | +6.7% | COM | 00206R102 |
| — | NUVEEN INVMT QUALITY MUNI | 12,000 | $178K | 0.2% | $14.83 | $14.25 | — | COM | 67062e103 |
| — | BLACKROCK MUNIHLDGS NJ INS | 12,500 | $175K | 0.2% | $14.00 | $14.32 | — | COM | 09254x101 |
| SLM | SLM CORP | 19,011 | $163K | 0.2% | $8.57 | $7.81 | +9.7% | COM | 78442P106 |
| — | ABERDEEN ASIA PAC INC FD | 26,500 | $156K | 0.2% | $5.89 | $6.21 | — | COM | 003009107 |
| — | UTILICO EMERG MKTS | 50,000 | $153K | 0.2% | $3.06 | $2.64 | — | COM | G93115106 |
| — | AMER CAPITAL LTD | 10,197 | $144K | 0.1% | $14.12 | $12.65 | — | COM | 024937104 |
| — | BLACKROCK MUNIHLDS FL INS | 10,000 | $139K | 0.1% | $13.90 | $14.20 | — | COM | 09254p108 |
| — | NOVABAY PHARMA | 147,000 | $123K | 0.1% | $0.84 | $1.31 | — | COM | 66987P102 |
| — | WORLD TRUST FD | 32,540 | $118K | 0.1% | $3.63 | $3.15 | — | COM | L98345108 |
| COLFF | COLABOR GROUP | 31,000 | $107K | 0.1% | $3.45 | $4.78 | -27.2% | COM | 192667103 |
| — | CALPIAN INC | 20,000 | $17,000 | 0.0% | $0.85 | $0.95 | — | COM | 13135X108 |
| — | DULUTH METALS | 54,000 | $11,000 | 0.0% | $0.20 | $0.73 | — | COM | 26443R100 |
| — | QUICKSILVER RES. | 17,800 | $11,000 | 0.0% | $0.62 | $1.67 | — | COM | 74837R104 |
| — | TIGERLOGIC CORP | 12,193 | $11,000 | 0.0% | $0.90 | $1.64 | — | COM | 8867EQ101 |
| — | GEVO INC | 22,000 | $8,000 | 0.0% | $0.36 | $1.89 | — | COM | 374396109 |
| — | CHEMOKINE THERAP | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 16383P107 |
| — | POWER EFFICIENCY | 40,000 | $0 | 0.0% | $0.00 | — | — | COM | 739268209 |