CIK: 0001335851 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Jan 27, 2014
Total Value ($000): $448,603 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 36,714 | $20,597 | 4.6% | $13.16 | +24.4% | COM | 037833100 |
| — | GOOGLE INC | 13,648 | $15,295 | 3.4% | $949.86 | — | CL A | 38259P508 |
| CVX | CHEVRON CORP NEW | 118,110 | $14,753 | 3.3% | $71.31 | +1.6% | COM | 166764100 |
| — | VODAFONE GROUP PLC NEW | 374,048 | $14,704 | 3.3% | $28.74 | — | SPONS ADR NEW | 92857W209 |
| PFE | PFIZER INC | 412,425 | $12,633 | 2.8% | $16.46 | +7.1% | COM | 717081103 |
| JPM | JPMORGAN CHASE & CO | 203,097 | $11,877 | 2.6% | $36.87 | +7.5% | COM | 46625H100 |
| MRK | MERCK & CO INC NEW | 234,854 | $11,754 | 2.6% | $30.02 | +4.2% | COM | 58933Y105 |
| VZ | VERIZON COMMUNICATIONS INC | 236,384 | $11,616 | 2.6% | $27.04 | -1.6% | COM | 92343V104 |
| — | E M C CORP MASS | 455,422 | $11,454 | 2.6% | $23.69 | — | COM | 268648102 |
| MET | METLIFE INC | 207,090 | $11,166 | 2.5% | $24.43 | +23.3% | COM | 59156R108 |
| MSFT | MICROSOFT CORP | 294,328 | $11,011 | 2.5% | $26.71 | +12.4% | COM | 594918104 |
| TMO | THERMO FISHER SCIENTIFIC INC | 95,475 | $10,631 | 2.4% | $79.76 | +19.9% | COM | 883556102 |
| SLB | SCHLUMBERGER LTD | 112,035 | $10,095 | 2.3% | $52.90 | +23.0% | COM | 806857108 |
| — | PALL CORP | 114,933 | $9,810 | 2.2% | $66.43 | — | COM | 696429307 |
| — | GABELLI DIVD & INCOME TR | 436,450 | $9,676 | 2.2% | $19.31 | — | COM | 36242H104 |
| — | GENERAL ELECTRIC CO | 344,068 | $9,644 | 2.1% | $23.19 | — | COM | 369604103 |
| BA | BOEING CO | 57,965 | $7,912 | 1.8% | $80.58 | +37.7% | COM | 097023105 |
| — | KINDER MORGAN ENERGY PARTNER | 95,500 | $7,703 | 1.7% | $85.40 | — | UT LTD PARTNER | 494550106 |
| UPS | UNITED PARCEL SERVICE INC | 64,975 | $6,828 | 1.5% | $57.44 | +12.2% | CL B | 911312106 |
| DVN | DEVON ENERGY CORP NEW | 109,070 | $6,748 | 1.5% | $37.66 | +9.0% | COM | 25179M103 |
| XOM | EXXON MOBIL CORP | 65,097 | $6,588 | 1.5% | $53.69 | +4.2% | COM | 30231G102 |
| — | FIRST TR MLP & ENERGY INCOME | 257,400 | $5,151 | 1.1% | $20.17 | — | COM | 33739B104 |
| — | KKR & CO L P DEL | 207,250 | $5,044 | 1.1% | $19.78 | — | COM UNITS | 48248M102 |
| AXP | AMERICAN EXPRESS CO | 53,000 | $4,809 | 1.1% | $59.62 | +16.2% | COM | 025816109 |
| EBAY | EBAY INC | 87,460 | $4,798 | 1.1% | $19.98 | -1.4% | COM | 278642103 |
| — | WILLIAMS PARTNERS L P | 87,300 | $4,440 | 1.0% | $51.60 | — | COM UNIT L P | 96950F104 |
| — | MONSANTO CO NEW | 37,700 | $4,394 | 1.0% | $100.07 | — | COM | 61166W101 |
| — | APACHE CORP | 51,095 | $4,391 | 1.0% | $83.82 | — | COM | 037411105 |
| GS | GOLDMAN SACHS GROUP INC | 24,395 | $4,324 | 1.0% | $121.40 | +7.6% | COM | 38141G104 |
| QCOM | QUALCOMM INC | 57,600 | $4,277 | 1.0% | $47.58 | +5.8% | COM | 747525103 |
| JNJ | JOHNSON & JOHNSON | 46,562 | $4,265 | 1.0% | $59.66 | +10.2% | COM | 478160104 |
| KMI | KINDER MORGAN INC DEL | 117,070 | $4,215 | 0.9% | $20.44 | -6.8% | COM | 49456B101 |
| — | FIRST TR ENERGY INFRASTRCTR | 188,398 | $3,924 | 0.9% | $23.81 | — | COM | 33738C103 |
| COP | CONOCOPHILLIPS | 54,932 | $3,881 | 0.9% | $39.96 | +21.1% | COM | 20825C104 |
| ORCL | ORACLE CORP | 100,029 | $3,827 | 0.9% | $27.58 | +4.4% | COM | 68389X105 |
| ARCO | ARCOS DORADOS HOLDINGS INC | 309,750 | $3,754 | 0.8% | $10.94 | -10.0% | SHS CLASS -A - | G0457F107 |
| VOO | VANGUARD INDEX FDS | 21,400 | $3,620 | 0.8% | $169.16 | — | S&P 500 ETF SHS | 922908363 |
| EPD | ENTERPRISE PRODS PARTNERS L | 54,348 | $3,603 | 0.8% | $62.69 | — | COM | 293792107 |
| RY | ROYAL BK CDA MONTREAL QUE | 53,550 | $3,600 | 0.8% | $59.71 | +11.1% | COM | 780087102 |
| VEOEY | VEOLIA ENVIRONNEMENT | 218,800 | $3,580 | 0.8% | $11.41 | — | SPONSORED ADR | 92334N103 |
| — | CALPINE CORP | 179,900 | $3,510 | 0.8% | $21.06 | — | COM NEW | 131347304 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 29,386 | $3,484 | 0.8% | $110.02 | +5.1% | CL B NEW | 084670702 |
| — | EATON VANCE MUN BD FD | 303,500 | $3,430 | 0.8% | $11.55 | — | COM | 27827X101 |
| INTC | INTEL CORP | 129,557 | $3,363 | 0.7% | $17.09 | +4.9% | COM | 458140100 |
| — | DU PONT E I DE NEMOURS & CO | 49,300 | $3,203 | 0.7% | $52.77 | — | COM | 263534109 |
| — | BLACKSTONE GROUP L P | 101,600 | $3,200 | 0.7% | $21.06 | — | COM UNIT LTD | 09253U108 |
| DIS | DISNEY WALT CO | 41,149 | $3,144 | 0.7% | $56.12 | +9.9% | COM DISNEY | 254687106 |
| DMLP | DORCHESTER MINERALS LP | 116,300 | $3,021 | 0.7% | $24.49 | — | COM UNIT | 25820R105 |
| DUK | DUKE ENERGY CORP NEW | 41,604 | $2,871 | 0.6% | $41.83 | +1.2% | COM NEW | 26441C204 |
| — | UNILEVER PLC | 67,900 | $2,797 | 0.6% | $41.19 | — | SPON ADR NEW | 904767704 |
| FRCB | FIRST REP BK SAN FRANCISCO C | 52,500 | $2,748 | 0.6% | $38.24 | +21.7% | COM | 33616C100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 13,868 | $2,601 | 0.6% | $118.94 | -10.5% | COM | 459200101 |
| COST | COSTCO WHSL CORP NEW | 21,436 | $2,551 | 0.6% | $86.56 | +9.9% | COM | 22160K105 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 292,500 | $2,539 | 0.6% | $8.51 | — | UNIT | 85207Q104 |
| SCHW | SCHWAB CHARLES CORP NEW | 93,000 | $2,418 | 0.5% | $15.92 | +29.8% | COM | 808513105 |
| — | FIRST TR ENERGY INCOME & GRW | 73,103 | $2,360 | 0.5% | $33.98 | — | COM | 33738G104 |
| MMM | 3M CO | 16,379 | $2,297 | 0.5% | $61.26 | +18.6% | COM | 88579Y101 |
| KO | COCA COLA CO | 54,239 | $2,241 | 0.5% | $27.85 | -3.3% | COM | 191216100 |
| ILMN | ILLUMINA INC | 19,900 | $2,201 | 0.5% | $71.30 | +28.5% | COM | 452327109 |
| — | UNILEVER N V | 53,883 | $2,168 | 0.5% | $39.50 | — | N Y SHS NEW | 904784709 |
| PEP | PEPSICO INC | 25,590 | $2,122 | 0.5% | $56.00 | +3.1% | COM | 713448108 |
| — | ANNALY CAP MGMT INC | 210,550 | $2,099 | 0.5% | $10.66 | — | COM | 035710409 |
| T | AT&T INC | 59,050 | $2,076 | 0.5% | $11.37 | -1.7% | COM | 00206R102 |
| — | TYCO INTERNATIONAL LTD | 49,200 | $2,019 | 0.5% | $32.95 | — | SHS | H89128104 |
| CAT | CATERPILLAR INC DEL | 20,870 | $1,895 | 0.4% | $61.55 | +1.8% | COM | 149123101 |
| MCD | MCDONALDS CORP | 18,656 | $1,810 | 0.4% | $71.80 | -2.5% | COM | 580135101 |
| — | VANGUARD NAT RES LLC | 58,600 | $1,730 | 0.4% | $27.99 | — | COM UNIT | 92205F106 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 123,840 | $1,694 | 0.4% | $14.56 | — | SH BEN INT | 09248E102 |
| — | NORTHERN TIER ENERGY LP | 66,100 | $1,626 | 0.4% | $24.02 | — | COM UN REPR PART | 665826103 |
| CVS | CVS CAREMARK CORPORATION | 22,300 | $1,596 | 0.4% | $41.79 | +10.8% | COM | 126650100 |
| — | PETSMART INC | 20,300 | $1,477 | 0.3% | $66.99 | — | COM | 716768106 |
| CLX | CLOROX CO DEL | 15,880 | $1,473 | 0.3% | $60.00 | +6.3% | COM | 189054109 |
| PG | PROCTER & GAMBLE CO | 18,068 | $1,471 | 0.3% | $55.09 | +5.3% | COM | 742718109 |
| — | ENERGY TRANSFER PRTNRS L P | 25,500 | $1,460 | 0.3% | $50.52 | — | UNIT LTD PARTN | 29273R109 |
| — | CROWN CASTLE INTL CORP | 18,548 | $1,362 | 0.3% | $72.41 | — | COM | 228227104 |
| BMY | BRISTOL MYERS SQUIBB CO | 25,246 | $1,342 | 0.3% | $28.67 | +19.2% | COM | 110122108 |
| — | MEDTRONIC INC | 22,600 | $1,297 | 0.3% | $51.48 | — | COM | 585055106 |
| — | CARLYLE GROUP L P | 34,000 | $1,211 | 0.3% | $25.63 | — | COM UTS LTD PTN | 14309L102 |
| SPY | SPDR S&P 500 ETF TR | 6,390 | $1,180 | 0.3% | $184.66 | — | TR UNIT | 78462F103 |
| AEM | AGNICO EAGLE MINES LTD | 44,350 | $1,170 | 0.3% | $25.33 | -13.7% | COM | 008474108 |
| ABBV | ABBVIE INC | 21,800 | $1,151 | 0.3% | $26.76 | +13.5% | COM | 00287Y109 |
| — | DIRECTV | 16,550 | $1,143 | 0.3% | $59.76 | — | COM | 25490A309 |
| NVS | NOVARTIS A G | 14,100 | $1,133 | 0.3% | $70.71 | — | SPONSORED ADR | 66987V109 |
| MAR | MARRIOTT INTL INC NEW | 22,400 | $1,105 | 0.2% | $36.73 | +9.7% | CL A | 571903202 |
| — | NUANCE COMMUNICATIONS INC | 72,400 | $1,100 | 0.2% | $16.71 | — | COM | 67020Y100 |
| — | PENTAIR LTD | 13,451 | $1,045 | 0.2% | $61.83 | — | SHS | H6169Q108 |
| HAL | HALLIBURTON CO | 19,400 | $985 | 0.2% | $33.35 | +23.8% | COM | 406216101 |
| — | THE ADT CORPORATION | 23,700 | $959 | 0.2% | $39.83 | — | COM | 00101J106 |
| — | TIME WARNER INC | 13,650 | $952 | 0.2% | $57.80 | — | COM NEW | 887317303 |
| NTRS | NORTHERN TR CORP | 15,150 | $938 | 0.2% | $40.35 | +3.6% | COM | 665859104 |
| — | EL PASO PIPELINE PARTNERS L | 25,433 | $916 | 0.2% | $43.68 | — | COM UNIT LPI | 283702108 |
| WSM | WILLIAMS SONOMA INC | 15,500 | $903 | 0.2% | $20.13 | +4.8% | COM | 969904101 |
| — | PIMCO DYNAMIC CR INCOME FD | 39,900 | $897 | 0.2% | $22.81 | — | COM SHS | 72202D106 |
| CHKP | CHECK POINT SOFTWARE TECH LT | 13,850 | $893 | 0.2% | $48.11 | +25.0% | ORD | M22465104 |
| OFS | OFS CAP CORP | 68,650 | $881 | 0.2% | $12.73 | -4.0% | COM | 67103B100 |
| BMO | BANK MONTREAL QUE | 12,850 | $857 | 0.2% | $36.25 | +14.8% | COM | 063671101 |
| — | RPX CORP | 50,000 | $845 | 0.2% | $16.80 | — | COM | 74972G103 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 84,850 | $845 | 0.2% | $10.24 | — | UNIT | 85207H104 |
| EOG | EOG RES INC | 5,000 | $839 | 0.2% | $46.52 | +34.0% | COM | 26875P101 |
| AIG | AMERICAN INTL GROUP INC | 16,400 | $837 | 0.2% | $37.86 | 0.0% | COM NEW | 026874784 |
| — | POTASH CORP SASK INC | 24,300 | $801 | 0.2% | $32.96 | — | COM | 73755L107 |
| SDLPEUR | SEADRILL PARTNERS LLC | 25,000 | $775 | 0.2% | $30.00 | — | COMUNIT REP LB | Y7545W109 |
| ABT | ABBOTT LABS | 20,100 | $770 | 0.2% | $28.85 | +1.3% | COM | 002824100 |
| TROW | PRICE T ROWE GROUP INC | 8,333 | $698 | 0.2% | $47.69 | +5.9% | COM | 74144T108 |
| — | AIRCASTLE LTD | 35,500 | $680 | 0.2% | $16.00 | — | COM | G0129K104 |
| AWK | AMERICAN WTR WKS CO INC NEW | 15,750 | $666 | 0.1% | $31.82 | +2.9% | COM | 030420103 |
| WMT | WAL-MART STORES INC | 8,450 | $665 | 0.1% | $19.98 | +1.8% | COM | 931142103 |
| KMB | KIMBERLY CLARK CORP | 6,344 | $663 | 0.1% | $63.06 | +5.2% | COM | 494368103 |
| — | HERTZ GLOBAL HOLDINGS INC | 22,400 | $641 | 0.1% | $28.62 | — | COM | 42805T105 |
| — | BARRICK GOLD CORP | 36,000 | $635 | 0.1% | $17.64 | — | COM | 067901108 |
| — | LORILLARD INC | 11,950 | $606 | 0.1% | $43.68 | — | COM | 544147101 |
| — | SPECTRA ENERGY PARTNERS LP | 13,000 | $590 | 0.1% | $46.00 | — | COM | 84756N109 |
| D | DOMINION RES INC VA NEW | 9,106 | $589 | 0.1% | $34.53 | +12.1% | COM | 25746U109 |
| — | EMERALD OIL INC | 73,100 | $560 | 0.1% | $7.33 | — | COM NEW | 29101U209 |
| DEO | DIAGEO P L C | 4,150 | $550 | 0.1% | $132.53 | — | SPON ADR NEW | 25243Q205 |
| ATR | APTARGROUP INC | 8,000 | $542 | 0.1% | $46.93 | +14.3% | COM | 038336103 |
| HD | HOME DEPOT INC | 6,480 | $534 | 0.1% | $56.23 | +4.4% | COM | 437076102 |
| PSLV | SPROTT PHYSICAL SILVER TR | 70,300 | $532 | 0.1% | $7.72 | — | TR UNIT | 85207K107 |
| PSX | PHILLIPS 66 | 6,893 | $532 | 0.1% | $40.44 | +7.4% | COM | 718546104 |
| NFLX | NETFLIX INC | 1,417 | $522 | 0.1% | $4.91 | 0.0% | COM | 64110L106 |
| NVO | NOVO-NORDISK A S | 2,800 | $517 | 0.1% | $155.00 | — | ADR | 670100205 |
| — | BLACKROCK INC | 1,625 | $514 | 0.1% | $256.79 | — | COM | 09247X101 |
| SBUX | STARBUCKS CORP | 6,480 | $508 | 0.1% | $25.95 | +20.3% | COM | 855244109 |
| — | BROOKFIELD MTG OPP INC FD IN | 30,160 | $500 | 0.1% | $18.42 | — | COM | 112792106 |
| AMZN | AMAZON COM INC | 1,210 | $483 | 0.1% | $13.58 | +32.4% | COM | 023135106 |
| PAA | PLAINS ALL AMERN PIPELINE L | 9,000 | $466 | 0.1% | $54.25 | — | UNIT LTD PARTN | 726503105 |
| PANW | PALO ALTO NETWORKS INC | 8,010 | $460 | 0.1% | $7.92 | 0.0% | COM | 697435105 |
| — | GOODRICH PETE CORP | 27,000 | $460 | 0.1% | $17.04 | — | COM NEW | 382410405 |
| AMGN | AMGEN INC | 4,000 | $456 | 0.1% | $73.34 | +10.6% | COM | 031162100 |
| NEM | NEWMONT MINING CORP | 19,680 | $453 | 0.1% | $25.26 | -21.9% | COM | 651639106 |
| FTNT | FORTINET INC | 23,334 | $446 | 0.1% | $3.73 | +4.5% | COM | 34959E109 |
| — | SANCHEZ ENERGY CORP | 18,000 | $441 | 0.1% | $26.40 | — | COM | 79970Y105 |
| BEN | FRANKLIN RES INC | 7,500 | $433 | 0.1% | $29.22 | +10.0% | COM | 354613101 |
| — | DOUBLELINE INCOME SOLUTIONS | 20,200 | $426 | 0.1% | $23.11 | — | COM | 258622109 |
| WFC | WELLS FARGO & CO NEW | 9,120 | $414 | 0.1% | $27.36 | +12.4% | COM | 949746101 |
| — | BLACKROCK MULTI-SECTOR INC T | 24,000 | $411 | 0.1% | $17.50 | — | COM | 09258A107 |
| ADP | AUTOMATIC DATA PROCESSING IN | 4,750 | $384 | 0.1% | $45.09 | +14.1% | COM | 053015103 |
| NEE | NEXTERA ENERGY INC | 4,351 | $373 | 0.1% | $14.15 | +8.1% | COM | 65339F101 |
| WDAY | WORKDAY INC | 4,422 | $368 | 0.1% | $78.95 | 0.0% | CL A | 98138H101 |
| SNY | SANOFI | 6,790 | $364 | 0.1% | $51.76 | — | SPONSORED ADR | 80105N105 |
| — | NIELSEN HOLDINGS N V | 7,500 | $344 | 0.1% | $33.58 | — | COM | N63218106 |
| NSC | NORFOLK SOUTHERN CORP | 3,650 | $339 | 0.1% | $57.67 | +13.9% | COM | 655844108 |
| — | SUNOCO LOGISTICS PRTNRS L P | 4,485 | $339 | 0.1% | $63.99 | — | COM UNITS | 86764L108 |
| UAMY | UNITED STATES ANTIMONY CORP | 170,185 | $335 | 0.1% | $1.36 | +27.1% | COM | 911549103 |
| — | SOTHEBYS | 6,000 | $319 | 0.1% | $37.83 | — | COM | 835898107 |
| — | COMSTOCK MNG INC | 177,000 | $310 | 0.1% | $1.79 | — | COM | 205750102 |
| — | QR ENERGY LP | 18,000 | $308 | 0.1% | $17.59 | — | UNIT LTD PRTNS | 74734R108 |
| — | UNITED TECHNOLOGIES CORP | 2,640 | $300 | 0.1% | $113.64 | — | COM | 913017109 |
| — | TOTAL S A | 4,650 | $285 | 0.1% | $48.79 | — | SPONSORED ADR | 89151E109 |
| — | KKR FINL HLDGS LLC | 23,000 | $280 | 0.1% | $10.59 | — | COM | 48248A306 |
| LLY | LILLY ELI & CO | 5,450 | $278 | 0.1% | $42.21 | -6.2% | COM | 532457108 |
| ACN | ACCENTURE PLC IRELAND | 3,256 | $268 | 0.1% | $63.81 | -3.6% | SHS CLASS A | G1151C101 |
| — | BUCKEYE PARTNERS L P | 3,745 | $266 | 0.1% | $70.23 | — | UNIT LTD PARTN | 118230101 |
| CAKE | CHEESECAKE FACTORY INC | 5,500 | $265 | 0.1% | $31.16 | +18.2% | COM | 163072101 |
| — | PRAXAIR INC | 2,000 | $260 | 0.1% | $115.14 | — | COM | 74005P104 |
| VTR | VENTAS INC | 4,500 | $258 | 0.1% | $49.18 | -17.5% | COM | 92276F100 |
| — | RESOLUTE ENERGY CORP | 28,000 | $253 | 0.1% | $7.97 | — | COM | 76116A108 |
| — | ROYAL DUTCH SHELL PLC | 3,490 | $249 | 0.1% | $63.84 | — | SPONS ADR A | 780259206 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 3,930 | $247 | 0.1% | $54.45 | — | COM UNIT RP LP | 559080106 |
| CHRW | C H ROBINSON WORLDWIDE INC | 4,200 | $245 | 0.1% | $42.72 | +3.2% | COM NEW | 12541W209 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 2,220 | $236 | 0.1% | $90.09 | — | SPONSORED ADR | 03524A108 |
| — | HI-CRUSH PARTNERS LP | 6,200 | $235 | 0.1% | $23.55 | — | COM UNIT LTD | 428337109 |
| — | CENTURYLINK INC | 7,100 | $226 | 0.1% | $35.34 | — | COM | 156700106 |
| EXPD | EXPEDITORS INTL WASH INC | 5,000 | $221 | 0.0% | $35.28 | +5.5% | COM | 302130109 |
| — | STRATEGIC HOTELS & RESORTS I | 22,000 | $208 | 0.0% | $8.86 | — | COM | 86272T106 |
| — | FIFTH STREET FINANCE CORP | 17,000 | $157 | 0.0% | $10.30 | — | COM | 31678A103 |
| XPCKX | PIMCO CALIF MUN INCOME FD II | 10,500 | $94 | 0.0% | $9.81 | — | COM | 72200M108 |
| — | ADCARE HEALTH SYSTEMS INC | 17,640 | $76 | 0.0% | $4.82 | — | COM NEW | 00650W300 |
| — | FRONTIER COMMUNICATIONS CORP | 10,356 | $48 | 0.0% | $4.07 | — | COM | 35906A108 |
| — | ZYNGA INC | 10,000 | $38 | 0.0% | $2.80 | — | CL A | 98986T108 |
| — | CARDICA INC | 15,000 | $15 | 0.0% | $1.00 | — | COM | 14141R101 |