CIK: 0001335851 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Oct 28, 2013
Total Value ($000): $422,141 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 38,684 | $18,443 | 4.4% | $13.16 | +8.5% | COM | 037833100 |
| — | VODAFONE GROUP PLC NEW | 414,650 | $14,587 | 3.5% | $28.74 | — | SPONS ADR NEW | 92857W209 |
| CVX | CHEVRON CORP NEW | 116,723 | $14,182 | 3.4% | $71.30 | +2.5% | COM | 166764100 |
| VZ | VERIZON COMMUNICATIONS INC | 280,960 | $13,114 | 3.1% | $27.04 | -3.4% | COM | 92343V104 |
| PFE | PFIZER INC | 435,492 | $12,510 | 3.0% | $16.46 | -0.6% | COM | 717081103 |
| MRK | MERCK & CO INC NEW | 241,453 | $11,495 | 2.7% | $30.02 | +3.2% | COM | 58933Y105 |
| MSFT | MICROSOFT CORP | 335,778 | $11,175 | 2.6% | $26.71 | +1.1% | COM | 594918104 |
| — | E M C CORP MASS | 434,175 | $11,098 | 2.6% | $23.62 | — | COM | 268648102 |
| SLB | SCHLUMBERGER LTD | 118,735 | $10,491 | 2.5% | $52.90 | +11.5% | COM | 806857108 |
| MET | METLIFE INC | 208,360 | $9,783 | 2.3% | $24.43 | +17.9% | COM | 59156R108 |
| — | PALL CORP | 123,875 | $9,543 | 2.3% | $66.43 | — | COM | 696429307 |
| TMO | THERMO FISHER SCIENTIFIC INC | 98,925 | $9,116 | 2.2% | $79.76 | +8.8% | COM | 883556102 |
| — | GENERAL ELECTRIC CO | 378,875 | $9,051 | 2.1% | $23.19 | — | COM | 369604103 |
| JPM | JPMORGAN CHASE & CO | 171,975 | $8,889 | 2.1% | $36.37 | +5.9% | COM | 46625H100 |
| — | GABELLI DIVD & INCOME TR | 445,075 | $8,848 | 2.1% | $19.31 | — | COM | 36242H104 |
| — | GOOGLE INC | 9,703 | $8,499 | 2.0% | $880.41 | — | CL A | 38259P508 |
| — | KINDER MORGAN ENERGY PARTNER | 99,450 | $7,939 | 1.9% | $85.40 | — | UT LTD PARTNER | 494550106 |
| — | WILLIAMS PARTNERS L P | 134,600 | $7,118 | 1.7% | $51.60 | — | COM UNIT L P | 96950F104 |
| BA | BOEING CO | 59,765 | $7,022 | 1.7% | $80.58 | +13.6% | COM | 097023105 |
| XOM | EXXON MOBIL CORP | 76,355 | $6,570 | 1.6% | $53.69 | +0.9% | COM | 30231G102 |
| UPS | UNITED PARCEL SERVICE INC | 61,075 | $5,580 | 1.3% | $56.99 | +0.2% | CL B | 911312106 |
| DVN | DEVON ENERGY CORP NEW | 92,580 | $5,347 | 1.3% | $37.06 | +2.8% | COM | 25179M103 |
| ARCO | ARCOS DORADOS HOLDINGS INC | 416,074 | $4,930 | 1.2% | $10.94 | -10.8% | SHS CLASS -A - | G0457F107 |
| JNJ | JOHNSON & JOHNSON | 55,850 | $4,842 | 1.1% | $59.66 | +6.5% | COM | 478160104 |
| — | FIRST TR MLP & ENERGY INCOME | 245,300 | $4,805 | 1.1% | $20.17 | — | COM | 33739B104 |
| — | MONSANTO CO NEW | 42,900 | $4,477 | 1.1% | $100.07 | — | COM | 61166W101 |
| — | APACHE CORP | 51,595 | $4,393 | 1.0% | $83.82 | — | COM | 037411105 |
| — | FIRST TR ENERGY INFRASTRCTR | 201,568 | $4,342 | 1.0% | $23.81 | — | COM | 33738C103 |
| KMI | KINDER MORGAN INC DEL | 121,970 | $4,338 | 1.0% | $20.44 | -1.3% | COM | 49456B101 |
| — | KKR & CO L P DEL | 202,050 | $4,158 | 1.0% | $19.66 | — | COM UNITS | 48248M102 |
| AXP | AMERICAN EXPRESS CO | 54,350 | $4,105 | 1.0% | $59.62 | +6.1% | COM | 025816109 |
| COP | CONOCOPHILLIPS | 56,965 | $3,960 | 0.9% | $39.96 | +11.3% | COM | 20825C104 |
| VEOEY | VEOLIA ENVIRONNEMENT | 218,600 | $3,742 | 0.9% | $11.41 | — | SPONSORED ADR | 92334N103 |
| — | DU PONT E I DE NEMOURS & CO | 61,700 | $3,613 | 0.9% | $52.77 | — | COM | 263534109 |
| RY | ROYAL BK CDA MONTREAL QUE | 55,550 | $3,567 | 0.8% | $59.71 | +4.0% | COM | 780087102 |
| ORCL | ORACLE CORP | 107,529 | $3,567 | 0.8% | $27.58 | -1.9% | COM | 68389X105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 30,115 | $3,418 | 0.8% | $110.02 | +4.9% | CL B NEW | 084670702 |
| — | EATON VANCE MUN BD FD | 292,300 | $3,379 | 0.8% | $11.56 | — | COM | 27827X101 |
| GS | GOLDMAN SACHS GROUP INC | 21,315 | $3,372 | 0.8% | $120.06 | +5.9% | COM | 38141G104 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 86,700 | $3,276 | 0.8% | $39.20 | — | ADR | 881624209 |
| — | CALPINE CORP | 161,600 | $3,140 | 0.7% | $21.23 | — | COM NEW | 131347304 |
| DMLP | DORCHESTER MINERALS LP | 127,300 | $3,042 | 0.7% | $24.49 | — | COM UNIT | 25820R105 |
| DUK | DUKE ENERGY CORP NEW | 44,604 | $2,979 | 0.7% | $41.83 | -2.4% | COM NEW | 26441C204 |
| INTC | INTEL CORP | 129,107 | $2,959 | 0.7% | $17.09 | -1.1% | COM | 458140100 |
| EPD | ENTERPRISE PRODS PARTNERS L | 47,348 | $2,890 | 0.7% | $62.15 | — | COM | 293792107 |
| — | BLACKSTONE GROUP L P | 113,700 | $2,830 | 0.7% | $21.06 | — | COM UNIT LTD | 09253U108 |
| COST | COSTCO WHSL CORP NEW | 24,437 | $2,814 | 0.7% | $86.56 | +5.9% | COM | 22160K105 |
| MMM | 3M CO | 23,545 | $2,812 | 0.7% | $61.26 | +7.7% | COM | 88579Y101 |
| DIS | DISNEY WALT CO | 43,349 | $2,796 | 0.7% | $56.12 | +1.5% | COM DISNEY | 254687106 |
| EBAY | EBAY INC | 50,000 | $2,790 | 0.7% | $20.18 | -1.1% | COM | 278642103 |
| IBM | INTERNATIONAL BUSINESS MACHS | 13,784 | $2,553 | 0.6% | $118.94 | -6.2% | COM | 459200101 |
| FRCB | FIRST REP BK SAN FRANCISCO C | 51,500 | $2,401 | 0.6% | $38.08 | +6.6% | COM | 33616C100 |
| — | FIRST TR ENERGY INCOME & GRW | 73,069 | $2,338 | 0.6% | $33.98 | — | COM | 33738G104 |
| T | AT&T INC | 64,305 | $2,175 | 0.5% | $11.37 | -3.6% | COM | 00206R102 |
| QCOM | QUALCOMM INC | 31,850 | $2,144 | 0.5% | $45.34 | +2.7% | COM | 747525103 |
| KO | COCA COLA CO | 55,682 | $2,109 | 0.5% | $27.85 | -3.9% | COM | 191216100 |
| PEP | PEPSICO INC | 25,690 | $2,042 | 0.5% | $56.00 | +1.4% | COM | 713448108 |
| SCHW | SCHWAB CHARLES CORP NEW | 93,000 | $1,966 | 0.5% | $15.92 | +18.0% | COM | 808513105 |
| NEM | NEWMONT MINING CORP | 67,120 | $1,886 | 0.4% | $25.26 | -10.5% | COM | 651639106 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 211,100 | $1,881 | 0.4% | $8.45 | — | UNIT | 85207Q104 |
| AEM | AGNICO EAGLE MINES LTD | 68,630 | $1,817 | 0.4% | $25.33 | -8.9% | COM | 008474108 |
| MCD | MCDONALDS CORP | 18,856 | $1,814 | 0.4% | $71.80 | -1.7% | COM | 580135101 |
| CAT | CATERPILLAR INC DEL | 20,875 | $1,741 | 0.4% | $61.55 | +0.1% | COM | 149123101 |
| — | TYCO INTERNATIONAL LTD | 49,200 | $1,721 | 0.4% | $32.95 | — | SHS | H89128104 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 151,500 | $1,670 | 0.4% | $10.24 | — | UNIT | 85207H104 |
| OFS | OFS CAP CORP | 131,050 | $1,659 | 0.4% | $12.73 | -5.1% | COM | 67103B100 |
| — | VANGUARD NAT RES LLC | 58,100 | $1,626 | 0.4% | $27.99 | — | COM UNIT | 92205F106 |
| — | CENTURYLINK INC | 51,100 | $1,604 | 0.4% | $35.34 | — | COM | 156700106 |
| — | UNILEVER N V | 42,520 | $1,604 | 0.4% | $39.31 | — | N Y SHS NEW | 904784709 |
| — | PETSMART INC | 20,600 | $1,571 | 0.4% | $66.99 | — | COM | 716768106 |
| — | ENERGY TRANSFER PRTNRS L P | 26,800 | $1,395 | 0.3% | $50.52 | — | UNIT LTD PARTN | 29273R109 |
| — | NORTHERN TIER ENERGY LP | 70,400 | $1,388 | 0.3% | $24.02 | — | COM UN REPR PART | 665826103 |
| CLX | CLOROX CO DEL | 16,780 | $1,371 | 0.3% | $60.00 | -1.1% | COM | 189054109 |
| — | CROWN CASTLE INTL CORP | 18,548 | $1,355 | 0.3% | $72.41 | — | COM | 228227104 |
| — | EL PASO PIPELINE PARTNERS L | 32,100 | $1,355 | 0.3% | $43.68 | — | COM UNIT LPI | 283702108 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 95,340 | $1,339 | 0.3% | $14.82 | — | SH BEN INT | 09248E102 |
| PG | PROCTER & GAMBLE CO | 17,528 | $1,325 | 0.3% | $55.00 | +2.2% | COM | 742718109 |
| ILMN | ILLUMINA INC | 16,000 | $1,293 | 0.3% | $66.35 | +15.3% | COM | 452327109 |
| MOS | MOSAIC CO NEW | 29,220 | $1,257 | 0.3% | $36.35 | 0.0% | COM | 61945C103 |
| — | MEDTRONIC INC | 22,700 | $1,209 | 0.3% | $51.48 | — | COM | 585055106 |
| BMY | BRISTOL MYERS SQUIBB CO | 25,946 | $1,201 | 0.3% | $28.67 | +1.9% | COM | 110122108 |
| CVS | CVS CAREMARK CORPORATION | 20,700 | $1,175 | 0.3% | $41.44 | +3.2% | COM | 126650100 |
| PSLV | SPROTT PHYSICAL SILVER TR | 131,200 | $1,145 | 0.3% | $7.72 | — | TR UNIT | 85207K107 |
| — | TIME WARNER INC | 17,350 | $1,142 | 0.3% | $57.80 | — | COM NEW | 887317303 |
| NVS | NOVARTIS A G | 14,100 | $1,082 | 0.3% | $70.71 | — | SPONSORED ADR | 66987V109 |
| — | CARLYLE GROUP L P | 40,000 | $1,029 | 0.2% | $25.63 | — | COM UTS LTD PTN | 14309L102 |
| EOG | EOG RES INC | 6,000 | $1,016 | 0.2% | $46.52 | +21.2% | COM | 26875P101 |
| — | DIRECTV | 16,650 | $995 | 0.2% | $59.76 | — | COM | 25490A309 |
| — | THE ADT CORPORATION | 23,700 | $964 | 0.2% | $39.83 | — | COM | 00101J106 |
| CAKE | CHEESECAKE FACTORY INC | 21,500 | $945 | 0.2% | $31.16 | +8.4% | COM | 163072101 |
| ABBV | ABBVIE INC | 20,600 | $921 | 0.2% | $26.55 | +2.3% | COM | 00287Y109 |
| HAL | HALLIBURTON CO | 19,050 | $917 | 0.2% | $33.21 | +12.4% | COM | 406216101 |
| MAR | MARRIOTT INTL INC NEW | 21,500 | $904 | 0.2% | $36.58 | 0.0% | CL A | 571903202 |
| WSM | WILLIAMS SONOMA INC | 15,700 | $882 | 0.2% | $20.13 | +8.0% | COM | 969904101 |
| — | RPX CORP | 50,000 | $877 | 0.2% | $16.80 | — | COM | 74972G103 |
| BMO | BANK MONTREAL QUE | 13,050 | $872 | 0.2% | $36.25 | +4.7% | COM | 063671101 |
| KMB | KIMBERLY CLARK CORP | 8,770 | $826 | 0.2% | $63.06 | -3.1% | COM | 494368103 |
| NTRS | NORTHERN TR CORP | 15,150 | $824 | 0.2% | $40.35 | +3.3% | COM | 665859104 |
| AWK | AMERICAN WTR WKS CO INC NEW | 19,750 | $815 | 0.2% | $31.82 | +0.9% | COM | 030420103 |
| — | PIMCO DYNAMIC CR INCOME FD | 36,100 | $803 | 0.2% | $22.84 | — | COM SHS | 72202D106 |
| — | QR ENERGY LP | 49,100 | $799 | 0.2% | $17.59 | — | UNIT LTD PRTNS | 74734R108 |
| META | FACEBOOK INC | 15,750 | $791 | 0.2% | $25.44 | +45.3% | CL A | 30303M102 |
| CHKP | CHECK POINT SOFTWARE TECH LT | 13,950 | $789 | 0.2% | $48.11 | +16.8% | ORD | M22465104 |
| — | SODASTREAM INTERNATIONAL LTD | 12,400 | $773 | 0.2% | $72.64 | — | USD SHS | M9068E105 |
| YUM | YUM BRANDS INC | 10,600 | $757 | 0.2% | $38.97 | +5.2% | COM | 988498101 |
| — | APOLLO GLOBAL MGMT LLC | 26,000 | $735 | 0.2% | $24.12 | — | CL A SHS | 037612306 |
| — | PENTAIR LTD | 10,649 | $692 | 0.2% | $57.66 | — | SHS | H6169Q108 |
| ABT | ABBOTT LABS | 20,400 | $677 | 0.2% | $28.85 | -4.0% | COM | 002824100 |
| WMT | WAL-MART STORES INC | 8,950 | $662 | 0.2% | $19.98 | -1.0% | COM | 931142103 |
| — | ANNALY CAP MGMT INC | 56,750 | $657 | 0.2% | $12.54 | — | COM | 035710409 |
| — | BROOKFIELD MTG OPP INC FD IN | 36,760 | $623 | 0.1% | $18.42 | — | COM | 112792106 |
| — | NUANCE COMMUNICATIONS INC | 33,100 | $618 | 0.1% | $18.52 | — | COM | 67020Y100 |
| — | AIRCASTLE LTD | 35,500 | $618 | 0.1% | $16.00 | — | COM | G0129K104 |
| HD | HOME DEPOT INC | 8,030 | $609 | 0.1% | $56.23 | +2.9% | COM | 437076102 |
| TROW | PRICE T ROWE GROUP INC | 8,333 | $599 | 0.1% | $47.69 | -0.3% | COM | 74144T108 |
| — | SPECTRA ENERGY PARTNERS LP | 13,000 | $570 | 0.1% | $46.00 | — | COM | 84756N109 |
| D | DOMINION RES INC VA NEW | 9,106 | $569 | 0.1% | $34.53 | +2.3% | COM | 25746U109 |
| WYNN | WYNN RESORTS LTD | 3,400 | $537 | 0.1% | $106.96 | +5.9% | COM | 983134107 |
| — | LORILLARD INC | 11,950 | $535 | 0.1% | $43.68 | — | COM | 544147101 |
| — | SANCHEZ ENERGY CORP | 20,000 | $528 | 0.1% | $26.40 | — | COM | 79970Y105 |
| PAA | PLAINS ALL AMERN PIPELINE L | 10,000 | $527 | 0.1% | $54.25 | — | UNIT LTD PARTN | 726503105 |
| — | DOUBLELINE INCOME SOLUTIONS | 23,600 | $518 | 0.1% | $23.11 | — | COM | 258622109 |
| SDLPEUR | SEADRILL PARTNERS LLC | 15,000 | $490 | 0.1% | $29.33 | — | COMUNIT REP LB | Y7545W109 |
| ATR | APTARGROUP INC | 8,000 | $481 | 0.1% | $46.93 | +5.7% | COM | 038336103 |
| NVO | NOVO-NORDISK A S | 2,800 | $474 | 0.1% | $155.00 | — | ADR | 670100205 |
| FTNT | FORTINET INC | 23,334 | $473 | 0.1% | $3.73 | +8.6% | COM | 34959E109 |
| — | CEPHEID | 12,000 | $468 | 0.1% | $34.42 | — | COM | 15670R107 |
| AMGN | AMGEN INC | 4,000 | $448 | 0.1% | $73.34 | +5.0% | COM | 031162100 |
| — | BLACKROCK INC | 1,625 | $440 | 0.1% | $256.79 | — | COM | 09247X101 |
| PSX | PHILLIPS 66 | 6,893 | $399 | 0.1% | $40.44 | -7.3% | COM | 718546104 |
| NSC | NORFOLK SOUTHERN CORP | 5,000 | $387 | 0.1% | $57.67 | -1.2% | COM | 655844108 |
| SBUX | STARBUCKS CORP | 4,980 | $383 | 0.1% | $24.37 | +16.0% | COM | 855244109 |
| BEN | FRANKLIN RES INC | 7,500 | $379 | 0.1% | $29.22 | -1.7% | COM | 354613101 |
| AMZN | AMAZON COM INC | 1,210 | $378 | 0.1% | $13.58 | +9.7% | COM | 023135106 |
| WFC | WELLS FARGO & CO NEW | 9,120 | $377 | 0.1% | $27.36 | +10.3% | COM | 949746101 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 11,300 | $374 | 0.1% | $24.50 | +4.7% | COM | 35671D857 |
| NEE | NEXTERA ENERGY INC | 4,551 | $365 | 0.1% | $14.15 | +4.9% | COM | 65339F101 |
| — | EMERALD OIL INC | 50,000 | $359 | 0.1% | $7.18 | — | COM NEW | 29101U209 |
| ADP | AUTOMATIC DATA PROCESSING IN | 4,750 | $344 | 0.1% | $45.09 | +7.2% | COM | 053015103 |
| — | BLACKROCK MULTI-SECTOR INC T | 20,000 | $333 | 0.1% | $17.57 | — | COM | 09258A107 |
| — | NIELSEN HOLDINGS N V | 9,000 | $328 | 0.1% | $33.58 | — | COM | N63218106 |
| GIS | GENERAL MLS INC | 6,800 | $326 | 0.1% | $31.98 | +2.9% | COM | 370334104 |
| — | TOTAL S A | 5,250 | $304 | 0.1% | $48.79 | — | SPONSORED ADR | 89151E109 |
| — | SUNOCO LOGISTICS PRTNRS L P | 4,485 | $298 | 0.1% | $63.99 | — | COM UNITS | 86764L108 |
| SNY | SANOFI | 5,840 | $296 | 0.1% | $51.46 | — | SPONSORED ADR | 80105N105 |
| — | SOTHEBYS | 6,000 | $295 | 0.1% | $37.83 | — | COM | 835898107 |
| UAMY | UNITED STATES ANTIMONY CORP | 200,785 | $279 | 0.1% | $1.36 | -12.6% | COM | 911549103 |
| ETR | ENTERGY CORP NEW | 4,400 | $278 | 0.1% | $20.57 | -2.3% | COM | 29364G103 |
| VTR | VENTAS INC | 4,500 | $277 | 0.1% | $49.18 | -12.8% | COM | 92276F100 |
| LLY | LILLY ELI & CO | 5,450 | $274 | 0.1% | $42.21 | -2.9% | COM | 532457108 |
| — | COMSTOCK MNG INC | 150,000 | $270 | 0.1% | $1.80 | — | COM | 205750102 |
| CHRW | C H ROBINSON WORLDWIDE INC | 4,200 | $250 | 0.1% | $42.72 | +2.5% | COM NEW | 12541W209 |
| — | BUCKEYE PARTNERS L P | 3,745 | $245 | 0.1% | $70.23 | — | UNIT LTD PARTN | 118230101 |
| — | PRAXAIR INC | 2,000 | $240 | 0.1% | $115.14 | — | COM | 74005P104 |
| ACN | ACCENTURE PLC IRELAND | 3,256 | $240 | 0.1% | $63.81 | -6.7% | SHS CLASS A | G1151C101 |
| — | RESOLUTE ENERGY CORP | 28,000 | $234 | 0.1% | $7.97 | — | COM | 76116A108 |
| — | ROYAL DUTCH SHELL PLC | 3,490 | $229 | 0.1% | $63.84 | — | SPONS ADR A | 780259206 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 3,930 | $222 | 0.1% | $54.45 | — | COM UNIT RP LP | 559080106 |
| — | ZAIS FINL CORP | 12,766 | $221 | 0.1% | $18.15 | — | COM | 98886K108 |
| EXPD | EXPEDITORS INTL WASH INC | 5,000 | $220 | 0.1% | $35.28 | 0.0% | COM | 302130109 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 2,220 | $220 | 0.1% | $90.09 | — | SPONSORED ADR | 03524A108 |
| — | HI-CRUSH PARTNERS LP | 8,200 | $216 | 0.1% | $23.55 | — | COM UNIT LTD | 428337109 |
| — | KKR FINL HLDGS LLC | 20,000 | $207 | 0.0% | $10.35 | — | COM | 48248A306 |
| — | FIFTH STREET FINANCE CORP | 20,000 | $206 | 0.0% | $10.30 | — | COM | 31678A103 |
| NKE | NIKE INC | 2,680 | $195 | 0.0% | $27.95 | 0.0% | CL B | 654106103 |
| — | STRATEGIC HOTELS & RESORTS I | 22,000 | $191 | 0.0% | $8.86 | — | COM | 86272T106 |
| — | TCP CAP CORP | 10,000 | $162 | 0.0% | $16.80 | — | COM | 87238Q103 |
| — | SYNERGY RES CORP | 15,000 | $146 | 0.0% | $9.73 | — | COM | 87164P103 |
| — | PENNEY J C INC | 15,000 | $132 | 0.0% | $8.80 | — | COM | 708160106 |
| V | VISA INC | 640 | $122 | 0.0% | $42.33 | 0.0% | COM CL A | 92826C839 |
| EMR | EMERSON ELEC CO | 1,800 | $116 | 0.0% | $43.83 | 0.0% | COM | 291011104 |
| PSEC | PROSPECT CAPITAL CORPORATION | 10,000 | $112 | 0.0% | $2.26 | +6.9% | COM | 74348T102 |
| XPCKX | PIMCO CALIF MUN INCOME FD II | 10,500 | $95 | 0.0% | $9.81 | — | COM | 72200M108 |
| — | FRONTIER COMMUNICATIONS CORP | 21,264 | $89 | 0.0% | $4.07 | — | COM | 35906A108 |
| CL | COLGATE PALMOLIVE CO | 1,330 | $79 | 0.0% | $44.56 | 0.0% | COM | 194162103 |
| — | HALCON RES CORP | 16,400 | $73 | 0.0% | $5.67 | — | COM NEW | 40537Q209 |
| — | ADCARE HEALTH SYSTEMS INC | 17,640 | $71 | 0.0% | $4.82 | — | COM NEW | 00650W300 |
| — | STAR SCIENTIFIC INC | 34,000 | $65 | 0.0% | $1.38 | — | COM | 85517P101 |
| — | EURASIAN MINERALS INC | 50,000 | $62 | 0.0% | $1.21 | — | COM | 29843R100 |
| — | ZYNGA INC | 10,000 | $37 | 0.0% | $2.80 | — | CL A | 98986T108 |
| — | CITIGROUP INC | 50,000 | $4 | 0.0% | $0.08 | — | *W EXP 10/28/201 | 172967234 |