CIK: 0001598186 · Show all filings
Period: Q4 2013 (Next →)
Filing Date: Jan 28, 2014
Total Value ($000): $128,485 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BWX | SPDR SERIES TRUST | 235,681 | $13,608 | 10.6% | $57.74 | — | BRCLYS INTL ETF | 78464A516 |
| MBB | ISHARES | 93,787 | $9,807 | 7.6% | $104.57 | — | MBS ETF | 464288588 |
| IGOV | ISHARES | 78,869 | $7,902 | 6.2% | $100.19 | — | INTL TREA BD ETF | 464288117 |
| IBND | SPDR SERIES TRUST | 145,708 | $5,340 | 4.2% | $36.65 | — | BRCLY INTL CRP | 78464A151 |
| EFG | ISHARES | 50,757 | $3,628 | 2.8% | $71.48 | — | EAFE GRWTH ETF | 464288885 |
| SCZ | ISHARES | 70,820 | $3,610 | 2.8% | $50.97 | — | EAFE SML CP ETF | 464288273 |
| EFV | ISHARES | 62,321 | $3,565 | 2.8% | $57.20 | — | EAFE VALUE ETF | 464288877 |
| — | POWERSHARES ETF TRUST II | 94,995 | $2,803 | 2.2% | $29.51 | — | INTL CORP BOND | 73936Q835 |
| — | MARKET VECTORS ETF TR | 116,976 | $2,755 | 2.1% | $23.55 | — | EM LC CURR DBT | 57060U522 |
| VWO | VANGUARD INTL EQUITY INDEX F | 61,812 | $2,543 | 2.0% | $41.14 | — | FTSE EMR MKT ETF | 922042858 |
| — | CURRENCYSHS JAPANESE YEN TR | 27,319 | $2,534 | 2.0% | $92.76 | — | JAPANESE YEN | 23130A102 |
| VCIT | VANGUARD SCOTTSDALE FDS | 28,718 | $2,375 | 1.8% | $82.70 | — | INT-TERM CORP | 92206C870 |
| MGK | VANGUARD WORLD FD | 31,180 | $2,260 | 1.8% | $72.48 | — | MEGA GRWTH IND | 921910816 |
| MGV | VANGUARD WORLD FD | 39,331 | $2,164 | 1.7% | $55.02 | — | MEGA CAP VAL ETF | 921910840 |
| AAPL | APPLE INC | 3,433 | $1,926 | 1.5% | $16.37 | 0.0% | COM | 037833100 |
| EFA | ISHARES | 28,548 | $1,915 | 1.5% | $67.08 | — | MSCI EAFE ETF | 464287465 |
| EEM | ISHARES | 45,222 | $1,890 | 1.5% | $41.79 | — | MSCI EMG MKT ETF | 464287234 |
| VB | VANGUARD INDEX FDS | 16,705 | $1,837 | 1.4% | $109.97 | — | SMALL CP ETF | 922908751 |
| XOM | EXXON MOBIL CORP | 15,924 | $1,612 | 1.3% | $55.94 | 0.0% | COM | 30231G102 |
| EMB | ISHARES | 14,131 | $1,528 | 1.2% | $108.13 | — | JP MOR EM MK ETF | 464288281 |
| VSS | VANGUARD INTL EQUITY INDEX F | 13,923 | $1,433 | 1.1% | $102.92 | — | FTSE SMCAP ETF | 922042718 |
| EEMS | ISHARES | 30,054 | $1,432 | 1.1% | $47.65 | — | EM MKT SM-CP ETF | 464286475 |
| — | GENERAL ELECTRIC CO | 39,815 | $1,116 | 0.9% | $28.03 | — | COM | 369604103 |
| MSFT | MICROSOFT CORP | 28,362 | $1,061 | 0.8% | $30.02 | 0.0% | COM | 594918104 |
| WMT | WAL-MART STORES INC | 12,716 | $1,001 | 0.8% | $20.35 | 0.0% | COM | 931142103 |
| VCSH | VANGUARD SCOTTSDALE FDS | 12,000 | $957 | 0.7% | $79.75 | — | SHRT TRM CORP BD | 92206C409 |
| EWY | ISHARES | 14,662 | $948 | 0.7% | $64.66 | — | MSCI STH KOR ETF | 464286772 |
| — | GOOGLE INC | 814 | $912 | 0.7% | $1120.39 | — | CL A | 38259P508 |
| PG | PROCTER & GAMBLE CO | 10,851 | $883 | 0.7% | $58.01 | 0.0% | COM | 742718109 |
| CVX | CHEVRON CORP NEW | 7,054 | $881 | 0.7% | $72.49 | 0.0% | COM | 166764100 |
| SHY | ISHARES | 10,344 | $873 | 0.7% | $84.40 | — | 1-3 YR TR BD ETF | 464287457 |
| IEI | ISHARES | 7,140 | $857 | 0.7% | $120.03 | — | 3-7 YR TR BD ETF | 464288661 |
| PFE | PFIZER INC | 24,633 | $755 | 0.6% | $17.62 | 0.0% | COM | 717081103 |
| VCLT | VANGUARD SCOTTSDALE FDS | 8,867 | $736 | 0.6% | $83.00 | — | LG-TERM COR BD | 92206C813 |
| JNJ | JOHNSON & JOHNSON | 7,935 | $727 | 0.6% | $65.75 | 0.0% | COM | 478160104 |
| NVS | NOVARTIS A G | 8,119 | $653 | 0.5% | $80.43 | — | SPONSORED ADR | 66987V109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,418 | $641 | 0.5% | $106.40 | 0.0% | COM | 459200101 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 10,000 | $633 | 0.5% | $63.30 | — | COM UNIT RP LP | 559080106 |
| WFC | WELLS FARGO & CO NEW | 13,940 | $633 | 0.5% | $30.76 | 0.0% | COM | 949746101 |
| — | CHINA MOBILE LIMITED | 11,998 | $627 | 0.5% | $52.26 | — | SPONSORED ADR | 16941M109 |
| KO | COCA COLA CO | 15,160 | $626 | 0.5% | $26.95 | 0.0% | COM | 191216100 |
| T | AT&T INC | 17,097 | $601 | 0.5% | $11.17 | 0.0% | COM | 00206R102 |
| — | VODAFONE GROUP PLC NEW | 14,971 | $589 | 0.5% | $39.34 | — | SPONS ADR NEW | 92857W209 |
| — | ROYAL DUTCH SHELL PLC | 8,166 | $582 | 0.5% | $71.27 | — | SPONS ADR A | 780259206 |
| — | POWERSHARES INDIA ETF TR | 32,972 | $581 | 0.5% | $17.62 | — | INDIA PORT | 73935L100 |
| JPM | JPMORGAN CHASE & CO | 9,619 | $563 | 0.4% | $39.63 | 0.0% | COM | 46625H100 |
| VOT | VANGUARD INDEX FDS | 5,934 | $536 | 0.4% | $90.33 | — | MCAP GR IDXVIP | 922908538 |
| TM | TOYOTA MOTOR CORP | 4,352 | $531 | 0.4% | $122.01 | — | SP ADR REP2COM | 892331307 |
| VOE | VANGUARD INDEX FDS | 6,612 | $528 | 0.4% | $79.85 | — | MCAP VL IDXVIP | 922908512 |
| USIG | ISHARES | 4,739 | $507 | 0.4% | $106.98 | — | CREDIT BD ETF | 464288620 |
| IEMG | ISHARES INC | 10,154 | $506 | 0.4% | $49.83 | — | CORE MSCI EMKT | 46434G103 |
| ORCL | ORACLE CORP | 13,105 | $501 | 0.4% | $28.79 | 0.0% | COM | 68389X105 |
| — | ISHARES | 33,487 | $483 | 0.4% | $14.42 | — | MSCI TAIWAN ETF | 464286731 |
| — | TOTAL S A | 7,801 | $478 | 0.4% | $61.27 | — | SPONSORED ADR | 89151E109 |
| PEP | PEPSICO INC | 5,718 | $474 | 0.4% | $57.75 | 0.0% | COM | 713448108 |
| CSCO | CISCO SYS INC | 21,104 | $473 | 0.4% | $15.20 | 0.0% | COM | 17275R102 |
| HD | HOME DEPOT INC | 5,716 | $471 | 0.4% | $58.72 | 0.0% | COM | 437076102 |
| DIS | DISNEY WALT CO | 6,118 | $467 | 0.4% | $61.69 | 0.0% | COM DISNEY | 254687106 |
| MGC | VANGUARD WORLD FD | 7,326 | $463 | 0.4% | $63.20 | — | MEGA CAP INDEX | 921910873 |
| MRK | MERCK & CO INC NEW | 9,109 | $456 | 0.4% | $31.29 | 0.0% | COM | 58933Y105 |
| SPMB | SPDR SERIES TRUST | 17,024 | $452 | 0.4% | $26.55 | — | BRC MTG BCKD BD | 78464A383 |
| INTC | INTEL CORP | 17,292 | $449 | 0.3% | $17.92 | 0.0% | COM | 458140100 |
| PM | PHILIP MORRIS INTL INC | 5,018 | $437 | 0.3% | $47.83 | 0.0% | COM | 718172109 |
| GILD | GILEAD SCIENCES INC | 5,619 | $422 | 0.3% | $48.38 | 0.0% | COM | 375558103 |
| AGZ | ISHARES | 3,763 | $416 | 0.3% | $110.55 | — | AGENCY BOND ETF | 464288166 |
| VZ | VERIZON COMMUNICATIONS INC | 8,400 | $413 | 0.3% | $26.61 | 0.0% | COM | 92343V104 |
| MA | MASTERCARD INC | 487 | $407 | 0.3% | $69.03 | 0.0% | CL A | 57636Q104 |
| SIEGY | SIEMENS A G | 2,905 | $402 | 0.3% | $138.38 | — | SPONSORED ADR | 826197501 |
| HSBC | HSBC HLDGS PLC | 7,263 | $400 | 0.3% | $55.07 | — | SPON ADR NEW | 404280406 |
| BAC | BANK OF AMERICA CORPORATION | 25,073 | $390 | 0.3% | $11.68 | 0.0% | COM | 060505104 |
| BMY | BRISTOL MYERS SQUIBB CO | 7,233 | $384 | 0.3% | $34.16 | 0.0% | COM | 110122108 |
| — | UNITED TECHNOLOGIES CORP | 3,365 | $383 | 0.3% | $113.82 | — | COM | 913017109 |
| BP | BP PLC | 7,641 | $371 | 0.3% | $48.55 | — | SPONSORED ADR | 055622104 |
| TD | TORONTO DOMINION BK ONT | 3,868 | $365 | 0.3% | $45.50 | 0.0% | COM NEW | 891160509 |
| V | VISA INC | 1,610 | $359 | 0.3% | $46.29 | 0.0% | COM CL A | 92826C839 |
| COP | CONOCOPHILLIPS | 5,064 | $358 | 0.3% | $48.40 | 0.0% | COM | 20825C104 |
| NKE | NIKE INC | 4,459 | $351 | 0.3% | $32.86 | 0.0% | CL B | 654106103 |
| QCOM | QUALCOMM INC | 4,717 | $350 | 0.3% | $50.36 | 0.0% | COM | 747525103 |
| — | GLAXOSMITHKLINE PLC | 6,486 | $346 | 0.3% | $53.35 | — | SPONSORED ADR | 37733W105 |
| CMCSA | COMCAST CORP NEW | 6,462 | $336 | 0.3% | $18.38 | 0.0% | CL A | 20030N101 |
| C | CITIGROUP INC | 6,421 | $335 | 0.3% | $37.66 | 0.0% | COM NEW | 172967424 |
| — | CNOOC LTD | 1,782 | $334 | 0.3% | $187.43 | — | SPONSORED ADR | 126132109 |
| AMZN | AMAZON COM INC | 815 | $325 | 0.3% | $17.98 | 0.0% | COM | 023135106 |
| SNY | SANOFI | 6,067 | $325 | 0.3% | $53.57 | — | SPONSORED ADR | 80105N105 |
| BA | BOEING CO | 2,339 | $319 | 0.2% | $110.94 | 0.0% | COM | 097023105 |
| CAT | CATERPILLAR INC DEL | 3,379 | $307 | 0.2% | $62.67 | 0.0% | COM | 149123101 |
| MCD | MCDONALDS CORP | 3,167 | $307 | 0.2% | $70.01 | 0.0% | COM | 580135101 |
| AZN | ASTRAZENECA PLC | 5,109 | $303 | 0.2% | $59.31 | — | SPONSORED ADR | 046353108 |
| — | ROYAL DUTCH SHELL PLC | 3,977 | $299 | 0.2% | $75.18 | — | SPON ADR B | 780259107 |
| SCJ | ISHARES | 5,511 | $299 | 0.2% | $54.26 | — | MSCI JAPN SMCETF | 464286582 |
| BIIB | BIOGEN IDEC INC | 1,067 | $298 | 0.2% | $258.65 | 0.0% | COM | 09062X103 |
| E | ENI S P A | 6,107 | $296 | 0.2% | $48.47 | — | SPONSORED ADR | 26874R108 |
| BNS | BANK N S HALIFAX | 4,625 | $289 | 0.2% | $33.10 | 0.0% | COM | 064149107 |
| — | ALLEGHANY CORP DEL | 719 | $288 | 0.2% | $400.56 | — | COM | 017175100 |
| IEF | ISHARES | 2,839 | $282 | 0.2% | $99.33 | — | 7-10 Y TR BD ETF | 464287440 |
| RIO | RIO TINTO PLC | 4,940 | $279 | 0.2% | $56.48 | — | SPONSORED ADR | 767204100 |
| AMGN | AMGEN INC | 2,413 | $275 | 0.2% | $81.11 | 0.0% | COM | 031162100 |
| ABBV | ABBVIE INC | 5,196 | $274 | 0.2% | $30.39 | 0.0% | COM | 00287Y109 |
| — | TIME WARNER INC | 3,882 | $271 | 0.2% | $69.81 | — | COM NEW | 887317303 |
| NVO | NOVO-NORDISK A S | 1,464 | $270 | 0.2% | $184.43 | — | ADR | 670100205 |
| SLB | SCHLUMBERGER LTD | 3,001 | $270 | 0.2% | $65.05 | 0.0% | COM | 806857108 |
| FDX | FEDEX CORP | 1,865 | $268 | 0.2% | $112.11 | 0.0% | COM | 31428X106 |
| OXY | OCCIDENTAL PETE CORP DEL | 2,798 | $266 | 0.2% | $63.37 | 0.0% | COM | 674599105 |
| LLY | LILLY ELI & CO | 5,190 | $265 | 0.2% | $39.58 | 0.0% | COM | 532457108 |
| — | SPDR SERIES TRUST | 6,402 | $260 | 0.2% | $40.61 | — | BRC HGH YLD BD | 78464A417 |
| SAP | SAP AG | 2,931 | $255 | 0.2% | $87.00 | — | SPON ADR | 803054204 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 14,572 | $254 | 0.2% | $17.43 | — | SPONSORED ADR | 874039100 |
| UPS | UNITED PARCEL SERVICE INC | 2,406 | $253 | 0.2% | $64.45 | 0.0% | CL B | 911312106 |
| — | CBS CORP NEW | 3,885 | $248 | 0.2% | $63.84 | — | CL B | 124857202 |
| KB | KB FINANCIAL GROUP INC | 5,930 | $240 | 0.2% | $40.47 | — | SPONSORED ADR | 48241A105 |
| — | UNILEVER N V | 5,932 | $239 | 0.2% | $40.29 | — | N Y SHS NEW | 904784709 |
| NTTYY | NIPPON TELEG & TEL CORP | 8,838 | $239 | 0.2% | $27.04 | — | SPONSORED ADR | 654624105 |
| MMM | 3M CO | 1,694 | $238 | 0.2% | $72.67 | 0.0% | COM | 88579Y101 |
| GWX | SPDR INDEX SHS FDS | 7,050 | $237 | 0.2% | $33.62 | — | S&P INTL SMLCP | 78463X871 |
| — | BHP BILLITON PLC | 3,819 | $237 | 0.2% | $62.06 | — | SPONSORED ADR | 05545E209 |
| CVS | CVS CAREMARK CORPORATION | 3,274 | $234 | 0.2% | $46.31 | 0.0% | COM | 126650100 |
| — | TIME WARNER CABLE INC | 1,728 | $234 | 0.2% | $135.42 | — | COM | 88732J207 |
| EBAY | EBAY INC | 4,245 | $233 | 0.2% | $19.70 | 0.0% | COM | 278642103 |
| HON | HONEYWELL INTL INC | 2,553 | $233 | 0.2% | $60.82 | 0.0% | COM | 438516106 |
| VALE | VALE S A | 15,273 | $233 | 0.2% | $15.26 | — | ADR | 91912E105 |
| PUK | PRUDENTIAL PLC | 5,149 | $232 | 0.2% | $45.06 | — | ADR | 74435K204 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,928 | $229 | 0.2% | $115.63 | 0.0% | CL B NEW | 084670702 |
| MO | ALTRIA GROUP INC | 5,863 | $225 | 0.2% | $17.15 | 0.0% | COM | 02209S103 |
| TELFY | TELEFONICA S A | 13,699 | $224 | 0.2% | $16.35 | — | SPONSORED ADR | 879382208 |
| AXP | AMERICAN EXPRESS CO | 2,432 | $221 | 0.2% | $69.27 | 0.0% | COM | 025816109 |
| PFG | PRINCIPAL FINL GROUP INC | 4,459 | $220 | 0.2% | $30.85 | 0.0% | COM | 74251V102 |
| — | TWENTY FIRST CENTY FOX INC | 6,259 | $220 | 0.2% | $35.15 | — | CL A | 90130A101 |
| TLT | ISHARES | 2,092 | $213 | 0.2% | $101.82 | — | 20+ YR TR BD ETF | 464287432 |
| CL | COLGATE PALMOLIVE CO | 3,256 | $212 | 0.2% | $48.40 | 0.0% | COM | 194162103 |
| — | UBS AG | 10,937 | $211 | 0.2% | $19.29 | — | SHS NEW | H89231338 |
| — | YAHOO INC | 5,200 | $210 | 0.2% | $40.38 | — | COM | 984332106 |
| EMR | EMERSON ELEC CO | 2,995 | $210 | 0.2% | $48.18 | 0.0% | COM | 291011104 |
| HMC | HONDA MOTOR LTD | 5,057 | $209 | 0.2% | $41.33 | — | AMERN SHS | 438128308 |
| — | DIRECTV | 3,025 | $209 | 0.2% | $69.09 | — | COM | 25490A309 |
| LMT | LOCKHEED MARTIN CORP | 1,404 | $209 | 0.2% | $97.17 | 0.0% | COM | 539830109 |
| GS | GOLDMAN SACHS GROUP INC | 1,160 | $206 | 0.2% | $130.68 | 0.0% | COM | 38141G104 |
| BHP | BHP BILLITON LTD | 3,017 | $206 | 0.2% | $68.28 | — | SPONSORED ADR | 088606108 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 1,921 | $205 | 0.2% | $106.72 | — | SPONSORED ADR | 03524A108 |
| BTI | BRITISH AMERN TOB PLC | 1,908 | $205 | 0.2% | $107.44 | — | SPONSORED ADR | 110448107 |
| VEU | VANGUARD INTL EQUITY INDEX F | 4,026 | $204 | 0.2% | $50.67 | — | ALLWRLD EX US | 922042775 |
| STT | STATE STR CORP | 2,777 | $204 | 0.2% | $50.63 | 0.0% | COM | 857477103 |
| — | UNILEVER PLC | 4,909 | $202 | 0.2% | $41.15 | — | SPON ADR NEW | 904767704 |
| ING | ING GROEP N V | 14,211 | $199 | 0.2% | $14.00 | — | SPONSORED ADR | 456837103 |
| BBVA | BANCO BILBAO VIZCAYA ARGENTA | 15,514 | $192 | 0.1% | $12.38 | — | SPONSORED ADR | 05946K101 |
| BBD | BANCO BRADESCO S A | 13,648 | $171 | 0.1% | $12.53 | — | SP ADR PFD NEW | 059460303 |
| — | FELCOR LODGING TR INC | 20,200 | $165 | 0.1% | $8.17 | — | COM | 31430F101 |
| ERIC | ERICSSON | 12,457 | $152 | 0.1% | $12.20 | — | ADR B SEK 10 | 294821608 |
| MFG | MIZUHO FINL GROUP INC | 31,616 | $138 | 0.1% | $4.36 | — | SPONSORED ADR | 60687Y109 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 15,194 | $101 | 0.1% | $6.65 | — | SPONSORED ADR | 606822104 |
| — | FRONTIER COMMUNICATIONS CORP | 13,139 | $61 | 0.0% | $4.64 | — | COM | 35906A108 |
| LYG | LLOYDS BANKING GROUP PLC | 10,015 | $53 | 0.0% | $5.29 | — | SPONSORED ADR | 539439109 |
| EFA | ISHARES | 111,500 | $37 | 0.0% | $67.08 | — | Put | 464287465 |
| EEM | ISHARES | 70,600 | $23 | 0.0% | $41.79 | — | Put | 464287234 |
| SPY | SPDR S&P 500 ETF TR | 36,900 | $21 | 0.0% | — | — | Put | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 10,800 | $5 | 0.0% | — | — | Call | 78462F103 |
| EEM | ISHARES | 18,100 | $1 | 0.0% | $41.79 | — | Call | 464287234 |
| EFA | ISHARES | 29,600 | $1 | 0.0% | $67.08 | — | Call | 464287465 |