CHARTIST INC /CA/ Diversified Active

Location: Seal Beach, CA

CIK: 0001129770 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Oct 20, 2014

Total Value: $191M (100.0% shares, 0.0% debt)

Holdings (44)

— S P D R S&P 500 ETF TR EXPIRING 01/22/2118 15.9%

Value $30.46M Shares 157,309 Est. Cost $167.12 Unrealized —

MDYG SPDR S&P MIDCAP 400 ETF 7.7%

Value $14.79M Shares 60,340 Est. Cost $213.99 Unrealized —

IBB ISHARES NASDAQ BIO ETF NASDAQ BIOTECHNOLOGY 5.0%

Value $9.571M Shares 35,868 Est. Cost $180.39 Unrealized —

IWM ISHARES TR RUSSELL 2000 ETF 4.5%

Value $8.66M Shares 80,416 Est. Cost $84.95 Unrealized —

VTI VANGUARD TOTAL STOCK MKT 4.3%

Value $8.254M Shares 82,919 Est. Cost $83.82 Unrealized —

DIA SPDR DOW JONES INDL AVG INDUSTRIAL AVERAGE ETF 4.0%

Value $7.687M Shares 45,972 Est. Cost $150.40 Unrealized —

IYT ISHARES US TRANSN AVG TRANSPORTATION AVERAGE ETF 3.6%

Value $6.858M Shares 46,529 Est. Cost $111.51 Unrealized —

XHB SPDR S&P HOMEBUILDERS ETF 3.6%

Value $6.818M Shares 234,412 Est. Cost $29.95 Unrealized —

IJR ISHARES CORE S&P ETF SMALLCAP 3.5%

Value $6.666M Shares 64,795 Est. Cost $91.56 Unrealized —

KRE SPDR S&P REGIONAL BKING 3.4%

Value $6.416M Shares 171,292 Est. Cost $34.61 Unrealized —

XLI SECTOR SPDR INDL SELECT SHARES OF BENEFICIAL INT 3.0%

Value $5.784M Shares 111,271 Est. Cost $43.13 Unrealized —

KBE SPDR S&P BANK ETF 3.0%

Value $5.651M Shares 179,232 Est. Cost $29.27 Unrealized —

VB VANGUARD SMALL CAP 2.9%

Value $5.537M Shares 50,867 Est. Cost $95.20 Unrealized —

VDE VANGUARD ENERGY ETF 2.9%

Value $5.506M Shares 43,480 Est. Cost $113.78 Unrealized —

— SPDR S&P OIL & GAS EXPL PRODUCTION ETF 2.8%

Value $5.309M Shares 81,938 Est. Cost $79.99 Unrealized —

IWO ISHARES TR RUSSELL 2000 GROWTH ETF 2.7%

Value $5.191M Shares 40,805 Est. Cost $113.40 Unrealized —

IYM ISHARES TR US BASIC MATERIALS ETF 2.6%

Value $5.05M Shares 60,601 Est. Cost $74.14 Unrealized —

XLB SECTOR SPDR MATERIALS FDSHARES OF BENEFICIAL INT 2.6%

Value $4.875M Shares 101,327 Est. Cost $38.90 Unrealized —

— ACTAVIS PLC F 1.9%

Value $3.702M Shares 15,644 Est. Cost $125.70 Unrealized —

BIIB BIOGEN IDEC INC 1.7%

Value $3.158M Shares 9,875 Est. Cost $258.65 Unrealized +27.5%

DIS DISNEY WALT CO 1.3%

Value $2.489M Shares 28,957 Est. Cost $56.11 Unrealized +41.3%

— DISCOVER FINANCIAL SVCS 1.3%

Value $2.487M Shares 39,308 Est. Cost $48.79 Unrealized —

ALL ALLSTATE CORPORATION 1.2%

Value $2.375M Shares 38,936 Est. Cost $37.12 Unrealized +26.5%

CMCSA COMCAST CORP NEW CL A 1.2%

Value $2.263M Shares 43,282 Est. Cost $18.38 Unrealized +15.2%

SHW SHERWIN WILLIAMS CO 1.2%

Value $2.225M Shares 10,420 Est. Cost $54.58 Unrealized +16.9%

— LINKEDIN CORP 1.1%

Value $2.188M Shares 10,818 Est. Cost $181.70 Unrealized —

HD HOME DEPOT INC 1.1%

Value $2.121M Shares 23,164 Est. Cost $56.05 Unrealized +17.3%

— 21ST CENT FOX CL A 1.1%

Value $2.067M Shares 62,913 Est. Cost $33.79 Unrealized —

TJX T J X COS INC 1.0%

Value $1.857M Shares 31,242 Est. Cost $20.82 Unrealized +15.9%

PHM PULTEGROUP INC 0.9%

Value $1.804M Shares 102,884 Est. Cost $17.55 Unrealized -7.1%

BUD ANHEUSER-BUSC INBEV ADRFSPONSORED ADR 1 ADR REPS 1 0.9%

Value $1.78M Shares 16,718 Est. Cost $90.44 Unrealized —

— SUNTRUST BANKS INC 0.9%

Value $1.771M Shares 47,138 Est. Cost $32.09 Unrealized —

LEN LENNAR CORP CL A CLASS A 0.9%

Value $1.633M Shares 42,628 Est. Cost $34.18 Unrealized -1.7%

EBAY EBAY INC 0.8%

Value $1.594M Shares 29,120 Est. Cost $20.18 Unrealized -1.9%

— MICHAEL KORS HLDGS F 0.8%

Value $1.53M Shares 21,194 Est. Cost $63.63 Unrealized —

TGT TARGET CORPORATION 0.7%

Value $1.349M Shares 21,762 Est. Cost $47.95 Unrealized -9.8%

DHI D R HORTON CO 0.6%

Value $1.206M Shares 59,772 Est. Cost $21.23 Unrealized -8.4%

— ACCELERATE DIAGNOSTICS 0.3%

Value $527K Shares 21,784 Est. Cost $9.57 Unrealized —

— NUVEEN PFD & INCOME FD 0.2%

Value $457K Shares 20,000 Est. Cost $23.55 Unrealized —

— PRUDENTIAL GLOBAL 0.2%

Value $331K Shares 20,000 Est. Cost $17.75 Unrealized —

— PRUDENTIAL SHORT DURA 0.1%

Value $279K Shares 16,600 Est. Cost $17.77 Unrealized —

— DOUBLELINE INC SOLUTIONS 0.1%

Value $260K Shares 12,000 Est. Cost $21.67 Unrealized —

— NEWS CORP NEW CL A 0.1%

Value $237K Shares 15,017 Est. Cost $32.57 Unrealized —

— GUGGENHEIM BUILD AMER BD 0.1%

Value $235K Shares 11,000 Est. Cost $20.82 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	S P D R S&P 500 ETF TR EXPIRING 01/22/2118	157,309	$30.46M	15.9%	$167.12	—	COM	78562F103
MDYG	SPDR S&P MIDCAP 400 ETF	60,340	$14.79M	7.7%	$213.99	—	COM	78464A821
IBB	ISHARES NASDAQ BIO ETF NASDAQ BIOTECHNOLOGY	35,868	$9.571M	5.0%	$180.39	—	COM	464287556
IWM	ISHARES TR RUSSELL 2000 ETF	80,416	$8.66M	4.5%	$84.95	—	COM	464287655
VTI	VANGUARD TOTAL STOCK MKT	82,919	$8.254M	4.3%	$83.82	—	COM	922908769
DIA	SPDR DOW JONES INDL AVG INDUSTRIAL AVERAGE ETF	45,972	$7.687M	4.0%	$150.40	—	COM	78467X109
IYT	ISHARES US TRANSN AVG TRANSPORTATION AVERAGE ETF	46,529	$6.858M	3.6%	$111.51	—	COM	464287192
XHB	SPDR S&P HOMEBUILDERS ETF	234,412	$6.818M	3.6%	$29.95	—	COM	78464A888
IJR	ISHARES CORE S&P ETF SMALLCAP	64,795	$6.666M	3.5%	$91.56	—	COM	464287804
KRE	SPDR S&P REGIONAL BKING	171,292	$6.416M	3.4%	$34.61	—	COM	78464A698
XLI	SECTOR SPDR INDL SELECT SHARES OF BENEFICIAL INT	111,271	$5.784M	3.0%	$43.13	—	COM	81369Y704
KBE	SPDR S&P BANK ETF	179,232	$5.651M	3.0%	$29.27	—	COM	78464A797
VB	VANGUARD SMALL CAP	50,867	$5.537M	2.9%	$95.20	—	COM	922908751
VDE	VANGUARD ENERGY ETF	43,480	$5.506M	2.9%	$113.78	—	COM	92204A306
—	SPDR S&P OIL & GAS EXPL PRODUCTION ETF	81,938	$5.309M	2.8%	$79.99	—	COM	76484A730
IWO	ISHARES TR RUSSELL 2000 GROWTH ETF	40,805	$5.191M	2.7%	$113.40	—	COM	464287648
IYM	ISHARES TR US BASIC MATERIALS ETF	60,601	$5.05M	2.6%	$74.14	—	COM	464287838
XLB	SECTOR SPDR MATERIALS FDSHARES OF BENEFICIAL INT	101,327	$4.875M	2.6%	$38.90	—	COM	81369Y100
—	ACTAVIS PLC F	15,644	$3.702M	1.9%	$125.70	—	COM	00507K103
BIIB	BIOGEN IDEC INC	9,875	$3.158M	1.7%	$258.65	+27.5%	COM	09062X103
DIS	DISNEY WALT CO	28,957	$2.489M	1.3%	$56.11	+41.3%	COM	254687106
—	DISCOVER FINANCIAL SVCS	39,308	$2.487M	1.3%	$48.79	—	COM	254709108
ALL	ALLSTATE CORPORATION	38,936	$2.375M	1.2%	$37.12	+26.5%	COM	020002101
CMCSA	COMCAST CORP NEW CL A	43,282	$2.263M	1.2%	$18.38	+15.2%	COM	20030N101
SHW	SHERWIN WILLIAMS CO	10,420	$2.225M	1.2%	$54.58	+16.9%	COM	824348106
—	LINKEDIN CORP	10,818	$2.188M	1.1%	$181.70	—	COM	53578A108
HD	HOME DEPOT INC	23,164	$2.121M	1.1%	$56.05	+17.3%	COM	437076102
—	21ST CENT FOX CL A	62,913	$2.067M	1.1%	$33.79	—	COM	90130A101
TJX	T J X COS INC	31,242	$1.857M	1.0%	$20.82	+15.9%	COM	872540109
PHM	PULTEGROUP INC	102,884	$1.804M	0.9%	$17.55	-7.1%	COM	745867101
BUD	ANHEUSER-BUSC INBEV ADRFSPONSORED ADR 1 ADR REPS 1	16,718	$1.78M	0.9%	$90.44	—	COM	03524A108
—	SUNTRUST BANKS INC	47,138	$1.771M	0.9%	$32.09	—	COM	867914103
LEN	LENNAR CORP CL A CLASS A	42,628	$1.633M	0.9%	$34.18	-1.7%	COM	526057104
EBAY	EBAY INC	29,120	$1.594M	0.8%	$20.18	-1.9%	COM	278642103
—	MICHAEL KORS HLDGS F	21,194	$1.53M	0.8%	$63.63	—	COM	G60754101
TGT	TARGET CORPORATION	21,762	$1.349M	0.7%	$47.95	-9.8%	COM	87612E106
DHI	D R HORTON CO	59,772	$1.206M	0.6%	$21.23	-8.4%	COM	23331A109
—	ACCELERATE DIAGNOSTICS	21,784	$527K	0.3%	$9.57	—	COM	004304200
—	NUVEEN PFD & INCOME FD	20,000	$457K	0.2%	$23.55	—	COM	67073B106
—	PRUDENTIAL GLOBAL	20,000	$331K	0.2%	$17.75	—	COM	74433A109
—	PRUDENTIAL SHORT DURA	16,600	$279K	0.1%	$17.77	—	COM	74442F107
—	DOUBLELINE INC SOLUTIONS	12,000	$260K	0.1%	$21.67	—	COM	258622109
—	NEWS CORP NEW CL A	15,017	$237K	0.1%	$32.57	—	COM	65248E104
—	GUGGENHEIM BUILD AMER BD	11,000	$235K	0.1%	$20.82	—	COM	401664107