CIK: 0001085867 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 3, 2017
Total Value ($000): $171,023 (99.7% shares, 0.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| PFF | ISHARES TR | 244,430 | $9,459 | 5.5% | $37.93 | — | U.S. PFD STK ETF | 464288687 |
| SPY | SPDR S&P 500 ETF TR | 36,744 | $8,662 | 5.1% | $218.35 | — | TR UNIT | 78462F103 |
| C | CITIGROUP INC | 120,300 | $7,196 | 4.2% | $39.76 | +12.4% | Call | 172967424 |
| VCSH | VANGUARD SCOTTSDALE FDS | 86,630 | $6,908 | 4.0% | $79.74 | — | SHRT TRM CORP BD | 92206C409 |
| ZD | J2 GLOBAL INC | 80,075 | $6,719 | 3.9% | $62.59 | +16.8% | COM | 48123V102 |
| — | CELGENE CORP | 43,065 | $5,359 | 3.1% | $123.39 | — | COM | 151020104 |
| AAPL | APPLE INC | 31,940 | $4,589 | 2.7% | $20.43 | +49.0% | COM | 037833100 |
| BA | BOEING CO | 20,559 | $3,636 | 2.1% | $120.15 | +32.1% | COM | 097023105 |
| T | AT&T INC | 80,269 | $3,335 | 2.0% | $11.91 | +40.5% | COM | 00206R102 |
| GLW | CORNING INC | 122,735 | $3,314 | 1.9% | $13.17 | +59.2% | COM | 219350105 |
| MET | METLIFE INC | 62,660 | $3,310 | 1.9% | $29.58 | +19.4% | COM | 59156R108 |
| MSFT | MICROSOFT CORP | 50,135 | $3,302 | 1.9% | $32.18 | +79.8% | COM | 594918104 |
| XOM | EXXON MOBIL CORP | 34,847 | $2,858 | 1.7% | $55.92 | +0.4% | COM | 30231G102 |
| — | BARD C R INC | 11,192 | $2,782 | 1.6% | $133.93 | — | COM | 067383109 |
| AMZN | AMAZON COM INC | 3,135 | $2,779 | 1.6% | $36.00 | +15.8% | COM | 023135106 |
| PFE | PFIZER INC | 77,471 | $2,650 | 1.5% | $17.60 | +21.7% | COM | 717081103 |
| SPY | SPDR S&P 500 ETF TR | 10,000 | $2,358 | 1.4% | $218.35 | — | Put | 78462F103 |
| META | FACEBOOK INC | 16,223 | $2,304 | 1.3% | $113.51 | +16.9% | CL A | 30303M102 |
| — | JPMORGAN CHASE & CO | 49,472 | $2,291 | 1.3% | $44.26 | — | *W EXP 10/28/201 | 46634E114 |
| JNJ | JOHNSON & JOHNSON | 18,143 | $2,260 | 1.3% | $66.69 | +40.0% | COM | 478160104 |
| AAL | AMERICAN AIRLS GROUP INC | 51,232 | $2,167 | 1.3% | $36.49 | +20.0% | COM | 02376R102 |
| DVN | DEVON ENERGY CORP NEW | 51,224 | $2,137 | 1.2% | $32.92 | -5.7% | COM | 25179M103 |
| IBM | INTERNATIONAL BUSINESS MACHS | 12,227 | $2,129 | 1.2% | $101.60 | +12.6% | COM | 459200101 |
| — | ANNALY CAP MGMT INC | 189,928 | $2,110 | 1.2% | $10.50 | — | COM | 035710409 |
| GILD | GILEAD SCIENCES INC | 30,621 | $2,080 | 1.2% | $66.17 | -23.4% | COM | 375558103 |
| INTC | INTEL CORP | 55,888 | $2,016 | 1.2% | $18.56 | +59.9% | COM | 458140100 |
| MMM | 3M CO | 9,950 | $1,904 | 1.1% | $72.67 | +56.4% | COM | 88579Y101 |
| MRK | MERCK & CO INC | 27,467 | $1,745 | 1.0% | $31.93 | +44.3% | COM | 58933Y105 |
| DIS | DISNEY WALT CO | 14,437 | $1,637 | 1.0% | $77.82 | +32.4% | COM DISNEY | 254687106 |
| GOOG | ALPHABET INC | 1,907 | $1,582 | 0.9% | $38.04 | +7.0% | CAP STK CL C | 02079K107 |
| KO | COCA COLA CO | 36,935 | $1,568 | 0.9% | $26.95 | +16.9% | COM | 191216100 |
| HON | HONEYWELL INTL INC | 11,852 | $1,480 | 0.9% | $61.17 | +50.3% | COM | 438516106 |
| AGG | ISHARES TR | 12,780 | $1,387 | 0.8% | $108.84 | — | CORE US AGGBD ET | 464287226 |
| SJM | SMUCKER J M CO | 10,175 | $1,334 | 0.8% | $74.84 | +37.6% | COM NEW | 832696405 |
| — | GENERAL ELECTRIC CO | 44,604 | $1,329 | 0.8% | $27.96 | — | COM | 369604103 |
| KMB | KIMBERLY CLARK CORP | 9,888 | $1,302 | 0.8% | $66.36 | +39.5% | COM | 494368103 |
| GM | GENERAL MTRS CO | 36,785 | $1,301 | 0.8% | $24.81 | +24.7% | COM | 37045V100 |
| JPM | JPMORGAN CHASE & CO | 13,859 | $1,217 | 0.7% | $47.65 | +46.2% | COM | 46625H100 |
| — | ROYAL DUTCH SHELL PLC | 21,536 | $1,202 | 0.7% | $48.55 | — | SPON ADR B | 780259107 |
| AMGN | AMGEN INC | 7,199 | $1,181 | 0.7% | $122.26 | +4.0% | COM | 031162100 |
| BCS | BARCLAYS PLC | 104,392 | $1,173 | 0.7% | $11.01 | — | ADR | 06738E204 |
| DUK | DUKE ENERGY CORP NEW | 13,749 | $1,128 | 0.7% | $51.56 | +7.2% | COM NEW | 26441C204 |
| VLO | VALERO ENERGY CORP NEW | 16,778 | $1,112 | 0.7% | $34.04 | +38.1% | COM | 91913Y100 |
| NOC | NORTHROP GRUMMAN CORP | 4,650 | $1,106 | 0.6% | $87.28 | +135.7% | COM | 666807102 |
| — | DOW CHEM CO | 17,300 | $1,099 | 0.6% | $44.41 | — | COM | 260543103 |
| NVDA | NVIDIA CORP | 10,081 | $1,098 | 0.6% | $2.62 | 0.0% | COM | 67066G104 |
| WTM | WHITE MTNS INS GROUP LTD | 1,242 | $1,093 | 0.6% | $618.32 | +44.9% | COM | G9618E107 |
| — | TIFFANY & CO NEW | 11,390 | $1,085 | 0.6% | $86.09 | — | COM | 886547108 |
| PG | PROCTER AND GAMBLE CO | 11,965 | $1,075 | 0.6% | $58.30 | +20.1% | COM | 742718109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 6,088 | $1,015 | 0.6% | $115.63 | +44.7% | CL B NEW | 084670702 |
| ALL | ALLSTATE CORP | 12,400 | $1,010 | 0.6% | $41.10 | +57.0% | COM | 020002101 |
| CSCO | CISCO SYS INC | 29,852 | $1,009 | 0.6% | $15.54 | +59.1% | COM | 17275R102 |
| DVY | ISHARES TR | 10,803 | $984 | 0.6% | $78.64 | — | SELECT DIVID ETF | 464287168 |
| BAC | BANK AMER CORP | 41,681 | $983 | 0.6% | $12.98 | +49.3% | COM | 060505104 |
| — | TCW STRATEGIC INCOME FUND IN | 165,790 | $895 | 0.5% | $5.35 | — | COM | 872340104 |
| — | AETNA INC NEW | 6,975 | $890 | 0.5% | $68.63 | — | COM | 00817Y108 |
| EMR | EMERSON ELEC CO | 14,510 | $869 | 0.5% | $48.13 | -0.4% | COM | 291011104 |
| IGSB | ISHARES TR | 8,000 | $842 | 0.5% | $105.50 | — | 1-3 YR CR BD ETF | 464288646 |
| COP | CONOCOPHILLIPS | 16,414 | $819 | 0.5% | $47.59 | -23.2% | COM | 20825C104 |
| — | BARRICK GOLD CORP | 40,704 | $773 | 0.5% | $18.03 | — | COM | 067901108 |
| HCA | HCA HOLDINGS INC | 8,621 | $767 | 0.4% | $77.51 | 0.0% | COM | 40412C101 |
| — | ALLERGAN PLC | 3,171 | $758 | 0.4% | $225.54 | — | SHS | G0177J108 |
| BSV | VANGUARD BD INDEX FD INC | 9,443 | $753 | 0.4% | $79.74 | — | SHORT TRM BOND | 921937827 |
| DAL | DELTA AIR LINES INC DEL | 16,350 | $751 | 0.4% | $33.11 | +32.8% | COM NEW | 247361702 |
| F | FORD MTR CO DEL | 63,497 | $739 | 0.4% | $8.70 | -10.5% | COM PAR $0.01 | 345370860 |
| GS | GOLDMAN SACHS GROUP INC | 3,214 | $738 | 0.4% | $166.24 | +20.3% | COM | 38141G104 |
| TIP | ISHARES TR | 6,353 | $728 | 0.4% | $113.20 | — | TIPS BD ETF | 464287176 |
| TRV | TRAVELERS COMPANIES INC | 5,866 | $707 | 0.4% | $95.26 | +3.8% | COM | 89417E109 |
| BWA | BORGWARNER INC | 16,884 | $706 | 0.4% | $26.22 | +21.2% | COM | 099724106 |
| — | ZIONS BANCORPORATION | 76,000 | $690 | 0.4% | $3.37 | — | *W EXP 11/14/201 | 989701131 |
| — | COACH INC | 16,640 | $688 | 0.4% | $43.32 | — | COM | 189754104 |
| — | BANK AMER CORP | 723,390 | $664 | 0.4% | $0.62 | — | *W EXP 10/28/201 | 060505153 |
| — | ARCONIC INC | 24,520 | $646 | 0.4% | $18.55 | — | COM | 03965L100 |
| — | PUTNAM MUN OPPORTUNITIES TR | 53,431 | $642 | 0.4% | $11.99 | — | SH BEN INT | 746922103 |
| CSX | CSX CORP | 13,559 | $631 | 0.4% | $8.03 | +68.0% | COM | 126408103 |
| — | AMERICAN INTL GROUP INC | 28,645 | $612 | 0.4% | $22.42 | — | *W EXP 01/19/202 | 026874156 |
| PPL | PPL CORP | 16,312 | $610 | 0.4% | $16.37 | +46.8% | COM | 69351T106 |
| — | ANADARKO PETE CORP | 9,300 | $577 | 0.3% | $79.34 | — | COM | 032511107 |
| LLY | LILLY ELI & CO | 6,825 | $574 | 0.3% | $39.58 | +75.7% | COM | 532457108 |
| XLE | SELECT SECTOR SPDR TR | 8,116 | $567 | 0.3% | $76.93 | — | SBI INT-ENERGY | 81369Y506 |
| GLD | SPDR GOLD TRUST | 4,712 | $559 | 0.3% | $114.49 | — | GOLD SHS | 78463V107 |
| — | DU PONT E I DE NEMOURS & CO | 6,679 | $537 | 0.3% | $64.87 | — | COM | 263534109 |
| ED | CONSOLIDATED EDISON INC | 6,900 | $536 | 0.3% | $35.88 | +52.4% | COM | 209115104 |
| CVX | CHEVRON CORP NEW | 4,768 | $512 | 0.3% | $70.59 | +8.7% | COM | 166764100 |
| ADBE | ADOBE SYS INC | 3,702 | $482 | 0.3% | $55.57 | +111.2% | COM | 00724F101 |
| MINT | PIMCO ETF TR | 4,700 | $478 | 0.3% | $101.24 | — | ENHAN SHRT MA AC | 72201R833 |
| VZ | VERIZON COMMUNICATIONS INC | 9,716 | $474 | 0.3% | $26.93 | +16.7% | COM | 92343V104 |
| STLD | STEEL DYNAMICS INC | 12,500 | $435 | 0.3% | $14.08 | +110.7% | COM | 858119100 |
| QCOM | QUALCOMM INC | 7,550 | $433 | 0.3% | $50.75 | -10.3% | COM | 747525103 |
| PBA | PEMBINA PIPELINE CORP | 13,347 | $423 | 0.2% | $17.57 | +13.1% | COM | 706327103 |
| GOOGL | ALPHABET INC | 499 | $423 | 0.2% | $36.72 | +13.7% | CAP STK CL A | 02079K305 |
| ADP | AUTOMATIC DATA PROCESSING IN | 3,989 | $408 | 0.2% | $51.46 | +64.0% | COM | 053015103 |
| HIG | HARTFORD FINL SVCS GROUP INC | 8,459 | $407 | 0.2% | $26.95 | +48.0% | COM | 416515104 |
| MKL | MARKEL CORP | 400 | $390 | 0.2% | $614.75 | +53.7% | COM | 570535104 |
| VNQ | VANGUARD INDEX FDS | 4,693 | $388 | 0.2% | $85.17 | — | REIT ETF | 922908553 |
| ENB | ENBRIDGE INC | 9,118 | $381 | 0.2% | $24.73 | 0.0% | COM | 29250N105 |
| — | CITIGROUP INC | 2,489,111 | $366 | 0.2% | $0.15 | — | *W EXP 01/04/201 | 172967226 |
| WY | WEYERHAEUSER CO | 10,138 | $344 | 0.2% | $20.35 | +13.1% | COM | 962166104 |
| HII | HUNTINGTON INGALLS INDS INC | 1,666 | $334 | 0.2% | $62.36 | +173.4% | COM | 446413106 |
| — | JEFFERIES GROUP INC NEW | 330,000 | $333 | 0.2% | $1.07 | — | DBCV 3.875%11/0 | 472319AG7 |
| AEP | AMERICAN ELEC PWR INC | 4,414 | $296 | 0.2% | $29.90 | +58.5% | COM | 025537101 |
| XLK | SELECT SECTOR SPDR TR | 5,496 | $293 | 0.2% | $36.68 | — | TECHNOLOGY | 81369Y803 |
| C | CITIGROUP INC | 4,770 | $285 | 0.2% | $39.76 | +12.4% | COM NEW | 172967424 |
| — | SEAGATE TECHNOLOGY PLC | 6,200 | $285 | 0.2% | $46.45 | — | SHS | G7945M107 |
| AA | ALCOA CORP | 8,273 | $285 | 0.2% | $25.90 | +29.0% | COM | 013872106 |
| ITW | ILLINOIS TOOL WKS INC | 2,126 | $282 | 0.2% | $59.45 | +75.9% | COM | 452308109 |
| — | CYPRESS SEMICONDUCTOR CORP | 20,500 | $282 | 0.2% | $10.53 | — | COM | 232806109 |
| PM | PHILIP MORRIS INTL INC | 2,500 | $282 | 0.2% | $47.83 | +37.1% | COM | 718172109 |
| SYY | SYSCO CORP | 5,000 | $260 | 0.2% | $24.38 | +72.5% | COM | 871829107 |
| — | WHITING PETE CORP NEW | 27,050 | $256 | 0.1% | $14.11 | — | COM | 966387102 |
| — | KKR & CO L P DEL | 14,000 | $255 | 0.1% | $22.30 | — | COM UNITS | 48248M102 |
| AFL | AFLAC INC | 3,475 | $252 | 0.1% | $24.61 | +17.1% | COM | 001055102 |
| TXN | TEXAS INSTRS INC | 3,100 | $250 | 0.1% | $30.07 | +101.6% | COM | 882508104 |
| — | BANK AMER CORP | 21,798 | $246 | 0.1% | $10.03 | — | *W EXP 01/16/201 | 060505146 |
| — | ONEBEACON INSURANCE GROUP LT | 15,200 | $243 | 0.1% | $15.82 | — | CL A | G67742109 |
| — | GOLDCORP INC NEW | 16,210 | $237 | 0.1% | $17.92 | — | COM | 380956409 |
| LOW | LOWES COS INC | 2,885 | $237 | 0.1% | $39.13 | +66.1% | COM | 548661107 |
| MO | ALTRIA GROUP INC | 3,228 | $231 | 0.1% | $17.78 | +116.8% | COM | 02209S103 |
| — | BLACKSTONE GROUP L P | 7,700 | $229 | 0.1% | $28.69 | — | COM UNIT LTD | 09253U108 |
| — | SUNPOWER CORP | 290,000 | $227 | 0.1% | $0.71 | — | DBCV 4.000% 1/1 | 867652AL3 |
| — | NUVEEN NEW JERSEY QULT MUN F | 16,983 | $226 | 0.1% | $13.07 | — | COM | 67069Y102 |
| DLTR | DOLLAR TREE INC | 2,800 | $220 | 0.1% | $58.39 | +31.6% | COM | 256746108 |
| FLEX | FLEX LTD | 12,900 | $217 | 0.1% | $6.07 | +97.2% | ORD | Y2573F102 |
| PNC | PNC FINL SVCS GROUP INC | 1,800 | $216 | 0.1% | $51.88 | +76.0% | COM | 693475105 |
| BP | BP PLC | 6,029 | $208 | 0.1% | $47.56 | — | SPONSORED ADR | 055622104 |
| TXT | TEXTRON INC | 4,200 | $200 | 0.1% | $30.13 | +58.1% | COM | 883203101 |
| — | KINDER MORGAN INC DEL | 3,812 | $190 | 0.1% | $49.84 | — | PFD SER A | 49456B200 |
| XLV | SELECT SECTOR SPDR TR | 2,403 | $179 | 0.1% | $56.08 | — | SBI HEALTHCARE | 81369Y209 |
| SLV | ISHARES SILVER TRUST | 10,000 | $172 | 0.1% | — | — | Call | 46428Q109 |
| — | ELDORADO GOLD CORP NEW | 50,000 | $171 | 0.1% | $3.20 | — | COM | 284902103 |
| — | NOBLE CORP PLC | 25,000 | $155 | 0.1% | $14.39 | — | SHS USD | G65431101 |
| — | STAPLES INC | 17,300 | $152 | 0.1% | $11.58 | — | COM | 855030102 |
| — | NABORS INDUSTRIES LTD | 11,200 | $146 | 0.1% | $15.15 | — | SHS | G6359F103 |
| RIG | TRANSOCEAN LTD | 11,350 | $141 | 0.1% | $13.74 | 0.0% | REG SHS | H8817H100 |
| — | GENERAL MTRS CO | 7,500 | $134 | 0.1% | $17.87 | — | *W EXP 07/10/201 | 37045V126 |
| — | THESTREET INC | 173,235 | $132 | 0.1% | $2.27 | — | COM | 88368Q103 |
| — | FIREEYE INC | 10,400 | $131 | 0.1% | $18.81 | — | COM | 31816Q101 |
| — | VALEANT PHARMACEUTICALS INTL | 10,800 | $119 | 0.1% | $11.02 | — | COM | 91911K102 |
| — | BLACKROCK CORPOR HI YLD FD I | 10,700 | $117 | 0.1% | $10.67 | — | COM | 09255P107 |
| GS | GOLDMAN SACHS GROUP INC | 500 | $115 | 0.1% | $166.24 | +20.3% | Put | 38141G104 |
| IRDM | IRIDIUM COMMUNICATIONS INC | 10,500 | $101 | 0.1% | $6.10 | +56.4% | COM | 46269C102 |
| KMI | KINDER MORGAN INC DEL | 4,536 | $99 | 0.1% | $13.63 | 0.0% | COM | 49456B101 |
| NGD | NEW GOLD INC CDA | 32,000 | $95 | 0.1% | $4.43 | -27.1% | COM | 644535106 |
| CLNE | CLEAN ENERGY FUELS CORP | 36,500 | $93 | 0.1% | $4.19 | -37.2% | COM | 184499101 |
| — | CHESAPEAKE ENERGY CORP | 15,000 | $89 | 0.1% | $5.93 | — | COM | 165167107 |
| — | MERRIMACK PHARMACEUTICALS IN | 29,000 | $89 | 0.1% | $5.14 | — | COM | 590328100 |
| — | MFS INTER INCOME TR | 18,500 | $80 | 0.0% | $5.17 | — | SH BEN INT | 55273C107 |
| GLW | CORNING INC | 2,500 | $68 | 0.0% | $13.17 | +59.2% | Call | 219350105 |
| KGC | KINROSS GOLD CORP | 19,000 | $67 | 0.0% | $4.55 | -21.1% | COM NO PAR | 496902404 |
| GERN | GERON CORP | 24,400 | $55 | 0.0% | $3.17 | -32.8% | COM | 374163103 |
| — | YAMANA GOLD INC | 19,500 | $54 | 0.0% | $4.43 | — | COM | 98462Y100 |
| IWF | ISHARES TR | 422 | $48 | 0.0% | $113.74 | — | RUS 1000 GRW ETF | 464287614 |
| — | DREYFUS HIGH YIELD STRATEGIE | 12,700 | $43 | 0.0% | $4.09 | — | SH BEN INT | 26200S101 |
| — | REAL IND INC | 14,000 | $40 | 0.0% | $2.86 | — | COM | 75601W104 |
| — | ABRAXAS PETE CORP | 19,500 | $39 | 0.0% | $2.32 | — | COM | 003830106 |
| XLF | SELECT SECTOR SPDR TR | 1,570 | $37 | 0.0% | $23.57 | — | SBI INT-FINL | 81369Y605 |
| — | SUNPOWER CORP | 5,000 | $31 | 0.0% | $6.20 | — | COM | 867652406 |
| XLI | SELECT SECTOR SPDR TR | 444 | $29 | 0.0% | $65.32 | — | SBI INT-INDS | 81369Y704 |
| TRN | TRINITY INDS INC | 1,000 | $27 | 0.0% | $14.63 | 0.0% | COM | 896522109 |
| IWD | ISHARES TR | 239 | $27 | 0.0% | $112.97 | — | RUS 1000 VAL ETF | 464287598 |
| — | FRONTIER COMMUNICATIONS CORP | 10,021 | $21 | 0.0% | $3.40 | — | COM | 35906A108 |
| — | EASTERLY ACQUISITION CORP | 48,700 | $17 | 0.0% | $0.49 | — | *W EXP 07/29/202 | 27616L110 |
| — | TRINITY INDS INC | 10,000 | $12 | 0.0% | $1.20 | — | NOTE 3.875% 6/0 | 896522AF6 |
| AIG | AMERICAN INTL GROUP INC | 175 | $11 | 0.0% | $51.16 | 0.0% | COM NEW | 026874784 |
| IEF | ISHARES TR | 100 | $11 | 0.0% | $110.00 | — | 7-10YR TR BD ETF | 464287440 |
| SHY | ISHARES TR | 102 | $9 | 0.0% | $88.24 | — | 1-3 YR TR BD ETF | 464287457 |
| IWP | ISHARES TR | 90 | $9 | 0.0% | $100.00 | — | RUS MD CP GR ETF | 464287481 |
| IWO | ISHARES TR | 50 | $8 | 0.0% | $160.00 | — | RUS 2000 GRW ETF | 464287648 |
| IWS | ISHARES TR | 79 | $7 | 0.0% | $88.61 | — | RUS MDCP VAL ETF | 464287473 |
| IWN | ISHARES TR | 54 | $6 | 0.0% | $111.11 | — | RUS 2000 VAL ETF | 464287630 |
| XLRE | SELECT SECTOR SPDR TR | 175 | $6 | 0.0% | $34.29 | — | RL EST SEL SEC | 81369Y860 |
| EEM | ISHARES TR | 126 | $5 | 0.0% | $39.68 | — | MSCI EMG MKT ETF | 464287234 |
| FXI | ISHARES TR | 100 | $4 | 0.0% | $40.00 | — | CHINA LG-CAP ETF | 464287184 |
| IXC | ISHARES TR | 130 | $4 | 0.0% | $30.77 | — | GLOBAL ENERG ETF | 464287341 |
| — | KINDER MORGAN INC DEL | 20,000 | $0 | 0.0% | $3.00 | — | *W EXP 05/25/201 | 49456B119 |