CIK: 0001085867 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Jul 28, 2017
Total Value ($000): $187,743 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| PFF | ISHARES TR | 332,678 | $13,045 | 6.9% | $38.27 | — | U.S. PFD STK ETF | 464288687 |
| SPY | SPDR S&P 500 ETF TR | 37,874 | $9,158 | 4.9% | $219.05 | — | TR UNIT | 78462F103 |
| C | CITIGROUP INC | 136,200 | $9,109 | 4.9% | $39.76 | +16.8% | Call | 172967424 |
| VCSH | VANGUARD SCOTTSDALE FDS | 82,028 | $6,566 | 3.5% | $79.74 | — | SHRT TRM CORP BD | 92206C409 |
| ZD | J2 GLOBAL INC | 75,031 | $6,384 | 3.4% | $62.59 | +19.3% | COM | 48123V102 |
| — | CELGENE CORP | 43,252 | $5,656 | 3.0% | $123.39 | — | COM | 151020104 |
| SPY | SPDR S&P 500 ETF TR | 22,500 | $5,441 | 2.9% | $219.05 | — | Put | 78462F103 |
| AAPL | APPLE INC | 31,623 | $4,583 | 2.4% | $20.43 | +68.0% | COM | 037833100 |
| BA | BOEING CO | 20,593 | $4,072 | 2.2% | $120.15 | +45.6% | COM | 097023105 |
| GLW | CORNING INC | 126,166 | $3,791 | 2.0% | $13.44 | +69.5% | COM | 219350105 |
| — | BARD C R INC | 11,192 | $3,667 | 2.0% | $133.93 | — | COM | 067383109 |
| MET | METLIFE INC | 63,405 | $3,483 | 1.9% | $29.64 | +16.8% | COM | 59156R108 |
| MSFT | MICROSOFT CORP | 48,539 | $3,380 | 1.8% | $32.18 | +93.7% | COM | 594918104 |
| AMZN | AMAZON COM INC | 3,367 | $3,259 | 1.7% | $36.80 | +29.6% | COM | 023135106 |
| T | AT&T INC | 81,522 | $3,076 | 1.6% | $11.97 | +33.0% | COM | 00206R102 |
| XOM | EXXON MOBIL CORP | 34,617 | $2,795 | 1.5% | $55.92 | -0.8% | COM | 30231G102 |
| — | JPMORGAN CHASE & CO | 49,472 | $2,488 | 1.3% | $44.26 | — | *W EXP 10/28/201 | 46634E114 |
| META | FACEBOOK INC | 16,454 | $2,484 | 1.3% | $113.99 | +29.5% | CL A | 30303M102 |
| PFE | PFIZER INC | 71,888 | $2,415 | 1.3% | $17.60 | +22.8% | COM | 717081103 |
| JNJ | JOHNSON & JOHNSON | 18,043 | $2,387 | 1.3% | $66.69 | +50.5% | COM | 478160104 |
| GOOG | ALPHABET INC | 2,468 | $2,338 | 1.2% | $39.72 | +14.4% | CAP STK CL C | 02079K107 |
| DAL | DELTA AIR LINES INC DEL | 42,706 | $2,295 | 1.2% | $40.02 | +10.7% | COM NEW | 247361702 |
| MMM | 3M CO | 9,850 | $2,051 | 1.1% | $72.67 | +71.6% | COM | 88579Y101 |
| — | ANNALY CAP MGMT INC | 167,879 | $2,023 | 1.1% | $10.50 | — | COM | 035710409 |
| DIS | DISNEY WALT CO | 17,590 | $1,869 | 1.0% | $82.24 | +24.6% | COM DISNEY | 254687106 |
| DVN | DEVON ENERGY CORP NEW | 57,090 | $1,835 | 1.0% | $32.20 | -19.7% | COM | 25179M103 |
| GILD | GILEAD SCIENCES INC | 25,257 | $1,799 | 1.0% | $66.17 | -27.0% | COM | 375558103 |
| KO | COCA COLA CO | 38,935 | $1,746 | 0.9% | $27.30 | +23.4% | COM | 191216100 |
| INTC | INTEL CORP | 51,438 | $1,736 | 0.9% | $18.56 | +59.3% | COM | 458140100 |
| JPM | JPMORGAN CHASE & CO | 16,766 | $1,714 | 0.9% | $51.27 | +33.7% | COM | 46625H100 |
| AMGN | AMGEN INC | 9,943 | $1,712 | 0.9% | $123.12 | +1.8% | COM | 031162100 |
| NVDA | NVIDIA CORP | 11,810 | $1,707 | 0.9% | $2.70 | +16.2% | COM | 67066G104 |
| STLD | STEEL DYNAMICS INC | 44,215 | $1,583 | 0.8% | $24.76 | +17.0% | COM | 858119100 |
| MRK | MERCK & CO INC | 23,965 | $1,536 | 0.8% | $31.93 | +45.8% | COM | 58933Y105 |
| HON | HONEYWELL INTL INC | 11,352 | $1,513 | 0.8% | $61.17 | +61.4% | COM | 438516106 |
| RS | RELIANCE STEEL & ALUMINUM CO | 20,588 | $1,499 | 0.8% | $74.83 | 0.0% | COM | 759509102 |
| DUK | DUKE ENERGY CORP NEW | 17,801 | $1,488 | 0.8% | $53.27 | +10.9% | COM NEW | 26441C204 |
| BSV | VANGUARD BD INDEX FD INC | 18,321 | $1,463 | 0.8% | $79.80 | — | SHORT TRM BOND | 921937827 |
| VLO | VALERO ENERGY CORP NEW | 20,929 | $1,412 | 0.8% | $36.42 | +26.4% | COM | 91913Y100 |
| AGG | ISHARES TR | 12,780 | $1,400 | 0.7% | $108.84 | — | CORE US AGGBD ET | 464287226 |
| — | ROYAL DUTCH SHELL PLC | 25,289 | $1,376 | 0.7% | $49.42 | — | SPON ADR B | 780259107 |
| TIP | ISHARES TR | 12,019 | $1,363 | 0.7% | $113.30 | — | TIPS BD ETF | 464287176 |
| AAL | AMERICAN AIRLS GROUP INC | 26,614 | $1,339 | 0.7% | $36.49 | +23.5% | COM | 02376R102 |
| — | ALLERGAN PLC | 5,442 | $1,323 | 0.7% | $232.87 | — | SHS | G0177J108 |
| — | GENERAL ELECTRIC CO | 47,969 | $1,296 | 0.7% | $27.90 | — | COM | 369604103 |
| BAC | BANK AMER CORP | 52,801 | $1,281 | 0.7% | $14.27 | +33.8% | COM | 060505104 |
| KMB | KIMBERLY CLARK CORP | 9,488 | $1,225 | 0.7% | $66.36 | +45.0% | COM | 494368103 |
| NOC | NORTHROP GRUMMAN CORP | 4,650 | $1,194 | 0.6% | $87.28 | +149.2% | COM | 666807102 |
| HCA | HCA HEALTHCARE INC | 13,379 | $1,167 | 0.6% | $77.91 | +0.9% | COM | 40412C101 |
| ORCL | ORACLE CORP | 22,548 | $1,131 | 0.6% | $40.10 | 0.0% | COM | 68389X105 |
| SJM | SMUCKER J M CO | 9,525 | $1,127 | 0.6% | $74.84 | +28.6% | COM NEW | 832696405 |
| — | DOW CHEM CO | 17,100 | $1,078 | 0.6% | $44.41 | — | COM | 260543103 |
| ALL | ALLSTATE CORP | 12,150 | $1,075 | 0.6% | $41.10 | +69.8% | COM | 020002101 |
| GM | GENERAL MTRS CO | 30,630 | $1,070 | 0.6% | $24.81 | +17.1% | COM | 37045V100 |
| — | AETNA INC NEW | 6,975 | $1,059 | 0.6% | $68.63 | — | COM | 00817Y108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 4,754 | $1,054 | 0.6% | $101.60 | +2.1% | COM | 459200101 |
| BCS | BARCLAYS PLC | 98,692 | $1,046 | 0.6% | $11.01 | — | ADR | 06738E204 |
| PG | PROCTER AND GAMBLE CO | 11,423 | $996 | 0.5% | $58.30 | +20.3% | COM | 742718109 |
| WTM | WHITE MTNS INS GROUP LTD | 1,142 | $992 | 0.5% | $618.32 | +40.3% | COM | G9618E107 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 5,788 | $980 | 0.5% | $115.63 | +43.8% | CL B NEW | 084670702 |
| DVY | ISHARES TR | 10,490 | $967 | 0.5% | $78.64 | — | SELECT DIVID ETF | 464287168 |
| — | TIFFANY & CO NEW | 9,840 | $924 | 0.5% | $86.09 | — | COM | 886547108 |
| EEM | ISHARES TR | 22,227 | $920 | 0.5% | $41.38 | — | MSCI EMG MKT ETF | 464287234 |
| — | TCW STRATEGIC INCOME FUND IN | 162,790 | $918 | 0.5% | $5.35 | — | COM | 872340104 |
| CSCO | CISCO SYS INC | 28,252 | $884 | 0.5% | $15.54 | +61.2% | COM | 17275R102 |
| IGSB | ISHARES TR | 8,000 | $842 | 0.4% | $105.50 | — | 1-3 YR CR BD ETF | 464288646 |
| LLY | LILLY ELI & CO | 9,944 | $818 | 0.4% | $49.53 | +44.0% | COM | 532457108 |
| CSX | CSX CORP | 13,559 | $740 | 0.4% | $8.03 | +89.6% | COM | 126408103 |
| EMR | EMERSON ELEC CO | 12,060 | $719 | 0.4% | $48.13 | -0.3% | COM | 291011104 |
| COP | CONOCOPHILLIPS | 16,282 | $716 | 0.4% | $47.59 | -25.4% | COM | 20825C104 |
| — | ZIONS BANCORPORATION | 76,000 | $704 | 0.4% | $3.37 | — | *W EXP 11/14/201 | 989701131 |
| GS | GOLDMAN SACHS GROUP INC | 3,164 | $702 | 0.4% | $166.24 | +11.0% | COM | 38141G104 |
| — | PUTNAM MUN OPPORTUNITIES TR | 53,431 | $668 | 0.4% | $11.99 | — | SH BEN INT | 746922103 |
| — | BANK AMER CORP | 845,702 | $668 | 0.4% | $0.65 | — | *W EXP 10/28/201 | 060505153 |
| — | COACH INC | 13,690 | $648 | 0.3% | $43.32 | — | COM | 189754104 |
| TRV | TRAVELERS COMPANIES INC | 5,036 | $637 | 0.3% | $95.26 | +6.9% | COM | 89417E109 |
| PPL | PPL CORP | 16,312 | $631 | 0.3% | $16.37 | +60.4% | COM | 69351T106 |
| BWA | BORGWARNER INC | 14,784 | $626 | 0.3% | $26.22 | +21.0% | COM | 099724106 |
| VNQ | VANGUARD INDEX FDS | 7,254 | $604 | 0.3% | $84.50 | — | REIT ETF | 922908553 |
| ED | CONSOLIDATED EDISON INC | 6,900 | $558 | 0.3% | $35.88 | +65.3% | COM | 209115104 |
| — | DU PONT E I DE NEMOURS & CO | 6,679 | $539 | 0.3% | $64.87 | — | COM | 263534109 |
| F | FORD MTR CO DEL | 47,982 | $537 | 0.3% | $8.70 | -18.5% | COM PAR $0.01 | 345370860 |
| GOOGL | ALPHABET INC | 475 | $511 | 0.3% | $36.72 | +26.4% | CAP STK CL A | 02079K305 |
| MINT | PIMCO ETF TR | 4,700 | $478 | 0.3% | $101.24 | — | ENHAN SHRT MA AC | 72201R833 |
| CVX | CHEVRON CORP NEW | 4,568 | $477 | 0.3% | $70.59 | +3.7% | COM | 166764100 |
| XLE | SELECT SECTOR SPDR TR | 7,336 | $476 | 0.3% | $76.93 | — | ENERGY | 81369Y506 |
| — | EXPRESS SCRIPTS HLDG CO | 7,033 | $449 | 0.2% | $63.84 | — | COM | 30219G108 |
| VZ | VERIZON COMMUNICATIONS INC | 9,979 | $446 | 0.2% | $27.00 | +9.4% | COM | 92343V104 |
| HIG | HARTFORD FINL SVCS GROUP INC | 8,459 | $445 | 0.2% | $26.95 | +52.3% | COM | 416515104 |
| ADBE | ADOBE SYS INC | 3,102 | $439 | 0.2% | $55.57 | +146.4% | COM | 00724F101 |
| — | ANADARKO PETE CORP | 9,125 | $414 | 0.2% | $79.34 | — | COM | 032511107 |
| PBA | PEMBINA PIPELINE CORP | 12,498 | $414 | 0.2% | $17.57 | +16.6% | COM | 706327103 |
| DB | DEUTSCHE BANK AG | 23,299 | $414 | 0.2% | $15.34 | 0.0% | NAMEN AKT | D18190898 |
| QCOM | QUALCOMM INC | 7,100 | $392 | 0.2% | $50.75 | -12.8% | COM | 747525103 |
| MKL | MARKEL CORP | 400 | $390 | 0.2% | $614.75 | +57.9% | COM | 570535104 |
| — | AMERICAN INTL GROUP INC | 17,280 | $364 | 0.2% | $22.42 | — | *W EXP 01/19/202 | 026874156 |
| ENB | ENBRIDGE INC | 9,118 | $363 | 0.2% | $24.73 | -3.7% | COM | 29250N105 |
| ADP | AUTOMATIC DATA PROCESSING IN | 3,489 | $357 | 0.2% | $51.46 | +63.7% | COM | 053015103 |
| NYT | NEW YORK TIMES CO | 19,600 | $347 | 0.2% | $15.25 | 0.0% | CL A | 650111107 |
| — | JEFFERIES GROUP INC NEW | 330,000 | $331 | 0.2% | $1.07 | — | DBCV 3.875%11/0 | 472319AG7 |
| HII | HUNTINGTON INGALLS INDS INC | 1,666 | $310 | 0.2% | $62.36 | +163.8% | COM | 446413106 |
| AEP | AMERICAN ELEC PWR INC | 4,414 | $307 | 0.2% | $29.90 | +71.5% | COM | 025537101 |
| C | CITIGROUP INC | 4,577 | $306 | 0.2% | $39.76 | +16.8% | COM NEW | 172967424 |
| ITW | ILLINOIS TOOL WKS INC | 2,126 | $305 | 0.2% | $59.45 | +90.6% | COM | 452308109 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 28,925 | $301 | 0.2% | $10.41 | — | COM | 67073B106 |
| PM | PHILIP MORRIS INTL INC | 2,500 | $294 | 0.2% | $47.83 | +55.3% | COM | 718172109 |
| GILD | GILEAD SCIENCES INC | 4,000 | $284 | 0.2% | $66.17 | -27.0% | Call | 375558103 |
| XLK | SELECT SECTOR SPDR TR | 4,996 | $273 | 0.1% | $36.68 | — | TECHNOLOGY | 81369Y803 |
| M | MACYS INC | 11,500 | $267 | 0.1% | — | — | Call | 55616P104 |
| — | BANK AMER CORP | 21,798 | $262 | 0.1% | $10.03 | — | *W EXP 01/16/201 | 060505146 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 1,660 | $258 | 0.1% | $152.92 | 0.0% | SHS USD | G50871105 |
| SYY | SYSCO CORP | 5,000 | $252 | 0.1% | $24.38 | +74.9% | COM | 871829107 |
| — | KKR & CO L P DEL | 13,500 | $251 | 0.1% | $22.30 | — | COM UNITS | 48248M102 |
| — | SUNPOWER CORP | 290,000 | $250 | 0.1% | $0.71 | — | DBCV 4.000% 1/1 | 867652AL3 |
| MO | ALTRIA GROUP INC | 3,228 | $240 | 0.1% | $17.78 | +120.9% | COM | 02209S103 |
| TXN | TEXAS INSTRS INC | 3,100 | $238 | 0.1% | $30.07 | +110.0% | COM | 882508104 |
| — | NUVEEN NEW JERSEY QULT MUN F | 16,983 | $233 | 0.1% | $13.07 | — | COM | 67069Y102 |
| AFL | AFLAC INC | 2,975 | $231 | 0.1% | $24.61 | +24.9% | COM | 001055102 |
| — | CYPRESS SEMICONDUCTOR CORP | 16,800 | $229 | 0.1% | $10.53 | — | COM | 232806109 |
| LOW | LOWES COS INC | 2,927 | $227 | 0.1% | $39.57 | +76.2% | COM | 548661107 |
| CAT | CATERPILLAR INC DEL | 2,106 | $226 | 0.1% | $84.05 | 0.0% | COM | 149123101 |
| PNC | PNC FINL SVCS GROUP INC | 1,800 | $225 | 0.1% | $51.88 | +74.1% | COM | 693475105 |
| — | BLACKSTONE GROUP L P | 6,700 | $223 | 0.1% | $28.69 | — | COM UNIT LTD | 09253U108 |
| — | VALEANT PHARMACEUTICALS INTL | 12,800 | $221 | 0.1% | $11.99 | — | COM | 91911K102 |
| — | NUVEEN AMT FREE QLTY MUN INC | 15,795 | $216 | 0.1% | $13.68 | — | COM | 670657105 |
| — | WHITING PETE CORP NEW | 38,275 | $211 | 0.1% | $11.59 | — | COM | 966387102 |
| FLEX | FLEX LTD | 12,900 | $210 | 0.1% | $6.07 | +103.9% | ORD | Y2573F102 |
| — | GOLDCORP INC NEW | 16,000 | $207 | 0.1% | $17.92 | — | COM | 380956409 |
| RIG | TRANSOCEAN LTD | 24,900 | $205 | 0.1% | $11.82 | -13.6% | REG SHS | H8817H100 |
| ABBV | ABBVIE INC | 2,600 | $203 | 0.1% | $46.96 | 0.0% | COM | 00287Y109 |
| — | TIME INC NEW | 11,069 | $160 | 0.1% | $14.45 | — | COM | 887228104 |
| SLV | ISHARES SILVER TRUST | 10,000 | $158 | 0.1% | — | — | Call | 46428Q109 |
| — | NOBLE CORP PLC | 35,000 | $127 | 0.1% | $11.31 | — | SHS USD | G65431101 |
| HBM | HUDBAY MINERALS INC | 21,100 | $121 | 0.1% | $5.65 | 0.0% | COM | 443628102 |
| — | STAPLES INC | 11,900 | $120 | 0.1% | $11.58 | — | COM | 855030102 |
| — | BLACKROCK CORPOR HI YLD FD I | 10,700 | $117 | 0.1% | $10.67 | — | COM | 09255P107 |
| CLNE | CLEAN ENERGY FUELS CORP | 43,500 | $110 | 0.1% | $3.92 | -36.7% | COM | 184499101 |
| — | ELDORADO GOLD CORP NEW | 40,000 | $106 | 0.1% | $3.20 | — | COM | 284902103 |
| NGD | NEW GOLD INC CDA | 27,000 | $86 | 0.0% | $4.43 | -32.3% | COM | 644535106 |
| — | MFS INTER INCOME TR | 18,500 | $80 | 0.0% | $5.17 | — | SH BEN INT | 55273C107 |
| — | CHESAPEAKE ENERGY CORP | 15,000 | $75 | 0.0% | $5.93 | — | COM | 165167107 |
| — | RITE AID CORP | 25,000 | $74 | 0.0% | $2.96 | — | COM | 767754104 |
| — | YAMANA GOLD INC | 27,500 | $67 | 0.0% | $3.85 | — | COM | 98462Y100 |
| — | DREYFUS HIGH YIELD STRATEGIE | 15,700 | $55 | 0.0% | $3.98 | — | SH BEN INT | 26200S101 |
| GERN | GERON CORP | 15,576 | $43 | 0.0% | $3.17 | -16.2% | COM | 374163103 |
| — | MERRIMACK PHARMACEUTICALS IN | 29,000 | $36 | 0.0% | $5.14 | — | COM | 590328100 |
| — | EASTERLY ACQUISITION CORP | 41,700 | $35 | 0.0% | $0.49 | — | *W EXP 07/29/202 | 27616L110 |
| — | ABRAXAS PETE CORP | 19,500 | $32 | 0.0% | $2.32 | — | COM | 003830106 |
| — | REAL IND INC | 10,000 | $29 | 0.0% | $2.86 | — | COM | 75601W104 |
| — | THESTREET INC | 32,701 | $27 | 0.0% | $2.27 | — | COM | 88368Q103 |
| — | TRINITY INDS INC | 10,000 | $13 | 0.0% | $1.20 | — | NOTE 3.875% 6/0 | 896522AF6 |