CIK: 0001085867 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 13, 2017
Total Value ($000): $190,537 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| PFF | ISHARES TR | 400,049 | $15,526 | 8.1% | $38.36 | — | S&P US PFD STK | 464288687 |
| SPY | SPDR S&P 500 ETF TR | 38,395 | $9,646 | 5.1% | $219.49 | — | TR UNIT | 78462F103 |
| C | CITIGROUP INC | 121,000 | $8,801 | 4.6% | $39.76 | +30.6% | Call | 172967424 |
| SPY | SPDR S&P 500 ETF TR | 26,000 | $6,531 | 3.4% | $219.49 | — | Put | 78462F103 |
| VCSH | VANGUARD SCOTTSDALE FDS | 74,164 | $5,943 | 3.1% | $79.74 | — | SHRT TRM CORP BD | 92206C409 |
| — | CELGENE CORP | 40,298 | $5,876 | 3.1% | $123.39 | — | COM | 151020104 |
| ZD | J2 GLOBAL INC | 66,031 | $4,878 | 2.6% | $62.59 | +8.2% | COM | 48123V102 |
| AAPL | APPLE INC | 28,483 | $4,390 | 2.3% | $20.43 | +77.0% | COM | 037833100 |
| — | BARD C R INC | 11,192 | $3,587 | 1.9% | $133.93 | — | COM | 067383109 |
| MSFT | MICROSOFT CORP | 48,100 | $3,583 | 1.9% | $32.18 | +107.2% | COM | 594918104 |
| GLW | CORNING INC | 111,797 | $3,345 | 1.8% | $13.44 | +75.6% | COM | 219350105 |
| BA | BOEING CO | 12,922 | $3,285 | 1.7% | $120.15 | +83.5% | COM | 097023105 |
| T | AT&T INC | 82,883 | $3,247 | 1.7% | $12.03 | +29.7% | COM | 00206R102 |
| AMZN | AMAZON COM INC | 3,370 | $3,240 | 1.7% | $36.80 | +33.5% | COM | 023135106 |
| MET | METLIFE INC | 60,602 | $3,148 | 1.7% | $29.64 | +23.6% | COM | 59156R108 |
| META | FACEBOOK INC | 16,229 | $2,773 | 1.5% | $113.99 | +45.4% | CL A | 30303M102 |
| — | JPMORGAN CHASE & CO | 46,222 | $2,499 | 1.3% | $44.26 | — | *W EXP 10/28/201 | 46634E114 |
| XOM | EXXON MOBIL CORP | 30,167 | $2,473 | 1.3% | $55.92 | -2.8% | COM | 30231G102 |
| GOOG | ALPHABET INC | 2,449 | $2,349 | 1.2% | $39.72 | +16.4% | CAP STK CL C | 02079K107 |
| — | GENERAL ELECTRIC CO | 94,714 | $2,290 | 1.2% | $26.06 | — | COM | 369604103 |
| JNJ | JOHNSON & JOHNSON | 16,643 | $2,164 | 1.1% | $66.69 | +57.4% | COM | 478160104 |
| BSV | VANGUARD BD INDEX FD INC | 27,102 | $2,163 | 1.1% | $79.80 | — | SHORT TRM BOND | 921937827 |
| PFE | PFIZER INC | 60,049 | $2,144 | 1.1% | $17.60 | +26.5% | COM | 717081103 |
| GLD | SPDR GOLD TRUST | 17,383 | $2,113 | 1.1% | $121.56 | — | GOLD SHS | 78463V107 |
| DIS | DISNEY WALT CO | 21,399 | $2,109 | 1.1% | $84.85 | +14.2% | COM DISNEY | 254687106 |
| NVDA | NVIDIA CORP | 11,694 | $2,091 | 1.1% | $2.70 | +52.2% | COM | 67066G104 |
| GILD | GILEAD SCIENCES INC | 25,276 | $2,048 | 1.1% | $66.17 | -15.4% | COM | 375558103 |
| EEM | ISHARES TR | 44,718 | $2,004 | 1.1% | $43.11 | — | MSCI EMG MKT ETF | 464287234 |
| MMM | 3M CO | 9,350 | $1,963 | 1.0% | $72.67 | +78.7% | COM | 88579Y101 |
| DAL | DELTA AIR LINES INC DEL | 40,689 | $1,962 | 1.0% | $40.02 | +13.2% | COM NEW | 247361702 |
| DUK | DUKE ENERGY CORP NEW | 21,978 | $1,844 | 1.0% | $54.71 | +11.2% | COM NEW | 26441C204 |
| — | ANNALY CAP MGMT INC | 150,573 | $1,835 | 1.0% | $10.50 | — | COM | 035710409 |
| — | NUVEEN AMT FREE QLTY MUN INC | 132,295 | $1,832 | 1.0% | $13.83 | — | COM | 670657105 |
| AMGN | AMGEN INC | 9,769 | $1,821 | 1.0% | $123.12 | +11.7% | COM | 031162100 |
| — | ROYAL DUTCH SHELL PLC | 28,892 | $1,807 | 0.9% | $51.06 | — | SPON ADR B | 780259107 |
| — | DOWDUPONT INC | 25,660 | $1,776 | 0.9% | $69.21 | — | COM | 26078J100 |
| VLO | VALERO ENERGY CORP NEW | 22,788 | $1,753 | 0.9% | $37.48 | +31.9% | COM | 91913Y100 |
| TIP | ISHARES TR | 14,513 | $1,648 | 0.9% | $113.34 | — | TIPS BD ETF | 464287176 |
| STLD | STEEL DYNAMICS INC | 47,774 | $1,647 | 0.9% | $25.11 | +17.4% | COM | 858119100 |
| RS | RELIANCE STEEL & ALUMINUM CO | 21,591 | $1,645 | 0.9% | $74.75 | -2.3% | COM | 759509102 |
| INTC | INTEL CORP | 42,293 | $1,611 | 0.8% | $18.56 | +59.4% | COM | 458140100 |
| KO | COCA COLA CO | 35,738 | $1,609 | 0.8% | $27.30 | +28.0% | COM | 191216100 |
| JPM | JPMORGAN CHASE & CO | 16,555 | $1,581 | 0.8% | $51.27 | +43.7% | COM | 46625H100 |
| MRK | MERCK & CO INC | 23,003 | $1,473 | 0.8% | $31.93 | +46.2% | COM | 58933Y105 |
| — | ALLERGAN PLC | 6,851 | $1,404 | 0.7% | $227.13 | — | SHS | G0177J108 |
| BAC | BANK AMER CORP | 55,357 | $1,403 | 0.7% | $14.54 | +37.3% | COM | 060505104 |
| HON | HONEYWELL INTL INC | 9,852 | $1,396 | 0.7% | $61.17 | +70.6% | COM | 438516106 |
| HCA | HCA HEALTHCARE INC | 17,477 | $1,391 | 0.7% | $77.17 | -3.1% | COM | 40412C101 |
| NOC | NORTHROP GRUMMAN CORP | 4,650 | $1,338 | 0.7% | $87.28 | +169.2% | COM | 666807102 |
| AAL | AMERICAN AIRLS GROUP INC | 26,614 | $1,264 | 0.7% | $36.49 | +28.8% | COM | 02376R102 |
| KMB | KIMBERLY CLARK CORP | 9,488 | $1,117 | 0.6% | $66.36 | +37.1% | COM | 494368103 |
| WTM | WHITE MTNS INS GROUP LTD | 1,142 | $979 | 0.5% | $618.32 | +39.1% | COM | G9618E107 |
| — | AETNA INC NEW | 6,086 | $968 | 0.5% | $68.63 | — | COM | 00817Y108 |
| LLY | LILLY ELI & CO | 10,929 | $935 | 0.5% | $51.56 | +39.9% | COM | 532457108 |
| PG | PROCTER AND GAMBLE CO | 10,123 | $921 | 0.5% | $58.30 | +25.3% | COM | 742718109 |
| — | TCW STRATEGIC INCOME FUND IN | 157,790 | $915 | 0.5% | $5.35 | — | COM | 872340104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 4,897 | $898 | 0.5% | $115.63 | +52.8% | CL B NEW | 084670702 |
| DVY | ISHARES TR | 9,515 | $891 | 0.5% | $78.64 | — | SELECT DIVID ETF | 464287168 |
| ORCL | ORACLE CORP | 18,400 | $890 | 0.5% | $40.10 | +9.6% | COM | 68389X105 |
| ALL | ALLSTATE CORP | 9,650 | $887 | 0.5% | $41.10 | +82.9% | COM | 020002101 |
| — | ZIONS BANCORPORATION | 76,100 | $884 | 0.5% | $3.37 | — | *W EXP 11/14/201 | 989701131 |
| VNQ | VANGUARD INDEX FDS | 10,177 | $846 | 0.4% | $84.10 | — | REIT ETF | 922908553 |
| CSCO | CISCO SYS INC | 25,068 | $843 | 0.4% | $15.54 | +59.0% | COM | 17275R102 |
| IGSB | ISHARES TR | 8,000 | $843 | 0.4% | $105.50 | — | 1 3 YR CR BD ETF | 464288646 |
| SJM | SMUCKER J M CO | 7,825 | $821 | 0.4% | $74.84 | +17.0% | COM NEW | 832696405 |
| — | TIFFANY & CO NEW | 8,940 | $821 | 0.4% | $86.09 | — | COM | 886547108 |
| COP | CONOCOPHILLIPS | 16,282 | $815 | 0.4% | $47.59 | -27.6% | COM | 20825C104 |
| BCS | BARCLAYS PLC | 74,660 | $773 | 0.4% | $11.01 | — | ADR | 06738E204 |
| GS | GOLDMAN SACHS GROUP INC | 3,164 | $750 | 0.4% | $166.24 | +13.1% | COM | 38141G104 |
| GM | GENERAL MTRS CO | 18,130 | $732 | 0.4% | $24.81 | +27.3% | COM | 37045V100 |
| EMR | EMERSON ELEC CO | 11,510 | $723 | 0.4% | $48.13 | +2.3% | COM | 291011104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 4,761 | $691 | 0.4% | $101.60 | -4.7% | COM | 459200101 |
| — | PUTNAM MUN OPPORTUNITIES TR | 52,431 | $662 | 0.3% | $11.99 | — | SH BEN INT | 746922103 |
| BWA | BORGWARNER INC | 12,784 | $655 | 0.3% | $26.22 | +36.7% | COM | 099724106 |
| CSX | CSX CORP | 10,959 | $595 | 0.3% | $8.03 | +90.6% | COM | 126408103 |
| — | BANK AMER CORP | 729,667 | $570 | 0.3% | $0.65 | — | *W EXP 10/28/201 | 060505153 |
| AGG | ISHARES TR | 5,128 | $562 | 0.3% | $108.84 | — | CORE US AGGBD ET | 464287226 |
| CVX | CHEVRON CORP NEW | 4,583 | $539 | 0.3% | $70.59 | +8.0% | COM | 166764100 |
| PPL | PPL CORP | 13,312 | $505 | 0.3% | $16.37 | +62.0% | COM | 69351T106 |
| TRV | TRAVELERS COMPANIES INC | 3,996 | $490 | 0.3% | $95.26 | +9.1% | COM | 89417E109 |
| DB | DEUTSCHE BANK AG | 28,321 | $489 | 0.3% | $15.30 | -1.2% | NAMEN AKT | D18190898 |
| BHF | BRIGHTHOUSE FINL INC | 7,808 | $475 | 0.2% | $59.99 | 0.0% | COM | 10922N103 |
| HIG | HARTFORD FINL SVCS GROUP INC | 8,459 | $469 | 0.2% | $26.95 | +67.8% | COM | 416515104 |
| DVN | DEVON ENERGY CORP NEW | 12,700 | $466 | 0.2% | $32.20 | -28.7% | COM | 25179M103 |
| GOOGL | ALPHABET INC | 477 | $464 | 0.2% | $36.72 | +28.2% | CAP STK CL A | 02079K305 |
| ADBE | ADOBE SYS INC | 3,111 | $464 | 0.2% | $55.57 | +168.6% | COM | 00724F101 |
| VZ | VERIZON COMMUNICATIONS INC | 9,218 | $456 | 0.2% | $27.00 | +11.9% | COM | 92343V104 |
| F | FORD MTR CO DEL | 36,982 | $443 | 0.2% | $8.70 | -16.6% | COM PAR $0.01 | 345370860 |
| ED | CONSOLIDATED EDISON INC | 5,400 | $436 | 0.2% | $35.88 | +70.7% | COM | 209115104 |
| — | AMERICAN INTL GROUP INC | 20,780 | $416 | 0.2% | $22.01 | — | *W EXP 01/19/202 | 026874156 |
| — | COACH INC | 10,190 | $410 | 0.2% | $43.32 | — | COM | 189754104 |
| — | ANADARKO PETE CORP | 8,300 | $405 | 0.2% | $79.34 | — | COM | 032511107 |
| — | EXPRESS SCRIPTS HLDG CO | 6,049 | $383 | 0.2% | $63.84 | — | COM | 30219G108 |
| ADP | AUTOMATIC DATA PROCESSING IN | 3,489 | $381 | 0.2% | $51.46 | +74.1% | COM | 053015103 |
| HII | HUNTINGTON INGALLS INDS INC | 1,666 | $377 | 0.2% | $62.36 | +182.2% | COM | 446413106 |
| ENB | ENBRIDGE INC | 8,380 | $351 | 0.2% | $24.73 | -1.6% | COM | 29250N105 |
| — | WHITING PETE CORP NEW | 62,375 | $341 | 0.2% | $9.22 | — | COM | 966387102 |
| — | JEFFERIES GROUP INC NEW | 330,000 | $330 | 0.2% | $1.07 | — | DBCV 3.875%11/0 | 472319AG7 |
| MKL | MARKEL CORP | 300 | $320 | 0.2% | $614.75 | +68.2% | COM | 570535104 |
| ITW | ILLINOIS TOOL WKS INC | 2,136 | $316 | 0.2% | $59.45 | +95.2% | COM | 452308109 |
| AEP | AMERICAN ELEC PWR INC | 4,414 | $310 | 0.2% | $29.90 | +77.4% | COM | 025537101 |
| — | NUVEEN PFD & INCM OPPORTNYS | 28,925 | $306 | 0.2% | $10.41 | — | COM | 67073B106 |
| C | CITIGROUP INC | 4,101 | $298 | 0.2% | $39.76 | +30.6% | COM NEW | 172967424 |
| XLK | SELECT SECTOR SPDR TR | 4,896 | $289 | 0.2% | $36.68 | — | TECHNOLOGY | 81369Y803 |
| — | BANK AMER CORP | 21,798 | $289 | 0.2% | $10.03 | — | *W EXP 01/16/201 | 060505146 |
| TXN | TEXAS INSTRS INC | 3,118 | $279 | 0.1% | $30.07 | +116.8% | COM | 882508104 |
| PM | PHILIP MORRIS INTL INC | 2,511 | $279 | 0.1% | $47.83 | +57.3% | COM | 718172109 |
| SYY | SYSCO CORP | 5,000 | $270 | 0.1% | $24.38 | +71.6% | COM | 871829107 |
| — | GOLDCORP INC NEW | 20,345 | $264 | 0.1% | $16.86 | — | COM | 380956409 |
| CAT | CATERPILLAR INC DEL | 2,106 | $263 | 0.1% | $84.05 | +14.2% | COM | 149123101 |
| PBA | PEMBINA PIPELINE CORP | 7,373 | $259 | 0.1% | $17.57 | +21.4% | COM | 706327103 |
| — | CYPRESS SEMICONDUCTOR CORP | 16,800 | $252 | 0.1% | $10.53 | — | COM | 232806109 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 1,660 | $243 | 0.1% | $152.92 | -1.1% | SHS USD | G50871105 |
| PNC | PNC FINL SVCS GROUP INC | 1,800 | $243 | 0.1% | $51.88 | +86.3% | COM | 693475105 |
| JPM | JPMORGAN CHASE & CO | 2,500 | $239 | 0.1% | $51.27 | +43.7% | Call | 46625H100 |
| — | SUNPOWER CORP | 290,000 | $238 | 0.1% | $0.71 | — | DBCV 4.000% 1/1 | 867652AL3 |
| LOW | LOWES COS INC | 2,947 | $236 | 0.1% | $39.57 | +65.9% | COM | 548661107 |
| NYT | NEW YORK TIMES CO | 12,000 | $235 | 0.1% | $15.25 | +13.4% | CL A | 650111107 |
| — | NUVEEN NEW JERSEY QULT MUN F | 16,983 | $233 | 0.1% | $13.07 | — | COM | 67069Y102 |
| MA | MASTERCARD INCORPORATED | 1,600 | $226 | 0.1% | $126.35 | 0.0% | CL A | 57636Q104 |
| TXT | TEXTRON INC | 4,200 | $226 | 0.1% | $49.13 | 0.0% | COM | 883203101 |
| RIG | TRANSOCEAN LTD | 20,700 | $223 | 0.1% | $11.82 | -27.1% | REG SHS | H8817H100 |
| FLEX | FLEX LTD | 12,900 | $214 | 0.1% | $6.07 | +103.0% | ORD | Y2573F102 |
| MO | ALTRIA GROUP INC | 3,307 | $210 | 0.1% | $18.22 | +98.1% | COM | 02209S103 |
| — | KKR & CO L P DEL | 10,000 | $203 | 0.1% | $22.30 | — | COM UNITS | 48248M102 |
| — | BLACKSTONE GROUP L P | 6,000 | $200 | 0.1% | $28.69 | — | COM UNIT LTD | 09253U108 |
| — | CHESAPEAKE ENERGY CORP | 38,130 | $164 | 0.1% | $4.94 | — | COM | 165167107 |
| — | FORTERRA INC | 36,245 | $163 | 0.1% | $4.50 | — | COM | 34960W106 |
| — | TIME INC NEW | 12,069 | $163 | 0.1% | $14.38 | — | COM | 887228104 |
| SLV | ISHARES SILVER TRUST | 10,000 | $158 | 0.1% | — | — | Call | 46428Q109 |
| — | BLACKROCK CORPOR HI YLD FD I | 14,025 | $158 | 0.1% | $10.81 | — | COM | 09255P107 |
| — | PIMCO NY MUNICIPAL INCOME FD | 11,500 | $150 | 0.1% | $13.04 | — | COM | 72200T103 |
| — | ELDORADO GOLD CORP NEW | 54,000 | $119 | 0.1% | $2.94 | — | COM | 284902103 |
| — | ENDO INTL PLC | 13,550 | $116 | 0.1% | $8.56 | — | SHS | G30401106 |
| CLNE | CLEAN ENERGY FUELS CORP | 43,500 | $108 | 0.1% | $3.92 | -35.6% | COM | 184499101 |
| — | RITE AID CORP | 52,500 | $103 | 0.1% | $2.44 | — | COM | 767754104 |
| — | NABORS INDUSTRIES LTD | 12,500 | $101 | 0.1% | $8.08 | — | SHS | G6359F103 |
| — | MFS INTER INCOME TR | 21,300 | $91 | 0.0% | $5.05 | — | SH BEN INT | 55273C107 |
| GNW | GENWORTH FINL INC | 18,900 | $73 | 0.0% | $3.57 | 0.0% | COM CL A | 37247D106 |
| — | YAMANA GOLD INC | 27,500 | $73 | 0.0% | $3.85 | — | COM | 98462Y100 |
| NGD | NEW GOLD INC CDA | 17,000 | $63 | 0.0% | $4.43 | -22.1% | COM | 644535106 |
| — | DREYFUS HIGH YIELD STRATEGIE | 15,700 | $55 | 0.0% | $3.98 | — | SH BEN INT | 26200S101 |
| — | ABRAXAS PETE CORP | 19,500 | $37 | 0.0% | $2.32 | — | COM | 003830106 |
| — | REAL IND INC | 20,000 | $36 | 0.0% | $2.33 | — | COM | 75601W104 |
| — | EASTERLY ACQUISITION CORP | 41,700 | $33 | 0.0% | $0.49 | — | *W EXP 07/29/202 | 27616L110 |
| — | BABCOCK & WILCOX ENTERPRIS I | 10,000 | $33 | 0.0% | $3.30 | — | COM | 05614L100 |
| GERN | GERON CORP | 12,900 | $28 | 0.0% | $3.17 | -25.6% | COM | 374163103 |
| — | TRINITY INDS INC | 10,000 | $13 | 0.0% | $1.20 | — | NOTE 3.875% 6/0 | 896522AF6 |
| — | NORTHERN OIL & GAS INC NEV | 10,600 | $10 | 0.0% | $0.94 | — | COM | 665531109 |