CIK: 0001085867 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 9, 2018
Total Value ($000): $192,002 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| PFF | ISHARES TR | 386,503 | $14,714 | 7.7% | $38.36 | — | S&P US PFD STK | 464288687 |
| SPY | SPDR S&P 500 ETF TR | 43,612 | $11,638 | 6.1% | $225.15 | — | TR UNIT | 78462F103 |
| ZD | J2 GLOBAL INC | 99,453 | $7,462 | 3.9% | $63.45 | +2.7% | COM | 48123V102 |
| VCSH | VANGUARD SCOTTSDALE FDS | 73,753 | $5,849 | 3.0% | $79.74 | — | SHRT TRM CORP BD | 92206C409 |
| AAPL | APPLE INC | 27,222 | $4,607 | 2.4% | $20.43 | +91.3% | COM | 037833100 |
| C | CITIGROUP INC | 61,000 | $4,539 | 2.4% | $39.76 | +42.0% | Call | 172967424 |
| EEM | ISHARES TR | 88,670 | $4,178 | 2.2% | $45.10 | — | MSCI EMG MKT ETF | 464287234 |
| — | CELGENE CORP | 39,416 | $4,113 | 2.1% | $123.39 | — | COM | 151020104 |
| MSFT | MICROSOFT CORP | 47,679 | $4,078 | 2.1% | $32.18 | +133.9% | COM | 594918104 |
| BA | BOEING CO | 12,877 | $3,798 | 2.0% | $120.15 | +114.2% | COM | 097023105 |
| GLW | CORNING INC | 110,220 | $3,526 | 1.8% | $13.44 | +87.7% | COM | 219350105 |
| T | AT&T INC | 83,440 | $3,244 | 1.7% | $12.03 | +26.8% | COM | 00206R102 |
| MET | METLIFE INC | 60,952 | $3,082 | 1.6% | $29.64 | +34.6% | COM | 59156R108 |
| — | JPMORGAN CHASE & CO | 45,472 | $3,021 | 1.6% | $44.26 | — | *W EXP 10/28/201 | 46634E114 |
| GS | GOLDMAN SACHS GROUP INC | 11,209 | $2,856 | 1.5% | $194.16 | +5.7% | COM | 38141G104 |
| META | FACEBOOK INC | 15,872 | $2,801 | 1.5% | $113.99 | +54.0% | CL A | 30303M102 |
| SHY | ISHARES TR | 33,243 | $2,787 | 1.5% | $83.84 | — | 1 3 YR TREAS BD | 464287457 |
| GOOG | ALPHABET INC | 2,516 | $2,633 | 1.4% | $40.01 | +26.3% | CAP STK CL C | 02079K107 |
| DIS | DISNEY WALT CO | 22,881 | $2,460 | 1.3% | $85.66 | +13.6% | COM DISNEY | 254687106 |
| XOM | EXXON MOBIL CORP | 29,167 | $2,440 | 1.3% | $55.92 | +2.1% | COM | 30231G102 |
| — | ROYAL DUTCH SHELL PLC | 33,505 | $2,288 | 1.2% | $53.43 | — | SPON ADR B | 780259107 |
| JNJ | JOHNSON & JOHNSON | 16,303 | $2,278 | 1.2% | $66.69 | +66.4% | COM | 478160104 |
| SPY | SPDR S&P 500 ETF TR | 8,500 | $2,268 | 1.2% | $225.15 | — | Put | 78462F103 |
| NVDA | NVIDIA CORP | 11,719 | $2,268 | 1.2% | $2.70 | +82.0% | COM | 67066G104 |
| DAL | DELTA AIR LINES INC DEL | 40,031 | $2,242 | 1.2% | $40.02 | +19.4% | COM NEW | 247361702 |
| VLO | VALERO ENERGY CORP NEW | 24,204 | $2,225 | 1.2% | $38.78 | +53.9% | COM | 91913Y100 |
| MMM | 3M CO | 9,350 | $2,201 | 1.1% | $72.67 | +99.5% | COM | 88579Y101 |
| PFE | PFIZER INC | 60,049 | $2,175 | 1.1% | $17.60 | +35.3% | COM | 717081103 |
| GLD | SPDR GOLD TRUST | 17,326 | $2,142 | 1.1% | $121.56 | — | GOLD SHS | 78463V107 |
| STLD | STEEL DYNAMICS INC | 49,385 | $2,130 | 1.1% | $25.35 | +28.1% | COM | 858119100 |
| BSV | VANGUARD BD INDEX FD INC | 25,798 | $2,041 | 1.1% | $79.80 | — | SHORT TRM BOND | 921937827 |
| INTC | INTEL CORP | 42,293 | $1,952 | 1.0% | $18.56 | +96.9% | COM | 458140100 |
| JPM | JPMORGAN CHASE & CO | 17,906 | $1,915 | 1.0% | $53.54 | +51.9% | COM | 46625H100 |
| RS | RELIANCE STEEL & ALUMINUM CO | 21,862 | $1,876 | 1.0% | $74.80 | +5.3% | COM | 759509102 |
| — | NUVEEN AMT FREE QLTY MUN INC | 132,295 | $1,819 | 0.9% | $13.83 | — | COM | 670657105 |
| — | DOWDUPONT INC | 25,019 | $1,782 | 0.9% | $69.21 | — | COM | 26078J100 |
| HCA | HCA HEALTHCARE INC | 19,910 | $1,749 | 0.9% | $76.87 | -2.9% | COM | 40412C101 |
| AMGN | AMGEN INC | 9,534 | $1,658 | 0.9% | $123.12 | +12.3% | COM | 031162100 |
| BAC | BANK AMER CORP | 54,787 | $1,617 | 0.8% | $14.54 | +56.7% | COM | 060505104 |
| KO | COCA COLA CO | 34,885 | $1,601 | 0.8% | $27.30 | +30.5% | COM | 191216100 |
| TIP | ISHARES TR | 13,939 | $1,590 | 0.8% | $113.34 | — | TIPS BD ETF | 464287176 |
| HON | HONEYWELL INTL INC | 10,202 | $1,565 | 0.8% | $62.96 | +80.1% | COM | 438516106 |
| NOC | NORTHROP GRUMMAN CORP | 4,650 | $1,427 | 0.7% | $87.28 | +201.3% | COM | 666807102 |
| FCX | FREEPORT-MCMORAN INC | 73,441 | $1,392 | 0.7% | $13.68 | 0.0% | CL B | 35671D857 |
| AAL | AMERICAN AIRLS GROUP INC | 26,614 | $1,385 | 0.7% | $36.49 | +33.0% | COM | 02376R102 |
| — | BANK AMER CORP | 613,222 | $1,312 | 0.7% | $0.65 | — | *W EXP 10/28/201 | 060505153 |
| XLV | SELECT SECTOR SPDR TR | 15,774 | $1,304 | 0.7% | $82.67 | — | SBI HEALTHCARE | 81369Y209 |
| MRK | MERCK & CO INC | 23,003 | $1,294 | 0.7% | $31.93 | +34.7% | COM | 58933Y105 |
| GILD | GILEAD SCIENCES INC | 17,594 | $1,260 | 0.7% | $66.17 | -15.5% | COM | 375558103 |
| KMB | KIMBERLY CLARK CORP | 9,088 | $1,097 | 0.6% | $66.36 | +32.0% | COM | 494368103 |
| ALL | ALLSTATE CORP | 9,650 | $1,010 | 0.5% | $41.10 | +98.9% | COM | 020002101 |
| — | AETNA INC NEW | 5,525 | $997 | 0.5% | $68.63 | — | COM | 00817Y108 |
| — | ZIONS BANCORPORATION | 66,100 | $975 | 0.5% | $3.37 | — | *W EXP 11/14/201 | 989701131 |
| WTM | WHITE MTNS INS GROUP LTD | 1,142 | $972 | 0.5% | $618.32 | +41.4% | COM | G9618E107 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 4,888 | $969 | 0.5% | $115.63 | +64.2% | CL B NEW | 084670702 |
| CSCO | CISCO SYS INC | 25,068 | $960 | 0.5% | $15.54 | +79.9% | COM | 17275R102 |
| DVY | ISHARES TR | 9,639 | $950 | 0.5% | $78.89 | — | SELECT DIVID ETF | 464287168 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,136 | $941 | 0.5% | $101.71 | +0.4% | COM | 459200101 |
| SJM | SMUCKER J M CO | 7,525 | $935 | 0.5% | $74.84 | +14.6% | COM NEW | 832696405 |
| PG | PROCTER AND GAMBLE CO | 10,123 | $930 | 0.5% | $58.30 | +24.6% | COM | 742718109 |
| — | TCW STRATEGIC INCOME FUND IN | 157,790 | $926 | 0.5% | $5.35 | — | COM | 872340104 |
| LLY | LILLY ELI & CO | 10,825 | $914 | 0.5% | $51.56 | +46.0% | COM | 532457108 |
| COP | CONOCOPHILLIPS | 16,082 | $883 | 0.5% | $47.59 | -16.7% | COM | 20825C104 |
| — | TIFFANY & CO NEW | 8,340 | $867 | 0.5% | $86.09 | — | COM | 886547108 |
| IGSB | ISHARES TR | 8,000 | $836 | 0.4% | $105.50 | — | 1 3 YR CR BD ETF | 464288646 |
| EMR | EMERSON ELEC CO | 11,310 | $788 | 0.4% | $48.13 | +10.7% | COM | 291011104 |
| ORCL | ORACLE CORP | 16,574 | $784 | 0.4% | $40.10 | +8.5% | COM | 68389X105 |
| GM | GENERAL MTRS CO | 18,130 | $743 | 0.4% | $24.81 | +52.6% | COM | 37045V100 |
| — | ALLERGAN PLC | 4,363 | $714 | 0.4% | $227.13 | — | SHS | G0177J108 |
| BCS | BARCLAYS PLC | 65,452 | $713 | 0.4% | $11.01 | — | ADR | 06738E204 |
| — | GENERAL ELECTRIC CO | 38,654 | $675 | 0.4% | $26.06 | — | COM | 369604103 |
| BWA | BORGWARNER INC | 12,784 | $653 | 0.3% | $26.22 | +55.3% | COM | 099724106 |
| CSX | CSX CORP | 10,959 | $603 | 0.3% | $8.03 | +97.5% | COM | 126408103 |
| — | PUTNAM MUN OPPORTUNITIES TR | 46,431 | $573 | 0.3% | $11.99 | — | SH BEN INT | 746922103 |
| AGG | ISHARES TR | 5,128 | $561 | 0.3% | $108.84 | — | CORE US AGGBD ET | 464287226 |
| GOOGL | ALPHABET INC | 527 | $555 | 0.3% | $38.10 | +34.5% | CAP STK CL A | 02079K305 |
| CVX | CHEVRON CORP NEW | 4,368 | $547 | 0.3% | $70.59 | +18.4% | COM | 166764100 |
| ADBE | ADOBE SYS INC | 3,111 | $545 | 0.3% | $55.57 | +209.6% | COM | 00724F101 |
| TRV | TRAVELERS COMPANIES INC | 3,996 | $542 | 0.3% | $95.26 | +16.0% | COM | 89417E109 |
| DB | DEUTSCHE BANK AG | 27,858 | $530 | 0.3% | $15.30 | +2.9% | NAMEN AKT | D18190898 |
| DVN | DEVON ENERGY CORP NEW | 12,700 | $526 | 0.3% | $32.20 | -16.6% | COM | 25179M103 |
| VZ | VERIZON COMMUNICATIONS INC | 9,179 | $486 | 0.3% | $27.00 | +18.4% | COM | 92343V104 |
| HIG | HARTFORD FINL SVCS GROUP INC | 8,459 | $476 | 0.2% | $26.95 | +72.9% | COM | 416515104 |
| ED | CONSOLIDATED EDISON INC | 5,400 | $459 | 0.2% | $35.88 | +78.6% | COM | 209115104 |
| — | EXPRESS SCRIPTS HLDG CO | 6,049 | $451 | 0.2% | $63.84 | — | COM | 30219G108 |
| BHF | BRIGHTHOUSE FINL INC | 7,650 | $449 | 0.2% | $59.99 | -1.4% | COM | 10922N103 |
| — | ANADARKO PETE CORP | 8,300 | $445 | 0.2% | $79.34 | — | COM | 032511107 |
| — | ANNALY CAP MGMT INC | 36,300 | $432 | 0.2% | $10.50 | — | COM | 035710409 |
| PPL | PPL CORP | 13,312 | $412 | 0.2% | $16.37 | +52.0% | COM | 69351T106 |
| ADP | AUTOMATIC DATA PROCESSING IN | 3,489 | $409 | 0.2% | $51.46 | +86.9% | COM | 053015103 |
| F | FORD MTR CO DEL | 31,982 | $399 | 0.2% | $8.70 | -7.9% | COM PAR $0.01 | 345370860 |
| HII | HUNTINGTON INGALLS INDS INC | 1,666 | $393 | 0.2% | $62.36 | +220.1% | COM | 446413106 |
| IWM | ISHARES TR | 2,500 | $381 | 0.2% | — | — | Put | 464287655 |
| — | AMERICAN INTL GROUP INC | 20,080 | $364 | 0.2% | $22.01 | — | *W EXP 01/19/202 | 026874156 |
| ITW | ILLINOIS TOOL WKS INC | 2,126 | $355 | 0.2% | $59.45 | +120.1% | COM | 452308109 |
| MKL | MARKEL CORP | 300 | $342 | 0.2% | $614.75 | +77.8% | COM | 570535104 |
| DUK | DUKE ENERGY CORP NEW | 3,993 | $336 | 0.2% | $54.71 | +14.5% | COM NEW | 26441C204 |
| CAT | CATERPILLAR INC DEL | 2,106 | $332 | 0.2% | $84.05 | +38.4% | COM | 149123101 |
| — | JEFFERIES GROUP INC NEW | 330,000 | $330 | 0.2% | $1.07 | — | DBCV 3.875%11/0 | 472319AG7 |
| ENB | ENBRIDGE INC | 8,380 | $328 | 0.2% | $24.73 | -5.8% | COM | 29250N105 |
| TXN | TEXAS INSTRS INC | 3,118 | $326 | 0.2% | $30.07 | +158.2% | COM | 882508104 |
| AEP | AMERICAN ELEC PWR INC | 4,414 | $325 | 0.2% | $29.90 | +87.5% | COM | 025537101 |
| — | NUVEEN PFD & INCM OPPORTNYS | 30,725 | $318 | 0.2% | $10.40 | — | COM | 67073B106 |
| XLK | SELECT SECTOR SPDR TR | 4,865 | $311 | 0.2% | $36.68 | — | TECHNOLOGY | 81369Y803 |
| C | CITIGROUP INC | 4,097 | $305 | 0.2% | $39.76 | +42.0% | COM NEW | 172967424 |
| SYY | SYSCO CORP | 5,000 | $304 | 0.2% | $24.38 | +87.9% | COM | 871829107 |
| — | BANK AMER CORP | 17,218 | $302 | 0.2% | $10.03 | — | *W EXP 01/16/201 | 060505146 |
| TPR | TAPESTRY INC | 6,590 | $291 | 0.2% | $32.95 | 0.0% | COM | 876030107 |
| — | BARRICK GOLD CORP | 20,015 | $290 | 0.2% | $14.49 | — | COM | 067901108 |
| — | GENERAL ELECTRIC CO | 16,500 | $288 | 0.1% | $26.06 | — | Call | 369604103 |
| LOW | LOWES COS INC | 2,947 | $274 | 0.1% | $39.57 | +80.0% | COM | 548661107 |
| JPM | JPMORGAN CHASE & CO | 2,500 | $267 | 0.1% | $53.54 | +51.9% | Call | 46625H100 |
| PBA | PEMBINA PIPELINE CORP | 7,373 | $267 | 0.1% | $17.57 | +26.8% | COM | 706327103 |
| PM | PHILIP MORRIS INTL INC | 2,500 | $264 | 0.1% | $47.83 | +45.5% | COM | 718172109 |
| RRC | RANGE RES CORP | 15,300 | $261 | 0.1% | $17.99 | 0.0% | COM | 75281A109 |
| PNC | PNC FINL SVCS GROUP INC | 1,800 | $260 | 0.1% | $51.88 | +101.7% | COM | 693475105 |
| — | CYPRESS SEMICONDUCTOR CORP | 16,800 | $256 | 0.1% | $10.53 | — | COM | 232806109 |
| NYT | NEW YORK TIMES CO | 13,450 | $249 | 0.1% | $15.47 | +11.8% | CL A | 650111107 |
| — | SUNPOWER CORP | 290,000 | $247 | 0.1% | $0.71 | — | DBCV 4.000% 1/1 | 867652AL3 |
| — | WHITING PETE CORP NEW | 9,175 | $243 | 0.1% | $26.49 | — | COM NEW | 966387409 |
| MA | MASTERCARD INCORPORATED | 1,600 | $242 | 0.1% | $126.35 | +12.5% | CL A | 57636Q104 |
| TXT | TEXTRON INC | 4,200 | $238 | 0.1% | $49.13 | +9.7% | COM | 883203101 |
| — | NUVEEN NEW JERSEY QULT MUN F | 16,983 | $233 | 0.1% | $13.07 | — | COM | 67069Y102 |
| FLEX | FLEX LTD | 12,900 | $232 | 0.1% | $6.07 | +122.6% | ORD | Y2573F102 |
| MO | ALTRIA GROUP INC | 3,228 | $231 | 0.1% | $18.22 | +101.1% | COM | 02209S103 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 1,660 | $224 | 0.1% | $152.92 | -9.3% | SHS USD | G50871105 |
| RIG | TRANSOCEAN LTD | 20,700 | $221 | 0.1% | $11.82 | -12.1% | REG SHS | H8817H100 |
| WM | WASTE MGMT INC DEL | 2,500 | $216 | 0.1% | $70.72 | 0.0% | COM | 94106L109 |
| MS | MORGAN STANLEY | 4,100 | $215 | 0.1% | $39.73 | 0.0% | COM NEW | 617446448 |
| ABBV | ABBVIE INC | 2,200 | $213 | 0.1% | $66.89 | 0.0% | COM | 00287Y109 |
| — | GOLDCORP INC NEW | 16,535 | $211 | 0.1% | $16.86 | — | COM | 380956409 |
| — | KKR & CO L P DEL | 10,000 | $211 | 0.1% | $22.30 | — | COM UNITS | 48248M102 |
| — | SEAGATE TECHNOLOGY PLC | 4,850 | $203 | 0.1% | $41.86 | — | SHS | G7945M107 |
| D | DOMINION ENERGY INC | 2,500 | $203 | 0.1% | $56.42 | 0.0% | COM | 25746U109 |
| WFC | WELLS FARGO CO NEW | 3,170 | $192 | 0.1% | $45.09 | 0.0% | Call | 949746101 |
| — | POWERSHARES QQQ TRUST | 1,155 | $180 | 0.1% | $155.84 | — | UNIT SER 1 | 73935A104 |
| — | GENERAL MTRS CO | 7,500 | $176 | 0.1% | $23.47 | — | *W EXP 07/10/201 | 37045V126 |
| — | NABORS INDUSTRIES LTD | 24,850 | $170 | 0.1% | $7.46 | — | SHS | G6359F103 |
| — | RITE AID CORP | 80,000 | $158 | 0.1% | $2.28 | — | COM | 767754104 |
| — | POWERSHARES QQQ TRUST | 1,000 | $156 | 0.1% | $155.84 | — | Put | 73935A104 |
| SCHW | SCHWAB CHARLES CORP NEW | 2,980 | $153 | 0.1% | — | — | Call | 808513105 |
| — | BLACKROCK CORPOR HI YLD FD I | 14,025 | $153 | 0.1% | $10.81 | — | COM | 09255P107 |
| — | PIMCO NY MUNICIPAL INCOME FD | 11,500 | $147 | 0.1% | $13.04 | — | COM | 72200T103 |
| WFC | WELLS FARGO CO NEW | 2,337 | $142 | 0.1% | $45.09 | 0.0% | COM | 949746101 |
| — | CHESAPEAKE ENERGY CORP | 34,130 | $135 | 0.1% | $4.94 | — | COM | 165167107 |
| — | TIME WARNER INC | 1,433 | $131 | 0.1% | $91.42 | — | COM NEW | 887317303 |
| — | MFS INTER INCOME TR | 27,800 | $115 | 0.1% | $4.84 | — | SH BEN INT | 55273C107 |
| — | ENDO INTL PLC | 13,550 | $105 | 0.1% | $8.56 | — | SHS | G30401106 |
| SLV | ISHARES SILVER TRUST | 5,725 | $92 | 0.0% | $16.07 | — | ISHARES | 46428Q109 |
| — | TIME WARNER INC | 1,000 | $91 | 0.0% | $91.42 | — | Call | 887317303 |
| GNW | GENWORTH FINL INC | 28,900 | $90 | 0.0% | $3.53 | -2.1% | COM CL A | 37247D106 |
| BAC | BANK AMER CORP | 3,050 | $90 | 0.0% | $14.54 | +56.7% | Call | 060505104 |
| M | MACYS INC | 3,500 | $88 | 0.0% | $21.94 | 0.0% | Call | 55616P104 |
| CLNE | CLEAN ENERGY FUELS CORP | 43,500 | $88 | 0.0% | $3.92 | -43.6% | COM | 184499101 |
| — | YAMANA GOLD INC | 27,500 | $86 | 0.0% | $3.85 | — | COM | 98462Y100 |
| — | ELDORADO GOLD CORP NEW | 54,000 | $77 | 0.0% | $2.94 | — | COM | 284902103 |
| XLE | SELECT SECTOR SPDR TR | 1,036 | $75 | 0.0% | $72.39 | — | ENERGY | 81369Y506 |
| M | MACYS INC | 2,950 | $74 | 0.0% | $21.94 | 0.0% | COM | 55616P104 |
| — | SUNPOWER CORP | 8,000 | $67 | 0.0% | $8.38 | — | COM | 867652406 |
| — | AK STL HLDG CORP | 10,000 | $57 | 0.0% | $5.70 | — | COM | 001547108 |
| IWF | ISHARES TR | 422 | $57 | 0.0% | $135.07 | — | RUS 1000 GRW ETF | 464287614 |
| NGD | NEW GOLD INC CDA | 17,000 | $56 | 0.0% | $4.43 | -24.2% | COM | 644535106 |
| — | PENNEY J C INC | 17,000 | $54 | 0.0% | $3.18 | — | COM | 708160106 |
| — | DREYFUS HIGH YIELD STRATEGIE | 15,700 | $52 | 0.0% | $3.98 | — | SH BEN INT | 26200S101 |
| — | BLUE APRON HLDGS INC | 12,000 | $48 | 0.0% | $4.00 | — | CL A | 09523Q101 |
| — | PANDORA MEDIA INC | 10,000 | $48 | 0.0% | $4.83 | — | Call | 698354107 |
| XLF | SELECT SECTOR SPDR TR | 1,570 | $44 | 0.0% | $28.03 | — | SBI INT-FINL | 81369Y605 |
| — | EASTERLY ACQUISITION CORP | 61,700 | $37 | 0.0% | $0.52 | — | *W EXP 07/29/202 | 27616L110 |
| TRN | TRINITY INDS INC | 1,000 | $37 | 0.0% | $18.76 | 0.0% | COM | 896522109 |
| XLI | SELECT SECTOR SPDR TR | 444 | $34 | 0.0% | $76.58 | — | SBI INT-INDS | 81369Y704 |
| SLV | ISHARES SILVER TRUST | 2,000 | $32 | 0.0% | $16.07 | — | Call | 46428Q109 |
| IWD | ISHARES TR | 239 | $30 | 0.0% | $125.52 | — | RUS 1000 VAL ETF | 464287598 |
| — | PANDORA MEDIA INC | 6,000 | $29 | 0.0% | $4.83 | — | COM | 698354107 |
| — | ABRAXAS PETE CORP | 10,500 | $26 | 0.0% | $2.32 | — | COM | 003830106 |
| — | FUELCELL ENERGY INC | 15,000 | $26 | 0.0% | $1.73 | — | COM NEW | 35952H502 |
| — | WELLS FARGO CO NEW | 800 | $22 | 0.0% | $27.50 | — | *W EXP 10/28/201 | 949746119 |
| GERN | GERON CORP | 12,000 | $22 | 0.0% | $3.17 | -36.3% | COM | 374163103 |
| — | EASTERLY ACQUISITION CORP | 2,000 | $20 | 0.0% | $10.00 | — | COM | 27616L102 |
| IVW | ISHARES TR | 127 | $19 | 0.0% | $149.61 | — | S&P 500 GRWT ETF | 464287309 |
| IVE | ISHARES TR | 162 | $19 | 0.0% | $117.28 | — | S&P 500 VAL ETF | 464287408 |
| — | TRINITY INDS INC | 10,000 | $16 | 0.0% | $1.20 | — | NOTE 3.875% 6/0 | 896522AF6 |
| IEF | ISHARES TR | 100 | $11 | 0.0% | $110.00 | — | BARCLAYS 7 10 YR | 464287440 |
| IWP | ISHARES TR | 90 | $11 | 0.0% | $122.22 | — | RUS MD CP GR ETF | 464287481 |
| AIG | AMERICAN INTL GROUP INC | 175 | $10 | 0.0% | $49.72 | 0.0% | COM NEW | 026874784 |
| IWO | ISHARES TR | 50 | $9 | 0.0% | $180.00 | — | RUS 2000 GRW ETF | 464287648 |
| LQD | ISHARES TR | 75 | $9 | 0.0% | $120.00 | — | IBOXX INV CP ETF | 464287242 |
| IWN | ISHARES TR | 54 | $7 | 0.0% | $129.63 | — | RUS 2000 VAL ETF | 464287630 |
| IWS | ISHARES TR | 79 | $7 | 0.0% | $88.61 | — | RUS MDCP VAL ETF | 464287473 |
| XLRE | SELECT SECTOR SPDR TR | 175 | $6 | 0.0% | $34.29 | — | RL EST SEL SEC | 81369Y860 |