Thomas J. Herzfeld Advisors, Inc. Diversified Active

CIK: 0001509510 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Aug 14, 2017

Total Value ($000): $227,988 (100.0% shares, 0.0% debt)

Holdings (286)

NXDT NexPoint Credit Strategies Fund 12.1%
Value ($000) $27,661 Shares 1,270,004 Est. Cost $20.05 Unrealized
Boulder Growth & Income Fund Inc 6.3%
Value ($000) $14,438 Shares 1,486,888 Est. Cost $8.47 Unrealized
Blackrock Science & Technology Trust 5.2%
Value ($000) $11,787 Shares 530,729 Est. Cost $17.71 Unrealized
Tekla Healthcare Opportunities Fund 4.0%
Value ($000) $9,206 Shares 501,956 Est. Cost $19.71 Unrealized
Central Securities Corp 4.0%
Value ($000) $9,006 Shares 361,270 Est. Cost $22.10 Unrealized
The Herzfeld Caribbean Basin Fund Inc 3.2%
Value ($000) $7,383 Shares 1,025,470 Est. Cost $7.65 Unrealized
Adams Diversified Equity Fund Inc 3.1%
Value ($000) $7,090 Shares 496,177 Est. Cost $12.54 Unrealized
Alpine Total Dynamic Dividend Fund 2.7%
Value ($000) $6,216 Shares 715,295 Est. Cost $8.25 Unrealized
Tekla World Healthcare Fund 2.7%
Value ($000) $6,138 Shares 406,239 Est. Cost $15.09 Unrealized
Liberty All Star Equity Fund 2.6%
Value ($000) $5,882 Shares 1,039,181 Est. Cost $5.40 Unrealized
MTZ MasTec Inc 2.2%
Value ($000) $5,122 Shares 113,452 Est. Cost $29.15 Unrealized +48.4%
General American Investors Co Inc 2.1%
Value ($000) $4,872 Shares 141,828 Est. Cost $32.87 Unrealized
RCL Royal Caribbean Cruises Ltd 2.0%
Value ($000) $4,524 Shares 41,413 Est. Cost $43.43 Unrealized +124.0%
CPA Copa Holdings SA 1.7%
Value ($000) $3,776 Shares 32,273 Est. Cost $81.78 Unrealized +9.9%
NCLH Norwegian Cruise Line Holdings Ltd 1.4%
Value ($000) $3,254 Shares 59,943 Est. Cost $36.67 Unrealized +40.8%
Source Capital Inc 1.4%
Value ($000) $3,222 Shares 83,373 Est. Cost $36.86 Unrealized
Alpine Global Dynamic Dividend Fund 1.4%
Value ($000) $3,179 Shares 310,761 Est. Cost $9.89 Unrealized
Tortoise Pipeline & Energy Fund Inc 1.4%
Value ($000) $3,124 Shares 160,704 Est. Cost $23.90 Unrealized
The Gabelli Healthcare & WellnessRx Trust 1.3%
Value ($000) $3,028 Shares 279,112 Est. Cost $10.26 Unrealized
Adams Natural Resources Fund Inc 1.2%
Value ($000) $2,832 Shares 151,460 Est. Cost $21.36 Unrealized
LEN Lennar Corp 1.2%
Value ($000) $2,639 Shares 49,500 Est. Cost $35.37 Unrealized +27.2%
Tri-Continental Corp 1.1%
Value ($000) $2,584 Shares 106,130 Est. Cost $18.48 Unrealized
XJEQX Aberdeen Japan Equity Fund Inc 1.1%
Value ($000) $2,513 Shares 295,608 Est. Cost $6.84 Unrealized
MINT PIMCO Enhanced Short Maturity Active Exchange-Traded Fund 1.1%
Value ($000) $2,456 Shares 24,142 Est. Cost $100.99 Unrealized
SEB Seaboard Corp 1.0%
Value ($000) $2,337 Shares 585 Est. Cost $2768.90 Unrealized +42.2%
The New Germany Fund Inc 1.0%
Value ($000) $2,319 Shares 139,452 Est. Cost $16.19 Unrealized
CX Cemex SAB de CV 1.0%
Value ($000) $2,314 Shares 245,645 Est. Cost $9.10 Unrealized
Royce Value Trust Inc 1.0%
Value ($000) $2,263 Shares 155,118 Est. Cost $14.68 Unrealized
Avenue Income Credit Strategies Fund 0.9%
Value ($000) $2,140 Shares 153,861 Est. Cost $13.72 Unrealized
Japan Smaller Capitalization Fund Inc 0.9%
Value ($000) $2,053 Shares 178,796 Est. Cost $9.24 Unrealized
XZFGX Virtus Total Return Fund Inc 0.9%
Value ($000) $1,987 Shares 162,343 Est. Cost $12.24 Unrealized
RMR Real Estate Income Fund 0.9%
Value ($000) $1,977 Shares 90,462 Est. Cost $19.47 Unrealized
CCL Carnival Corp 0.7%
Value ($000) $1,705 Shares 26,000 Est. Cost $32.69 Unrealized +72.6%
XFDEX First Trust Dynamic Europe Equity Income Fund 0.7%
Value ($000) $1,644 Shares 88,497 Est. Cost $16.43 Unrealized
WSO Watsco Inc 0.7%
Value ($000) $1,635 Shares 10,600 Est. Cost $87.67 Unrealized +63.0%
Nuveen Credit Strategies Income Fund 0.7%
Value ($000) $1,607 Shares 186,672 Est. Cost $8.98 Unrealized
CWCO Consolidated Water Co Ltd 0.7%
Value ($000) $1,606 Shares 129,538 Est. Cost $8.64 Unrealized +14.2%
AllianzGI NFJ Dividend Interest & Premium Strategy Fund 0.7%
Value ($000) $1,516 Shares 115,788 Est. Cost $12.49 Unrealized
Avianca Holdings SA 0.6%
Value ($000) $1,440 Shares 221,569 Est. Cost $8.74 Unrealized
FMX Fomento Economico Mexicano SAB de CV 0.6%
Value ($000) $1,437 Shares 14,610 Est. Cost $97.71 Unrealized
FBP First BanCorp/Puerto Rico 0.6%
Value ($000) $1,337 Shares 230,875 Est. Cost $4.81 Unrealized -4.9%
BPOP Popular Inc 0.6%
Value ($000) $1,310 Shares 31,400 Est. Cost $24.75 Unrealized +25.2%
Diversified Real Asset Income Fund 0.6%
Value ($000) $1,262 Shares 72,321 Est. Cost $17.71 Unrealized
BlackRock Credit Allocation Income Trust 0.6%
Value ($000) $1,260 Shares 93,695 Est. Cost $13.07 Unrealized
Tortoise Power and Energy Infrastructure Fund Inc 0.5%
Value ($000) $1,220 Shares 58,086 Est. Cost $19.05 Unrealized
NEE NextEra Energy Inc 0.5%
Value ($000) $1,129 Shares 8,056 Est. Cost $19.51 Unrealized +41.2%
Mexico Equity & Income Fund Inc 0.5%
Value ($000) $1,103 Shares 96,595 Est. Cost $11.85 Unrealized
VAC Marriott Vacations Worldwide Corp 0.5%
Value ($000) $1,030 Shares 8,745 Est. Cost $65.63 Unrealized +72.0%
The Taiwan Fund Inc 0.4%
Value ($000) $1,005 Shares 50,804 Est. Cost $18.48 Unrealized
Special Opportunities Fund Inc 0.4%
Value ($000) $956 Shares 62,914 Est. Cost $13.20 Unrealized
Bancolombia SA 0.4%
Value ($000) $881 Shares 19,780 Est. Cost $55.58 Unrealized
Nuveen Preferred Income Opportunities Fund 0.4%
Value ($000) $855 Shares 82,235 Est. Cost $10.27 Unrealized
Neuberger Berman MLP Income Fund Inc 0.4%
Value ($000) $841 Shares 87,401 Est. Cost $9.57 Unrealized
First Trust Energy Infrastructure Fund 0.4%
Value ($000) $833 Shares 44,370 Est. Cost $15.57 Unrealized
ATNI ATN International Inc 0.4%
Value ($000) $820 Shares 11,988 Est. Cost $59.26 Unrealized -6.5%
Cohen & Steers MLP Income and Energy Opportunity Fund Inc 0.3%
Value ($000) $747 Shares 68,783 Est. Cost $11.13 Unrealized
America Movil SAB de CV 0.3%
Value ($000) $711 Shares 44,690 Est. Cost $21.75 Unrealized
ESRT Empire State Realty Trust Inc 0.3%
Value ($000) $704 Shares 33,894 Est. Cost $20.95 Unrealized
TV Grupo Televisa SAB 0.3%
Value ($000) $692 Shares 28,400 Est. Cost $25.22 Unrealized
MLM Martin Marietta Materials Inc 0.3%
Value ($000) $668 Shares 3,000 Est. Cost $99.70 Unrealized +112.7%
VMC Vulcan Materials Co 0.3%
Value ($000) $633 Shares 5,000 Est. Cost $59.98 Unrealized +94.1%
Stonegate Bank 0.3%
Value ($000) $599 Shares 12,962 Est. Cost $46.90 Unrealized
XMHIX Pioneer Municipal High Income Trust 0.3%
Value ($000) $576 Shares 47,490 Est. Cost $11.70 Unrealized
BSV Vanguard Short-Term Bond ETF 0.2%
Value ($000) $567 Shares 7,100 Est. Cost $79.72 Unrealized
Nuveen Multi-Market Income Fund Inc 0.2%
Value ($000) $531 Shares 70,936 Est. Cost $7.49 Unrealized
Aberdeen Latin America Equity Fund Inc 0.2%
Value ($000) $512 Shares 22,110 Est. Cost $23.52 Unrealized
LIVN LivaNova PLC 0.2%
Value ($000) $510 Shares 8,330 Est. Cost $60.69 Unrealized -6.8%
NEAR iShares Short Maturity Bond ETF 0.2%
Value ($000) $503 Shares 10,000 Est. Cost $50.30 Unrealized
IHI iShares U.S. Medical Devices ETF 0.2%
Value ($000) $475 Shares 2,850 Est. Cost $128.31 Unrealized
The Korea Fund Inc 0.2%
Value ($000) $468 Shares 11,695 Est. Cost $34.59 Unrealized
Templeton Dragon Fund Inc 0.2%
Value ($000) $467 Shares 23,135 Est. Cost $19.85 Unrealized
Advent/Claymore Enhanced Growth & Income Fund 0.2%
Value ($000) $465 Shares 53,177 Est. Cost $9.05 Unrealized
ASR Grupo Aeroportuario del Sureste SAB de CV 0.2%
Value ($000) $442 Shares 2,100 Est. Cost $143.81 Unrealized
Delaware Enhanced Global Dividend and Income Fund 0.2%
Value ($000) $432 Shares 37,855 Est. Cost $11.59 Unrealized
Eaton Vance California Municipal Income Trust 0.2%
Value ($000) $412 Shares 32,904 Est. Cost $12.48 Unrealized
EVTC EVERTEC Inc 0.2%
Value ($000) $409 Shares 23,643 Est. Cost $20.34 Unrealized -23.5%
Salient Midstream & MLP Fund 0.2%
Value ($000) $380 Shares 32,395 Est. Cost $20.80 Unrealized
Macquarie Global Infrastructure Total Return Fund Inc 0.2%
Value ($000) $372 Shares 14,903 Est. Cost $21.01 Unrealized
Liberty All Star Growth Fund Inc 0.2%
Value ($000) $363 Shares 73,831 Est. Cost $4.99 Unrealized
Sprott Focus Trust Inc 0.2%
Value ($000) $363 Shares 49,278 Est. Cost $7.19 Unrealized
The Gabelli Dividend & Income Trust 0.2%
Value ($000) $361 Shares 16,550 Est. Cost $20.10 Unrealized
Nuveen Select Tax-Free Income 3 Portfolio 0.2%
Value ($000) $358 Shares 24,493 Est. Cost $14.35 Unrealized
First Trust High Income Long/Short Fund 0.2%
Value ($000) $353 Shares 20,501 Est. Cost $17.15 Unrealized
Eaton Vance California Municipal Bond Fund II 0.2%
Value ($000) $342 Shares 28,674 Est. Cost $11.93 Unrealized
Franklin Limited Duration Income Trust 0.1%
Value ($000) $339 Shares 28,651 Est. Cost $11.97 Unrealized
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund 0.1%
Value ($000) $338 Shares 30,700 Est. Cost $11.22 Unrealized
XPMAX Pioneer Municipal High Income Advantage Trust 0.1%
Value ($000) $321 Shares 27,405 Est. Cost $10.98 Unrealized
Dreyfus Municipal Bond Infrastructure Fund Inc 0.1%
Value ($000) $315 Shares 24,037 Est. Cost $12.51 Unrealized
ClearBridge American Energy MLP Fund Inc 0.1%
Value ($000) $313 Shares 34,837 Est. Cost $8.90 Unrealized
AllianceBernstein National Municipal Income Fund Inc 0.1%
Value ($000) $310 Shares 22,655 Est. Cost $13.56 Unrealized
Nuveen Global High Income Fund 0.1%
Value ($000) $306 Shares 18,130 Est. Cost $17.24 Unrealized
Putnam Municipal Opportunities Trust 0.1%
Value ($000) $303 Shares 24,251 Est. Cost $12.49 Unrealized
Putnam Managed Municipal Income Trust 0.1%
Value ($000) $301 Shares 40,063 Est. Cost $7.51 Unrealized
Western Asset/Claymore Inflation-Linked Securities & Income Fund 0.1%
Value ($000) $292 Shares 25,799 Est. Cost $11.52 Unrealized
Nuveen Select Tax-Free Income 2 Portfolio 0.1%
Value ($000) $279 Shares 20,338 Est. Cost $13.29 Unrealized
Tahoe Resources Inc 0.1%
Value ($000) $275 Shares 31,900 Est. Cost $13.64 Unrealized
WU The Western Union Co 0.1%
Value ($000) $267 Shares 14,000 Est. Cost $17.44 Unrealized
FDP Fresh Del Monte Produce Inc 0.1%
Value ($000) $255 Shares 5,000 Est. Cost $21.57 Unrealized +110.7%
Nuveen Select Tax-Free Income Portfolio 0.1%
Value ($000) $255 Shares 17,745 Est. Cost $13.92 Unrealized
Aberdeen Emerging Markets Smaller Co Opportunities Fund Inc 0.1%
Value ($000) $244 Shares 17,680 Est. Cost $13.99 Unrealized
Alliance California Municipal Income Fund Inc 0.1%
Value ($000) $240 Shares 17,511 Est. Cost $13.51 Unrealized
Eaton Vance New York Municipal Bond Fund II 0.1%
Value ($000) $237 Shares 20,000 Est. Cost $11.65 Unrealized
NSC Norfolk Southern Corp 0.1%
Value ($000) $235 Shares 1,928 Est. Cost $58.90 Unrealized +67.7%
Era Group Inc 0.1%
Value ($000) $204 Shares 21,515 Est. Cost $21.75 Unrealized
MFS Investment Grade Municipal Trust 0.1%
Value ($000) $194 Shares 19,157 Est. Cost $9.91 Unrealized
BlackRock Multi-Sector Income Trust 0.1%
Value ($000) $193 Shares 10,651 Est. Cost $16.44 Unrealized
Nuveen AMT-Free Quality Municipal Income Fund 0.1%
Value ($000) $186 Shares 13,553 Est. Cost $13.69 Unrealized
IBB iShares Nasdaq Biotechnology ETF 0.1%
Value ($000) $186 Shares 600 Est. Cost $261.75 Unrealized
The Cushing Renaissance Fund 0.1%
Value ($000) $183 Shares 10,441 Est. Cost $25.32 Unrealized
XXCHNXX The China Fund Inc 0.1%
Value ($000) $180 Shares 9,618 Est. Cost $19.18 Unrealized
The Thai Fund Inc 0.1%
Value ($000) $176 Shares 20,286 Est. Cost $18.23 Unrealized
MRK Merck & Co Inc 0.1%
Value ($000) $173 Shares 2,706 Est. Cost $38.07 Unrealized +22.3%
Blackstone / GSO Strategic Credit Fund 0.1%
Value ($000) $162 Shares 10,181 Est. Cost $16.62 Unrealized
Ares Dynamic Credit Allocation Fund Inc 0.1%
Value ($000) $159 Shares 9,696 Est. Cost $15.25 Unrealized
MMM 3M Co 0.1%
Value ($000) $158 Shares 760 Est. Cost $99.67 Unrealized +25.1%
GS The Goldman Sachs Group Inc 0.1%
Value ($000) $155 Shares 698 Est. Cost $127.90 Unrealized +44.3%
Teekay LNG Partners LP 0.1%
Value ($000) $147 Shares 9,589 Est. Cost $43.61 Unrealized
Oxford Lane Capital Corp 0.1%
Value ($000) $147 Shares 14,813 Est. Cost $10.14 Unrealized
GILD Gilead Sciences Inc 0.1%
Value ($000) $142 Shares 2,000 Est. Cost $72.12 Unrealized -33.0%
BA The Boeing Co 0.1%
Value ($000) $141 Shares 713 Est. Cost $118.53 Unrealized +47.5%
Morgan Stanley Asia-Pacific Fund Inc 0.1%
Value ($000) $141 Shares 8,485 Est. Cost $15.72 Unrealized
Nuveen Quality Municipal Income Fund 0.1%
Value ($000) $140 Shares 10,000 Est. Cost $15.07 Unrealized
UNH UnitedHealth Group Inc 0.1%
Value ($000) $138 Shares 745 Est. Cost $121.37 Unrealized +25.8%
Nuveen New Jersey Quality Municipal Income Fund 0.1%
Value ($000) $136 Shares 9,940 Est. Cost $13.98 Unrealized
XMUIX BlackRock Muni Intermediate Duration Fund Inc 0.1%
Value ($000) $135 Shares 9,580 Est. Cost $14.25 Unrealized
Aberdeen Singapore Fund Inc 0.1%
Value ($000) $134 Shares 12,135 Est. Cost $12.50 Unrealized
Royce Global Value Trust Inc 0.1%
Value ($000) $132 Shares 13,728 Est. Cost $8.91 Unrealized
Nuveen New York AMT-Free Quality Municipal Income Fund 0.1%
Value ($000) $131 Shares 10,000 Est. Cost $13.10 Unrealized
Aberdeen Indonesia Fund Inc 0.1%
Value ($000) $129 Shares 17,000 Est. Cost $10.85 Unrealized
EQS Equus Total Return Inc 0.1%
Value ($000) $127 Shares 53,796 Est. Cost $2.08 Unrealized +22.6%
BlackRock Resources & Commodities Strategy Trust 0.1%
Value ($000) $126 Shares 15,756 Est. Cost $11.52 Unrealized
TCW Strategic Income Fund Inc 0.1%
Value ($000) $124 Shares 22,000 Est. Cost $5.40 Unrealized
Nuveen Tax-Advantaged Dividend Growth Fund 0.1%
Value ($000) $123 Shares 7,665 Est. Cost $13.94 Unrealized
AMGN Amgen Inc 0.1%
Value ($000) $121 Shares 700 Est. Cost $115.39 Unrealized +8.6%
The Cushing MLP Total Return Fund 0.1%
Value ($000) $121 Shares 9,899 Est. Cost $11.77 Unrealized
MCD McDonald's Corp 0.1%
Value ($000) $120 Shares 782 Est. Cost $97.32 Unrealized +21.2%
Morgan Stanley India Investment Fund Inc 0.1%
Value ($000) $119 Shares 3,674 Est. Cost $15.45 Unrealized
IBM International Business Machines Corp 0.1%
Value ($000) $119 Shares 775 Est. Cost $95.87 Unrealized +8.2%
Inovio Pharmaceuticals Inc 0.1%
Value ($000) $118 Shares 15,000 Est. Cost $8.13 Unrealized
HD The Home Depot Inc 0.1%
Value ($000) $116 Shares 758 Est. Cost $103.07 Unrealized +20.8%
Brookfield Real Assets Income Fund Inc 0.0%
Value ($000) $113 Shares 4,855 Est. Cost $22.33 Unrealized
LMP Capital and Income Fund Inc 0.0%
Value ($000) $111 Shares 7,833 Est. Cost $16.00 Unrealized
AAPL Apple Inc 0.0%
Value ($000) $108 Shares 751 Est. Cost $23.47 Unrealized +46.2%
Celgene Corp 0.0%
Value ($000) $104 Shares 800 Est. Cost $108.75 Unrealized
JNJ Johnson & Johnson 0.0%
Value ($000) $102 Shares 768 Est. Cost $84.47 Unrealized +18.8%
Central Fund of Canada Ltd 0.0%
Value ($000) $99 Shares 8,000 Est. Cost $11.25 Unrealized
TICC Capital Corp 0.0%
Value ($000) $97 Shares 15,300 Est. Cost $6.34 Unrealized
United Technologies Corp 0.0%
Value ($000) $95 Shares 778 Est. Cost $101.65 Unrealized
BMY Bristol-Myers Squibb Co 0.0%
Value ($000) $95 Shares 1,700 Est. Cost $46.14 Unrealized -13.5%
Nuveen Municipal Credit Income Fund 0.0%
Value ($000) $95 Shares 6,352 Est. Cost $15.16 Unrealized
TRV The Travelers Cos Inc 0.0%
Value ($000) $89 Shares 701 Est. Cost $91.51 Unrealized +11.3%
PSMT PriceSmart Inc 0.0%
Value ($000) $88 Shares 1,000 Est. Cost $74.69 Unrealized +5.1%
The European Equity Fund Inc 0.0%
Value ($000) $85 Shares 9,258 Est. Cost $7.23 Unrealized
DIS The Walt Disney Co 0.0%
Value ($000) $81 Shares 765 Est. Cost $92.18 Unrealized +11.1%
Aberdeen Chile Fund Inc 0.0%
Value ($000) $77 Shares 10,859 Est. Cost $6.95 Unrealized
CAT Caterpillar Inc 0.0%
Value ($000) $76 Shares 708 Est. Cost $59.82 Unrealized +40.5%
JPM JPMorgan Chase & Co 0.0%
Value ($000) $75 Shares 820 Est. Cost $46.51 Unrealized +47.4%
CVX Chevron Corp 0.0%
Value ($000) $75 Shares 721 Est. Cost $66.85 Unrealized +9.5%
BlackRock MuniHoldings California Quality Fund Inc 0.0%
Value ($000) $72 Shares 5,000 Est. Cost $14.40 Unrealized
Nuveen Core Equity Alpha Fund 0.0%
Value ($000) $71 Shares 4,812 Est. Cost $15.65 Unrealized
SEACOR Holdings Inc 0.0%
Value ($000) $69 Shares 2,000 Est. Cost $83.00 Unrealized
PG The Procter & Gamble Co 0.0%
Value ($000) $69 Shares 789 Est. Cost $62.68 Unrealized +11.9%
Aberdeen Israel Fund Inc 0.0%
Value ($000) $69 Shares 3,550 Est. Cost $15.78 Unrealized
AXP American Express Co 0.0%
Value ($000) $67 Shares 793 Est. Cost $61.13 Unrealized +15.0%
The Asia Pacific Fund Inc 0.0%
Value ($000) $67 Shares 5,150 Est. Cost $10.17 Unrealized
GDX VanEck Vectors Gold Miners ETF 0.0%
Value ($000) $66 Shares 3,000 Est. Cost $21.00 Unrealized
EI du Pont de Nemours & Co 0.0%
Value ($000) $65 Shares 808 Est. Cost $65.06 Unrealized
V Visa Inc 0.0%
Value ($000) $65 Shares 692 Est. Cost $73.22 Unrealized +19.4%
XOM Exxon Mobil Corp 0.0%
Value ($000) $65 Shares 807 Est. Cost $55.64 Unrealized -0.3%
XXINSIXX Insight Select Income Fund 0.0%
Value ($000) $65 Shares 3,300 Est. Cost $19.70 Unrealized
ECC Eagle Point Credit Co Inc 0.0%
Value ($000) $63 Shares 3,050 Est. Cost $20.66 Unrealized
WMT Wal-Mart Stores Inc 0.0%
Value ($000) $62 Shares 818 Est. Cost $18.97 Unrealized +16.1%
ASA Gold and Precious Metals Ltd 0.0%
Value ($000) $58 Shares 5,000 Est. Cost $11.00 Unrealized
MSFT Microsoft Corp 0.0%
Value ($000) $57 Shares 831 Est. Cost $46.03 Unrealized +35.4%
Neuberger Berman High Yield Strategies Fund Inc 0.0%
Value ($000) $54 Shares 4,579 Est. Cost $11.79 Unrealized
SONY Sony Corp 0.0%
Value ($000) $52 Shares 1,370 Est. Cost $32.05 Unrealized
The GDL Fund 0.0%
Value ($000) $51 Shares 5,000 Est. Cost $10.12 Unrealized
Legg Mason BW Global Income Opportunities Fund Inc 0.0%
Value ($000) $51 Shares 3,864 Est. Cost $16.99 Unrealized
XPHTX Pioneer High Income Trust 0.0%
Value ($000) $50 Shares 5,100 Est. Cost $9.80 Unrealized
LLY Eli Lilly & Co 0.0%
Value ($000) $49 Shares 600 Est. Cost $69.71 Unrealized +2.3%
TIP iShares TIPS Bond ETF 0.0%
Value ($000) $47 Shares 410 Est. Cost $112.00 Unrealized
Advent Claymore Convertible Securities and Income Fund II 0.0%
Value ($000) $47 Shares 7,516 Est. Cost $5.46 Unrealized
Karyopharm Therapeutics Inc 0.0%
Value ($000) $44 Shares 4,868 Est. Cost $31.87 Unrealized
Deutsche Multi-Market Income Trust 0.0%
Value ($000) $42 Shares 4,751 Est. Cost $8.57 Unrealized
AllianceBernstein Global High Income Fund Inc 0.0%
Value ($000) $41 Shares 3,140 Est. Cost $12.68 Unrealized
NKE NIKE Inc 0.0%
Value ($000) $41 Shares 694 Est. Cost $52.67 Unrealized -8.4%
Royce Micro-Cap Trust Inc 0.0%
Value ($000) $41 Shares 4,780 Est. Cost $9.31 Unrealized
SMHI SEACOR Marine Holdings Inc 0.0%
Value ($000) $41 Shares 2,010 Est. Cost $19.15 Unrealized 0.0%
AllianzGI Equity & Convertible Income Fund 0.0%
Value ($000) $40 Shares 2,000 Est. Cost $19.33 Unrealized
Central and Eastern Europe Fund Inc 0.0%
Value ($000) $39 Shares 1,779 Est. Cost $29.83 Unrealized
KO The Coca-Cola Co 0.0%
Value ($000) $39 Shares 866 Est. Cost $32.51 Unrealized +3.6%
Bancroft Fund Ltd 0.0%
Value ($000) $38 Shares 1,746 Est. Cost $17.74 Unrealized
BBVA Banco Bilbao Vizcaya Argentaria SA 0.0%
Value ($000) $38 Shares 4,576 Est. Cost $6.35 Unrealized
IBN ICICI Bank Ltd 0.0%
Value ($000) $38 Shares 4,225 Est. Cost $8.90 Unrealized
VZ Verizon Communications Inc 0.0%
Value ($000) $38 Shares 855 Est. Cost $30.73 Unrealized -3.9%
RENN Fund Inc 0.0%
Value ($000) $37 Shares 28,372 Est. Cost $1.29 Unrealized
BMRN BioMarin Pharmaceutical Inc 0.0%
Value ($000) $36 Shares 400 Est. Cost $133.58 Unrealized -31.9%
BT Group PLC 0.0%
Value ($000) $36 Shares 1,843 Est. Cost $22.57 Unrealized
First Trust Mortgage Income Fund 0.0%
Value ($000) $36 Shares 2,535 Est. Cost $15.88 Unrealized
VALE Vale SA 0.0%
Value ($000) $35 Shares 4,044 Est. Cost $6.43 Unrealized
PHG Koninklijke Philips NV 0.0%
Value ($000) $33 Shares 927 Est. Cost $29.14 Unrealized
PFE Pfizer Inc 0.0%
Value ($000) $33 Shares 983 Est. Cost $19.51 Unrealized +10.7%
Nuveen NASDAQ 100 Dynamic Overwrite Fund 0.0%
Value ($000) $32 Shares 1,478 Est. Cost $18.55 Unrealized
Dreyfus Municipal Income Inc 0.0%
Value ($000) $31 Shares 3,441 Est. Cost $8.63 Unrealized
INTC Intel Corp 0.0%
Value ($000) $31 Shares 932 Est. Cost $24.77 Unrealized +19.4%
INCY Incyte Corp 0.0%
Value ($000) $30 Shares 242 Est. Cost $50.13 Unrealized +153.8%
MA Mastercard Inc 0.0%
Value ($000) $29 Shares 235 Est. Cost $100.00 Unrealized +13.1%
Morgan Stanley Income Securities Inc 0.0%
Value ($000) $28 Shares 1,555 Est. Cost $16.98 Unrealized
General Electric Co 0.0%
Value ($000) $28 Shares 1,022 Est. Cost $31.59 Unrealized
Gabelli Equity Trust Inc 0.0%
Value ($000) $27 Shares 4,304 Est. Cost $6.45 Unrealized
The Latin American Discovery Fund Inc 0.0%
Value ($000) $27 Shares 2,593 Est. Cost $10.54 Unrealized
The India Fund Inc 0.0%
Value ($000) $27 Shares 1,000 Est. Cost $25.00 Unrealized
Guggenheim Enhanced Equity Income Fund 0.0%
Value ($000) $26 Shares 3,191 Est. Cost $8.08 Unrealized
MFS Charter Income Trust 0.0%
Value ($000) $26 Shares 3,057 Est. Cost $8.50 Unrealized
Nuveen Municipal Value Fund Inc 0.0%
Value ($000) $25 Shares 2,500 Est. Cost $9.59 Unrealized
The Swiss Helvetia Fund Inc 0.0%
Value ($000) $25 Shares 1,950 Est. Cost $13.10 Unrealized
Asia Tigers Fund Inc 0.0%
Value ($000) $24 Shares 2,000 Est. Cost $11.50 Unrealized
Ladenburg Thalmann Financial Services Inc 0.0%
Value ($000) $24 Shares 10,000 Est. Cost $2.40 Unrealized
Aberdeen Greater China Fund Inc 0.0%
Value ($000) $23 Shares 2,000 Est. Cost $10.50 Unrealized
Valeant Pharmaceuticals International Inc 0.0%
Value ($000) $22 Shares 1,300 Est. Cost $14.02 Unrealized
CSCO Cisco Systems Inc 0.0%
Value ($000) $22 Shares 710 Est. Cost $20.86 Unrealized +20.1%
Putnam High Income Securities Fund 0.0%
Value ($000) $21 Shares 2,356 Est. Cost $7.92 Unrealized
MVC Capital Inc 0.0%
Value ($000) $20 Shares 2,018 Est. Cost $11.68 Unrealized
Statoil ASA 0.0%
Value ($000) $19 Shares 1,149 Est. Cost $16.54 Unrealized
ITUB Itau Unibanco Holding SA 0.0%
Value ($000) $17 Shares 1,498 Est. Cost $10.80 Unrealized
John Hancock Tax-Advantaged Dividend Income Fund 0.0%
Value ($000) $17 Shares 656 Est. Cost $22.93 Unrealized
Alexion Pharmaceuticals Inc 0.0%
Value ($000) $16 Shares 134 Est. Cost $158.36 Unrealized
Cornerstone Strategic Value Fund Inc 0.0%
Value ($000) $15 Shares 936 Est. Cost $15.70 Unrealized
ASML ASML Holding NV 0.0%
Value ($000) $15 Shares 117 Est. Cost $100.49 Unrealized
Goldman Sachs MLP Income Opportunities Fund 0.0%
Value ($000) $14 Shares 1,451 Est. Cost $10.34 Unrealized
EL The Estee Lauder Cos Inc 0.0%
Value ($000) $12 Shares 123 Est. Cost $75.80 Unrealized +8.7%
AZN AstraZeneca PLC 0.0%
Value ($000) $12 Shares 352 Est. Cost $31.13 Unrealized
Morgan Stanley Emerging Markets Fund Inc 0.0%
Value ($000) $12 Shares 716 Est. Cost $14.13 Unrealized
BlackRock Enhanced Equity Dividend Trust 0.0%
Value ($000) $12 Shares 1,367 Est. Cost $7.76 Unrealized
MUFG Mitsubishi UFJ Financial Group Inc 0.0%
Value ($000) $11 Shares 1,557 Est. Cost $7.06 Unrealized
BTI British American Tobacco PLC 0.0%
Value ($000) $11 Shares 156 Est. Cost $84.81 Unrealized
FTI TechnipFMC PLC 0.0%
Value ($000) $11 Shares 416 Est. Cost $20.69 Unrealized 0.0%
United States Oil Fund LP 0.0%
Value ($000) $10 Shares 1,000 Est. Cost $12.00 Unrealized
TD The Toronto-Dominion Bank 0.0%
Value ($000) $10 Shares 190 Est. Cost $38.60 Unrealized +25.0%
Ingersoll-Rand PLC 0.0%
Value ($000) $10 Shares 111 Est. Cost $68.06 Unrealized
CB Chubb Ltd 0.0%
Value ($000) $10 Shares 68 Est. Cost $96.06 Unrealized +25.8%
NTES NetEase Inc 0.0%
Value ($000) $10 Shares 34 Est. Cost $248.39 Unrealized
CCEP Coca-Cola European Partners PLC 0.0%
Value ($000) $10 Shares 237 Est. Cost $29.10 Unrealized +6.4%
ALLE Allegion PLC 0.0%
Value ($000) $10 Shares 126 Est. Cost $54.61 Unrealized +29.3%
China Petroleum & Chemical Corp 0.0%
Value ($000) $9 Shares 114 Est. Cost $61.35 Unrealized
BHP BHP Billiton Ltd 0.0%
Value ($000) $9 Shares 248 Est. Cost $36.29 Unrealized
PAM Pampa Energia S A 0.0%
Value ($000) $9 Shares 159 Est. Cost $54.32 Unrealized
BIDU Baidu Inc 0.0%
Value ($000) $9 Shares 49 Est. Cost $202.81 Unrealized
MET MetLife Inc 0.0%
Value ($000) $9 Shares 180 Est. Cost $26.83 Unrealized +29.1%
SNY Sanofi 0.0%
Value ($000) $9 Shares 192 Est. Cost $42.79 Unrealized
SAP SAP SE 0.0%
Value ($000) $9 Shares 83 Est. Cost $88.58 Unrealized
The Gabelli Global Small and Mid Cap Value Trust 0.0%
Value ($000) $9 Shares 700 Est. Cost $11.43 Unrealized
Credit Suisse Group AG 0.0%
Value ($000) $8 Shares 563 Est. Cost $14.16 Unrealized
CNQ Canadian Natural Resources Ltd 0.0%
Value ($000) $8 Shares 286 Est. Cost $8.79 Unrealized +15.2%
PM Philip Morris International Inc 0.0%
Value ($000) $8 Shares 66 Est. Cost $57.07 Unrealized +30.1%
SPG Simon Property Group Inc 0.0%
Value ($000) $8 Shares 52 Est. Cost $115.91 Unrealized -11.4%
DEO Diageo PLC 0.0%
Value ($000) $8 Shares 70 Est. Cost $108.88 Unrealized
ABBNY ABB Ltd 0.0%
Value ($000) $8 Shares 340 Est. Cost $23.53 Unrealized
ING ING Groep NV 0.0%
Value ($000) $8 Shares 442 Est. Cost $13.26 Unrealized
USB US Bancorp 0.0%
Value ($000) $8 Shares 157 Est. Cost $27.80 Unrealized +33.0%
KHC The Kraft Heinz Co 0.0%
Value ($000) $7 Shares 82 Est. Cost $48.31 Unrealized +25.7%
Shire PLC 0.0%
Value ($000) $7 Shares 43 Est. Cost $207.18 Unrealized
MFC Manulife Financial Corp 0.0%
Value ($000) $7 Shares 399 Est. Cost $17.63 Unrealized 0.0%
D Dominion Energy Inc 0.0%
Value ($000) $7 Shares 95 Est. Cost $46.10 Unrealized +16.6%
AEP American Electric Power Co Inc 0.0%
Value ($000) $7 Shares 99 Est. Cost $43.68 Unrealized +17.4%
PUK Prudential PLC 0.0%
Value ($000) $7 Shares 163 Est. Cost $49.45 Unrealized
OXY Occidental Petroleum Corp 0.0%
Value ($000) $6 Shares 104 Est. Cost $50.37 Unrealized -3.7%
Nuveen S&P 500 Dynamic Overwrite Fund 0.0%
Value ($000) $6 Shares 384 Est. Cost $13.59 Unrealized
Nuveen S&P 500 Buy-Write Income Fund 0.0%
Value ($000) $6 Shares 400 Est. Cost $12.72 Unrealized
MLCO Melco Resorts & Entertainment Ltd 0.0%
Value ($000) $6 Shares 269 Est. Cost $22.30 Unrealized
Ctrip.com International Ltd 0.0%
Value ($000) $6 Shares 108 Est. Cost $55.56 Unrealized
Cohen & Steers Global Income Builder Inc 0.0%
Value ($000) $6 Shares 635 Est. Cost $9.60 Unrealized
SK Telecom Co Ltd 0.0%
Value ($000) $6 Shares 218 Est. Cost $25.44 Unrealized
GW Pharmaceuticals PLC 0.0%
Value ($000) $6 Shares 63 Est. Cost $83.48 Unrealized
VEON Ltd 0.0%
Value ($000) $6 Shares 1,586 Est. Cost $4.13 Unrealized
GIL Gildan Activewear Inc 0.0%
Value ($000) $6 Shares 193 Est. Cost $25.10 Unrealized -0.2%
Deutsche Strategic Income Trust 0.0%
Value ($000) $5 Shares 400 Est. Cost $13.00 Unrealized
CVS CVS Health Corp 0.0%
Value ($000) $4 Shares 48 Est. Cost $72.11 Unrealized -16.3%
BlackRock Limited Duration Income Trust 0.0%
Value ($000) $4 Shares 250 Est. Cost $16.00 Unrealized
Clough Global Opportunities Fund 0.0%
Value ($000) $3 Shares 300 Est. Cost $12.15 Unrealized
XHNWX Pioneer Diversified High Income Trust 0.0%
Value ($000) $3 Shares 200 Est. Cost $20.00 Unrealized
Eaton Vance Enhanced Equity Income Fund 0.0%
Value ($000) $3 Shares 250 Est. Cost $12.00 Unrealized
WEN The Wendy's Co 0.0%
Value ($000) $1 Shares 42 Est. Cost $12.07 Unrealized +25.5%
Tekla Life Sciences Investors 0.0%
Value ($000) $1 Shares 68 Est. Cost $16.53 Unrealized
Delaware Investments Dividend & Income Fund Inc 0.0%
Value ($000) $1 Shares 48 Est. Cost $9.91 Unrealized
QSR Restaurant Brands International Inc 0.0%
Value ($000) $1 Shares 10 Est. Cost $52.35 Unrealized +12.5%