Location: Miami Beach, FL
CIK: 0001509510 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 14, 2017
Total Value: $228M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| NXDT | NexPoint Credit Strategies Fund | 1,270,004 | $27.66M | 12.1% | $20.05 | — | COM NEW | 65340G205 |
| — | Boulder Growth & Income Fund Inc | 1,486,888 | $14.44M | 6.3% | $8.47 | — | COM | 101507101 |
| — | Blackrock Science & Technology Trust | 530,729 | $11.79M | 5.2% | $17.71 | — | SHS | 09258G104 |
| — | Tekla Healthcare Opportunities Fund | 501,956 | $9.206M | 4.0% | $19.71 | — | SHS | 879105104 |
| — | Central Securities Corp | 361,270 | $9.006M | 4.0% | $22.10 | — | COM | 155123102 |
| — | The Herzfeld Caribbean Basin Fund Inc | 1,025,470 | $7.383M | 3.2% | $7.65 | — | COM | 42804T106 |
| — | Adams Diversified Equity Fund Inc | 496,177 | $7.09M | 3.1% | $12.54 | — | COM | 006212104 |
| — | Alpine Total Dynamic Dividend Fund | 715,295 | $6.216M | 2.7% | $8.25 | — | COM SH BEN INT N | 021060207 |
| — | Tekla World Healthcare Fund | 406,239 | $6.138M | 2.7% | $15.09 | — | BEN INT SHS | 87911L108 |
| — | Liberty All Star Equity Fund | 1,039,181 | $5.882M | 2.6% | $5.40 | — | SH BEN INT | 530158104 |
| MTZ | MasTec Inc | 113,452 | $5.122M | 2.2% | $29.15 | +48.4% | COM | 576323109 |
| — | General American Investors Co Inc | 141,828 | $4.872M | 2.1% | $32.87 | — | COM | 368802104 |
| RCL | Royal Caribbean Cruises Ltd | 41,413 | $4.524M | 2.0% | $43.43 | +124.0% | COM | V7780T103 |
| CPA | Copa Holdings SA | 32,273 | $3.776M | 1.7% | $81.78 | +9.9% | CL A | P31076105 |
| NCLH | Norwegian Cruise Line Holdings Ltd | 59,943 | $3.254M | 1.4% | $36.67 | +40.8% | SHS | G66721104 |
| — | Source Capital Inc | 83,373 | $3.222M | 1.4% | $36.86 | — | COM | 836144105 |
| — | Alpine Global Dynamic Dividend Fund | 310,761 | $3.179M | 1.4% | $9.89 | — | COM NEW | 02082E205 |
| — | Tortoise Pipeline & Energy Fund Inc | 160,704 | $3.124M | 1.4% | $23.90 | — | COM | 89148H108 |
| — | The Gabelli Healthcare & WellnessRx Trust | 279,112 | $3.028M | 1.3% | $10.26 | — | SHS | 36246K103 |
| — | Adams Natural Resources Fund Inc | 151,460 | $2.832M | 1.2% | $21.36 | — | COM | 00548F105 |
| LEN | Lennar Corp | 49,500 | $2.639M | 1.2% | $35.37 | +27.2% | CL A | 526057104 |
| — | Tri-Continental Corp | 106,130 | $2.584M | 1.1% | $18.48 | — | COM | 895436103 |
| XJEQX | Aberdeen Japan Equity Fund Inc | 295,608 | $2.513M | 1.1% | $6.84 | — | COM | 00306J109 |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 24,142 | $2.456M | 1.1% | $100.99 | — | ENHAN SHRT MA AC | 72201R833 |
| SEB | Seaboard Corp | 585 | $2.337M | 1.0% | $2768.90 | +42.2% | COM | 811543107 |
| — | The New Germany Fund Inc | 139,452 | $2.319M | 1.0% | $16.19 | — | COM | 644465106 |
| CX | Cemex SAB de CV | 245,645 | $2.314M | 1.0% | $9.10 | — | SPON ADR NEW | 151290889 |
| — | Royce Value Trust Inc | 155,118 | $2.263M | 1.0% | $14.68 | — | COM | 780910105 |
| — | Avenue Income Credit Strategies Fund | 153,861 | $2.14M | 0.9% | $13.72 | — | COM | 05358E106 |
| — | Japan Smaller Capitalization Fund Inc | 178,796 | $2.053M | 0.9% | $9.24 | — | COM | 47109U104 |
| XZFGX | Virtus Total Return Fund Inc | 162,343 | $1.987M | 0.9% | $12.24 | — | COM | 92837G100 |
| — | RMR Real Estate Income Fund | 90,462 | $1.977M | 0.9% | $19.47 | — | COM | 76970B101 |
| CCL | Carnival Corp | 26,000 | $1.705M | 0.7% | $32.69 | +72.6% | UNIT | 143658300 |
| XFDEX | First Trust Dynamic Europe Equity Income Fund | 88,497 | $1.644M | 0.7% | $16.43 | — | COM SHS | 33740D107 |
| WSO | Watsco Inc | 10,600 | $1.635M | 0.7% | $87.67 | +63.0% | COM | 942622200 |
| — | Nuveen Credit Strategies Income Fund | 186,672 | $1.607M | 0.7% | $8.98 | — | COM SHS | 67073D102 |
| CWCO | Consolidated Water Co Ltd | 129,538 | $1.606M | 0.7% | $8.64 | +14.2% | ORD | G23773107 |
| — | AllianzGI NFJ Dividend Interest & Premium Strategy Fund | 115,788 | $1.516M | 0.7% | $12.49 | — | COM | 01883A107 |
| — | Avianca Holdings SA | 221,569 | $1.44M | 0.6% | $8.74 | — | SPON ADR REP PFD | 05367G100 |
| FMX | Fomento Economico Mexicano SAB de CV | 14,610 | $1.437M | 0.6% | $97.71 | — | SPON ADR UNITS | 344419106 |
| FBP | First BanCorp/Puerto Rico | 230,875 | $1.337M | 0.6% | $4.81 | -4.9% | COM NEW | 318672706 |
| BPOP | Popular Inc | 31,400 | $1.31M | 0.6% | $24.75 | +25.2% | COM NEW | 733174700 |
| — | Diversified Real Asset Income Fund | 72,321 | $1.262M | 0.6% | $17.71 | — | COM SHS | 25533B108 |
| — | BlackRock Credit Allocation Income Trust | 93,695 | $1.26M | 0.6% | $13.07 | — | COM | 092508100 |
| — | Tortoise Power and Energy Infrastructure Fund Inc | 58,086 | $1.22M | 0.5% | $19.05 | — | COM | 89147X104 |
| NEE | NextEra Energy Inc | 8,056 | $1.129M | 0.5% | $19.51 | +41.2% | COM | 65339F101 |
| — | Mexico Equity & Income Fund Inc | 96,595 | $1.103M | 0.5% | $11.85 | — | COM | 592834105 |
| VAC | Marriott Vacations Worldwide Corp | 8,745 | $1.03M | 0.5% | $65.63 | +72.0% | COM | 57164Y107 |
| — | The Taiwan Fund Inc | 50,804 | $1.005M | 0.4% | $18.48 | — | COM | 874036106 |
| — | Special Opportunities Fund Inc | 62,914 | $956K | 0.4% | $13.20 | — | COM | 84741T104 |
| — | Bancolombia SA | 19,780 | $881K | 0.4% | $55.58 | — | SPON ADR PREF | 05968L102 |
| — | Nuveen Preferred Income Opportunities Fund | 82,235 | $855K | 0.4% | $10.27 | — | COM | 67073B106 |
| — | Neuberger Berman MLP Income Fund Inc | 87,401 | $841K | 0.4% | $9.57 | — | COM | 64129H104 |
| — | First Trust Energy Infrastructure Fund | 44,370 | $833K | 0.4% | $15.57 | — | COM | 33738C103 |
| ATNI | ATN International Inc | 11,988 | $820K | 0.4% | $59.26 | -6.5% | COM | 00215F107 |
| — | Cohen & Steers MLP Income and Energy Opportunity Fund Inc | 68,783 | $747K | 0.3% | $11.13 | — | COM SHS | 19249B106 |
| — | America Movil SAB de CV | 44,690 | $711K | 0.3% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| ESRT | Empire State Realty Trust Inc | 33,894 | $704K | 0.3% | $20.95 | — | CL A | 292104106 |
| TV | Grupo Televisa SAB | 28,400 | $692K | 0.3% | $25.22 | — | SPON ADR REP ORD | 40049J206 |
| MLM | Martin Marietta Materials Inc | 3,000 | $668K | 0.3% | $99.70 | +112.7% | COM | 573284106 |
| VMC | Vulcan Materials Co | 5,000 | $633K | 0.3% | $59.98 | +94.1% | COM | 929160109 |
| — | Stonegate Bank | 12,962 | $599K | 0.3% | $46.90 | — | COM | 861811107 |
| XMHIX | Pioneer Municipal High Income Trust | 47,490 | $576K | 0.3% | $11.70 | — | COM SHS | 723763108 |
| BSV | Vanguard Short-Term Bond ETF | 7,100 | $567K | 0.2% | $79.72 | — | SHORT TRM BOND | 921937827 |
| — | Nuveen Multi-Market Income Fund Inc | 70,936 | $531K | 0.2% | $7.49 | — | COM | 67075J107 |
| — | Aberdeen Latin America Equity Fund Inc | 22,110 | $512K | 0.2% | $23.52 | — | COM | 00306K106 |
| LIVN | LivaNova PLC | 8,330 | $510K | 0.2% | $60.69 | -6.8% | SHS | G5509L101 |
| NEAR | iShares Short Maturity Bond ETF | 10,000 | $503K | 0.2% | $50.30 | — | SHT MAT BD ETF | 46431W507 |
| IHI | iShares U.S. Medical Devices ETF | 2,850 | $475K | 0.2% | $128.31 | — | U.S. MED DVC ETF | 464288810 |
| — | The Korea Fund Inc | 11,695 | $468K | 0.2% | $34.59 | — | COM NEW | 500634209 |
| — | Templeton Dragon Fund Inc | 23,135 | $467K | 0.2% | $19.85 | — | COM | 88018T101 |
| — | Advent/Claymore Enhanced Growth & Income Fund | 53,177 | $465K | 0.2% | $9.05 | — | COM | 00765E104 |
| ASR | Grupo Aeroportuario del Sureste SAB de CV | 2,100 | $442K | 0.2% | $143.81 | — | SPON ADR SER B | 40051E202 |
| — | Delaware Enhanced Global Dividend and Income Fund | 37,855 | $432K | 0.2% | $11.59 | — | COM | 246060107 |
| — | Eaton Vance California Municipal Income Trust | 32,904 | $412K | 0.2% | $12.48 | — | SH BEN INT | 27826F101 |
| EVTC | EVERTEC Inc | 23,643 | $409K | 0.2% | $20.34 | -23.5% | COM | 30040P103 |
| — | Salient Midstream & MLP Fund | 32,395 | $380K | 0.2% | $20.80 | — | SH BEN INT | 79471V105 |
| — | Macquarie Global Infrastructure Total Return Fund Inc | 14,903 | $372K | 0.2% | $21.01 | — | COM | 55608D101 |
| — | Liberty All Star Growth Fund Inc | 73,831 | $363K | 0.2% | $4.99 | — | COM | 529900102 |
| — | Sprott Focus Trust Inc | 49,278 | $363K | 0.2% | $7.19 | — | COM | 85208J109 |
| — | The Gabelli Dividend & Income Trust | 16,550 | $361K | 0.2% | $20.10 | — | COM | 36242H104 |
| — | Nuveen Select Tax-Free Income 3 Portfolio | 24,493 | $358K | 0.2% | $14.35 | — | SH BEN INT | 67063X100 |
| — | First Trust High Income Long/Short Fund | 20,501 | $353K | 0.2% | $17.15 | — | COM | 33738E109 |
| — | Eaton Vance California Municipal Bond Fund II | 28,674 | $342K | 0.2% | $11.93 | — | COM | 27828C106 |
| — | Franklin Limited Duration Income Trust | 28,651 | $339K | 0.1% | $11.97 | — | COM | 35472T101 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 30,700 | $338K | 0.1% | $11.22 | — | COM | 95766R104 |
| XPMAX | Pioneer Municipal High Income Advantage Trust | 27,405 | $321K | 0.1% | $10.98 | — | COM | 723762100 |
| — | Dreyfus Municipal Bond Infrastructure Fund Inc | 24,037 | $315K | 0.1% | $12.51 | — | SHS | 26203D101 |
| — | ClearBridge American Energy MLP Fund Inc | 34,837 | $313K | 0.1% | $8.90 | — | COM | 184691103 |
| — | AllianceBernstein National Municipal Income Fund Inc | 22,655 | $310K | 0.1% | $13.56 | — | COM | 01864U106 |
| — | Nuveen Global High Income Fund | 18,130 | $306K | 0.1% | $17.24 | — | SHS | 67075G103 |
| — | Putnam Municipal Opportunities Trust | 24,251 | $303K | 0.1% | $12.49 | — | SH BEN INT | 746922103 |
| — | Putnam Managed Municipal Income Trust | 40,063 | $301K | 0.1% | $7.51 | — | COM | 746823103 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 25,799 | $292K | 0.1% | $11.52 | — | COM SH BEN INT | 95766Q106 |
| — | Nuveen Select Tax-Free Income 2 Portfolio | 20,338 | $279K | 0.1% | $13.29 | — | SH BEN INT | 67063C106 |
| — | Tahoe Resources Inc | 31,900 | $275K | 0.1% | $13.64 | — | COM | 873868103 |
| WU | The Western Union Co | 14,000 | $267K | 0.1% | $17.44 | — | COM | 959802109 |
| — | Nuveen Select Tax-Free Income Portfolio | 17,745 | $255K | 0.1% | $13.92 | — | SH BEN INT | 67062F100 |
| FDP | Fresh Del Monte Produce Inc | 5,000 | $255K | 0.1% | $21.57 | +110.7% | ORD | G36738105 |
| — | Aberdeen Emerging Markets Smaller Co Opportunities Fund Inc | 17,680 | $244K | 0.1% | $13.99 | — | COM | 00301T102 |
| — | Alliance California Municipal Income Fund Inc | 17,511 | $240K | 0.1% | $13.51 | — | COM | 018546101 |
| — | Eaton Vance New York Municipal Bond Fund II | 20,000 | $237K | 0.1% | $11.65 | — | COM | 27828T109 |
| NSC | Norfolk Southern Corp | 1,928 | $235K | 0.1% | $58.90 | +67.7% | COM | 655844108 |
| — | Era Group Inc | 21,515 | $204K | 0.1% | $21.75 | — | COM | 26885G109 |
| — | MFS Investment Grade Municipal Trust | 19,157 | $194K | 0.1% | $9.91 | — | SH BEN INT | 59318B108 |
| — | BlackRock Multi-Sector Income Trust | 10,651 | $193K | 0.1% | $16.44 | — | COM | 09258A107 |
| — | Nuveen AMT-Free Quality Municipal Income Fund | 13,553 | $186K | 0.1% | $13.69 | — | COM | 670657105 |
| IBB | iShares Nasdaq Biotechnology ETF | 600 | $186K | 0.1% | $261.75 | — | NASDQ BIOTEC ETF | 464287556 |
| — | The Cushing Renaissance Fund | 10,441 | $183K | 0.1% | $25.32 | — | COM | 231647108 |
| XXCHNXX | The China Fund Inc | 9,618 | $180K | 0.1% | $19.18 | — | COM | 169373107 |
| — | The Thai Fund Inc | 20,286 | $176K | 0.1% | $18.23 | — | COM | 882904105 |
| MRK | Merck & Co Inc | 2,706 | $173K | 0.1% | $38.07 | +22.3% | COM | 58933Y105 |
| — | Blackstone / GSO Strategic Credit Fund | 10,181 | $162K | 0.1% | $16.62 | — | COM SH BEN IN | 09257R101 |
| — | Ares Dynamic Credit Allocation Fund Inc | 9,696 | $159K | 0.1% | $15.25 | — | COM | 04014F102 |
| MMM | 3M Co | 760 | $158K | 0.1% | $99.67 | +25.1% | COM | 88579Y101 |
| GS | The Goldman Sachs Group Inc | 698 | $155K | 0.1% | $127.90 | +44.3% | COM | 38141G104 |
| — | Teekay LNG Partners LP | 9,589 | $147K | 0.1% | $43.61 | — | PRTNRSP UNITS | Y8564M105 |
| — | Oxford Lane Capital Corp | 14,813 | $147K | 0.1% | $10.14 | — | COM | 691543102 |
| GILD | Gilead Sciences Inc | 2,000 | $142K | 0.1% | $72.12 | -33.0% | COM | 375558103 |
| BA | The Boeing Co | 713 | $141K | 0.1% | $118.53 | +47.5% | COM | 097023105 |
| — | Morgan Stanley Asia-Pacific Fund Inc | 8,485 | $141K | 0.1% | $15.72 | — | COM | 61744U106 |
| — | Nuveen Quality Municipal Income Fund | 10,000 | $140K | 0.1% | $15.07 | — | COM | 67066V101 |
| UNH | UnitedHealth Group Inc | 745 | $138K | 0.1% | $121.37 | +25.8% | COM | 91324P102 |
| — | Nuveen New Jersey Quality Municipal Income Fund | 9,940 | $136K | 0.1% | $13.98 | — | COM | 67069Y102 |
| XMUIX | BlackRock Muni Intermediate Duration Fund Inc | 9,580 | $135K | 0.1% | $14.25 | — | COM | 09253X102 |
| — | Aberdeen Singapore Fund Inc | 12,135 | $134K | 0.1% | $12.50 | — | COM | 003244100 |
| — | Royce Global Value Trust Inc | 13,728 | $132K | 0.1% | $8.91 | — | COM | 78081T104 |
| — | Nuveen New York AMT-Free Quality Municipal Income Fund | 10,000 | $131K | 0.1% | $13.10 | — | COM | 670656107 |
| — | Aberdeen Indonesia Fund Inc | 17,000 | $129K | 0.1% | $10.85 | — | COM | 00305P106 |
| EQS | Equus Total Return Inc | 53,796 | $127K | 0.1% | $2.08 | +22.6% | COM | 294766100 |
| — | BlackRock Resources & Commodities Strategy Trust | 15,756 | $126K | 0.1% | $11.52 | — | SHS | 09257A108 |
| — | TCW Strategic Income Fund Inc | 22,000 | $124K | 0.1% | $5.40 | — | COM | 872340104 |
| — | Nuveen Tax-Advantaged Dividend Growth Fund | 7,665 | $123K | 0.1% | $13.94 | — | COM | 67073G105 |
| AMGN | Amgen Inc | 700 | $121K | 0.1% | $115.39 | +8.6% | COM | 031162100 |
| — | The Cushing MLP Total Return Fund | 9,899 | $121K | 0.1% | $11.77 | — | COM NEW | 231631201 |
| MCD | McDonald's Corp | 782 | $120K | 0.1% | $97.32 | +21.2% | COM | 580135101 |
| — | Morgan Stanley India Investment Fund Inc | 3,674 | $119K | 0.1% | $15.45 | — | COM | 61745C105 |
| IBM | International Business Machines Corp | 775 | $119K | 0.1% | $95.87 | +8.2% | COM | 459200101 |
| — | Inovio Pharmaceuticals Inc | 15,000 | $118K | 0.1% | $8.13 | — | COM NEW | 45773H201 |
| HD | The Home Depot Inc | 758 | $116K | 0.1% | $103.07 | +20.8% | COM | 437076102 |
| — | Brookfield Real Assets Income Fund Inc | 4,855 | $113K | 0.0% | $22.33 | — | SH BEN INT | 112830104 |
| — | LMP Capital and Income Fund Inc | 7,833 | $111K | 0.0% | $16.00 | — | COM | 50208A102 |
| AAPL | Apple Inc | 751 | $108K | 0.0% | $23.47 | +46.2% | COM | 037833100 |
| — | Celgene Corp | 800 | $104K | 0.0% | $108.75 | — | COM | 151020104 |
| JNJ | Johnson & Johnson | 768 | $102K | 0.0% | $84.47 | +18.8% | COM | 478160104 |
| — | Central Fund of Canada Ltd | 8,000 | $99,000 | 0.0% | $11.25 | — | CL A | 153501101 |
| — | TICC Capital Corp | 15,300 | $97,000 | 0.0% | $6.34 | — | COM | 87244T109 |
| BMY | Bristol-Myers Squibb Co | 1,700 | $95,000 | 0.0% | $46.14 | -13.5% | COM | 110122108 |
| — | United Technologies Corp | 778 | $95,000 | 0.0% | $101.65 | — | COM | 913017109 |
| — | Nuveen Municipal Credit Income Fund | 6,352 | $95,000 | 0.0% | $15.16 | — | COM SH BEN IT | 67070X101 |
| TRV | The Travelers Cos Inc | 701 | $89,000 | 0.0% | $91.51 | +11.3% | COM | 89417E109 |
| PSMT | PriceSmart Inc | 1,000 | $88,000 | 0.0% | $74.69 | +5.1% | COM | 741511109 |
| — | The European Equity Fund Inc | 9,258 | $85,000 | 0.0% | $7.23 | — | COM | 298768102 |
| DIS | The Walt Disney Co | 765 | $81,000 | 0.0% | $92.18 | +11.1% | COM DISNEY | 254687106 |
| — | Aberdeen Chile Fund Inc | 10,859 | $77,000 | 0.0% | $6.95 | — | COM | 00301W105 |
| CAT | Caterpillar Inc | 708 | $76,000 | 0.0% | $59.82 | +40.5% | COM | 149123101 |
| JPM | JPMorgan Chase & Co | 820 | $75,000 | 0.0% | $46.51 | +47.4% | COM | 46625H100 |
| CVX | Chevron Corp | 721 | $75,000 | 0.0% | $66.85 | +9.5% | COM | 166764100 |
| — | BlackRock MuniHoldings California Quality Fund Inc | 5,000 | $72,000 | 0.0% | $14.40 | — | COM | 09254L107 |
| — | Nuveen Core Equity Alpha Fund | 4,812 | $71,000 | 0.0% | $15.65 | — | COM | 67090X107 |
| — | Aberdeen Israel Fund Inc | 3,550 | $69,000 | 0.0% | $15.78 | — | COM | 00301L109 |
| PG | The Procter & Gamble Co | 789 | $69,000 | 0.0% | $62.68 | +11.9% | COM | 742718109 |
| — | SEACOR Holdings Inc | 2,000 | $69,000 | 0.0% | $83.00 | — | COM | 811904101 |
| — | The Asia Pacific Fund Inc | 5,150 | $67,000 | 0.0% | $10.17 | — | COM | 044901106 |
| AXP | American Express Co | 793 | $67,000 | 0.0% | $61.13 | +15.0% | COM | 025816109 |
| GDX | VanEck Vectors Gold Miners ETF | 3,000 | $66,000 | 0.0% | $21.00 | — | GOLD MINERS ETF | 92189F106 |
| V | Visa Inc | 692 | $65,000 | 0.0% | $73.22 | +19.4% | COM CL A | 92826C839 |
| — | EI du Pont de Nemours & Co | 808 | $65,000 | 0.0% | $65.06 | — | COM | 263534109 |
| XOM | Exxon Mobil Corp | 807 | $65,000 | 0.0% | $55.64 | -0.3% | COM | 30231G102 |
| XXINSIXX | Insight Select Income Fund | 3,300 | $65,000 | 0.0% | $19.70 | — | COM | 45781W109 |
| ECC | Eagle Point Credit Co Inc | 3,050 | $63,000 | 0.0% | $20.66 | — | COM | 269808101 |
| WMT | Wal-Mart Stores Inc | 818 | $62,000 | 0.0% | $18.97 | +16.1% | COM | 931142103 |
| — | ASA Gold and Precious Metals Ltd | 5,000 | $58,000 | 0.0% | $11.00 | — | SHS | G3156P103 |
| MSFT | Microsoft Corp | 831 | $57,000 | 0.0% | $46.03 | +35.4% | COM | 594918104 |
| — | Neuberger Berman High Yield Strategies Fund Inc | 4,579 | $54,000 | 0.0% | $11.79 | — | COM | 64128C106 |
| SONY | Sony Corp | 1,370 | $52,000 | 0.0% | $32.05 | — | SPONSORED ADR | 835699307 |
| — | The GDL Fund | 5,000 | $51,000 | 0.0% | $10.12 | — | COM SH BEN IT | 361570104 |
| — | Legg Mason BW Global Income Opportunities Fund Inc | 3,864 | $51,000 | 0.0% | $16.99 | — | COM | 52469B100 |
| XPHTX | Pioneer High Income Trust | 5,100 | $50,000 | 0.0% | $9.80 | — | COM | 72369H106 |
| LLY | Eli Lilly & Co | 600 | $49,000 | 0.0% | $69.71 | +2.3% | COM | 532457108 |
| — | Advent Claymore Convertible Securities and Income Fund II | 7,516 | $47,000 | 0.0% | $5.46 | — | COM | 007639107 |
| TIP | iShares TIPS Bond ETF | 410 | $47,000 | 0.0% | $112.00 | — | TIPS BD ETF | 464287176 |
| — | Karyopharm Therapeutics Inc | 4,868 | $44,000 | 0.0% | $31.87 | — | COM | 48576U106 |
| — | Deutsche Multi-Market Income Trust | 4,751 | $42,000 | 0.0% | $8.57 | — | SHS | 25160E102 |
| — | Royce Micro-Cap Trust Inc | 4,780 | $41,000 | 0.0% | $9.31 | — | COM | 780915104 |
| SMHI | SEACOR Marine Holdings Inc | 2,010 | $41,000 | 0.0% | $19.15 | 0.0% | COM | 78413P101 |
| — | AllianceBernstein Global High Income Fund Inc | 3,140 | $41,000 | 0.0% | $12.68 | — | COM | 01879R106 |
| NKE | NIKE Inc | 694 | $41,000 | 0.0% | $52.67 | -8.4% | CL B | 654106103 |
| — | AllianzGI Equity & Convertible Income Fund | 2,000 | $40,000 | 0.0% | $19.33 | — | COM | 018829101 |
| — | Central and Eastern Europe Fund Inc | 1,779 | $39,000 | 0.0% | $29.83 | — | COM | 153436100 |
| KO | The Coca-Cola Co | 866 | $39,000 | 0.0% | $32.51 | +3.6% | COM | 191216100 |
| IBN | ICICI Bank Ltd | 4,225 | $38,000 | 0.0% | $8.90 | — | ADR | 45104G104 |
| BBVA | Banco Bilbao Vizcaya Argentaria SA | 4,576 | $38,000 | 0.0% | $6.35 | — | SPONSORED ADR | 05946K101 |
| — | Bancroft Fund Ltd | 1,746 | $38,000 | 0.0% | $17.74 | — | COM | 059695106 |
| VZ | Verizon Communications Inc | 855 | $38,000 | 0.0% | $30.73 | -3.9% | COM | 92343V104 |
| — | RENN Fund Inc | 28,372 | $37,000 | 0.0% | $1.29 | — | COM | 759720105 |
| — | First Trust Mortgage Income Fund | 2,535 | $36,000 | 0.0% | $15.88 | — | COM SHS | 33734E103 |
| — | BT Group PLC | 1,843 | $36,000 | 0.0% | $22.57 | — | ADR | 05577E101 |
| BMRN | BioMarin Pharmaceutical Inc | 400 | $36,000 | 0.0% | $133.58 | -31.9% | COM | 09061G101 |
| VALE | Vale SA | 4,044 | $35,000 | 0.0% | $6.43 | — | ADR | 91912E105 |
| PHG | Koninklijke Philips NV | 927 | $33,000 | 0.0% | $29.14 | — | NY REG SH NEW | 500472303 |
| PFE | Pfizer Inc | 983 | $33,000 | 0.0% | $19.51 | +10.7% | COM | 717081103 |
| — | Nuveen NASDAQ 100 Dynamic Overwrite Fund | 1,478 | $32,000 | 0.0% | $18.55 | — | COM SHS | 670699107 |
| — | Dreyfus Municipal Income Inc | 3,441 | $31,000 | 0.0% | $8.63 | — | COM | 26201R102 |
| INTC | Intel Corp | 932 | $31,000 | 0.0% | $24.77 | +19.4% | COM | 458140100 |
| INCY | Incyte Corp | 242 | $30,000 | 0.0% | $50.13 | +153.8% | COM | 45337C102 |
| MA | Mastercard Inc | 235 | $29,000 | 0.0% | $100.00 | +13.1% | CL A | 57636Q104 |
| — | Morgan Stanley Income Securities Inc | 1,555 | $28,000 | 0.0% | $16.98 | — | INCOME SECS INC | 61745P874 |
| — | General Electric Co | 1,022 | $28,000 | 0.0% | $31.59 | — | COM | 369604103 |
| — | Gabelli Equity Trust Inc | 4,304 | $27,000 | 0.0% | $6.45 | — | COM | 362397101 |
| — | The India Fund Inc | 1,000 | $27,000 | 0.0% | $25.00 | — | COM | 454089103 |
| — | The Latin American Discovery Fund Inc | 2,593 | $27,000 | 0.0% | $10.54 | — | COM | 51828C106 |
| — | MFS Charter Income Trust | 3,057 | $26,000 | 0.0% | $8.50 | — | SH BEN INT | 552727109 |
| — | Guggenheim Enhanced Equity Income Fund | 3,191 | $26,000 | 0.0% | $8.08 | — | COM | 40167B100 |
| — | Nuveen Municipal Value Fund Inc | 2,500 | $25,000 | 0.0% | $9.59 | — | COM | 670928100 |
| — | The Swiss Helvetia Fund Inc | 1,950 | $25,000 | 0.0% | $13.10 | — | COM | 870875101 |
| — | Ladenburg Thalmann Financial Services Inc | 10,000 | $24,000 | 0.0% | $2.40 | — | COM | 50575Q102 |
| — | Asia Tigers Fund Inc | 2,000 | $24,000 | 0.0% | $11.50 | — | COM | 04516T105 |
| — | Aberdeen Greater China Fund Inc | 2,000 | $23,000 | 0.0% | $10.50 | — | COM | 003031101 |
| — | Valeant Pharmaceuticals International Inc | 1,300 | $22,000 | 0.0% | $14.02 | — | COM | 91911K102 |
| CSCO | Cisco Systems Inc | 710 | $22,000 | 0.0% | $20.86 | +20.1% | COM | 17275R102 |
| — | Putnam High Income Securities Fund | 2,356 | $21,000 | 0.0% | $7.92 | — | SH BEN INT | 746779107 |
| — | MVC Capital Inc | 2,018 | $20,000 | 0.0% | $11.68 | — | COM | 553829102 |
| — | Statoil ASA | 1,149 | $19,000 | 0.0% | $16.54 | — | SPONSORED ADR | 85771P102 |
| — | John Hancock Tax-Advantaged Dividend Income Fund | 656 | $17,000 | 0.0% | $22.93 | — | COM | 41013V100 |
| ITUB | Itau Unibanco Holding SA | 1,498 | $17,000 | 0.0% | $10.80 | — | SPON ADR REP PFD | 465562106 |
| — | Alexion Pharmaceuticals Inc | 134 | $16,000 | 0.0% | $158.36 | — | COM | 015351109 |
| ASML | ASML Holding NV | 117 | $15,000 | 0.0% | $100.49 | — | N Y REGISTRY SHS | N07059210 |
| — | Cornerstone Strategic Value Fund Inc | 936 | $15,000 | 0.0% | $15.70 | — | COM | 21924B302 |
| — | Goldman Sachs MLP Income Opportunities Fund | 1,451 | $14,000 | 0.0% | $10.34 | — | COM SHS | 38147W103 |
| EL | The Estee Lauder Cos Inc | 123 | $12,000 | 0.0% | $75.80 | +8.7% | CL A | 518439104 |
| — | Morgan Stanley Emerging Markets Fund Inc | 716 | $12,000 | 0.0% | $14.13 | — | COM | 61744G107 |
| AZN | AstraZeneca PLC | 352 | $12,000 | 0.0% | $31.13 | — | SPONSORED ADR | 046353108 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,367 | $12,000 | 0.0% | $7.76 | — | COM | 09251A104 |
| FTI | TechnipFMC PLC | 416 | $11,000 | 0.0% | $20.69 | 0.0% | COM | G87110105 |
| BTI | British American Tobacco PLC | 156 | $11,000 | 0.0% | $84.81 | — | SPONSORED ADR | 110448107 |
| MUFG | Mitsubishi UFJ Financial Group Inc | 1,557 | $11,000 | 0.0% | $7.06 | — | SPONSORED ADR | 606822104 |
| — | United States Oil Fund LP | 1,000 | $10,000 | 0.0% | $12.00 | — | UNITS | 91232N108 |
| CCEP | Coca-Cola European Partners PLC | 237 | $10,000 | 0.0% | $29.10 | +6.4% | SHS | G25839104 |
| CB | Chubb Ltd | 68 | $10,000 | 0.0% | $96.06 | +25.8% | COM | H1467J104 |
| TD | The Toronto-Dominion Bank | 190 | $10,000 | 0.0% | $38.60 | +25.0% | COM NEW | 891160509 |
| NTES | NetEase Inc | 34 | $10,000 | 0.0% | $248.39 | — | SPONSORED ADR | 64110W102 |
| ALLE | Allegion PLC | 126 | $10,000 | 0.0% | $54.61 | +29.3% | ORD SHS | G0176J109 |
| — | Ingersoll-Rand PLC | 111 | $10,000 | 0.0% | $68.06 | — | SHS | G47791101 |
| SNY | Sanofi | 192 | $9,000 | 0.0% | $42.79 | — | SPONSORED ADR | 80105N105 |
| SAP | SAP SE | 83 | $9,000 | 0.0% | $88.58 | — | SPON ADR | 803054204 |
| — | The Gabelli Global Small and Mid Cap Value Trust | 700 | $9,000 | 0.0% | $11.43 | — | COM | 36249W104 |
| — | China Petroleum & Chemical Corp | 114 | $9,000 | 0.0% | $61.35 | — | SPON ADR H SHS | 16941R108 |
| MET | MetLife Inc | 180 | $9,000 | 0.0% | $26.83 | +29.1% | COM | 59156R108 |
| BHP | BHP Billiton Ltd | 248 | $9,000 | 0.0% | $36.29 | — | SPONSORED ADR | 088606108 |
| BIDU | Baidu Inc | 49 | $9,000 | 0.0% | $202.81 | — | SPON ADR REP A | 056752108 |
| PAM | Pampa Energia S A | 159 | $9,000 | 0.0% | $54.32 | — | SPONS ADR LVL I | 697660207 |
| PM | Philip Morris International Inc | 66 | $8,000 | 0.0% | $57.07 | +30.1% | COM | 718172109 |
| SPG | Simon Property Group Inc | 52 | $8,000 | 0.0% | $115.91 | -11.4% | COM | 828806109 |
| ING | ING Groep NV | 442 | $8,000 | 0.0% | $13.26 | — | SPONSORED ADR | 456837103 |
| CNQ | Canadian Natural Resources Ltd | 286 | $8,000 | 0.0% | $8.79 | +15.2% | COM | 136385101 |
| — | Credit Suisse Group AG | 563 | $8,000 | 0.0% | $14.16 | — | SPONSORED ADR | 225401108 |
| DEO | Diageo PLC | 70 | $8,000 | 0.0% | $108.88 | — | SPON ADR NEW | 25243Q205 |
| USB | US Bancorp | 157 | $8,000 | 0.0% | $27.80 | +33.0% | COM NEW | 902973304 |
| ABBNY | ABB Ltd | 340 | $8,000 | 0.0% | $23.53 | — | SPONSORED ADR | 000375204 |
| D | Dominion Energy Inc | 95 | $7,000 | 0.0% | $46.10 | +16.6% | COM | 25746U109 |
| MFC | Manulife Financial Corp | 399 | $7,000 | 0.0% | $17.63 | 0.0% | COM | 56501R106 |
| KHC | The Kraft Heinz Co | 82 | $7,000 | 0.0% | $48.31 | +25.7% | COM | 500754106 |
| AEP | American Electric Power Co Inc | 99 | $7,000 | 0.0% | $43.68 | +17.4% | COM | 025537101 |
| PUK | Prudential PLC | 163 | $7,000 | 0.0% | $49.45 | — | ADR | 74435K204 |
| — | Shire PLC | 43 | $7,000 | 0.0% | $207.18 | — | SPONSORED ADR | 82481R106 |
| — | GW Pharmaceuticals PLC | 63 | $6,000 | 0.0% | $83.48 | — | ADS | 36197T103 |
| — | SK Telecom Co Ltd | 218 | $6,000 | 0.0% | $25.44 | — | SPONSORED ADR | 78440P108 |
| GIL | Gildan Activewear Inc | 193 | $6,000 | 0.0% | $25.10 | -0.2% | COM | 375916103 |
| — | VEON Ltd | 1,586 | $6,000 | 0.0% | $4.13 | — | SPONSORED ADR | 91822M106 |
| MLCO | Melco Resorts & Entertainment Ltd | 269 | $6,000 | 0.0% | $22.30 | — | ADR | 585464100 |
| — | Cohen & Steers Global Income Builder Inc | 635 | $6,000 | 0.0% | $9.60 | — | COM | 19248M103 |
| — | Ctrip.com International Ltd | 108 | $6,000 | 0.0% | $55.56 | — | AMERICAN DEP SHS | 22943F100 |
| — | Nuveen S&P 500 Buy-Write Income Fund | 400 | $6,000 | 0.0% | $12.72 | — | COM | 6706ER101 |
| OXY | Occidental Petroleum Corp | 104 | $6,000 | 0.0% | $50.37 | -3.7% | COM | 674599105 |
| — | Nuveen S&P 500 Dynamic Overwrite Fund | 384 | $6,000 | 0.0% | $13.59 | — | COM | 6706EW100 |
| — | Deutsche Strategic Income Trust | 400 | $5,000 | 0.0% | $13.00 | — | SHS | 25160F109 |
| CVS | CVS Health Corp | 48 | $4,000 | 0.0% | $72.11 | -16.3% | COM | 126650100 |
| — | BlackRock Limited Duration Income Trust | 250 | $4,000 | 0.0% | $16.00 | — | COM SHS | 09249W101 |
| XHNWX | Pioneer Diversified High Income Trust | 200 | $3,000 | 0.0% | $20.00 | — | COM | 723653101 |
| — | Clough Global Opportunities Fund | 300 | $3,000 | 0.0% | $12.15 | — | SH BEN INT | 18914E106 |
| — | Eaton Vance Enhanced Equity Income Fund | 250 | $3,000 | 0.0% | $12.00 | — | COM | 278274105 |
| — | Tekla Life Sciences Investors | 68 | $1,000 | 0.0% | $16.53 | — | SH BEN INT | 87911K100 |
| QSR | Restaurant Brands International Inc | 10 | $1,000 | 0.0% | $52.35 | +12.5% | COM | 76131D103 |
| — | Delaware Investments Dividend & Income Fund Inc | 48 | $1,000 | 0.0% | $9.91 | — | COM | 245915103 |
| WEN | The Wendy's Co | 42 | $1,000 | 0.0% | $12.07 | +25.5% | COM | 95058W100 |