Thomas J. Herzfeld Advisors, Inc. Diversified Active

CIK: 0001509510 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 15, 2017

Total Value ($000): $227,553 (100.0% shares, 0.0% debt)

Holdings (296)

Boulder Growth and Income Fund, Inc. 6.9%
Value ($000) $15,706 Shares 1,688,824 Est. Cost $8.47 Unrealized
NXDT NexPoint Credit Strategies Fund 6.3%
Value ($000) $14,270 Shares 623,159 Est. Cost $18.25 Unrealized
BlackRock Science and Technology Trust 5.3%
Value ($000) $12,082 Shares 570,987 Est. Cost $17.71 Unrealized
Tekla Healthcare Opportunities Fund 3.9%
Value ($000) $8,806 Shares 506,111 Est. Cost $19.71 Unrealized
Central Securities Corp. 3.4%
Value ($000) $7,750 Shares 323,401 Est. Cost $21.77 Unrealized
Adams Diversified Equity Fund, Inc. 3.3%
Value ($000) $7,604 Shares 553,051 Est. Cost $12.54 Unrealized
Tekla World Healthcare Fund 2.8%
Value ($000) $6,478 Shares 451,401 Est. Cost $15.09 Unrealized
The Herzfeld Caribbean Basin Fund, Inc. 2.8%
Value ($000) $6,477 Shares 914,782 Est. Cost $7.70 Unrealized
Alpine Total Dynamic Dividend Fund 2.6%
Value ($000) $5,976 Shares 723,522 Est. Cost $8.25 Unrealized
Liberty All-Star Equity Fund 2.5%
Value ($000) $5,741 Shares 1,051,395 Est. Cost $5.40 Unrealized
General American Investors Company, Inc. 2.0%
Value ($000) $4,492 Shares 134,052 Est. Cost $32.78 Unrealized
MTZ MasTec, Inc. 1.9%
Value ($000) $4,282 Shares 106,927 Est. Cost $28.29 Unrealized +35.2%
Tri-Continental Corp. 1.9%
Value ($000) $4,268 Shares 184,604 Est. Cost $18.48 Unrealized
Adams Natural Resources Fund, Inc. 1.9%
Value ($000) $4,217 Shares 217,168 Est. Cost $21.36 Unrealized
RCL Royal Caribbean Cruises Ltd. 1.8%
Value ($000) $4,063 Shares 41,413 Est. Cost $43.43 Unrealized +96.4%
Tortoise Pipeline & Energy Fund 1.7%
Value ($000) $3,885 Shares 183,956 Est. Cost $23.90 Unrealized
CPA Copa Holdings SA 1.6%
Value ($000) $3,623 Shares 32,273 Est. Cost $81.78 Unrealized -3.3%
Alpine Global Dynamic Dividend Fund 1.4%
Value ($000) $3,120 Shares 319,697 Est. Cost $9.89 Unrealized
XFDEX First Trust Dynamic Europe Equity Income Fund 1.3%
Value ($000) $3,058 Shares 177,196 Est. Cost $16.43 Unrealized
NCLH Norwegian Cruise Line Holdings Ltd. 1.3%
Value ($000) $2,939 Shares 57,943 Est. Cost $36.16 Unrealized +34.2%
MINT PIMCO Enhanced Short Maturity Active ETF 1.3%
Value ($000) $2,893 Shares 28,465 Est. Cost $100.99 Unrealized
Royce Value Trust Inc. 1.2%
Value ($000) $2,795 Shares 199,639 Est. Cost $14.68 Unrealized
XJEQX Aberdeen Japan Equity Fund, Inc. 1.2%
Value ($000) $2,709 Shares 340,316 Est. Cost $6.84 Unrealized
Gabelli Healthcare & Wellness (Rx) Trust 1.1%
Value ($000) $2,555 Shares 255,756 Est. Cost $10.20 Unrealized
LEN Lennar Corp. 1.1%
Value ($000) $2,534 Shares 49,500 Est. Cost $35.37 Unrealized +17.1%
SEB Seaboard Corp. 1.1%
Value ($000) $2,439 Shares 585 Est. Cost $2768.90 Unrealized +38.2%
CCL Carnival Corp. 1.1%
Value ($000) $2,439 Shares 41,400 Est. Cost $32.69 Unrealized +53.9%
Source Capital, Inc. 1.0%
Value ($000) $2,344 Shares 62,418 Est. Cost $36.26 Unrealized
Avenue Income Credit Strategies Fund 1.0%
Value ($000) $2,200 Shares 157,561 Est. Cost $13.72 Unrealized
New Germany Fund, Inc. 0.9%
Value ($000) $2,159 Shares 146,180 Est. Cost $16.19 Unrealized
CX Cemex, S.A.B. de C.V. 0.9%
Value ($000) $2,142 Shares 236,198 Est. Cost $9.09 Unrealized
First Trust Energy Infrastructure Fund 0.9%
Value ($000) $2,134 Shares 110,592 Est. Cost $15.57 Unrealized
RMR Real Estate Income Fund 0.9%
Value ($000) $2,032 Shares 96,767 Est. Cost $19.47 Unrealized
Nuveen Credit Strategies Income Fund 0.9%
Value ($000) $2,026 Shares 233,161 Est. Cost $8.98 Unrealized
Japan Smaller Capitalization Fund Inc. 0.9%
Value ($000) $1,939 Shares 178,896 Est. Cost $9.24 Unrealized
Avianca Holdings S.A. 0.8%
Value ($000) $1,708 Shares 221,569 Est. Cost $8.74 Unrealized
WSO Watsco Inc. 0.7%
Value ($000) $1,518 Shares 10,600 Est. Cost $87.67 Unrealized +70.8%
CWCO Consolidated Water Co. Ltd. 0.7%
Value ($000) $1,509 Shares 129,538 Est. Cost $8.64 Unrealized +0.5%
AllianzGI NFJ Dividend, Interest & Premium Strategy Fund 0.7%
Value ($000) $1,493 Shares 115,788 Est. Cost $12.49 Unrealized
Cohen & Steers Infrastructure Fund, Inc. 0.6%
Value ($000) $1,432 Shares 66,453 Est. Cost $19.80 Unrealized
Spirit Airlines, Inc. 0.6%
Value ($000) $1,380 Shares 26,000 Est. Cost $64.00 Unrealized
Diversified Real Asset Income Fund 0.6%
Value ($000) $1,313 Shares 75,694 Est. Cost $17.71 Unrealized
FMX Fomento Economico Mexicano, S.A.B. de C.V. 0.6%
Value ($000) $1,293 Shares 14,610 Est. Cost $97.71 Unrealized
Tortoise Power and Energy Infrastructure Fund, Inc. 0.6%
Value ($000) $1,281 Shares 58,261 Est. Cost $19.05 Unrealized
BlackRock Credit Allocation Income Trust 0.6%
Value ($000) $1,275 Shares 96,910 Est. Cost $13.07 Unrealized
BPOP Popular, Inc. 0.5%
Value ($000) $1,222 Shares 30,000 Est. Cost $24.46 Unrealized +36.9%
Apollo Tactical Income Fund Inc 0.5%
Value ($000) $1,166 Shares 70,779 Est. Cost $16.24 Unrealized
Guggenheim Enhanced Equity Income Fund 0.5%
Value ($000) $1,087 Shares 134,543 Est. Cost $8.08 Unrealized
VAC Marriott Vacations Worldwide Corp. 0.5%
Value ($000) $1,074 Shares 10,745 Est. Cost $65.63 Unrealized +36.9%
NEE NextEra Energy, Inc. 0.5%
Value ($000) $1,070 Shares 8,337 Est. Cost $19.51 Unrealized +28.9%
Cohen & Steers MLP Income and Energy Opportunity Fund 0.5%
Value ($000) $1,066 Shares 95,118 Est. Cost $11.13 Unrealized
Special Opportunities Fund, Inc. 0.5%
Value ($000) $1,038 Shares 71,059 Est. Cost $13.20 Unrealized
Gabelli Dividend & Income Trust 0.4%
Value ($000) $1,020 Shares 48,888 Est. Cost $20.10 Unrealized
Virtus Global Dividend & Income Fund Inc. 0.4%
Value ($000) $945 Shares 80,512 Est. Cost $12.05 Unrealized
Clough Global Opportunities Fund 0.4%
Value ($000) $857 Shares 83,243 Est. Cost $12.15 Unrealized
DoubleLine Income Solutions Fund 0.4%
Value ($000) $853 Shares 42,500 Est. Cost $20.10 Unrealized
ATNI ATN International Inc. 0.4%
Value ($000) $844 Shares 11,988 Est. Cost $59.26 Unrealized +4.5%
Zweig Fund, Inc. 0.4%
Value ($000) $803 Shares 72,249 Est. Cost $11.59 Unrealized
Bancolombia S.A. 0.3%
Value ($000) $789 Shares 19,780 Est. Cost $55.58 Unrealized
First Trust High Income Long/Short Fund 0.3%
Value ($000) $788 Shares 47,305 Est. Cost $17.15 Unrealized
Salient Midstream & MLP Fund 0.3%
Value ($000) $750 Shares 56,085 Est. Cost $20.80 Unrealized
TV Grupo Televisa, S.A.B. 0.3%
Value ($000) $737 Shares 28,400 Est. Cost $25.22 Unrealized
ESRT Empire State Realty Trust, Inc. 0.3%
Value ($000) $700 Shares 33,894 Est. Cost $20.95 Unrealized
Liberty All-Star Growth Fund, Inc. 0.3%
Value ($000) $682 Shares 150,166 Est. Cost $4.99 Unrealized
Neuberger Berman MLP Income Fund Inc. 0.3%
Value ($000) $682 Shares 67,367 Est. Cost $9.55 Unrealized
MLM Martin Marietta Materials Inc. 0.3%
Value ($000) $655 Shares 3,000 Est. Cost $99.70 Unrealized +107.0%
America Movil S.A.B. de C.V. 0.3%
Value ($000) $633 Shares 44,690 Est. Cost $21.75 Unrealized
VMC Vulcan Materials Company 0.3%
Value ($000) $602 Shares 5,000 Est. Cost $59.98 Unrealized +88.6%
BSV Vanguard Short-Term Bond ETF 0.2%
Value ($000) $566 Shares 7,100 Est. Cost $79.72 Unrealized
Morgan Stanley China A Share Fund 0.2%
Value ($000) $559 Shares 29,081 Est. Cost $23.15 Unrealized
XMHIX Pioneer Municipal High Income Trust 0.2%
Value ($000) $552 Shares 47,490 Est. Cost $11.70 Unrealized
Aberdeen Latin America Equity Fund, Inc. 0.2%
Value ($000) $520 Shares 22,110 Est. Cost $23.52 Unrealized
FBP First Bancorp Puerto Rico 0.2%
Value ($000) $509 Shares 90,100 Est. Cost $5.18 Unrealized 0.0%
NEAR iShares Short Maturity Bond 0.2%
Value ($000) $503 Shares 10,000 Est. Cost $50.30 Unrealized
Nuveen Multi-Market Income Fund, Inc. 0.2%
Value ($000) $497 Shares 67,314 Est. Cost $7.49 Unrealized
The Korea Fund, Inc. 0.2%
Value ($000) $494 Shares 13,407 Est. Cost $34.59 Unrealized
Taiwan Fund, Inc. 0.2%
Value ($000) $471 Shares 25,804 Est. Cost $17.22 Unrealized
Stonegate Bank 0.2%
Value ($000) $471 Shares 10,000 Est. Cost $47.10 Unrealized
Advent/Claymore Enhanced Growth & Income Fund 0.2%
Value ($000) $449 Shares 53,177 Est. Cost $9.05 Unrealized
Nuveen S&P 500 Buy-Write Income Fund 0.2%
Value ($000) $446 Shares 33,624 Est. Cost $12.72 Unrealized
Templeton Dragon Fund, Inc. 0.2%
Value ($000) $435 Shares 23,135 Est. Cost $19.85 Unrealized
IHI iShares US Medical Devices 0.2%
Value ($000) $432 Shares 2,850 Est. Cost $128.31 Unrealized
FCX Freeport McMoran Copper & Gold 0.2%
Value ($000) $428 Shares 32,000 Est. Cost $23.60 Unrealized -44.8%
Delaware Enhanced Global Dividend & Income Fund 0.2%
Value ($000) $416 Shares 37,855 Est. Cost $11.59 Unrealized
LMP Capital and Income Fund, Inc. 0.2%
Value ($000) $409 Shares 28,740 Est. Cost $16.00 Unrealized
LIVN LivaNova PLC 0.2%
Value ($000) $408 Shares 8,330 Est. Cost $60.69 Unrealized -19.8%
Mexico Equity and Income Fund, Inc. 0.2%
Value ($000) $381 Shares 35,117 Est. Cost $12.60 Unrealized
EVTC Evertec Inc. 0.2%
Value ($000) $376 Shares 23,643 Est. Cost $20.34 Unrealized -21.1%
ClearBridge American Energy MLP Fund Inc. 0.2%
Value ($000) $370 Shares 37,262 Est. Cost $8.90 Unrealized
Macquarie Global Infrastructure Total Return Fund Inc. 0.2%
Value ($000) $365 Shares 15,984 Est. Cost $21.01 Unrealized
ASR Grupo Aeroportuario del Sureste, S.A.B. de C.V. 0.2%
Value ($000) $364 Shares 2,100 Est. Cost $143.81 Unrealized
Sprott Focus Trust, Inc. 0.2%
Value ($000) $362 Shares 48,706 Est. Cost $7.19 Unrealized
Nuveen Select Tax-Free Income Portfolio 3 0.2%
Value ($000) $348 Shares 24,493 Est. Cost $14.35 Unrealized
Franklin Limited Duration Income Trust 0.2%
Value ($000) $343 Shares 28,651 Est. Cost $11.97 Unrealized
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund 0.2%
Value ($000) $343 Shares 30,700 Est. Cost $11.22 Unrealized
Nuveen Global High Income Fund 0.1%
Value ($000) $325 Shares 19,725 Est. Cost $17.24 Unrealized
Dreyfus Municipal Bond Infrastructure Fund, Inc. 0.1%
Value ($000) $305 Shares 24,037 Est. Cost $12.51 Unrealized
AllianceBernstein National Municipal Income Fund 0.1%
Value ($000) $303 Shares 22,655 Est. Cost $13.56 Unrealized
XPMAX Pioneer Municipal High Income Advantage Trust 0.1%
Value ($000) $301 Shares 27,405 Est. Cost $10.98 Unrealized
Western Asset/Claymore Inflation-Linked Securities & Income Fund 0.1%
Value ($000) $297 Shares 25,799 Est. Cost $11.52 Unrealized
FDP Fresh Del Monte Produce Inc. 0.1%
Value ($000) $296 Shares 5,000 Est. Cost $21.57 Unrealized +127.0%
Era Group Inc. 0.1%
Value ($000) $285 Shares 21,515 Est. Cost $21.75 Unrealized
WU The Western Union Company 0.1%
Value ($000) $285 Shares 14,000 Est. Cost $17.44 Unrealized
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. 0.1%
Value ($000) $279 Shares 21,384 Est. Cost $13.99 Unrealized
Nuveen Select Tax-Free Income Portfolio 2 0.1%
Value ($000) $273 Shares 20,338 Est. Cost $13.29 Unrealized
Kayne Anderson MLP Investment Company 0.1%
Value ($000) $269 Shares 13,073 Est. Cost $19.60 Unrealized
Tahoe Resources Inc. 0.1%
Value ($000) $256 Shares 31,900 Est. Cost $13.64 Unrealized
BlackRock Multi-Sector Income Trust 0.1%
Value ($000) $250 Shares 14,441 Est. Cost $16.44 Unrealized
NXP Semiconductors N.V. 0.1%
Value ($000) $249 Shares 17,745 Est. Cost $13.92 Unrealized
Cushing Renaissance Fund 0.1%
Value ($000) $238 Shares 12,905 Est. Cost $25.32 Unrealized
Eaton Vance New York Municipal Bond Fund II 0.1%
Value ($000) $236 Shares 20,000 Est. Cost $11.65 Unrealized
Alliance California Municipal Income Fund, Inc. 0.1%
Value ($000) $233 Shares 17,511 Est. Cost $13.51 Unrealized
ADM Archer Daniels Midland Company 0.1%
Value ($000) $230 Shares 5,000 Est. Cost $33.53 Unrealized +2.7%
The Mexico Fund, Inc. 0.1%
Value ($000) $219 Shares 13,345 Est. Cost $17.24 Unrealized
NSC Norfolk Southern Corp. 0.1%
Value ($000) $216 Shares 1,928 Est. Cost $58.90 Unrealized +66.0%
Blackstone/GSO Strategic Credit Fund 0.1%
Value ($000) $198 Shares 12,481 Est. Cost $16.62 Unrealized
Aberdeen Singapore Fund, Inc. 0.1%
Value ($000) $196 Shares 18,335 Est. Cost $12.50 Unrealized
MMM 3M Company 0.1%
Value ($000) $188 Shares 981 Est. Cost $99.67 Unrealized +14.0%
MFS Investment Grade Municipal Trust 0.1%
Value ($000) $185 Shares 19,157 Est. Cost $9.91 Unrealized
Eaton Vance California Municipal Income Trust 0.1%
Value ($000) $184 Shares 14,983 Est. Cost $12.42 Unrealized
Nuveen AMT-Free Quality Municipal Income Fund 0.1%
Value ($000) $181 Shares 13,553 Est. Cost $13.69 Unrealized
IBB iShares Nasdaq Biotechnology 0.1%
Value ($000) $176 Shares 600 Est. Cost $261.75 Unrealized
Thai Fund, Inc. 0.1%
Value ($000) $174 Shares 20,286 Est. Cost $18.23 Unrealized
Morgan Stanley Asia Pacific Fund 0.1%
Value ($000) $173 Shares 11,286 Est. Cost $15.72 Unrealized
MRK Merck & Co. Inc. 0.1%
Value ($000) $172 Shares 2,701 Est. Cost $38.07 Unrealized +21.0%
Teekay LNG Partners LP 0.1%
Value ($000) $168 Shares 9,589 Est. Cost $43.61 Unrealized
Nuveen Preferred Income Oppportunities Fund 0.1%
Value ($000) $167 Shares 17,030 Est. Cost $9.81 Unrealized
Nuveen Municipal Value Fund, Inc. 0.1%
Value ($000) $166 Shares 17,000 Est. Cost $9.59 Unrealized
GS The Goldman Sachs Group, Inc. 0.1%
Value ($000) $160 Shares 695 Est. Cost $127.90 Unrealized +56.4%
UNH UnitedHealth Group Incorporated 0.1%
Value ($000) $153 Shares 935 Est. Cost $121.37 Unrealized +17.1%
HD The Home Depot, Inc. 0.1%
Value ($000) $144 Shares 980 Est. Cost $103.07 Unrealized +11.0%
MCD McDonald's Corp. 0.1%
Value ($000) $140 Shares 1,082 Est. Cost $97.32 Unrealized +4.5%
Seacor Holdings, Inc. 0.1%
Value ($000) $138 Shares 2,000 Est. Cost $83.00 Unrealized
Cushing MLP Total Return Fund 0.1%
Value ($000) $138 Shares 9,899 Est. Cost $11.77 Unrealized
Nuveen Dividend Advantage Municipal Fund 0.1%
Value ($000) $137 Shares 10,000 Est. Cost $15.07 Unrealized
BlackRock Resources & Commodities Strategy Trust 0.1%
Value ($000) $136 Shares 15,756 Est. Cost $11.52 Unrealized
GILD Gilead Sciences Inc. 0.1%
Value ($000) $136 Shares 2,000 Est. Cost $72.12 Unrealized -29.7%
EQS Equus Total Return, Inc. 0.1%
Value ($000) $134 Shares 53,796 Est. Cost $2.08 Unrealized +4.1%
XMUIX BlackRock Muni Intermediate Duration Fund, Inc. 0.1%
Value ($000) $133 Shares 9,580 Est. Cost $14.25 Unrealized
JNJ Johnson & Johnson 0.1%
Value ($000) $127 Shares 1,016 Est. Cost $84.47 Unrealized +10.6%
BA The Boeing Company 0.1%
Value ($000) $125 Shares 707 Est. Cost $118.53 Unrealized +33.9%
Royce Global Value Trust, Inc. 0.1%
Value ($000) $125 Shares 14,254 Est. Cost $8.91 Unrealized
Gabelli Multimedia Trust Inc. 0.1%
Value ($000) $124 Shares 15,423 Est. Cost $9.28 Unrealized
Aberdeen Indonesia Fund, Inc. 0.1%
Value ($000) $123 Shares 17,020 Est. Cost $10.85 Unrealized
IBM International Business Machines Corporation 0.1%
Value ($000) $123 Shares 709 Est. Cost $95.13 Unrealized +20.2%
United Technologies Corporation 0.1%
Value ($000) $122 Shares 1,084 Est. Cost $101.65 Unrealized
ClearBridge Energy MLP Total Return Fund Inc. 0.1%
Value ($000) $122 Shares 8,926 Est. Cost $13.36 Unrealized
DIS The Walt Disney Company 0.1%
Value ($000) $120 Shares 1,062 Est. Cost $92.18 Unrealized +11.8%
TCW Strategic Income Fund, Inc. 0.1%
Value ($000) $119 Shares 22,000 Est. Cost $5.40 Unrealized
Morgan Stanley India Investment Fund 0.1%
Value ($000) $116 Shares 3,674 Est. Cost $15.45 Unrealized
AMGN Amgen Inc. 0.1%
Value ($000) $115 Shares 700 Est. Cost $115.39 Unrealized +10.2%
Calamos Global Dynamic Income Fund 0.1%
Value ($000) $115 Shares 14,800 Est. Cost $7.16 Unrealized
Nuveen Tax-Advantaged Dividend Growth Fund 0.1%
Value ($000) $115 Shares 7,665 Est. Cost $13.94 Unrealized
JPM JPMorgan Chase & Co. 0.1%
Value ($000) $115 Shares 1,306 Est. Cost $46.51 Unrealized +49.8%
Brookfield Real Assets Income Fund Inc. 0.0%
Value ($000) $113 Shares 4,941 Est. Cost $22.33 Unrealized
Special Opportunities Fund, Inc. Preferred 0.0%
Value ($000) $112 Shares 4,397 Est. Cost $25.80 Unrealized
Ares Dynamic Credit Allocation Fund, Inc. 0.0%
Value ($000) $106 Shares 6,596 Est. Cost $14.71 Unrealized
Central Fund of Canada Limited 0.0%
Value ($000) $103 Shares 8,000 Est. Cost $11.25 Unrealized
PG The Procter & Gamble Company 0.0%
Value ($000) $102 Shares 1,134 Est. Cost $62.68 Unrealized +11.7%
E.I. du Pont de Nemours and Company 0.0%
Value ($000) $101 Shares 1,256 Est. Cost $65.06 Unrealized
AAPL Apple Inc. 0.0%
Value ($000) $100 Shares 696 Est. Cost $22.62 Unrealized +34.6%
Celgene Corporation 0.0%
Value ($000) $100 Shares 800 Est. Cost $108.75 Unrealized
Inovio Pharmaceuticals, Inc. 0.0%
Value ($000) $99 Shares 15,000 Est. Cost $8.13 Unrealized
New Ireland Fund, Inc. 0.0%
Value ($000) $98 Shares 7,728 Est. Cost $11.20 Unrealized
RENN Global Entrepreneurs Fund, Inc. 0.0%
Value ($000) $96 Shares 73,851 Est. Cost $1.29 Unrealized
AXP American Express Company 0.0%
Value ($000) $95 Shares 1,199 Est. Cost $61.13 Unrealized +13.1%
BMY Bristol-Myers Squibb Company 0.0%
Value ($000) $92 Shares 1,700 Est. Cost $46.14 Unrealized -13.5%
WMT Wal-Mart Stores Inc. 0.0%
Value ($000) $92 Shares 1,271 Est. Cost $18.97 Unrealized +4.3%
PSMT PriceSmart Inc. 0.0%
Value ($000) $92 Shares 1,000 Est. Cost $74.69 Unrealized +4.8%
XOM Exxon Mobil Corporation 0.0%
Value ($000) $92 Shares 1,124 Est. Cost $55.64 Unrealized +0.8%
Nuveen Dividend Advantage Municipal Fund 3 0.0%
Value ($000) $91 Shares 6,352 Est. Cost $15.16 Unrealized
MSFT Microsoft Corporation 0.0%
Value ($000) $90 Shares 1,361 Est. Cost $46.03 Unrealized +25.7%
Nuveen Flexible Investment Income Fund 0.0%
Value ($000) $88 Shares 5,206 Est. Cost $16.81 Unrealized
TRV The Travelers Company, Inc. 0.0%
Value ($000) $84 Shares 697 Est. Cost $91.51 Unrealized +8.1%
European Equity Fund, Inc. 0.0%
Value ($000) $78 Shares 9,358 Est. Cost $7.23 Unrealized
CVX Chevron Corporation 0.0%
Value ($000) $77 Shares 713 Est. Cost $66.77 Unrealized +15.0%
Aberdeen Chile Fund Inc. 0.0%
Value ($000) $76 Shares 10,959 Est. Cost $6.95 Unrealized
Nuveen New Jersey Dividend Advantage Municipal Fund 0.0%
Value ($000) $76 Shares 5,702 Est. Cost $14.21 Unrealized
SONY Sony Corporation 0.0%
Value ($000) $73 Shares 2,166 Est. Cost $32.05 Unrealized
General Electric Company 0.0%
Value ($000) $71 Shares 2,375 Est. Cost $31.59 Unrealized
IBN ICIC Bank Ltd. 0.0%
Value ($000) $71 Shares 8,225 Est. Cost $8.90 Unrealized
VZ Verizon Communications Inc. 0.0%
Value ($000) $70 Shares 1,436 Est. Cost $30.73 Unrealized +2.3%
GDX VanEck Vectors Gold Miners ETF 0.0%
Value ($000) $68 Shares 3,000 Est. Cost $21.00 Unrealized
INTC Intel Corporation 0.0%
Value ($000) $68 Shares 1,897 Est. Cost $24.77 Unrealized +19.8%
PFE Pfizer Inc. 0.0%
Value ($000) $68 Shares 1,999 Est. Cost $19.51 Unrealized +9.7%
Nuveen Core Equity Alpha Fund 0.0%
Value ($000) $66 Shares 4,772 Est. Cost $15.65 Unrealized
CAT Caterpillar Inc. 0.0%
Value ($000) $65 Shares 703 Est. Cost $59.82 Unrealized +29.9%
KO The Coca-Cola Company 0.0%
Value ($000) $65 Shares 1,538 Est. Cost $32.51 Unrealized -3.0%
Asia Pacific Fund 0.0%
Value ($000) $63 Shares 5,150 Est. Cost $10.17 Unrealized
Karyopharm Therapeutics Inc. 0.0%
Value ($000) $63 Shares 4,868 Est. Cost $31.87 Unrealized
Aberdeen Israel Fund, Inc. 0.0%
Value ($000) $62 Shares 3,550 Est. Cost $15.78 Unrealized
VALE Vale S.A. 0.0%
Value ($000) $62 Shares 6,492 Est. Cost $6.43 Unrealized
V Visa Inc. 0.0%
Value ($000) $61 Shares 691 Est. Cost $73.22 Unrealized +10.5%
MFS Charter Income Trust 0.0%
Value ($000) $61 Shares 7,057 Est. Cost $8.50 Unrealized
ASA Gold and Precious Metals Limited 0.0%
Value ($000) $60 Shares 5,000 Est. Cost $11.00 Unrealized
XXCHNXX China Fund, Inc. 0.0%
Value ($000) $58 Shares 3,500 Est. Cost $20.00 Unrealized
ABT Abbott Laboratories 0.0%
Value ($000) $55 Shares 1,249 Est. Cost $33.07 Unrealized +11.7%
MET MetLife, Inc. 0.0%
Value ($000) $55 Shares 1,040 Est. Cost $26.83 Unrealized +31.6%
BBVA Banco Bilbao Vizcaya Argentaria, S.A. 0.0%
Value ($000) $53 Shares 6,927 Est. Cost $6.35 Unrealized
LLY Eli Lilly and Company 0.0%
Value ($000) $50 Shares 600 Est. Cost $69.71 Unrealized -0.2%
GDL Fund 0.0%
Value ($000) $49 Shares 5,000 Est. Cost $10.12 Unrealized
Legg Mason BW Global Income Opportunities Fund 0.0%
Value ($000) $49 Shares 3,864 Est. Cost $16.99 Unrealized
TIP iShares TIPS Bond 0.0%
Value ($000) $47 Shares 410 Est. Cost $112.00 Unrealized
BT Group PLC 0.0%
Value ($000) $47 Shares 2,322 Est. Cost $22.57 Unrealized
Advent Claymore Convertible Securities & Income Fund II 0.0%
Value ($000) $46 Shares 7,516 Est. Cost $5.46 Unrealized
KHC The Kraft Heinz Company 0.0%
Value ($000) $45 Shares 498 Est. Cost $48.31 Unrealized +24.0%
SPG Simon Property Group Inc. 0.0%
Value ($000) $44 Shares 253 Est. Cost $115.91 Unrealized -3.8%
PHG Koninklijke Philips N.V. 0.0%
Value ($000) $43 Shares 1,335 Est. Cost $29.14 Unrealized
USB U.S. Bancorp 0.0%
Value ($000) $43 Shares 831 Est. Cost $27.80 Unrealized +37.0%
Deutsche Multi-Market Income Trust 0.0%
Value ($000) $41 Shares 4,751 Est. Cost $8.57 Unrealized
MA MasterCard Incorporated 0.0%
Value ($000) $41 Shares 366 Est. Cost $100.00 Unrealized +4.3%
ITUB Itau Unibanco Holding S.A. 0.0%
Value ($000) $41 Shares 3,405 Est. Cost $10.80 Unrealized
LYB LyondellBasell Industries N.V. 0.0%
Value ($000) $40 Shares 442 Est. Cost $48.79 Unrealized +11.1%
Royce Micro-Cap Trust, Inc. 0.0%
Value ($000) $40 Shares 4,780 Est. Cost $9.31 Unrealized
Clough Global Allocation Fund 0.0%
Value ($000) $40 Shares 3,000 Est. Cost $13.33 Unrealized
TD The Toronto-Dominion Bank 0.0%
Value ($000) $39 Shares 771 Est. Cost $38.60 Unrealized +32.4%
NKE Nike, Inc. 0.0%
Value ($000) $39 Shares 692 Est. Cost $52.67 Unrealized -6.5%
PAM Pampa Energia S.A. 0.0%
Value ($000) $39 Shares 718 Est. Cost $54.32 Unrealized
PM Philip Morris International, Inc. 0.0%
Value ($000) $39 Shares 348 Est. Cost $57.07 Unrealized +14.9%
AllianzGI Equity & Convertible Income Fund 0.0%
Value ($000) $39 Shares 2,000 Est. Cost $19.33 Unrealized
AllianceBernstein Global High Income Fund 0.0%
Value ($000) $38 Shares 3,000 Est. Cost $12.67 Unrealized
China Petroleum & Chemical Corp. 0.0%
Value ($000) $38 Shares 466 Est. Cost $61.35 Unrealized
Central Europe Russia and Turkey Fund 0.0%
Value ($000) $37 Shares 1,779 Est. Cost $29.83 Unrealized
Bancroft Fund Ltd. 0.0%
Value ($000) $37 Shares 1,746 Est. Cost $17.74 Unrealized
BTI British America Tobacco PLC 0.0%
Value ($000) $36 Shares 546 Est. Cost $84.81 Unrealized
RACE Ferrari N.V. 0.0%
Value ($000) $36 Shares 489 Est. Cost $54.54 Unrealized +19.1%
First Trust Mortgage Income Fund 0.0%
Value ($000) $36 Shares 2,535 Est. Cost $15.88 Unrealized
Latin American Discovery Fund Inc. 0.0%
Value ($000) $36 Shares 3,393 Est. Cost $10.54 Unrealized
SLB Schlumberger Limited 0.0%
Value ($000) $35 Shares 449 Est. Cost $54.87 Unrealized +15.4%
BMRN BioMarin Pharmaceutical Inc. 0.0%
Value ($000) $35 Shares 400 Est. Cost $133.58 Unrealized -33.4%
AEP American Electric Power Co., Inc. 0.0%
Value ($000) $35 Shares 528 Est. Cost $43.68 Unrealized +8.5%
DEO Diageo PLC 0.0%
Value ($000) $34 Shares 293 Est. Cost $108.88 Unrealized
D Dominion Resources, Inc. 0.0%
Value ($000) $34 Shares 435 Est. Cost $46.10 Unrealized +11.1%
CB Chubb Limited 0.0%
Value ($000) $34 Shares 246 Est. Cost $96.06 Unrealized +19.6%
CNQ Canadian Natural Resources Limited 0.0%
Value ($000) $33 Shares 998 Est. Cost $8.79 Unrealized +15.1%
Oxford Lane Capital Corp. 0.0%
Value ($000) $33 Shares 3,000 Est. Cost $11.00 Unrealized
NTES NetEase, Inc. 0.0%
Value ($000) $32 Shares 111 Est. Cost $248.39 Unrealized
INCY Incyte Corporation 0.0%
Value ($000) $32 Shares 242 Est. Cost $50.13 Unrealized +154.0%
CCEP Coca-Cola European Partners PLC 0.0%
Value ($000) $32 Shares 842 Est. Cost $29.10 Unrealized -7.0%
Dreyfus Municipal Income, Inc. 0.0%
Value ($000) $31 Shares 3,441 Est. Cost $8.63 Unrealized
CVS CVS Health Corporation 0.0%
Value ($000) $31 Shares 389 Est. Cost $72.11 Unrealized -16.0%
BAP Credicorp Ltd. 0.0%
Value ($000) $31 Shares 187 Est. Cost $107.81 Unrealized +19.6%
SNY Sanofi 0.0%
Value ($000) $31 Shares 682 Est. Cost $42.79 Unrealized
Ingersoll-Rand PLC 0.0%
Value ($000) $31 Shares 382 Est. Cost $68.06 Unrealized
Nuveen NASDAQ 100 Dynamic Overwrite Fund 0.0%
Value ($000) $30 Shares 1,453 Est. Cost $18.50 Unrealized
BIDU Baidu, Inc. 0.0%
Value ($000) $30 Shares 176 Est. Cost $202.81 Unrealized
OXY Occidental Petroleum Corporation 0.0%
Value ($000) $30 Shares 470 Est. Cost $50.37 Unrealized +3.4%
ALLE Allegion PLC 0.0%
Value ($000) $29 Shares 386 Est. Cost $54.61 Unrealized +16.4%
Sensata Technologies Holding NV 0.0%
Value ($000) $29 Shares 660 Est. Cost $51.75 Unrealized
SAP SAP SE 0.0%
Value ($000) $29 Shares 292 Est. Cost $88.58 Unrealized
Credit Suisse Group AG 0.0%
Value ($000) $29 Shares 1,978 Est. Cost $14.16 Unrealized
EL The Estee Lauder Companies Inc. 0.0%
Value ($000) $28 Shares 326 Est. Cost $75.80 Unrealized -2.5%
Morgan Stanley Income Securities Inc. 0.0%
Value ($000) $28 Shares 1,555 Est. Cost $16.98 Unrealized
ASML ASML Holding NV 0.0%
Value ($000) $27 Shares 200 Est. Cost $100.49 Unrealized
Delaware Investments Dividend and Income Fund, Inc. 0.0%
Value ($000) $27 Shares 2,624 Est. Cost $9.91 Unrealized
Swiss Helvetia Fund Inc. 0.0%
Value ($000) $27 Shares 2,316 Est. Cost $13.10 Unrealized
Gabelli Global Utility & Income Trust 0.0%
Value ($000) $27 Shares 1,463 Est. Cost $19.70 Unrealized
Shire PLC 0.0%
Value ($000) $27 Shares 155 Est. Cost $207.18 Unrealized
SK Telecom Co. Ltd. 0.0%
Value ($000) $26 Shares 1,049 Est. Cost $25.44 Unrealized
GIL Gildan Activewear Inc. 0.0%
Value ($000) $26 Shares 959 Est. Cost $25.10 Unrealized -12.0%
PUK Prudential PLC 0.0%
Value ($000) $26 Shares 605 Est. Cost $49.45 Unrealized
Ladenburg Thalmann Financial Services Inc. 0.0%
Value ($000) $25 Shares 10,000 Est. Cost $2.40 Unrealized
Gabelli Equity Trust, Inc. 0.0%
Value ($000) $25 Shares 4,202 Est. Cost $6.45 Unrealized
The India Fund, Inc. 0.0%
Value ($000) $25 Shares 1,000 Est. Cost $25.00 Unrealized
CSCO Cisco Systems, Inc. 0.0%
Value ($000) $24 Shares 703 Est. Cost $20.86 Unrealized +18.6%
SBSAA Spanish Broadcasting System Inc. 0.0%
Value ($000) $24 Shares 32,272 Est. Cost $2.54 Unrealized -40.1%
GW Pharmaceuticals PLC 0.0%
Value ($000) $24 Shares 201 Est. Cost $83.48 Unrealized
ING ING Groep N.V. 0.0%
Value ($000) $23 Shares 1,536 Est. Cost $13.26 Unrealized
Asia Tigers Fund, Inc. 0.0%
Value ($000) $23 Shares 2,000 Est. Cost $11.50 Unrealized
Veon Ltd. 0.0%
Value ($000) $23 Shares 5,568 Est. Cost $4.13 Unrealized
Aberdeen Greater China Fund, Inc. 0.0%
Value ($000) $21 Shares 2,000 Est. Cost $10.50 Unrealized
Putnam High Income Securities Fund 0.0%
Value ($000) $20 Shares 2,356 Est. Cost $7.92 Unrealized
Alexion Pharmaceuticals, Inc. 0.0%
Value ($000) $18 Shares 152 Est. Cost $158.36 Unrealized
MVC Capital, Inc. 0.0%
Value ($000) $18 Shares 2,018 Est. Cost $11.68 Unrealized
AZN AstraZeneca PLC 0.0%
Value ($000) $18 Shares 585 Est. Cost $31.13 Unrealized
MELI Mercadolibre, Inc. 0.0%
Value ($000) $17 Shares 82 Est. Cost $195.36 Unrealized 0.0%
John Hancock Tax-Advantaged Dividend Income Fund 0.0%
Value ($000) $16 Shares 656 Est. Cost $22.93 Unrealized
Goldman Sachs MLP Income Opportunities Fund 0.0%
Value ($000) $15 Shares 1,451 Est. Cost $10.34 Unrealized
Cornerstone Strategic Value Fund Inc. 0.0%
Value ($000) $15 Shares 898 Est. Cost $15.68 Unrealized
Nuveen S&P 500 Dynamic Overwrite Fund 0.0%
Value ($000) $15 Shares 1,040 Est. Cost $13.59 Unrealized
Valeant Pharmaceuticals International, Inc. 0.0%
Value ($000) $14 Shares 1,300 Est. Cost $14.02 Unrealized
BlackRock Enhanced Equity Dividend Trust 0.0%
Value ($000) $12 Shares 1,346 Est. Cost $7.75 Unrealized
Morgan Stanley Emerging Markets Fund, Inc. 0.0%
Value ($000) $11 Shares 716 Est. Cost $14.13 Unrealized
United States Oil 0.0%
Value ($000) $11 Shares 1,000 Est. Cost $12.00 Unrealized
Gabelli Global Small and Mid-Cap Value Fund 0.0%
Value ($000) $8 Shares 700 Est. Cost $11.43 Unrealized
Cohen & Steers Global Income Builder, Inc. 0.0%
Value ($000) $6 Shares 635 Est. Cost $9.60 Unrealized
Deutsche Strategic Income Trust 0.0%
Value ($000) $5 Shares 400 Est. Cost $13.00 Unrealized
Nuveen Dow 30 Dynamic Overwrite Fund 0.0%
Value ($000) $5 Shares 300 Est. Cost $15.01 Unrealized
Nuveen Diversified Dividend and Income Fund 0.0%
Value ($000) $4 Shares 309 Est. Cost $11.76 Unrealized
BlackRock Limited Duration Income Trust 0.0%
Value ($000) $4 Shares 250 Est. Cost $16.00 Unrealized
XHNWX Pioneer Diversified High Income Trust 0.0%
Value ($000) $3 Shares 200 Est. Cost $20.00 Unrealized
Eaton Vance Enhanced Equity Income Fund 0.0%
Value ($000) $3 Shares 250 Est. Cost $12.00 Unrealized
Wells Fargo Advantage Multi-Sector Income Fund 0.0%
Value ($000) $3 Shares 234 Est. Cost $13.95 Unrealized
WEN The Wendy's Company 0.0%
Value ($000) $1 Shares 42 Est. Cost $12.07 Unrealized +13.0%
Tekla Life Sciences Investors 0.0%
Value ($000) $1 Shares 67 Est. Cost $16.56 Unrealized
QSR Restaurant Brands International Inc. 0.0%
Value ($000) $1 Shares 10 Est. Cost $52.35 Unrealized 0.0%