CIK: 0001840629 · Show all filings
Period: Q1 2022 (← Previous) (Next →)
Filing Date: May 12, 2022
Total Value ($000): $170,789 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| QQQ | INVESCO QQQ TR | 58,260 | $21,122 | 12.4% | $325.40 | — | UNIT SER 1 | 46090E103 |
| USMV | ISHARES TR | 169,518 | $13,150 | 7.7% | $69.06 | — | MSCI USA MIN VOL | 46429B697 |
| QUAL | ISHARES TR | 81,771 | $11,009 | 6.4% | $118.13 | — | MSCI USA QLT FCT | 46432F339 |
| EUSA | ISHARES INC | 125,492 | $10,645 | 6.2% | $74.25 | — | MSCI EQUAL WEITE | 464286681 |
| IEMG | ISHARES INC | 123,045 | $6,835 | 4.0% | $60.20 | — | CORE MSCI EMKT | 46434G103 |
| IWV | ISHARES TR | 25,902 | $6,796 | 4.0% | $226.63 | — | RUSSELL 3000 ETF | 464287689 |
| VWOB | VANGUARD WHITEHALL FDS | 97,265 | $6,795 | 4.0% | $81.97 | — | EMERG MKT BD ETF | 921946885 |
| VNQ | VANGUARD INDEX FDS | 60,788 | $6,588 | 3.9% | $85.14 | — | REAL ESTATE ETF | 922908553 |
| VWO | VANGUARD INTL EQUITY INDEX F | 127,822 | $5,896 | 3.5% | $50.20 | — | FTSE EMR MKT ETF | 922042858 |
| BNDX | VANGUARD CHARLOTTE FDS | 102,524 | $5,376 | 3.1% | $58.38 | — | TOTAL INT BD ETF | 92203J407 |
| DFAC | DIMENSIONAL ETF TRUST | 192,599 | $5,312 | 3.1% | $26.98 | — | US CORE EQUITY 2 | 25434V708 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 81,760 | $4,247 | 2.5% | $54.83 | — | GLB EX US ETF | 922042676 |
| IYR | ISHARES TR | 38,826 | $4,202 | 2.5% | $101.12 | — | U.S. REAL ES ETF | 464287739 |
| META | META PLATFORMS INC | 17,890 | $3,978 | 2.3% | $274.74 | -9.7% | CL A | 30303M102 |
| AAPL | APPLE INC | 17,414 | $3,041 | 1.8% | $120.28 | +37.0% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 9,244 | $2,850 | 1.7% | $255.60 | +14.0% | COM | 594918104 |
| SPEM | SPDR INDEX SHS FDS | 57,028 | $2,204 | 1.3% | $42.28 | — | PORTFOLIO EMG MK | 78463X509 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 40,215 | $1,932 | 1.1% | $47.55 | — | FTSE DEV MKT ETF | 921943858 |
| FCAL | FIRST TR EXCH TRADED FD III | 34,021 | $1,733 | 1.0% | $52.71 | — | CALIF MUN INCM | 33739P863 |
| JPST | J P MORGAN EXCHANGE-TRADED F | 33,998 | $1,709 | 1.0% | $50.74 | — | ULTRA SHRT INC | 46641Q837 |
| EFAV | ISHARES TR | 19,774 | $1,426 | 0.8% | $73.34 | — | MSCI EAFE MIN VL | 46429B689 |
| GLD | SPDR GOLD TR | 6,670 | $1,205 | 0.7% | $173.03 | — | GOLD SHS | 78463V107 |
| LQD | ISHARES TR | 9,798 | $1,185 | 0.7% | $136.16 | — | IBOXX INV CP ETF | 464287242 |
| EMB | ISHARES TR | 11,828 | $1,156 | 0.7% | $106.68 | — | JPMORGAN USD EMG | 464288281 |
| PWZ | INVESCO EXCH TRADED FD TR II | 41,436 | $1,069 | 0.6% | $27.99 | — | CALIF AMT MUN | 46138E206 |
| AGG | ISHARES TR | 9,724 | $1,041 | 0.6% | $116.12 | — | CORE US AGGBD ET | 464287226 |
| QLTA | ISHARES TR | 19,848 | $1,029 | 0.6% | $57.99 | — | A RATE CP BD ETF | 46429B291 |
| PGF | INVESCO EXCHANGE TRADED FD T | 57,763 | $977 | 0.6% | $18.85 | — | FINL PFD ETF | 46137V621 |
| BYND | BEYOND MEAT INC | 20,065 | $969 | 0.6% | $85.07 | -35.4% | COM | 08862E109 |
| IGSB | ISHARES TR | 18,032 | $933 | 0.5% | $54.44 | — | ISHS 1-5YR INVS | 464288646 |
| SPIP | SPDR SER TR | 30,835 | $933 | 0.5% | $31.48 | — | PORTFLI TIPS ETF | 78464A656 |
| MUB | ISHARES TR | 8,204 | $899 | 0.5% | $114.01 | — | NATIONAL MUN ETF | 464288414 |
| VXUS | VANGUARD STAR FDS | 14,198 | $848 | 0.5% | $65.39 | — | VG TL INTL STK F | 921909768 |
| TLT | ISHARES TR | 6,126 | $809 | 0.5% | $150.53 | — | 20 YR TR BD ETF | 464287432 |
| IWM | ISHARES TR | 3,934 | $808 | 0.5% | $210.64 | — | RUSSELL 2000 ETF | 464287655 |
| PFFD | GLOBAL X FDS | 30,969 | $728 | 0.4% | $25.91 | — | US PFD ETF | 37954Y657 |
| AMZN | AMAZON COM INC | 219 | $714 | 0.4% | $162.01 | -4.6% | COM | 023135106 |
| VCIT | VANGUARD SCOTTSDALE FDS | 8,257 | $710 | 0.4% | $96.62 | — | INT-TERM CORP | 92206C870 |
| DFIV | DIMENSIONAL ETF TRUST | 20,360 | $682 | 0.4% | $32.72 | — | INTERNATNAL VAL | 25434V807 |
| SPDW | SPDR INDEX SHS FDS | 19,321 | $662 | 0.4% | $33.75 | — | PORTFOLIO DEVLPD | 78463X889 |
| BIV | VANGUARD BD INDEX FDS | 7,243 | $593 | 0.3% | $92.31 | — | INTERMED TERM | 921937819 |
| BA | BOEING CO | 2,985 | $572 | 0.3% | $203.04 | -1.1% | COM | 097023105 |
| JPIB | J P MORGAN EXCHANGE-TRADED F | 11,412 | $558 | 0.3% | $48.90 | — | INTL BD OPP ETF | 46641Q852 |
| V | VISA INC | 2,363 | $524 | 0.3% | $213.41 | -1.6% | COM CL A | 92826C839 |
| DFAS | DIMENSIONAL ETF TRUST | 8,661 | $486 | 0.3% | $60.04 | — | US SMALL CAP ETF | 25434V500 |
| BSV | VANGUARD BD INDEX FDS | 6,113 | $476 | 0.3% | $80.80 | — | SHORT TRM BOND | 921937827 |
| — | NUVEEN CA QUALTY MUN INCOME | 35,000 | $459 | 0.3% | $14.30 | — | COM | 67066Y105 |
| C | CITIGROUP INC | 8,590 | $459 | 0.3% | $43.20 | +23.8% | COM NEW | 172967424 |
| — | NUVEEN MUN HIGH INCOME OPPOR | 33,142 | $431 | 0.3% | $13.00 | — | COM | 670682103 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 30,500 | $414 | 0.2% | $13.57 | — | COM | 670651108 |
| PIO | INVESCO EXCH TRADED FD TR II | 11,246 | $411 | 0.2% | $34.95 | — | GLOBAL WATER | 46138E651 |
| BNS | BANK NOVA SCOTIA B C | 5,515 | $396 | 0.2% | $58.64 | 0.0% | COM | 064149107 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 30,000 | $392 | 0.2% | $13.07 | — | COM | 09254L107 |
| BWIN | BRP GROUP INC | 14,202 | $381 | 0.2% | $28.81 | 0.0% | COM CL A | 05589G102 |
| HD | HOME DEPOT INC | 1,259 | $377 | 0.2% | $288.95 | +8.7% | COM | 437076102 |
| — | NUVEEN AMT FREE QLTY MUN INC | 28,300 | $372 | 0.2% | $13.14 | — | COM | 670657105 |
| VGLT | VANGUARD SCOTTSDALE FDS | 4,528 | $364 | 0.2% | $82.82 | — | LONG TERM TREAS | 92206C847 |
| PZA | INVESCO EXCH TRADED FD TR II | 14,452 | $360 | 0.2% | $25.98 | — | NATL AMT MUNI | 46138E537 |
| SUB | ISHARES TR | 3,387 | $354 | 0.2% | $107.67 | — | SHRT NAT MUN ETF | 464288158 |
| VGT | VANGUARD WORLD FDS | 826 | $344 | 0.2% | $354.31 | — | INF TECH ETF | 92204A702 |
| XOM | EXXON MOBIL CORP | 4,151 | $343 | 0.2% | $48.45 | +40.1% | COM | 30231G102 |
| REM | ISHARES TR | 10,000 | $327 | 0.2% | $32.70 | — | MORTGE REL ETF | 46435G342 |
| GOOGL | ALPHABET INC | 116 | $323 | 0.2% | $119.60 | +12.7% | CAP STK CL A | 02079K305 |
| QQQM | INVESCO EXCH TRADED FD TR II | 2,164 | $322 | 0.2% | $148.80 | — | NASDAQ 100 ETF | 46138G649 |
| T | AT&T INC | 13,306 | $314 | 0.2% | $14.91 | 0.0% | COM | 00206R102 |
| — | BLACKROCK ENHANCD CAP & INM | 15,000 | $313 | 0.2% | $20.87 | — | COM | 09256A109 |
| DFAT | DIMENSIONAL ETF TRUST | 6,651 | $310 | 0.2% | $44.85 | — | US TARGETED VLU | 25434V609 |
| PBD | INVESCO EXCH TRADED FD TR II | 12,470 | $309 | 0.2% | $34.72 | — | GBL CLEAN ENRG | 46138G847 |
| IVZ | INVESCO LTD | 13,256 | $306 | 0.2% | $18.55 | 0.0% | SHS | G491BT108 |
| VOO | VANGUARD INDEX FDS | 715 | $297 | 0.2% | $388.46 | — | S&P 500 ETF SHS | 922908363 |
| SLF | SUN LIFE FINANCIAL INC. | 5,257 | $293 | 0.2% | $43.45 | +26.7% | COM | 866796105 |
| — | BLACKROCK ENHANCED GLOBAL DI | 25,000 | $283 | 0.2% | $11.32 | — | COM | 092501105 |
| NVDA | NVIDIA CORPORATION | 1,028 | $281 | 0.2% | $20.88 | +19.9% | COM | 67066G104 |
| FLTR | VANECK ETF TRUST | 11,057 | $278 | 0.2% | $25.32 | — | INVESTMENT GRD | 92189F486 |
| BND | VANGUARD BD INDEX FDS | 3,471 | $276 | 0.2% | $87.64 | — | TOTAL BND MRKT | 921937835 |
| JNJ | JOHNSON & JOHNSON | 1,559 | $276 | 0.2% | $146.26 | +3.8% | COM | 478160104 |
| CSCO | CISCO SYS INC | 4,856 | $271 | 0.2% | $47.32 | +6.3% | COM | 17275R102 |
| AMAT | APPLIED MATLS INC | 2,045 | $270 | 0.2% | $130.72 | +1.7% | COM | 038222105 |
| MA | MASTERCARD INCORPORATED | 743 | $266 | 0.2% | $358.13 | -1.8% | CL A | 57636Q104 |
| DEED | FIRST TR EXCHNG TRADED FD VI | 11,007 | $266 | 0.2% | $25.78 | — | TCW SECURITIZED | 33740U109 |
| TSLA | TESLA INC | 240 | $259 | 0.2% | $196.46 | +58.5% | COM | 88160R101 |
| LLY | LILLY ELI & CO | 877 | $251 | 0.1% | $243.94 | +1.9% | COM | 532457108 |
| ACAD | ACADIA PHARMACEUTICALS INC | 10,000 | $242 | 0.1% | $24.20 | 0.0% | COM | 004225108 |
| UNH | UNITEDHEALTH GROUP INC | 467 | $238 | 0.1% | $423.18 | +6.6% | COM | 91324P102 |
| — | PROPTECH INVESTMENT CORP II | 23,800 | $233 | 0.1% | $9.76 | — | COM CL A | 743497109 |
| — | INVESCO TR INVT GRADE MUNS | 20,000 | $232 | 0.1% | $11.60 | — | COM | 46131M106 |
| — | INVESCO CALIF VALUE MUN INCO | 20,000 | $222 | 0.1% | $11.10 | — | COM | 46132H106 |
| HSY | HERSHEY CO | 1,013 | $219 | 0.1% | $184.39 | 0.0% | COM | 427866108 |
| — | NUVEEN AMT FREE MUN CR INC F | 14,767 | $218 | 0.1% | $14.76 | — | COM | 67071L106 |
| BTI | BRITISH AMERN TOB PLC | 5,137 | $217 | 0.1% | $42.24 | — | SPONSORED ADR | 110448107 |
| — | NEW YORK CMNTY BANCORP INC | 20,000 | $214 | 0.1% | $10.70 | — | COM | 649445103 |
| VZ | VERIZON COMMUNICATIONS INC | 4,130 | $210 | 0.1% | $41.50 | 0.0% | COM | 92343V104 |
| IDV | ISHARES TR | 6,613 | $210 | 0.1% | $31.76 | — | INTL SEL DIV ETF | 464288448 |
| EEM | ISHARES TR | 4,634 | $209 | 0.1% | $48.77 | — | MSCI EMG MKT ETF | 464287234 |
| GOOG | ALPHABET INC | 74 | $207 | 0.1% | $131.15 | +2.9% | CAP STK CL C | 02079K107 |
| PFXF | VANECK ETF TRUST | 10,000 | $205 | 0.1% | $20.50 | — | PREFERRED SECURT | 92189F429 |
| IGIB | ISHARES TR | 3,573 | $196 | 0.1% | $59.30 | — | ISHS 5-10YR INVT | 464288638 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 15,000 | $184 | 0.1% | $12.27 | — | SH BEN INT | 09248E102 |
| — | NUVEEN MUNICIPAL CREDIT INC | 12,596 | $184 | 0.1% | $14.61 | — | COM SH BEN INT | 67070X101 |
| — | BLACKROCK MUN INCOME TR | 15,000 | $183 | 0.1% | $12.20 | — | SH BEN INT | 09248F109 |
| PFF | ISHARES TR | 5,000 | $182 | 0.1% | $36.40 | — | PFD AND INCM SEC | 464288687 |
| — | INVESCO MUN OPPORTUNITY TR | 15,000 | $172 | 0.1% | $11.47 | — | COM | 46132C107 |
| — | INTERCEPT PHARMACEUTICALS IN | 10,011 | $163 | 0.1% | $16.28 | — | COM | 45845P108 |
| MAC | MACERICH CO | 10,258 | $160 | 0.1% | $15.60 | — | COM | 554382101 |
| VCSH | VANGUARD SCOTTSDALE FDS | 1,970 | $154 | 0.1% | $82.01 | — | SHRT TRM CORP BD | 92206C409 |
| — | PIMCO CORPORATE & INCOME OPP | 10,000 | $154 | 0.1% | $15.40 | — | COM | 72201B101 |
| — | EATON VANCE TAX-MANAGED GLOB | 15,000 | $153 | 0.1% | $10.20 | — | COM | 27829C105 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 15,000 | $151 | 0.1% | $10.07 | — | COM | 27828A100 |
| — | EATON VANCE TAX-MANAGED GLOB | 15,000 | $146 | 0.1% | $9.73 | — | COM | 27829F108 |
| — | PIMCO HIGH INCOME FD | 25,000 | $145 | 0.1% | $5.80 | — | COM SHS | 722014107 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 10,000 | $143 | 0.1% | $14.30 | — | COM | 6706ER101 |
| — | CALAMOS CONV & HIGH INCOME F | 10,000 | $141 | 0.1% | $14.10 | — | COM SHS | 12811P108 |
| — | EATON VANCE TAX-MANAGED DIVE | 10,000 | $140 | 0.1% | $14.00 | — | COM | 27828N102 |
| — | INVESCO VALUE MUN INCOME TR | 10,000 | $139 | 0.1% | $13.90 | — | COM | 46132P108 |
| PGX | INVESCO EXCH TRADED FD TR II | 10,000 | $136 | 0.1% | $13.60 | — | PFD ETF | 46138E511 |
| — | NUVEEN MUN CR OPPORTUNITIES | 10,000 | $135 | 0.1% | $13.50 | — | COM | 670663103 |
| — | NUVEEN QUALITY MUNCP INCOME | 10,000 | $134 | 0.1% | $13.40 | — | COM | 67066V101 |
| AGNC | AGNC INVT CORP | 10,095 | $132 | 0.1% | $13.08 | — | COM | 00123Q104 |
| — | BLACKROCK CR ALLOCATION INCO | 10,000 | $126 | 0.1% | $12.60 | — | COM | 092508100 |
| — | BLACKROCK ENERGY & RES TR | 10,625 | $123 | 0.1% | $11.58 | — | COM | 09250U101 |
| — | TRICIDA INC | 15,000 | $123 | 0.1% | $8.20 | — | COM | 89610F101 |
| — | GLOBAL X FDS | 10,474 | $120 | 0.1% | $11.46 | — | GLB X SUPERDIV | 37950E549 |
| — | DNP SELECT INCOME FD INC | 10,000 | $118 | 0.1% | $11.80 | — | COM | 23325P104 |
| — | BLACKROCK RES & COMMODITIES | 10,640 | $117 | 0.1% | $11.00 | — | SHS | 09257A108 |
| — | EATON VANCE MUN BD FD | 10,000 | $115 | 0.1% | $11.50 | — | COM | 27827X101 |
| — | INVESCO MUN TR | 10,000 | $115 | 0.1% | $11.50 | — | COM | 46131J103 |
| LUMN | LUMEN TECHNOLOGIES INC | 10,225 | $115 | 0.1% | $10.77 | 0.0% | COM | 550241103 |
| — | INVESCO QUALITY MUN INCOME T | 10,000 | $113 | 0.1% | $11.30 | — | COM | 46133G107 |
| VLUE | ISHARES TR | 1,069 | $112 | 0.1% | $108.35 | — | MSCI USA VALUE | 46432F388 |
| — | BLACKROCK CORPOR HI YLD FD I | 10,000 | $108 | 0.1% | $10.80 | — | COM | 09255P107 |
| ITOT | ISHARES TR | 1,061 | $107 | 0.1% | $92.27 | — | CORE S&P TTL STK | 464287150 |
| PBI | PITNEY BOWES INC | 20,000 | $104 | 0.1% | $5.42 | 0.0% | COM | 724479100 |
| CNDT | CONDUENT INC | 20,000 | $103 | 0.1% | $4.92 | 0.0% | COM | 206787103 |
| IGV | ISHARES TR | 289 | $100 | 0.1% | $352.94 | — | EXPANDED TECH | 464287515 |
| HLIT | HARMONIC INC | 10,814 | $100 | 0.1% | $9.80 | 0.0% | COM | 413160102 |
| — | EATON VANCE RISK-MANAGED DIV | 10,000 | $99 | 0.1% | $9.90 | — | COM | 27829G106 |
| — | AERIE PHARMACEUTICALS INC | 10,847 | $99 | 0.1% | $9.13 | — | COM | 00771V108 |
| FOLD | AMICUS THERAPEUTICS INC | 10,408 | $99 | 0.1% | $9.38 | 0.0% | COM | 03152W109 |
| ACWV | ISHARES INC | 935 | $98 | 0.1% | $96.83 | — | MSCI GBL MIN VOL | 464286525 |
| — | NUVEEN MUN VALUE FD INC | 10,000 | $96 | 0.1% | $9.60 | — | COM | 670928100 |
| MTUM | ISHARES TR | 553 | $93 | 0.1% | $182.64 | — | MSCI USA MMENTM | 46432F396 |
| — | ATARA BIOTHERAPEUTICS INC | 10,000 | $93 | 0.1% | $9.30 | — | COM | 046513107 |
| IGF | ISHARES TR | 1,838 | $93 | 0.1% | $43.78 | — | GLB INFRASTR ETF | 464288372 |
| XPZCX | PIMCO CALIF MUN INCOME FD II | 10,000 | $89 | 0.1% | $8.90 | — | COM | 72201C109 |
| — | NUVEEN PFD & INCM SECURTIES | 10,000 | $84 | 0.0% | $8.40 | — | COM | 67072C105 |
| PSEC | PROSPECT CAP CORP | 10,000 | $83 | 0.0% | $4.99 | 0.0% | COM | 74348T102 |
| XHE | SPDR SER TR | 740 | $83 | 0.0% | $113.51 | — | HLTH CR EQUIP | 78464A581 |
| — | ANNALY CAPITAL MANAGEMENT IN | 11,334 | $80 | 0.0% | $7.06 | — | COM | 035710409 |
| — | KARYOPHARM THERAPEUTICS INC | 10,000 | $74 | 0.0% | $7.40 | — | COM | 48576U106 |
| — | DIGITALBRIDGE GROUP INC | 10,000 | $72 | 0.0% | $7.20 | — | CL A COM | 25401T108 |
| QUAD | QUAD / GRAPHICS INC | 10,000 | $69 | 0.0% | $5.24 | 0.0% | COM CL A | 747301109 |
| IDEV | ISHARES TR | 970 | $62 | 0.0% | $63.92 | — | CORE MSCI INTL | 46435G326 |
| IVLU | ISHARES TR | 2,276 | $58 | 0.0% | $25.48 | — | MSCI INTL VLU FT | 46435G409 |
| — | BLACKROCK ENHANCED INTL DIV | 10,000 | $58 | 0.0% | $5.80 | — | COM BENE INTER | 092524107 |
| — | TABULA RASA HEALTHCARE INC | 10,023 | $58 | 0.0% | $5.79 | — | COM | 873379101 |
| IMCG | ISHARES TR | 886 | $57 | 0.0% | $69.84 | — | MRGSTR MD CP GRW | 464288307 |
| — | AMARIN CORP PLC | 16,100 | $53 | 0.0% | $3.29 | — | SPONS ADR NEW | 023111206 |
| VTI | VANGUARD INDEX FDS | 226 | $51 | 0.0% | $196.65 | — | TOTAL STK MKT | 922908769 |
| — | VIRTUS ALLIANZGI CONVERTIBLE | 10,000 | $50 | 0.0% | $5.00 | — | COM | 92838X102 |
| — | GOLDMAN SACHS BDC INC | 50,000 | $50 | 0.0% | $1.02 | — | NOTE 4.500% 4/0 | 38147UAB3 |
| GDX | VANECK ETF TRUST | 1,206 | $46 | 0.0% | $35.66 | — | GOLD MINERS ETF | 92189F106 |
| OLMA | OLEMA PHARMACEUTICALS INC | 10,000 | $43 | 0.0% | $5.51 | 0.0% | COM | 68062P106 |
| — | LA JOLLA PHARMACEUTICAL CO | 10,000 | $43 | 0.0% | $4.30 | — | COM | 503459604 |
| AMRX | AMNEAL PHARMACEUTICALS INC | 10,000 | $42 | 0.0% | $4.43 | 0.0% | COM STK CL A | 03168L105 |
| — | GRITSTONE BIO INC | 10,000 | $41 | 0.0% | $4.10 | — | COM | 39868T105 |
| JIG | J P MORGAN EXCHANGE-TRADED F | 632 | $39 | 0.0% | $76.52 | — | INTERNL GWT | 46641Q324 |
| EMGF | ISHARES INC | 736 | $36 | 0.0% | $51.31 | — | MSCI EMERG MKT | 46434G889 |
| — | INOVIO PHARMACEUTICALS INC | 10,000 | $36 | 0.0% | $3.60 | — | COM NEW | 45773H201 |
| — | SOCIETAL CDMO INC | 20,000 | $36 | 0.0% | $1.80 | — | COM | 75629F109 |
| — | ARLINGTON ASSET INVST CORP | 10,000 | $35 | 0.0% | $3.50 | — | CL A NEW | 041356205 |
| VOE | VANGUARD INDEX FDS | 219 | $33 | 0.0% | $150.94 | — | MCAP VL IDXVIP | 922908512 |
| DHC | DIVERSIFIED HEALTHCARE TR | 10,000 | $32 | 0.0% | $3.20 | — | COM SH BEN INT | 25525P107 |
| PBYI | PUMA BIOTECHNOLOGY INC | 10,000 | $29 | 0.0% | $2.59 | 0.0% | COM | 74587V107 |
| IAGG | ISHARES TR | 545 | $28 | 0.0% | $51.38 | — | CORE INTL AGGR | 46435G672 |
| AQST | AQUESTIVE THERAPEUTICS INC | 10,000 | $26 | 0.0% | $2.92 | 0.0% | COM | 03843E104 |
| BWZ | SPDR SER TR | 903 | $26 | 0.0% | $29.90 | — | BLOOMBERG SHORT | 78464A334 |
| XERS | XERIS BIOPHARMA HOLDINGS INC | 10,000 | $26 | 0.0% | $2.44 | 0.0% | COM | 98422E103 |
| — | INVESCO MORTGAGE CAPITAL INC | 10,977 | $25 | 0.0% | $2.28 | — | COM | 46131B100 |
| SRNE | SORRENTO THERAPEUTICS INC | 10,000 | $23 | 0.0% | $3.12 | 0.0% | COM NEW | 83587F202 |
| — | EPIZYME INC | 20,000 | $23 | 0.0% | $1.15 | — | COM | 29428V104 |
| VCLT | VANGUARD SCOTTSDALE FDS | 245 | $23 | 0.0% | $100.51 | — | LG-TERM COR BD | 92206C813 |
| RPG | INVESCO EXCHANGE TRADED FD T | 120 | $22 | 0.0% | $166.67 | — | S&P500 PUR GWT | 46137V266 |
| — | ASSEMBLY BIOSCIENCES INC | 10,000 | $21 | 0.0% | $2.10 | — | COM | 045396108 |
| IWR | ISHARES TR | 268 | $21 | 0.0% | $67.50 | — | RUS MID CAP ETF | 464287499 |
| ADAPY | ADAPTIMMUNE THERAPEUTICS PLC | 10,000 | $21 | 0.0% | $2.10 | — | SPONDS ADR | 00653A107 |
| VSS | VANGUARD INTL EQUITY INDEX F | 173 | $21 | 0.0% | $121.39 | — | FTSE SMCAP ETF | 922042718 |
| — | ADVERUM BIOTECHNOLOGIES INC | 15,000 | $20 | 0.0% | $1.33 | — | COM | 00773U108 |
| WVE | WAVE LIFE SCIENCES LTD | 10,000 | $20 | 0.0% | $2.45 | 0.0% | SHS | Y95308105 |
| — | CLOVIS ONCOLOGY INC | 10,000 | $20 | 0.0% | $2.00 | — | COM | 189464100 |
| IEF | ISHARES TR | 176 | $19 | 0.0% | $107.95 | — | BARCLAYS 7 10 YR | 464287440 |
| ICVT | ISHARES TR | 204 | $17 | 0.0% | $83.33 | — | CONV BD ETF | 46435G102 |
| VB | VANGUARD INDEX FDS | 70 | $15 | 0.0% | $210.08 | — | SMALL CP ETF | 922908751 |
| VTV | VANGUARD INDEX FDS | 100 | $15 | 0.0% | $150.00 | — | VALUE ETF | 922908744 |
| — | ACCELERATE DIAGNOSTICS INC | 10,000 | $14 | 0.0% | $1.40 | — | COM | 00430H102 |
| — | GEMINI THERAPEUTICS INC | 10,000 | $14 | 0.0% | $1.40 | — | COM | 36870G105 |
| REZ | ISHARES TR | 146 | $14 | 0.0% | $70.65 | — | RESIDENTIAL MULT | 464288562 |
| — | AVROBIO INC | 10,000 | $13 | 0.0% | $1.30 | — | COM | 05455M100 |
| IWN | ISHARES TR | 80 | $13 | 0.0% | $159.38 | — | RUS 2000 VAL ETF | 464287630 |
| HYMB | SPDR SER TR | 217 | $12 | 0.0% | $59.64 | — | NUVEEN BLOOMBERG | 78464A284 |
| — | SOLID BIOSCIENCES INC | 10,000 | $12 | 0.0% | $1.20 | — | COM | 83422E105 |
| VO | VANGUARD INDEX FDS | 41 | $10 | 0.0% | $208.98 | — | MID CAP ETF | 922908629 |
| ICLN | ISHARES TR | 425 | $9 | 0.0% | $24.24 | — | GL CLEAN ENE ETF | 464288224 |
| — | ATHENEX INC | 10,000 | $8 | 0.0% | $0.80 | — | COM | 04685N103 |
| — | CHEMBIO DIAGNOSTICS INC | 10,000 | $8 | 0.0% | $0.80 | — | COM NEW | 163572209 |
| — | ORCHARD THERAPEUTICS PLC | 10,703 | $8 | 0.0% | $0.75 | — | ADS | 68570P101 |
| SPLV | INVESCO EXCH TRADED FD TR II | 109 | $7 | 0.0% | $55.05 | — | S&P500 LOW VOL | 46138E354 |
| AKBA | AKEBIA THERAPEUTICS INC | 10,000 | $7 | 0.0% | $2.14 | 0.0% | COM | 00972D105 |
| IWS | ISHARES TR | 49 | $6 | 0.0% | $122.45 | — | RUS MDCP VAL ETF | 464287473 |
| VFH | VANGUARD WORLD FDS | 51 | $5 | 0.0% | $98.04 | — | FINANCIALS ETF | 92204A405 |
| — | NABRIVA THERAPEUTICS PLC | 10,000 | $4 | 0.0% | $0.40 | — | SHS | G63637113 |
| VBR | VANGUARD INDEX FDS | 22 | $4 | 0.0% | $181.82 | — | SM CP VAL ETF | 922908611 |
| IEFA | ISHARES TR | 55 | $4 | 0.0% | $69.98 | — | CORE MSCI EAFE | 46432F842 |
| SPYV | SPDR SER TR | 92 | $4 | 0.0% | $43.48 | — | PRTFLO S&P500 VL | 78464A508 |
| — | GLOBAL X FDS | 660 | $4 | 0.0% | $6.06 | — | CANNABIS ETF | 37954Y426 |
| VTWO | VANGUARD SCOTTSDALE FDS | 24 | $2 | 0.0% | $83.33 | — | VNG RUS2000IDX | 92206C664 |
| PBW | INVESCO EXCHANGE TRADED FD T | 10 | $1 | 0.0% | $87.50 | — | WILDERHIL CLAN | 46137V134 |
| EWS | ISHARES INC | 1 | $0 | 0.0% | $26.32 | — | MSCI SINGPOR ETF | 46434G780 |
| RSP | INVESCO EXCHANGE TRADED FD T | 1 | $0 | 0.0% | — | — | S&P500 EQL WGT | 46137V357 |