Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 24, 2015

Total Value ($000): $132,234 (100.0% shares, 0.0% debt)

Holdings (96)

ILMN ILLUMINA INC. 19.9%
Value ($000) $26,291 Shares 149,533 Est. Cost $64.01 Unrealized +215.8%
UEIC UNIVERSAL ELECTRONICS 9.9%
Value ($000) $13,087 Shares 311,372 Est. Cost $24.88 Unrealized +91.7%
EXPRESS SCRIPTS HOLDING CO 7.1%
Value ($000) $9,422 Shares 116,373 Est. Cost $61.98 Unrealized
SPECTRANETICS 6.2%
Value ($000) $8,250 Shares 699,725 Est. Cost $18.68 Unrealized
XOM EXXON MOBIL CORP 3.2%
Value ($000) $4,218 Shares 56,726 Est. Cost $54.39 Unrealized -9.8%
FLO FLOWERS FOODS INC. 2.7%
Value ($000) $3,530 Shares 142,655 Est. Cost $14.88 Unrealized +2.1%
IBM INT'L BUS MACHINES 2.3%
Value ($000) $3,099 Shares 21,379 Est. Cost $118.08 Unrealized -19.2%
BMY BRISTOL MYERS SQUIBB 2.3%
Value ($000) $3,082 Shares 52,066 Est. Cost $29.34 Unrealized +51.8%
MSFT MICROSOFT 2.3%
Value ($000) $3,000 Shares 67,775 Est. Cost $27.49 Unrealized +41.6%
T AT&T INC. 2.2%
Value ($000) $2,856 Shares 87,658 Est. Cost $11.40 Unrealized +7.6%
AAL AMERICAN AIRLINES GROUP INC 1.9%
Value ($000) $2,524 Shares 65,000 Est. Cost $40.43 Unrealized -3.3%
GENERAL ELECTRIC 1.9%
Value ($000) $2,521 Shares 99,960 Est. Cost $23.78 Unrealized
CHICAGO BRIDGE & IRON 1.8%
Value ($000) $2,418 Shares 60,975 Est. Cost $58.96 Unrealized
DIS DISNEY, WALT 1.7%
Value ($000) $2,283 Shares 22,339 Est. Cost $57.10 Unrealized +74.7%
HON HONEYWELL INTERNATIONAL 1.6%
Value ($000) $2,128 Shares 22,473 Est. Cost $53.58 Unrealized +36.9%
VZ VERIZON COMM 1.5%
Value ($000) $1,933 Shares 44,428 Est. Cost $26.99 Unrealized +0.1%
PM PHILIP MORRIS INTERNATIONAL IN 1.1%
Value ($000) $1,499 Shares 18,900 Est. Cost $49.85 Unrealized -1.9%
PFE PFIZER 1.1%
Value ($000) $1,406 Shares 44,770 Est. Cost $16.44 Unrealized +25.3%
F X ENERGY 1.1%
Value ($000) $1,390 Shares 1,462,850 Est. Cost $2.75 Unrealized
MO ALTRIA GROUP INC. 1.0%
Value ($000) $1,346 Shares 24,750 Est. Cost $17.17 Unrealized +57.3%
UNP UNION PACIFIC 1.0%
Value ($000) $1,337 Shares 15,120 Est. Cost $65.92 Unrealized +9.5%
EFX EQUIFAX 1.0%
Value ($000) $1,302 Shares 13,399 Est. Cost $53.06 Unrealized +69.6%
JPM JP MORGAN CHASE 1.0%
Value ($000) $1,265 Shares 20,742 Est. Cost $36.97 Unrealized +34.2%
PEP PEPSICO 0.9%
Value ($000) $1,251 Shares 13,265 Est. Cost $56.46 Unrealized +23.1%
AAPL APPLE COMPUTER 0.9%
Value ($000) $1,207 Shares 10,941 Est. Cost $21.16 Unrealized +24.2%
ABBV ABBVIE INC 0.8%
Value ($000) $1,042 Shares 19,150 Est. Cost $29.37 Unrealized +44.8%
UMBF UMB FINANCIAL CORP 0.8%
Value ($000) $1,016 Shares 20,000 Est. Cost $50.96 Unrealized +3.5%
PG PROCTER & GAMBLE 0.7%
Value ($000) $977 Shares 13,575 Est. Cost $55.44 Unrealized +1.6%
WPC W.P. CAREY INC. 0.7%
Value ($000) $963 Shares 16,654 Est. Cost $65.59 Unrealized
CSCO CISCO SYSTEMS 0.6%
Value ($000) $850 Shares 32,374 Est. Cost $15.47 Unrealized +26.5%
FIS FIDELITY NATIONAL INFORMATION 0.6%
Value ($000) $818 Shares 12,198 Est. Cost $34.36 Unrealized +62.1%
BP BP PLC ADR 0.6%
Value ($000) $749 Shares 24,496 Est. Cost $41.99 Unrealized
ABT ABBOTT LABS 0.6%
Value ($000) $730 Shares 18,150 Est. Cost $29.74 Unrealized +30.5%
KO COCA COLA 0.5%
Value ($000) $712 Shares 17,738 Est. Cost $27.83 Unrealized +3.6%
LEUCADIA NATIONAL CORP 0.5%
Value ($000) $705 Shares 34,800 Est. Cost $26.21 Unrealized
JNJ JOHNSON & JOHNSON 0.5%
Value ($000) $686 Shares 7,349 Est. Cost $60.81 Unrealized +19.2%
AXP AMERICAN EXPRESS 0.5%
Value ($000) $682 Shares 9,200 Est. Cost $61.07 Unrealized +8.5%
TRN TRINITY INDS INC. 0.5%
Value ($000) $648 Shares 28,604 Est. Cost $15.94 Unrealized -14.1%
THORATEC LABS CORP 0.5%
Value ($000) $630 Shares 9,954 Est. Cost $31.28 Unrealized
MMM 3M COMPANY 0.5%
Value ($000) $610 Shares 4,300 Est. Cost $62.80 Unrealized +39.3%
MRK MERCK & CO 0.4%
Value ($000) $594 Shares 12,030 Est. Cost $40.30 Unrealized -4.7%
GEO GEO GROUP INC 0.4%
Value ($000) $586 Shares 19,700 Est. Cost $12.27 Unrealized +6.0%
PNC PNC FINANCIAL CORP 0.4%
Value ($000) $575 Shares 6,446 Est. Cost $47.34 Unrealized +43.0%
DUK DUKE ENERGY CORP 0.4%
Value ($000) $572 Shares 7,953 Est. Cost $43.77 Unrealized +7.8%
MDLZ MONDELEZ INTERNATIONAL INC A 0.4%
Value ($000) $544 Shares 13,004 Est. Cost $24.08 Unrealized +41.3%
SO SOUTHERN COMPANY 0.4%
Value ($000) $543 Shares 12,157 Est. Cost $26.97 Unrealized +5.0%
DU PONT (EI) DE NEMOURS 0.4%
Value ($000) $533 Shares 11,051 Est. Cost $59.40 Unrealized
CVX CHEVRON CORP. 0.4%
Value ($000) $531 Shares 6,729 Est. Cost $72.06 Unrealized -25.3%
CASI PHARMACEUTICALS INC 0.4%
Value ($000) $524 Shares 489,372 Est. Cost $1.80 Unrealized
WY WEYERHAEUSER 0.4%
Value ($000) $522 Shares 19,100 Est. Cost $18.65 Unrealized +5.0%
ORLY O'REILLY AUTOMOTIVE INC 0.4%
Value ($000) $500 Shares 2,000 Est. Cost $9.87 Unrealized +63.7%
WM WASTE MGT. 0.4%
Value ($000) $487 Shares 9,783 Est. Cost $31.58 Unrealized +29.3%
LLY ELI LILLY 0.4%
Value ($000) $469 Shares 5,600 Est. Cost $51.92 Unrealized +35.7%
PLUM CREEK TIMBER 0.3%
Value ($000) $439 Shares 11,100 Est. Cost $46.03 Unrealized
DGEAF DIAGEO 0.3%
Value ($000) $411 Shares 15,375 Est. Cost $22.39 Unrealized -2.7%
NSC NORFOLK SOUTHERN 0.3%
Value ($000) $401 Shares 5,250 Est. Cost $70.35 Unrealized -7.4%
EMN EASTMAN CHEMICAL 0.3%
Value ($000) $379 Shares 5,850 Est. Cost $47.81 Unrealized +10.4%
C CITIGROUP INC 0.3%
Value ($000) $364 Shares 7,340 Est. Cost $37.07 Unrealized +9.9%
CODI COMPASS DIVERSIFIED HOLDINGS 0.3%
Value ($000) $364 Shares 22,580 Est. Cost $7.10 Unrealized +16.9%
LIDCO GROUP 0.3%
Value ($000) $337 Shares 2,589,870 Est. Cost $0.19 Unrealized
HPQ HP INC 0.3%
Value ($000) $333 Shares 13,000 Est. Cost $9.19 Unrealized 0.0%
TIP ISHARES UNITED STATES TREASURY 0.3%
Value ($000) $332 Shares 3,000 Est. Cost $112.00 Unrealized
NEE NEXTERA ENERGY INC 0.3%
Value ($000) $332 Shares 3,400 Est. Cost $15.66 Unrealized +24.1%
AFL AFLAC INC. 0.2%
Value ($000) $329 Shares 5,656 Est. Cost $20.85 Unrealized +13.6%
KHC THE KRAFT HEINZ COMPANY 0.2%
Value ($000) $323 Shares 4,583 Est. Cost $47.82 Unrealized 0.0%
GLW CORNING INC 0.2%
Value ($000) $321 Shares 18,770 Est. Cost $10.66 Unrealized +27.9%
SLB SCHLUMBERGER LTD 0.2%
Value ($000) $310 Shares 4,500 Est. Cost $66.03 Unrealized -10.8%
IP INTERNATIONAL PAPER 0.2%
Value ($000) $310 Shares 8,200 Est. Cost $28.63 Unrealized -5.2%
XEROX 0.2%
Value ($000) $304 Shares 31,216 Est. Cost $9.07 Unrealized
BXMT BLACKSTONE MORTGAGE TRUST INC 0.2%
Value ($000) $292 Shares 10,627 Est. Cost $27.82 Unrealized
THVB THOMASVILLE BANCSHARES INC 0.2%
Value ($000) $290 Shares 10,000 Est. Cost $15.13 Unrealized +40.3%
DTE D T E ENERGY CO 0.2%
Value ($000) $287 Shares 3,569 Est. Cost $38.40 Unrealized +23.0%
BAX BAXTER INT'L 0.2%
Value ($000) $284 Shares 8,650 Est. Cost $30.40 Unrealized +5.5%
INTC INTEL CORP 0.2%
Value ($000) $277 Shares 9,200 Est. Cost $17.42 Unrealized +29.9%
BAXALTA INC 0.2%
Value ($000) $273 Shares 8,650 Est. Cost $31.56 Unrealized
CAG CONAGRA FOODS 0.2%
Value ($000) $266 Shares 6,575 Est. Cost $17.67 Unrealized +32.6%
NEW YORK COMMUNITY BANCORP INC 0.2%
Value ($000) $255 Shares 14,100 Est. Cost $14.04 Unrealized
CMCSA COMCAST CORP 0.2%
Value ($000) $253 Shares 4,446 Est. Cost $19.85 Unrealized +17.6%
TIFFANY & CO 0.2%
Value ($000) $247 Shares 3,200 Est. Cost $72.81 Unrealized
KMB KIMBERLY CLARK 0.2%
Value ($000) $240 Shares 2,200 Est. Cost $70.30 Unrealized +10.1%
CAT CATERPILLAR 0.2%
Value ($000) $229 Shares 3,500 Est. Cost $64.92 Unrealized -8.9%
GEF/B GREIF INC CL B 0.2%
Value ($000) $228 Shares 5,900 Est. Cost $29.45 Unrealized -18.3%
D DOMINION RESOURCES 0.2%
Value ($000) $223 Shares 3,167 Est. Cost $44.59 Unrealized +0.8%
WMB WILLIAMS CO 0.2%
Value ($000) $221 Shares 6,000 Est. Cost $18.64 Unrealized +47.1%
COP CONOCOPHILLIPS 0.2%
Value ($000) $218 Shares 4,550 Est. Cost $46.24 Unrealized -20.4%
MTB M&T BANK CORP 0.2%
Value ($000) $210 Shares 1,723 Est. Cost $72.91 Unrealized +27.9%
FCX FREEPORT MCMORAN INC 0.2%
Value ($000) $203 Shares 20,900 Est. Cost $24.96 Unrealized -56.6%
VECTREN CORP 0.2%
Value ($000) $202 Shares 4,798 Est. Cost $42.10 Unrealized
PEOPLE'S UNITED FINANCIAL INC 0.1%
Value ($000) $192 Shares 12,207 Est. Cost $15.73 Unrealized
NEW YORK MORTGAGE TR INC 0.1%
Value ($000) $99 Shares 18,000 Est. Cost $6.82 Unrealized
BONTQ BON TON STORES INC 0.1%
Value ($000) $80 Shares 25,500 Est. Cost $16.14 Unrealized -74.2%
TVAGF TVA GROUP INC CL B 0.1%
Value ($000) $74 Shares 19,800 Est. Cost $8.89 Unrealized
FRONTIER COMMUNICATIONS CORP 0.0%
Value ($000) $57 Shares 12,018 Est. Cost $4.20 Unrealized
VASOMEDICAL INC 0.0%
Value ($000) $2 Shares 11,000 Est. Cost $0.18 Unrealized
CHINA SHUANGJI CEMENT LTD 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized