Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Jul 22, 2015

Total Value ($000): $300,484 (100.0% shares, 0.0% debt)

Holdings (110)

FLO FLOWERS FOODS INC. 47.0%
Value ($000) $141,079 Shares 6,670,407 Est. Cost $14.88 Unrealized +0.2%
ILMN ILLUMINA INC. 10.9%
Value ($000) $32,869 Shares 150,528 Est. Cost $64.01 Unrealized +205.2%
SPECTRANETICS 5.4%
Value ($000) $16,135 Shares 701,225 Est. Cost $18.68 Unrealized
UEIC UNIVERSAL ELECTRONICS 5.2%
Value ($000) $15,631 Shares 313,622 Est. Cost $24.88 Unrealized +116.5%
EXPRESS SCRIPTS HOLDING CO 3.5%
Value ($000) $10,588 Shares 119,051 Est. Cost $61.98 Unrealized
XOM EXXON MOBIL CORP 1.5%
Value ($000) $4,512 Shares 54,226 Est. Cost $54.63 Unrealized -0.6%
BMY BRISTOL MYERS SQUIBB 1.3%
Value ($000) $3,850 Shares 57,865 Est. Cost $29.34 Unrealized +56.8%
IBM INT'L BUS MACHINES 1.2%
Value ($000) $3,478 Shares 21,379 Est. Cost $118.08 Unrealized -12.8%
T AT&T INC. 1.1%
Value ($000) $3,453 Shares 97,200 Est. Cost $11.40 Unrealized +7.1%
MSFT MICROSOFT 1.1%
Value ($000) $3,255 Shares 73,734 Est. Cost $27.49 Unrealized +43.0%
CHICAGO BRIDGE & IRON 1.0%
Value ($000) $3,121 Shares 62,375 Est. Cost $58.96 Unrealized
GENERAL ELECTRIC 0.9%
Value ($000) $2,794 Shares 105,160 Est. Cost $23.78 Unrealized
DIS DISNEY, WALT 0.9%
Value ($000) $2,627 Shares 23,012 Est. Cost $57.10 Unrealized +75.1%
AAL AMERICAN AIRLINES GROUP INC 0.9%
Value ($000) $2,596 Shares 65,000 Est. Cost $40.43 Unrealized +7.2%
HON HONEYWELL INTERNATIONAL 0.8%
Value ($000) $2,368 Shares 23,223 Est. Cost $53.58 Unrealized +39.5%
VZ VERIZON COMM 0.7%
Value ($000) $2,080 Shares 44,628 Est. Cost $26.99 Unrealized +4.9%
PM PHILIP MORRIS INTERNATIONAL IN 0.5%
Value ($000) $1,515 Shares 18,900 Est. Cost $49.85 Unrealized -3.1%
PFE PFIZER 0.5%
Value ($000) $1,501 Shares 44,770 Est. Cost $16.44 Unrealized +26.4%
UNP UNION PACIFIC 0.5%
Value ($000) $1,442 Shares 15,120 Est. Cost $65.92 Unrealized +24.4%
MO ALTRIA GROUP INC. 0.5%
Value ($000) $1,406 Shares 28,750 Est. Cost $17.17 Unrealized +47.1%
JPM JP MORGAN CHASE 0.5%
Value ($000) $1,405 Shares 20,742 Est. Cost $36.97 Unrealized +32.9%
EFX EQUIFAX 0.4%
Value ($000) $1,301 Shares 13,399 Est. Cost $53.06 Unrealized +66.1%
ABBV ABBVIE INC 0.4%
Value ($000) $1,287 Shares 19,150 Est. Cost $29.37 Unrealized +44.1%
AAPL APPLE COMPUTER 0.4%
Value ($000) $1,246 Shares 9,934 Est. Cost $20.64 Unrealized +38.3%
PEP PEPSICO 0.4%
Value ($000) $1,229 Shares 13,165 Est. Cost $56.46 Unrealized +22.8%
PNC PNC FINANCIAL CORP 0.4%
Value ($000) $1,190 Shares 12,446 Est. Cost $47.34 Unrealized +43.0%
UMBF UMB FINANCIAL CORP 0.4%
Value ($000) $1,140 Shares 20,000 Est. Cost $50.96 Unrealized +5.5%
WPC W.P. CAREY INC. 0.4%
Value ($000) $1,115 Shares 18,917 Est. Cost $65.59 Unrealized
PG PROCTER & GAMBLE 0.4%
Value ($000) $1,062 Shares 13,575 Est. Cost $55.44 Unrealized +8.2%
F X ENERGY 0.3%
Value ($000) $1,020 Shares 1,158,584 Est. Cost $3.23 Unrealized
BP BP PLC ADR 0.3%
Value ($000) $979 Shares 24,496 Est. Cost $41.99 Unrealized
ABT ABBOTT LABS 0.3%
Value ($000) $891 Shares 18,150 Est. Cost $29.74 Unrealized +32.3%
CSCO CISCO SYSTEMS 0.3%
Value ($000) $889 Shares 32,374 Est. Cost $15.47 Unrealized +33.3%
CASI PHARMACEUTICALS INC 0.3%
Value ($000) $876 Shares 489,372 Est. Cost $1.80 Unrealized
BAX BAXTER INT'L 0.3%
Value ($000) $860 Shares 12,304 Est. Cost $30.40 Unrealized +3.5%
LEUCADIA NATIONAL CORP 0.3%
Value ($000) $845 Shares 34,800 Est. Cost $26.21 Unrealized
TRN TRINITY INDS INC. 0.3%
Value ($000) $759 Shares 28,700 Est. Cost $15.94 Unrealized +1.0%
FIS FIDELITY NATIONAL INFORMATION 0.3%
Value ($000) $754 Shares 12,198 Est. Cost $34.36 Unrealized +55.2%
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $716 Shares 7,345 Est. Cost $60.81 Unrealized +22.5%
AXP AMERICAN EXPRESS 0.2%
Value ($000) $715 Shares 9,200 Est. Cost $61.07 Unrealized +11.4%
KO COCA COLA 0.2%
Value ($000) $708 Shares 18,038 Est. Cost $27.83 Unrealized +4.3%
DU PONT (EI) DE NEMOURS 0.2%
Value ($000) $707 Shares 11,051 Est. Cost $59.40 Unrealized
GEO GEO GROUP INC 0.2%
Value ($000) $690 Shares 20,200 Est. Cost $12.27 Unrealized +21.6%
MRK MERCK & CO 0.2%
Value ($000) $685 Shares 12,030 Est. Cost $40.30 Unrealized -0.2%
MMM 3M COMPANY 0.2%
Value ($000) $663 Shares 4,300 Est. Cost $62.80 Unrealized +51.0%
CVX CHEVRON CORP. 0.2%
Value ($000) $649 Shares 6,729 Est. Cost $72.06 Unrealized -7.8%
MDLZ MONDELEZ INTERNATIONAL INC A 0.2%
Value ($000) $608 Shares 14,770 Est. Cost $24.08 Unrealized +28.1%
WY WEYERHAEUSER 0.2%
Value ($000) $602 Shares 19,100 Est. Cost $18.65 Unrealized +13.4%
DUK DUKE ENERGY CORP 0.2%
Value ($000) $561 Shares 7,946 Est. Cost $43.77 Unrealized +11.3%
WM WASTE MGT. 0.2%
Value ($000) $555 Shares 11,983 Est. Cost $31.58 Unrealized +29.6%
HEWLETT PACKARD 0.2%
Value ($000) $538 Shares 17,925 Est. Cost $25.90 Unrealized
NSC NORFOLK SOUTHERN 0.2%
Value ($000) $537 Shares 6,150 Est. Cost $70.35 Unrealized +10.1%
HAL HALLIBURTON CO 0.2%
Value ($000) $517 Shares 12,000 Est. Cost $33.21 Unrealized +13.0%
SO SOUTHERN COMPANY 0.2%
Value ($000) $509 Shares 12,152 Est. Cost $26.97 Unrealized +3.0%
EMN EASTMAN CHEMICAL 0.2%
Value ($000) $479 Shares 5,850 Est. Cost $47.81 Unrealized +14.7%
LLY ELI LILLY 0.2%
Value ($000) $468 Shares 5,600 Est. Cost $51.92 Unrealized +21.7%
IP INTERNATIONAL PAPER 0.2%
Value ($000) $462 Shares 9,700 Est. Cost $28.63 Unrealized +10.0%
THORATEC LABS CORP 0.2%
Value ($000) $457 Shares 10,254 Est. Cost $31.28 Unrealized
ORLY O'REILLY AUTOMOTIVE INC 0.2%
Value ($000) $452 Shares 2,000 Est. Cost $9.87 Unrealized +50.3%
PLUM CREEK TIMBER 0.1%
Value ($000) $450 Shares 11,100 Est. Cost $46.03 Unrealized
LIDCO GROUP 0.1%
Value ($000) $448 Shares 2,589,870 Est. Cost $0.19 Unrealized
DGEAF DIAGEO 0.1%
Value ($000) $442 Shares 15,375 Est. Cost $22.39 Unrealized -1.5%
XEROX 0.1%
Value ($000) $406 Shares 38,116 Est. Cost $9.07 Unrealized
C CITIGROUP INC 0.1%
Value ($000) $405 Shares 7,340 Est. Cost $37.07 Unrealized +9.4%
FCX FREEPORT MCMORAN INC 0.1%
Value ($000) $402 Shares 21,600 Est. Cost $24.96 Unrealized -26.0%
GLW CORNING INC 0.1%
Value ($000) $390 Shares 19,770 Est. Cost $10.66 Unrealized +51.1%
SLB SCHLUMBERGER LTD 0.1%
Value ($000) $388 Shares 4,500 Est. Cost $66.03 Unrealized +1.1%
KRAFT FOODS GROUP 0.1%
Value ($000) $373 Shares 4,383 Est. Cost $56.33 Unrealized
CODI COMPASS DIVERSIFIED HOLDINGS 0.1%
Value ($000) $370 Shares 22,580 Est. Cost $7.10 Unrealized +15.9%
WMB WILLIAMS CO 0.1%
Value ($000) $363 Shares 6,325 Est. Cost $18.64 Unrealized +50.6%
AFL AFLAC INC. 0.1%
Value ($000) $352 Shares 5,656 Est. Cost $20.85 Unrealized +18.1%
TIP ISHARES UNITED STATES TREASURY 0.1%
Value ($000) $336 Shares 3,000 Est. Cost $112.00 Unrealized
NEE NEXTERA ENERGY INC 0.1%
Value ($000) $333 Shares 3,400 Est. Cost $15.66 Unrealized +23.2%
CAG CONAGRA FOODS 0.1%
Value ($000) $301 Shares 6,875 Est. Cost $17.67 Unrealized +17.9%
CAT CATERPILLAR 0.1%
Value ($000) $297 Shares 3,500 Est. Cost $64.92 Unrealized +1.5%
THVB THOMASVILLE BANCSHARES INC 0.1%
Value ($000) $295 Shares 10,000 Est. Cost $15.13 Unrealized +36.0%
TIFFANY & CO 0.1%
Value ($000) $294 Shares 3,200 Est. Cost $72.81 Unrealized
BXMT BLACKSTONE MORTGAGE TRUST INC 0.1%
Value ($000) $290 Shares 10,420 Est. Cost $27.83 Unrealized
INTC INTEL CORP 0.1%
Value ($000) $280 Shares 9,200 Est. Cost $17.42 Unrealized +44.0%
COP CONOCOPHILLIPS 0.1%
Value ($000) $279 Shares 4,550 Est. Cost $46.24 Unrealized +0.3%
CMCSA COMCAST CORP 0.1%
Value ($000) $267 Shares 4,446 Est. Cost $19.85 Unrealized +15.8%
DTE D T E ENERGY CO 0.1%
Value ($000) $266 Shares 3,569 Est. Cost $38.40 Unrealized +22.0%
GEF/B GREIF INC CL B 0.1%
Value ($000) $259 Shares 6,400 Est. Cost $29.45 Unrealized -7.6%
NEW YORK COMMUNITY BANCORP INC 0.1%
Value ($000) $259 Shares 14,100 Est. Cost $14.04 Unrealized
MCK MCKESSON CORP 0.1%
Value ($000) $242 Shares 1,075 Est. Cost $186.87 Unrealized +14.0%
SPECTRA ENERGY 0.1%
Value ($000) $237 Shares 7,280 Est. Cost $35.15 Unrealized
KMB KIMBERLY CLARK 0.1%
Value ($000) $233 Shares 2,200 Est. Cost $70.30 Unrealized +7.9%
DVN DEVON ENERGY 0.1%
Value ($000) $226 Shares 3,800 Est. Cost $42.09 Unrealized +5.1%
BAC BANK OF AMERICA CORP 0.1%
Value ($000) $223 Shares 13,131 Est. Cost $12.26 Unrealized +7.1%
WABCO HOLDINGS INC. 0.1%
Value ($000) $223 Shares 1,800 Est. Cost $122.70 Unrealized
TR TOOTSIE ROLL 0.1%
Value ($000) $222 Shares 6,878 Est. Cost $22.42 Unrealized +12.8%
GILD GILEAD SCIENCES INC. 0.1%
Value ($000) $222 Shares 1,900 Est. Cost $75.98 Unrealized 0.0%
CERNER CORP 0.1%
Value ($000) $221 Shares 3,200 Est. Cost $59.71 Unrealized
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $220 Shares 2,400 Est. Cost $65.62 Unrealized +12.7%
MTB M&T BANK CORP 0.1%
Value ($000) $215 Shares 1,723 Est. Cost $72.91 Unrealized +25.3%
BK BANK OF NEW YORK MELLON CORP 0.1%
Value ($000) $214 Shares 5,098 Est. Cost $29.42 Unrealized +11.1%
D DOMINION RESOURCES 0.1%
Value ($000) $212 Shares 3,167 Est. Cost $44.59 Unrealized 0.0%
SIGMA-ALDRICH CORP 0.1%
Value ($000) $209 Shares 1,500 Est. Cost $101.54 Unrealized
SENSIENT TECHNOLOGIES CORP 0.1%
Value ($000) $205 Shares 3,000 Est. Cost $69.00 Unrealized
VOD VODAFONE GROUP PLC 0.1%
Value ($000) $203 Shares 5,577 Est. Cost $36.40 Unrealized
F FORD MOTOR 0.1%
Value ($000) $202 Shares 13,450 Est. Cost $7.87 Unrealized +11.2%
BB&T CORP. 0.1%
Value ($000) $202 Shares 5,000 Est. Cost $40.40 Unrealized
CVS CVS HEALTH CORP 0.1%
Value ($000) $200 Shares 1,909 Est. Cost $75.25 Unrealized 0.0%
NEW YORK MORTGAGE TR INC 0.0%
Value ($000) $127 Shares 17,000 Est. Cost $6.89 Unrealized
BONTQ BON TON STORES INC 0.0%
Value ($000) $118 Shares 25,500 Est. Cost $16.14 Unrealized -61.6%
TVAGF TVA GROUP INC CL B 0.0%
Value ($000) $76 Shares 19,800 Est. Cost $8.89 Unrealized
FRONTIER COMMUNICATIONS CORP 0.0%
Value ($000) $59 Shares 12,018 Est. Cost $4.20 Unrealized
VASOMEDICAL INC 0.0%
Value ($000) $2 Shares 11,000 Est. Cost $0.18 Unrealized
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized
CHINA SHUANGJI CEMENT LTD 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized