Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 8, 2016

Total Value ($000): $150,622 (100.0% shares, 0.0% debt)

Holdings (111)

ILMN ILLUMINA INC 19.0%
Value ($000) $28,680 Shares 149,418 Est. Cost $64.01 Unrealized +152.2%
UEIC UNIVERSAL ELECTRONICS 10.5%
Value ($000) $15,833 Shares 308,338 Est. Cost $24.88 Unrealized +94.9%
SPECTRANETICS CORP 7.4%
Value ($000) $11,208 Shares 744,228 Est. Cost $18.46 Unrealized
EXPRESS SCRIPTS HOLDING CO 6.9%
Value ($000) $10,406 Shares 119,051 Est. Cost $62.55 Unrealized
XOM EXXON MOBIL CORP 2.7%
Value ($000) $4,123 Shares 52,892 Est. Cost $54.39 Unrealized -5.5%
MSFT MICROSOFT CORPORATION 2.7%
Value ($000) $4,061 Shares 73,197 Est. Cost $28.85 Unrealized +59.2%
GENERAL ELECTRIC CO 2.4%
Value ($000) $3,633 Shares 116,616 Est. Cost $24.83 Unrealized
BMY BRISTOL-MYERS SQUIBB CO 2.4%
Value ($000) $3,600 Shares 52,336 Est. Cost $29.34 Unrealized +59.1%
IBM INTERNATIONAL BUSINESS MACHINE 2.2%
Value ($000) $3,355 Shares 24,379 Est. Cost $114.32 Unrealized -23.4%
T AT&T INC 2.1%
Value ($000) $3,203 Shares 93,082 Est. Cost $11.46 Unrealized +8.5%
FLO FLOWERS FOODS INC 2.0%
Value ($000) $3,064 Shares 142,585 Est. Cost $14.88 Unrealized +10.2%
AAL AMERICAN AIRLINES GROUP INC 1.8%
Value ($000) $2,753 Shares 65,000 Est. Cost $40.43 Unrealized +2.3%
DIS WALT DISNEY CO/THE 1.6%
Value ($000) $2,452 Shares 23,339 Est. Cost $59.04 Unrealized +73.2%
CHICAGO BRIDGE & IRON 1.6%
Value ($000) $2,377 Shares 60,975 Est. Cost $58.96 Unrealized
HON HONEYWELL INTERNATIONAL 1.5%
Value ($000) $2,328 Shares 22,473 Est. Cost $53.58 Unrealized +38.6%
VZ VERIZON COMMUNICATIONS INC 1.5%
Value ($000) $2,203 Shares 47,658 Est. Cost $26.99 Unrealized -0.2%
PFE PFIZER INC 1.1%
Value ($000) $1,697 Shares 52,579 Est. Cost $17.02 Unrealized +19.7%
PM PHILIP MORRIS INTERNAT 1.1%
Value ($000) $1,626 Shares 18,500 Est. Cost $49.85 Unrealized +4.9%
EFX EQUIFAX INC 1.0%
Value ($000) $1,492 Shares 13,399 Est. Cost $53.06 Unrealized +85.0%
PEP PEPSICO INC 1.0%
Value ($000) $1,465 Shares 14,665 Est. Cost $58.08 Unrealized +26.5%
MO ALTRIA GROUP INC 0.9%
Value ($000) $1,423 Shares 24,450 Est. Cost $17.17 Unrealized +71.6%
JPM JP MORGAN CHASE & CO 0.9%
Value ($000) $1,370 Shares 20,747 Est. Cost $36.97 Unrealized +34.4%
UNP UNION PACIFIC 0.8%
Value ($000) $1,198 Shares 15,320 Est. Cost $65.95 Unrealized +3.6%
PG PROCTER & GAMBLE COMPANY 0.8%
Value ($000) $1,180 Shares 14,863 Est. Cost $55.65 Unrealized +4.1%
AAPL APPLE COMPUTER 0.8%
Value ($000) $1,173 Shares 11,148 Est. Cost $21.24 Unrealized +21.1%
ABBV ABBVIE INC. 0.7%
Value ($000) $1,116 Shares 18,835 Est. Cost $29.37 Unrealized +29.2%
WPC W.P. CAREY INC. 0.7%
Value ($000) $1,042 Shares 17,666 Est. Cost $65.21 Unrealized
ABT ABBOTT LABORATORIES 0.7%
Value ($000) $1,000 Shares 22,274 Est. Cost $31.00 Unrealized +17.9%
JNJ JOHNSON & JOHNSON 0.6%
Value ($000) $935 Shares 9,098 Est. Cost $63.71 Unrealized +19.2%
UMBF UMB FINANCIAL CORP 0.6%
Value ($000) $931 Shares 20,000 Est. Cost $50.96 Unrealized -0.9%
CSCO CISCO SYSTEMS 0.6%
Value ($000) $879 Shares 32,374 Est. Cost $15.47 Unrealized +30.3%
MMM 3M CO 0.5%
Value ($000) $807 Shares 5,357 Est. Cost $68.59 Unrealized +34.3%
CVX CHEVRON CORPORATION 0.5%
Value ($000) $798 Shares 8,872 Est. Cost $68.77 Unrealized -15.0%
KO COCA COLA 0.5%
Value ($000) $762 Shares 17,738 Est. Cost $27.83 Unrealized +10.8%
SO SOUTHERN CO 0.5%
Value ($000) $755 Shares 16,141 Est. Cost $27.62 Unrealized +7.2%
WY WEYERHAEUSER CO 0.5%
Value ($000) $753 Shares 25,109 Est. Cost $19.06 Unrealized +6.8%
FIS FIDELITY NATIONAL INFORMATION 0.5%
Value ($000) $739 Shares 12,198 Est. Cost $34.36 Unrealized +61.5%
DU PONT (EI) DE NEMOURS 0.5%
Value ($000) $736 Shares 11,051 Est. Cost $59.40 Unrealized
BP BP PLC SPONS ADR 0.5%
Value ($000) $700 Shares 22,396 Est. Cost $41.99 Unrealized
MDLZ MONDELEZ INTERNATIONAL 0.5%
Value ($000) $686 Shares 15,304 Est. Cost $25.79 Unrealized +37.5%
TRN TRINITY INDS INC. 0.5%
Value ($000) $680 Shares 28,308 Est. Cost $15.94 Unrealized -15.7%
AXP AMERICAN EXPRESS CO 0.4%
Value ($000) $640 Shares 9,200 Est. Cost $61.07 Unrealized +2.9%
MRK MERCK & CO 0.4%
Value ($000) $635 Shares 12,030 Est. Cost $40.30 Unrealized -8.8%
PNC PNC FINANCIAL CORP 0.4%
Value ($000) $613 Shares 6,436 Est. Cost $47.34 Unrealized +41.9%
LEUCADIA NATIONAL CORP 0.4%
Value ($000) $605 Shares 34,800 Est. Cost $26.21 Unrealized
GEO GEO GROUP INC 0.4%
Value ($000) $570 Shares 19,700 Est. Cost $12.27 Unrealized -2.1%
DUK DUKE ENERGY CORP 0.4%
Value ($000) $568 Shares 7,961 Est. Cost $43.77 Unrealized +5.9%
WM WASTE MGT. 0.3%
Value ($000) $522 Shares 9,783 Est. Cost $31.58 Unrealized +39.0%
ORLY O'REILLY AUTOMOTIVE INC 0.3%
Value ($000) $507 Shares 2,000 Est. Cost $9.87 Unrealized +75.8%
PLUM CREEK TIMBER CO INC 0.3%
Value ($000) $506 Shares 10,600 Est. Cost $46.03 Unrealized
LLY LILLY ELI & CO 0.3%
Value ($000) $497 Shares 5,900 Est. Cost $52.83 Unrealized +32.0%
GIS GENERAL MILLS INC 0.3%
Value ($000) $471 Shares 8,175 Est. Cost $40.46 Unrealized 0.0%
CASI PHARMACEUTICALS INC 0.3%
Value ($000) $470 Shares 489,327 Est. Cost $1.80 Unrealized
DVY ISHARES TRUST DOW JONES SELECT 0.3%
Value ($000) $451 Shares 6,000 Est. Cost $75.17 Unrealized
NSC NORFOLK SOUTHERN 0.3%
Value ($000) $444 Shares 5,250 Est. Cost $70.35 Unrealized -1.8%
DGEAF DIAGEO 0.3%
Value ($000) $420 Shares 15,375 Est. Cost $22.39 Unrealized -0.0%
EMN EASTMAN CHEM CO 0.3%
Value ($000) $395 Shares 5,850 Est. Cost $47.81 Unrealized +5.3%
BDX BECTON DICKINSON 0.3%
Value ($000) $384 Shares 2,493 Est. Cost $123.45 Unrealized 0.0%
XBI SPDR S&P BIOTECH 0.3%
Value ($000) $384 Shares 5,476 Est. Cost $70.12 Unrealized
KMB KIMBERLY CLARK CORP 0.3%
Value ($000) $382 Shares 3,000 Est. Cost $74.22 Unrealized +14.5%
C CITIGROUP INC 0.3%
Value ($000) $380 Shares 7,340 Est. Cost $37.07 Unrealized +6.9%
UNITED TECH. 0.2%
Value ($000) $365 Shares 3,800 Est. Cost $96.05 Unrealized
NEE NEXTERA ENERGY INC 0.2%
Value ($000) $353 Shares 3,400 Est. Cost $15.66 Unrealized +24.5%
GLAXO SMITHKLINE PLC SPONS ADR 0.2%
Value ($000) $343 Shares 8,500 Est. Cost $40.35 Unrealized
GLW CORNING INC 0.2%
Value ($000) $343 Shares 18,770 Est. Cost $10.66 Unrealized +29.9%
CODI COMPASS DIVERSIFIED HOLDINGS 0.2%
Value ($000) $342 Shares 21,510 Est. Cost $7.10 Unrealized +16.5%
AFL AFLAC INC. 0.2%
Value ($000) $339 Shares 5,656 Est. Cost $20.85 Unrealized +17.7%
BAXALTA INC 0.2%
Value ($000) $338 Shares 8,650 Est. Cost $31.56 Unrealized
KHC THE KRAFT HEINZ COMPANY 0.2%
Value ($000) $333 Shares 4,583 Est. Cost $47.82 Unrealized -1.6%
XEROX 0.2%
Value ($000) $332 Shares 31,216 Est. Cost $9.07 Unrealized
BAX BAXTER INTERNATIONAL INC 0.2%
Value ($000) $330 Shares 8,650 Est. Cost $30.40 Unrealized +2.1%
TIP ISHARES TIPS BOND ETF 0.2%
Value ($000) $329 Shares 3,000 Est. Cost $112.00 Unrealized
IP INTERNATIONAL PAPER 0.2%
Value ($000) $321 Shares 8,503 Est. Cost $28.50 Unrealized -12.7%
INTC INTEL CORP 0.2%
Value ($000) $317 Shares 9,200 Est. Cost $17.42 Unrealized +52.9%
SLB SCHLUMBERGER LTD 0.2%
Value ($000) $314 Shares 4,500 Est. Cost $66.03 Unrealized -15.0%
VOD VODAFONE GROUP PLC 0.2%
Value ($000) $307 Shares 9,509 Est. Cost $32.29 Unrealized
THVB THOMASVILLE BANCSHARES INC 0.2%
Value ($000) $302 Shares 10,500 Est. Cost $15.42 Unrealized +37.3%
DTE D T E ENERGY CO 0.2%
Value ($000) $286 Shares 3,569 Est. Cost $38.40 Unrealized +27.8%
CAG CONAGRA FOODS 0.2%
Value ($000) $277 Shares 6,575 Est. Cost $17.67 Unrealized +27.0%
COVANTA HOLDING CORPORATION 0.2%
Value ($000) $272 Shares 17,577 Est. Cost $15.47 Unrealized
BXMT BLACKSTONE MORTGAGE TRUST INC 0.2%
Value ($000) $258 Shares 9,647 Est. Cost $27.82 Unrealized
CMCSA COMCAST CORP 0.2%
Value ($000) $251 Shares 4,446 Est. Cost $19.85 Unrealized +19.7%
TIFFANY & CO 0.2%
Value ($000) $244 Shares 3,200 Est. Cost $72.81 Unrealized
CAT CATERPILLAR 0.2%
Value ($000) $238 Shares 3,505 Est. Cost $64.92 Unrealized -15.9%
POWERSHARES S&P 500 LOW VOLATL 0.2%
Value ($000) $231 Shares 6,000 Est. Cost $38.50 Unrealized
GEF/B GREIF INC CL B 0.2%
Value ($000) $231 Shares 5,400 Est. Cost $29.45 Unrealized -14.6%
NEW YORK COMMUNITY BANCORP INC 0.2%
Value ($000) $230 Shares 14,100 Est. Cost $14.04 Unrealized
HPE HEWLETT PACKARD ENTERPRIS 0.2%
Value ($000) $228 Shares 15,000 Est. Cost $6.50 Unrealized 0.0%
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $222 Shares 2,400 Est. Cost $71.40 Unrealized 0.0%
SDY SPDR S&P DIVIDEND ETF 0.1%
Value ($000) $221 Shares 3,000 Est. Cost $73.67 Unrealized
ROYAL DUTCH SHELL PLC CL A 0.1%
Value ($000) $218 Shares 4,769 Est. Cost $45.71 Unrealized
D DOMINION RES INC VA NEW 0.1%
Value ($000) $214 Shares 3,167 Est. Cost $44.59 Unrealized +0.0%
MCK MCKESSON CORP 0.1%
Value ($000) $212 Shares 1,077 Est. Cost $174.49 Unrealized 0.0%
COP CONOCOPHILLIPS 0.1%
Value ($000) $212 Shares 4,550 Est. Cost $46.24 Unrealized -17.0%
BK BANK OF NEW YORK MELLON CORP 0.1%
Value ($000) $210 Shares 5,098 Est. Cost $32.47 Unrealized 0.0%
MTB M&T BANK CORP 0.1%
Value ($000) $209 Shares 1,723 Est. Cost $72.91 Unrealized +25.7%
GOOGL ALPHABET INC (A) 0.1%
Value ($000) $207 Shares 266 Est. Cost $36.73 Unrealized 0.0%
AMGN AMGEN 0.1%
Value ($000) $205 Shares 1,264 Est. Cost $116.50 Unrealized 0.0%
VECTREN CORP 0.1%
Value ($000) $204 Shares 4,798 Est. Cost $42.10 Unrealized
CLX CLOROX CO 0.1%
Value ($000) $203 Shares 1,600 Est. Cost $93.27 Unrealized 0.0%
PEOPLE'S UNITED FINANCIAL INC 0.1%
Value ($000) $197 Shares 12,207 Est. Cost $15.73 Unrealized
HPQ H P INC 0.1%
Value ($000) $178 Shares 15,000 Est. Cost $9.18 Unrealized -0.7%
CENTRAL FUND OF CANADA 0.1%
Value ($000) $138 Shares 13,800 Est. Cost $10.00 Unrealized
GOLDCORP INC NEW 0.1%
Value ($000) $119 Shares 10,332 Est. Cost $11.52 Unrealized
FCX FREEPORT MCMORAN INC 0.1%
Value ($000) $106 Shares 15,600 Est. Cost $24.96 Unrealized -65.4%
NEW YORK MORTGAGE TR INC 0.1%
Value ($000) $101 Shares 19,000 Est. Cost $6.74 Unrealized
FRONTIER COMMUNICATIONS CORP 0.0%
Value ($000) $67 Shares 14,418 Est. Cost $4.65 Unrealized
TVAGF TVA GROUP INC CL B 0.0%
Value ($000) $57 Shares 19,800 Est. Cost $8.89 Unrealized
VASOMEDICAL INC 0.0%
Value ($000) $2 Shares 11,000 Est. Cost $0.18 Unrealized
CHINA SHUANGJI CEMENT LTD 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized