CIK: 0001539947 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 14, 2019
Total Value ($000): $238,697 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IGSB | ISHARES TR | 389,609 | $20,119 | 8.4% | $51.64 | — | SH TR CRPORT ETF | 464288646 |
| SHV | ISHARES TR | 156,175 | $17,226 | 7.2% | $110.30 | — | SHORT TREAS BD | 464288679 |
| AAPL | APPLE INC | 70,998 | $11,199 | 4.7% | $19.53 | +135.6% | COM | 037833100 |
| BOND | PIMCO ETF TR | 106,585 | $10,954 | 4.6% | $102.77 | — | ACTIVE BD ETF | 72201R775 |
| ITOT | ISHARES TR | 171,585 | $9,739 | 4.1% | $56.76 | — | CORE S&P TTL STK | 464287150 |
| SPY | SPDR S&P 500 ETF TR | 30,995 | $7,746 | 3.2% | $249.91 | — | TR UNIT | 78462F103 |
| MSFT | MICROSOFT CORP | 69,477 | $7,057 | 3.0% | $47.48 | +110.6% | COM | 594918104 |
| GOOGL | ALPHABET INC | 6,031 | $6,303 | 2.6% | $37.57 | +42.8% | CAP STK CL A | 02079K305 |
| — | TEXAS PAC LD TR | 11,630 | $6,299 | 2.6% | $682.17 | — | SUB CTF PROP I T | 882610108 |
| FLTR | VANECK VECTORS ETF TR | 221,593 | $5,471 | 2.3% | $24.69 | — | INVT GRADE FLTG | 92189F486 |
| HD | HOME DEPOT INC | 25,967 | $4,461 | 1.9% | $105.50 | +42.6% | COM | 437076102 |
| AMZN | AMAZON COM INC | 2,882 | $4,329 | 1.8% | $40.04 | +107.6% | COM | 023135106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 36,770 | $4,180 | 1.8% | $117.08 | -24.9% | COM | 459200101 |
| V | VISA INC | 30,098 | $3,971 | 1.7% | $83.83 | +56.8% | COM CL A | 92826C839 |
| JNJ | JOHNSON & JOHNSON | 30,199 | $3,897 | 1.6% | $92.00 | +24.1% | COM | 478160104 |
| — | TD AMERITRADE HLDG CORP | 72,638 | $3,556 | 1.5% | $54.76 | — | COM | 87236Y108 |
| VZ | VERIZON COMMUNICATIONS INC | 63,014 | $3,543 | 1.5% | $27.04 | +42.8% | COM | 92343V104 |
| LMT | LOCKHEED MARTIN CORP | 13,286 | $3,479 | 1.5% | $150.40 | +66.3% | COM | 539830109 |
| USB | US BANCORP DEL | 74,581 | $3,409 | 1.4% | $28.94 | +32.3% | COM NEW | 902973304 |
| VIG | VANGUARD GROUP | 34,046 | $3,335 | 1.4% | $97.96 | — | DIV APP ETF | 921908844 |
| UNH | UNITEDHEALTH GROUP INC | 12,640 | $3,149 | 1.3% | $173.18 | +35.7% | COM | 91324P102 |
| DIS | DISNEY WALT CO | 28,489 | $3,124 | 1.3% | $100.64 | +8.4% | COM DISNEY | 254687106 |
| — | PACWEST BANCORP DEL | 86,501 | $2,879 | 1.2% | $43.10 | — | COM | 695263103 |
| — | L BRANDS INC | 110,438 | $2,835 | 1.2% | $36.88 | — | COM | 501797104 |
| IJH | ISHARES TR | 16,944 | $2,814 | 1.2% | $166.08 | — | CORE S&P MCP ETF | 464287507 |
| MRK | MERCK & CO INC | 36,604 | $2,797 | 1.2% | $43.70 | +29.3% | COM | 58933Y105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 13,515 | $2,760 | 1.2% | $183.96 | +13.5% | CL B NEW | 084670702 |
| — | PIMCO DYNMIC CREDIT AND MRT | 129,657 | $2,729 | 1.1% | $21.05 | — | COM SHS | 72202D106 |
| XOM | EXXON MOBIL CORP | 38,991 | $2,659 | 1.1% | $57.23 | -1.5% | COM | 30231G102 |
| AMGN | AMGEN INC | 12,670 | $2,466 | 1.0% | $122.85 | +27.7% | COM | 031162100 |
| XYZ | SQUARE INC | 40,329 | $2,262 | 0.9% | $53.91 | +31.0% | CL A | 852234103 |
| — | GREAT AJAX CORP | 179,699 | $2,165 | 0.9% | $13.67 | — | COM | 38983D300 |
| WMT | WALMART INC | 23,199 | $2,161 | 0.9% | $28.15 | +2.2% | COM | 931142103 |
| TFI | SPDR SER TR | 42,997 | $2,069 | 0.9% | $48.12 | — | NUVEEN BRC MUNIC | 78468R721 |
| — | UNITED TECHNOLOGIES CORP | 19,276 | $2,053 | 0.9% | $116.65 | — | COM | 913017109 |
| C | CITIGROUP INC | 39,428 | $2,053 | 0.9% | $46.03 | +7.3% | COM NEW | 172967424 |
| — | DOUBLELINE INCOME SOLUTIONS | 116,893 | $2,026 | 0.8% | $17.33 | — | COM | 258622109 |
| ILMN | ILLUMINA INC | 6,740 | $2,022 | 0.8% | $254.40 | +21.8% | COM | 452327109 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 26,817 | $2,020 | 0.8% | $68.35 | +2.2% | COM | 45866F104 |
| FDX | FEDEX CORP | 12,079 | $1,949 | 0.8% | $185.88 | 0.0% | COM | 31428X106 |
| — | IMPERVA INC | 31,860 | $1,774 | 0.7% | $48.26 | — | COM | 45321L100 |
| REGN | REGENERON PHARMACEUTICALS | 4,516 | $1,687 | 0.7% | $364.00 | 0.0% | COM | 75886F107 |
| META | FACEBOOK INC | 12,359 | $1,620 | 0.7% | $163.87 | -12.2% | CL A | 30303M102 |
| IXUS | ISHARES TR | 29,811 | $1,566 | 0.7% | $52.53 | — | CORE MSCI TOTAL | 46432F834 |
| — | VANGUARD SCOTTSDALE FDS | 19,153 | $1,493 | 0.6% | $77.95 | — | SHRT TRM CORP BD | 92206c409 |
| — | BLACKROCK CORPOR HI YLD FD I | 156,621 | $1,453 | 0.6% | $9.28 | — | COM | 09255P107 |
| — | BLACKROCK DEBT STRAT FD INC | 145,624 | $1,423 | 0.6% | $9.77 | — | COM NEW | 09255R202 |
| BABA | ALIBABA GROUP HLDG LTD | 10,297 | $1,411 | 0.6% | $137.03 | — | SPONSORED ADS | 01609W102 |
| VMBS | VANGUARD SCOTTSDALE FDS | 26,833 | $1,382 | 0.6% | $51.50 | — | MORTG-BACK SEC | 92206C771 |
| WY | WEYERHAEUSER CO | 63,165 | $1,381 | 0.6% | $20.12 | 0.0% | COM | 962166104 |
| — | BROOKFIELD REAL ASSETS INCOM | 64,310 | $1,226 | 0.5% | $19.06 | — | SHS BEN INT | 112830104 |
| GSLC | GOLDMAN SACHS ETF TR | 22,509 | $1,132 | 0.5% | $50.29 | — | EQUITY ETF | 381430503 |
| — | INSEEGO CORP | 272,502 | $1,131 | 0.5% | $2.04 | — | COM | 45782B104 |
| STZ | CONSTELLATION BRANDS INC | 7,027 | $1,130 | 0.5% | $194.55 | -9.1% | CL A | 21036P108 |
| BP | BP PLC | 29,070 | $1,102 | 0.5% | $42.14 | — | SPONSORED ADR | 055622104 |
| — | NEW YORK MTG TR INC | 47,583 | $1,055 | 0.4% | $22.17 | — | PFD-C CONV | 649604808 |
| — | DOUBLELINE OPPORTUNISTIC CR | 55,416 | $1,050 | 0.4% | $18.95 | — | COM | 258623107 |
| SHM | SPDR SER TR | 21,456 | $1,031 | 0.4% | $48.05 | — | NUVEEN BLMBRG SR | 78468R739 |
| BMY | BRISTOL MYERS SQUIBB CO | 18,996 | $987 | 0.4% | $37.89 | +8.1% | COM | 110122108 |
| IJR | ISHARES TR | 13,647 | $946 | 0.4% | $69.32 | — | CORE S&P SCP ETF | 464287804 |
| PFE | PFIZER INC | 21,293 | $929 | 0.4% | $22.22 | +35.2% | COM | 717081103 |
| SPYV | SPDR SERIES TRUST | 31,366 | $852 | 0.4% | $27.16 | — | PRTFLO S&P500 VL | 78464A508 |
| VEU | VANGUARD INTL EQUITY INDEX F | 18,563 | $846 | 0.4% | $45.57 | — | ALLWRLD EX US | 922042775 |
| — | CENTRIC BRANDS INC | 235,000 | $806 | 0.3% | $3.43 | — | COM | 15644G104 |
| — | BLACKROCK MUNIYIELD QLTY FD | 57,509 | $693 | 0.3% | $12.05 | — | COM | 09254E103 |
| GSY | INVESCO ACTIVELY MANAGD ETF | 12,884 | $645 | 0.3% | $50.06 | — | ULTRA SHRT DUR | 46090A887 |
| — | BLACKROCK MUNIYIELD CALI QLT | 50,004 | $632 | 0.3% | $12.64 | — | COM | 09254N103 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $612 | 0.3% | $263970.66 | +18.6% | CL A | 084670108 |
| SPEM | SPDR INDEX SHS FDS | 18,326 | $593 | 0.2% | $32.36 | — | PORTFOLIO EMG MK | 78463X509 |
| — | BLACKROCK CR ALLCTN INC TR | 52,860 | $591 | 0.2% | $11.18 | — | COM | 092508100 |
| — | STEEL PARTNERS HLDGS L P | 43,836 | $587 | 0.2% | $16.82 | — | LTD PRTRSHIP U | 85814R107 |
| INTC | INTEL CORP | 12,465 | $585 | 0.2% | $37.97 | +5.9% | COM | 458140100 |
| — | PGIM GLOBAL SHORT DURATION H | 42,763 | $552 | 0.2% | $12.91 | — | COM | 69346J106 |
| — | MORGAN STANLEY EM MKTS DM DE | 90,689 | $550 | 0.2% | $6.06 | — | COM | 617477104 |
| SYK | STRYKER CORP | 3,482 | $546 | 0.2% | $89.24 | +73.4% | COM | 863667101 |
| GOOG | ALPHABET INC | 514 | $532 | 0.2% | $45.08 | +17.8% | CAP STK CL C | 02079K107 |
| TGT | TARGET CORP | 8,000 | $529 | 0.2% | $42.57 | +48.7% | COM | 87612E106 |
| — | WESTERN ASSET EMRG MKT DEBT | 42,520 | $523 | 0.2% | $12.30 | — | COM | 95766A101 |
| — | TYME TECHNOLOGIES INC | 140,000 | $517 | 0.2% | $5.49 | — | COM | 90238J103 |
| NYF | ISHARES TR | 8,941 | $490 | 0.2% | $54.80 | — | NEW YORK MUN ETF | 464288323 |
| VT | VANGUARD INTL EQUITY INDEX F | 6,838 | $448 | 0.2% | $65.52 | — | TT WRLD ST ETF | 922042742 |
| CVX | CHEVRON CORP NEW | 3,933 | $428 | 0.2% | $71.40 | +18.7% | COM | 166764100 |
| ROBO | EXCHANGE TRADED CONCEPTS TR | 12,670 | $412 | 0.2% | $32.52 | — | ROBO GLB ETF | 301505707 |
| — | NUVEEN AMT FREE MUN CR INC F | 29,372 | $411 | 0.2% | $13.99 | — | COM | 67071L106 |
| — | TEMPLETON EMERG MKTS INCOME | 42,620 | $410 | 0.2% | $9.62 | — | COM | 880192109 |
| — | NUVEEN MUN VALUE FD INC | 42,275 | $392 | 0.2% | $9.27 | — | COM | 670928100 |
| JPM | JPMORGAN CHASE & CO | 3,979 | $388 | 0.2% | $71.26 | +22.8% | COM | 46625H100 |
| — | INVESCO VALUE MUN INCOME TR | 27,588 | $373 | 0.2% | $13.52 | — | COM | 46132P108 |
| — | CREDIT SUISSE ASSET MGMT INC | 130,973 | $363 | 0.2% | $2.77 | — | COM | 224916106 |
| NEAR | ISHARES US ETF TR | 7,119 | $355 | 0.1% | $49.87 | — | SHT MAT BD ETF | 46431W507 |
| IEMG | ISHARES INC | 7,325 | $345 | 0.1% | $47.10 | — | CORE MSCI EMKT | 46434G103 |
| VTEB | VANGUARD MUN BD FD INC | 6,531 | $333 | 0.1% | $50.99 | — | TAX EXEMPT BD | 922907746 |
| — | PORTOLA PHARMACEUTICALS INC | 17,000 | $332 | 0.1% | $37.76 | — | COM | 737010108 |
| MCD | MCDONALDS CORP | 1,801 | $320 | 0.1% | $132.84 | +13.0% | COM | 580135101 |
| SO | SOUTHERN CO | 6,893 | $303 | 0.1% | $34.25 | 0.0% | COM | 842587107 |
| — | ALLIANZGI CONV INCOME FD | 57,941 | $301 | 0.1% | $5.19 | — | COM | 018828103 |
| VTI | VANGUARD INDEX FDS | 2,265 | $289 | 0.1% | $127.59 | — | TOTAL STK MKT | 922908769 |
| CMF | ISHARES TR | 4,889 | $286 | 0.1% | $58.50 | — | CALIF MUN BD ETF | 464288356 |
| — | BLACKROCK 2022 GBL INCM OPP | 34,099 | $284 | 0.1% | $8.33 | — | COM | 09258P104 |
| — | KAYNE ANDERSN MLP MIDS INVT | 20,309 | $279 | 0.1% | $13.74 | — | COM | 486606106 |
| VRP | INVESCO EXCHNG TRADED FD TR | 11,716 | $267 | 0.1% | $22.79 | — | VAR RATE PFD | 46138G870 |
| IYH | ISHARES TR | 1,433 | $259 | 0.1% | $180.74 | — | US HLTHCARE ETF | 464287762 |
| — | ROYAL DUTCH SHELL PLC | 4,229 | $246 | 0.1% | $69.28 | — | SPONS ADR A | 780259206 |
| BA | BOEING CO | 735 | $237 | 0.1% | $338.68 | -1.1% | COM | 097023105 |
| — | BLACKSTONE GROUP L P | 7,962 | $237 | 0.1% | $29.77 | — | COM UNIT LTD | 09253U108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 9,596 | $236 | 0.1% | $24.59 | — | COM | 293792107 |
| MO | ALTRIA GROUP INC | 4,750 | $235 | 0.1% | $32.20 | +2.9% | COM | 02209S103 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 17,900 | $209 | 0.1% | $11.68 | — | COM | 670656107 |
| — | FIRST TR INTER DUR PFD & IN | 10,558 | $209 | 0.1% | $19.80 | — | COM | 33718W103 |
| — | NUVEEN AMT FREE QLTY MUN INC | 15,800 | $194 | 0.1% | $12.28 | — | COM | 670657105 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 15,000 | $190 | 0.1% | $12.67 | — | COM | 09253X102 |
| — | NUVEEN QUALITY MUNCP INCOME | 15,074 | $189 | 0.1% | $12.54 | — | COM | 67066V101 |
| RITM | NEW RESIDENTIAL INVT CORP | 12,335 | $175 | 0.1% | $14.19 | — | COM NEW | 64828T201 |
| HALO | HALOZYME THERAPEUTICS INC | 10,000 | $146 | 0.1% | $15.95 | 0.0% | COM | 40637H109 |
| TRAK | PARK CITY GROUP INC | 18,850 | $113 | 0.0% | $9.89 | -17.5% | COM NEW | 700215304 |
| — | LEXINGTON REALTY TRUST | 12,512 | $103 | 0.0% | $8.71 | — | COM | 529043101 |
| — | ABERDEEN ASIA PACIFIC INCOM | 25,899 | $100 | 0.0% | $3.86 | — | COM | 003009107 |
| — | ORBCOMM INC | 11,651 | $96 | 0.0% | $10.57 | — | COM | 68555P100 |
| — | ROYCE MICRO-CAP TR INC | 10,238 | $76 | 0.0% | $7.42 | — | COM | 780915104 |
| — | GABELLI EQUITY TR INC | 14,206 | $72 | 0.0% | $5.63 | — | COM | 362397101 |
| REFR | RESEARCH FRONTIERS INC | 43,000 | $67 | 0.0% | $0.97 | +49.6% | COM | 760911107 |
| — | CHEMBIO DIAGNOSTICS INC | 10,762 | $61 | 0.0% | $5.67 | — | COM NEW | 163572209 |
| — | CAS MED SYS INC | 21,883 | $35 | 0.0% | $2.21 | — | COM PAR | 124769209 |
| MLSS | MILESTONE SCIENTIFIC INC | 84,029 | $28 | 0.0% | $0.96 | -44.5% | COM NEW | 59935P209 |
| GERN | GERON CORP | 10,200 | $10 | 0.0% | $3.46 | -56.1% | COM | 374163103 |