CIK: 0001539947 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 14, 2019
Total Value ($000): $231,943 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IGSB | ISHARES TR | 433,872 | $22,917 | 9.9% | $51.76 | — | SH TR CRPORT ETF | 464288646 |
| SHV | ISHARES TR | 98,424 | $10,883 | 4.7% | $110.30 | — | SHORT TREAS BD | 464288679 |
| ITOT | ISHARES TR | 155,809 | $10,034 | 4.3% | $56.76 | — | CORE S&P TTL STK | 464287150 |
| BOND | PIMCO ETF TR | 95,053 | $10,032 | 4.3% | $102.77 | — | ACTIVE BD ETF | 72201R775 |
| AAPL | APPLE INC | 44,806 | $8,511 | 3.7% | $19.53 | +107.0% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 55,683 | $6,567 | 2.8% | $47.48 | +115.5% | COM | 594918104 |
| GOOGL | ALPHABET INC | 5,578 | $6,565 | 2.8% | $37.57 | +49.2% | CAP STK CL A | 02079K305 |
| AMZN | AMAZON COM INC | 2,777 | $4,945 | 2.1% | $40.04 | +107.8% | COM | 023135106 |
| HD | HOME DEPOT INC | 24,666 | $4,733 | 2.0% | $105.50 | +46.6% | COM | 437076102 |
| V | VISA INC | 29,530 | $4,612 | 2.0% | $83.83 | +63.9% | COM CL A | 92826C839 |
| VIG | VANGUARD GROUP | 39,962 | $4,381 | 1.9% | $99.68 | — | DIV APP ETF | 921908844 |
| MINT | PIMCO ETF TR | 41,463 | $4,211 | 1.8% | $101.56 | — | ENHAN SHRT MA AC | 72201R833 |
| JNJ | JOHNSON & JOHNSON | 27,301 | $3,816 | 1.6% | $92.00 | +19.9% | COM | 478160104 |
| USB | US BANCORP DEL | 75,851 | $3,655 | 1.6% | $29.08 | +29.3% | COM NEW | 902973304 |
| REGN | REGENERON PHARMACEUTICALS | 8,603 | $3,533 | 1.5% | $385.62 | +6.2% | COM | 75886F107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 24,419 | $3,446 | 1.5% | $117.08 | -19.2% | COM | 459200101 |
| XOM | EXXON MOBIL CORP | 42,542 | $3,437 | 1.5% | $57.08 | -2.9% | COM | 30231G102 |
| VZ | VERIZON COMMUNICATIONS INC | 57,900 | $3,424 | 1.5% | $27.04 | +44.0% | COM | 92343V104 |
| DIS | DISNEY WALT CO | 30,060 | $3,338 | 1.4% | $101.02 | +6.8% | COM DISNEY | 254687106 |
| — | UNITED TECHNOLOGIES CORP | 25,696 | $3,312 | 1.4% | $119.71 | — | COM | 913017109 |
| IJH | ISHARES TR | 16,674 | $3,158 | 1.4% | $166.08 | — | CORE S&P MCP ETF | 464287507 |
| C | CITIGROUP INC | 50,249 | $3,126 | 1.3% | $46.62 | +4.6% | COM NEW | 172967424 |
| — | PACWEST BANCORP DEL | 81,501 | $3,065 | 1.3% | $43.10 | — | COM | 695263103 |
| UNH | UNITEDHEALTH GROUP INC | 12,347 | $3,053 | 1.3% | $173.18 | +31.4% | COM | 91324P102 |
| MDT | MEDTRONIC PLC | 31,786 | $2,895 | 1.2% | $74.33 | 0.0% | SHS | G5960L103 |
| MRK | MERCK & CO INC | 34,760 | $2,891 | 1.2% | $43.70 | +38.0% | COM | 58933Y105 |
| WMT | WALMART INC | 28,078 | $2,738 | 1.2% | $28.34 | +3.2% | COM | 931142103 |
| — | ENVESTNET INC | 39,164 | $2,561 | 1.1% | $65.39 | — | COM | 29404K106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 12,732 | $2,558 | 1.1% | $183.96 | +9.7% | CL B NEW | 084670702 |
| NOW | SERVICENOW INC | 10,365 | $2,555 | 1.1% | $43.97 | 0.0% | COM | 81762P102 |
| XYZ | SQUARE INC | 33,309 | $2,496 | 1.1% | $53.91 | +34.4% | CL A | 852234103 |
| META | FACEBOOK INC | 14,716 | $2,453 | 1.1% | $162.92 | -3.1% | CL A | 30303M102 |
| FDX | FEDEX CORP | 13,118 | $2,380 | 1.0% | $183.50 | -15.1% | COM | 31428X106 |
| SPY | SPDR S&P 500 ETF TR | 8,342 | $2,357 | 1.0% | $249.91 | — | TR UNIT | 78462F103 |
| — | GREAT AJAX CORP | 159,203 | $2,187 | 0.9% | $13.67 | — | COM | 38983D300 |
| — | BLACKROCK DEBT STRAT FD INC | 200,343 | $2,148 | 0.9% | $10.03 | — | COM NEW | 09255R202 |
| BABA | ALIBABA GROUP HLDG LTD | 11,640 | $2,124 | 0.9% | $142.27 | — | SPONSORED ADS | 01609W102 |
| ILMN | ILLUMINA INC | 6,742 | $2,095 | 0.9% | $254.40 | +14.6% | COM | 452327109 |
| VCSH | VANGUARD SCOTTSDALE FDS | 25,418 | $2,027 | 0.9% | $79.75 | — | SHRT TRM CORP BD | 92206C409 |
| — | PIMCO DYNMIC CREDIT AND MRT | 85,726 | $2,009 | 0.9% | $21.05 | — | COM SHS | 72202D106 |
| PFF | ISHARES TR | 54,881 | $2,006 | 0.9% | $36.55 | — | PFD AND INCM SEC | 464288687 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 26,136 | $1,990 | 0.9% | $68.35 | +0.3% | COM | 45866F104 |
| — | BLACKSTONE GSO STRATEGIC CR | 132,891 | $1,894 | 0.8% | $14.25 | — | COM SHS BEN IN | 09257R101 |
| WY | WEYERHAEUSER CO | 67,608 | $1,781 | 0.8% | $20.06 | -3.8% | COM | 962166104 |
| — | DOUBLELINE INCOME SOLUTIONS | 88,336 | $1,761 | 0.8% | $17.33 | — | COM | 258622109 |
| STZ | CONSTELLATION BRANDS INC | 9,883 | $1,733 | 0.7% | $181.83 | -17.2% | CL A | 21036P108 |
| — | BLACKROCK CORPOR HI YLD FD I | 166,894 | $1,712 | 0.7% | $9.34 | — | COM | 09255P107 |
| — | BROOKFIELD REAL ASSETS INCOM | 75,059 | $1,623 | 0.7% | $19.43 | — | SHS BEN INT | 112830104 |
| — | DOUBLELINE OPPORTUNISTIC CR | 71,550 | $1,445 | 0.6% | $19.23 | — | COM | 258623107 |
| IXUS | ISHARES TR | 24,748 | $1,437 | 0.6% | $52.53 | — | CORE MSCI TOTAL | 46432F834 |
| BP | BP PLC | 31,734 | $1,387 | 0.6% | $42.27 | — | SPONSORED ADR | 055622104 |
| IJR | ISHARES TR | 16,845 | $1,300 | 0.6% | $70.81 | — | CORE S&P SCP ETF | 464287804 |
| GSLC | GOLDMAN SACHS ETF TR | 20,203 | $1,148 | 0.5% | $50.29 | — | EQUITY ETF | 381430503 |
| KRE | SPDR SERIES TRUST | 22,252 | $1,142 | 0.5% | $51.32 | — | S&P REGL BKG | 78464A698 |
| — | NEW YORK MTG TR INC | 43,877 | $1,091 | 0.5% | $22.17 | — | PFD-C CONV | 649604808 |
| — | CENTRIC BRANDS INC | 235,000 | $1,058 | 0.5% | $3.43 | — | COM | 15644G104 |
| — | INSEEGO CORP | 210,725 | $995 | 0.4% | $2.04 | — | COM | 45782B104 |
| — | BLACKROCK MUNIYIELD QLTY FD | 72,726 | $940 | 0.4% | $12.23 | — | COM | 09254E103 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 68,120 | $866 | 0.4% | $12.44 | — | COM | 670656107 |
| BMY | BRISTOL MYERS SQUIBB CO | 17,396 | $830 | 0.4% | $37.89 | +1.1% | COM | 110122108 |
| — | RIVERNORTH OPPORTUNISTIC MUN | 36,502 | $760 | 0.3% | $20.82 | — | COM | 76883F108 |
| — | NUVEEN QUALITY MUNCP INCOME | 55,504 | $753 | 0.3% | $13.29 | — | COM | 67066V101 |
| — | BLACKROCK CR ALLCTN INC TR | 56,167 | $697 | 0.3% | $11.25 | — | COM | 092508100 |
| SYK | STRYKER CORP | 3,482 | $688 | 0.3% | $89.24 | +87.2% | COM | 863667101 |
| — | BLACKROCK MUNIYIELD CALI QLT | 50,762 | $684 | 0.3% | $12.65 | — | COM | 09254N103 |
| TGT | TARGET CORP | 8,000 | $642 | 0.3% | $42.57 | +42.6% | COM | 87612E106 |
| VMBS | VANGUARD SCOTTSDALE FDS | 12,165 | $637 | 0.3% | $51.50 | — | MORTG-BACK SEC | 92206C771 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 44,394 | $611 | 0.3% | $13.39 | — | COM | 09253X102 |
| GSY | INVESCO ACTIVELY MANAGD ETF | 12,020 | $604 | 0.3% | $50.06 | — | ULTRA SHRT DUR | 46090A887 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $602 | 0.3% | $263970.66 | +14.7% | CL A | 084670108 |
| — | BLACKSTONE GROUP L P | 16,607 | $581 | 0.3% | $32.48 | — | COM UNIT LTD | 09253U108 |
| — | BLACKROCK MULTI-SECTOR INC T | 34,453 | $572 | 0.2% | $16.60 | — | COM | 09258A107 |
| AMGN | AMGEN INC | 3,002 | $570 | 0.2% | $122.85 | +25.9% | COM | 031162100 |
| — | BLACKROCK 2022 GBL INCM OPP | 62,097 | $563 | 0.2% | $8.66 | — | COM | 09258P104 |
| DIS | DISNEY WALT CO | 5,000 | $555 | 0.2% | $101.02 | +6.8% | Call | 254687106 |
| PFE | PFIZER INC | 12,932 | $549 | 0.2% | $22.22 | +31.6% | COM | 717081103 |
| VT | VANGUARD INTL EQUITY INDEX F | 7,414 | $542 | 0.2% | $66.11 | — | TT WRLD ST ETF | 922042742 |
| CVX | CHEVRON CORP NEW | 4,280 | $527 | 0.2% | $72.70 | +20.3% | COM | 166764100 |
| — | NUVEEN AMT FREE QLTY MUN INC | 39,405 | $526 | 0.2% | $12.92 | — | COM | 670657105 |
| — | PGIM GLOBAL HIGH YIELD FD IN | 36,255 | $505 | 0.2% | $12.91 | — | COM | 69346J106 |
| JPM | JPMORGAN CHASE & CO | 4,854 | $491 | 0.2% | $73.80 | +15.6% | COM | 46625H100 |
| — | CREDIT SUISSE ASSET MGMT INC | 157,751 | $489 | 0.2% | $2.83 | — | COM | 224916106 |
| EPD | ENTERPRISE PRODS PARTNERS L | 16,005 | $466 | 0.2% | $26.40 | — | COM | 293792107 |
| — | TEMPLETON EMERG MKTS INCOME | 44,846 | $459 | 0.2% | $9.65 | — | COM | 880192109 |
| — | WESTERN ASSET EMRG MKT DEBT | 33,594 | $458 | 0.2% | $12.30 | — | COM | 95766A101 |
| ROBO | EXCHANGE TRADED CONCEPTS TR | 11,835 | $458 | 0.2% | $32.52 | — | ROBO GLB ETF | 301505707 |
| ET | ENERGY TRANSFER LP | 29,497 | $453 | 0.2% | $15.36 | — | COM UT LTD PTN | 29273V100 |
| — | NUVEEN ARIZONA QLTY MUN INC | 35,059 | $450 | 0.2% | $12.84 | — | COM | 67061W104 |
| — | NUVEEN MUN HIGH INCOME OPP F | 30,954 | $419 | 0.2% | $13.54 | — | COM | 670682103 |
| — | INVESCO VALUE MUN INCOME TR | 28,420 | $410 | 0.2% | $13.55 | — | COM | 46132P108 |
| — | NUVEEN MUN VALUE FD INC | 40,267 | $403 | 0.2% | $9.27 | — | COM | 670928100 |
| — | MORGAN STANLEY EM MKTS DM DE | 59,771 | $396 | 0.2% | $6.06 | — | COM | 617477104 |
| — | NUVEEN AMT FREE MUN CR INC F | 25,492 | $385 | 0.2% | $13.99 | — | COM | 67071L106 |
| TFI | SPDR SER TR | 7,524 | $371 | 0.2% | $48.12 | — | NUVEEN BRC MUNIC | 78468R721 |
| GOOG | ALPHABET INC | 312 | $366 | 0.2% | $45.08 | +23.5% | CAP STK CL C | 02079K107 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 28,128 | $363 | 0.2% | $12.91 | — | COM | 09255C106 |
| NEAR | ISHARES US ETF TR | 7,119 | $358 | 0.2% | $49.87 | — | SHT MAT BD ETF | 46431W507 |
| MCD | MCDONALDS CORP | 1,878 | $357 | 0.2% | $133.73 | +15.6% | COM | 580135101 |
| MO | ALTRIA GROUP INC | 6,095 | $350 | 0.2% | $31.65 | -6.1% | COM | 02209S103 |
| — | BLACKROCK MUN 2030 TAR TERM | 15,509 | $345 | 0.1% | $22.25 | — | COM SHS BEN IN | 09257P105 |
| — | EATON VANCE MUNI INCOME TRUS | 27,782 | $339 | 0.1% | $12.20 | — | SH BEN INT | 27826U108 |
| — | NUVEEN NORTH CAROLINA QLTY M | 26,565 | $338 | 0.1% | $12.72 | — | COM | 67060P100 |
| VTI | VANGUARD INDEX FDS | 2,251 | $326 | 0.1% | $127.59 | — | TOTAL STK MKT | 922908769 |
| VRP | INVESCO EXCHNG TRADED FD TR | 13,043 | $321 | 0.1% | $22.97 | — | VAR RATE PFD | 46138G870 |
| INTC | INTEL CORP | 5,894 | $317 | 0.1% | $37.97 | +15.4% | COM | 458140100 |
| CMF | ISHARES TR | 4,889 | $291 | 0.1% | $58.50 | — | CALIF MUN BD ETF | 464288356 |
| — | NUVEEN SELECT TAX FREE INCM | 19,553 | $286 | 0.1% | $14.63 | — | SH BEN INT | 67062F100 |
| IYH | ISHARES TR | 1,433 | $278 | 0.1% | $180.74 | — | US HLTHCARE ETF | 464287762 |
| PM | PHILIP MORRIS INTL INC | 3,020 | $267 | 0.1% | $56.07 | 0.0% | COM | 718172109 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 28,501 | $257 | 0.1% | $9.02 | — | COM | 09253R105 |
| — | INVESCO QUALITY MUNI INC TRS | 20,955 | $254 | 0.1% | $12.12 | — | COM | 46133G107 |
| — | TYME TECHNOLOGIES INC | 140,000 | $246 | 0.1% | $5.49 | — | COM | 90238J103 |
| — | FIRST TR INTER DUR PFD & IN | 10,740 | $234 | 0.1% | $19.83 | — | COM | 33718W103 |
| SPEM | SPDR INDEX SHS FDS | 6,524 | $233 | 0.1% | $32.36 | — | PORTFOLIO EMG MK | 78463X509 |
| XYL | XYLEM INC | 2,860 | $226 | 0.1% | $67.22 | 0.0% | COM | 98419M100 |
| VWO | VANGUARD INTL EQUITY INDEX F | 5,230 | $222 | 0.1% | $42.45 | — | FTSE EMR MKT ETF | 922042858 |
| IGIB | ISHARES TR | 3,906 | $215 | 0.1% | $55.04 | — | INTRM TR CRP ETF | 464288638 |
| PYPL | PAYPAL HLDGS INC | 1,946 | $202 | 0.1% | $94.45 | 0.0% | COM | 70450Y103 |
| — | NUVEEN SELECT TAX FREE INCM | 14,404 | $201 | 0.1% | $13.95 | — | SH BEN INT | 67063C106 |
| — | BLACKROCK MUNIYIELD INVST FD | 12,854 | $185 | 0.1% | $14.39 | — | COM | 09254R104 |
| XBNYX | BLACKROCK N Y MUN INCOME TR | 11,583 | $151 | 0.1% | $13.04 | — | SH BEN INT | 09248L106 |
| TRAK | PARK CITY GROUP INC | 18,850 | $151 | 0.1% | $9.89 | -21.0% | COM NEW | 700215304 |
| — | LEXINGTON REALTY TRUST | 12,512 | $113 | 0.0% | $8.71 | — | COM | 529043101 |
| REFR | RESEARCH FRONTIERS INC | 43,000 | $93 | 0.0% | $0.97 | +137.5% | COM | 760911107 |
| — | ROYCE MICRO-CAP TR INC | 10,456 | $87 | 0.0% | $7.44 | — | COM | 780915104 |
| — | GABELLI EQUITY TR INC | 14,206 | $87 | 0.0% | $5.63 | — | COM | 362397101 |
| — | ORBCOMM INC | 11,651 | $79 | 0.0% | $10.57 | — | COM | 68555P100 |
| — | CHEMBIO DIAGNOSTICS INC | 10,762 | $60 | 0.0% | $5.67 | — | COM NEW | 163572209 |
| — | CAS MED SYS INC | 21,883 | $53 | 0.0% | $2.21 | — | COM PAR | 124769209 |
| MLSS | MILESTONE SCIENTIFIC INC | 84,029 | $28 | 0.0% | $0.96 | -61.9% | COM NEW | 59935P209 |
| GERN | GERON CORP | 10,200 | $17 | 0.0% | $3.46 | -60.5% | COM | 374163103 |
| — | NANOVIRICIDES INC | 14,143 | $4 | 0.0% | $0.28 | — | COM NEW | 630087203 |