Location: New York, NY
CIK: 0001567163 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Jan 12, 2015
Total Value: $273M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| PFF | ISHARES U S PFD ETF U S PFD STK | 375,816 | $14.83M | 5.4% | $39.47 | $39.60 | -0.4% | COM | 464288687 |
| — | ISHARES MORTGAGE REAL ESTATE CAPPED ETF | 1,182,193 | $13.91M | 5.1% | $11.77 | $11.81 | — | COM | 464288539 |
| MRK | MERCK & CO INC NEW | 238,779 | $13.62M | 5.0% | $57.02 * | $30.82 | +24.9% | COM | 58933Y105 |
| INTC | INTEL CORP | 372,034 | $13.52M | 5.0% | $36.35 * | $17.57 | +58.5% | COM | 458140100 |
| — | GENERAL ELECTRIC COMPANY | 476,638 | $12.08M | 4.4% | $25.34 | $23.86 | — | COM | 369604103 |
| T | A T & T INC NEW | 353,459 | $11.91M | 4.4% | $33.70 * | $11.22 | +3.1% | COM | 00206R102 |
| — | E M C CORP MASS | 383,712 | $11.47M | 4.2% | $29.89 | $24.38 | — | COM | 268648102 |
| ABBV | ABBVIE INC | 163,668 | $10.85M | 4.0% | $66.30 * | $31.87 | +31.2% | COM | 00287Y109 |
| GD | GENERAL DYNAMICS CORP | 67,837 | $9.385M | 3.4% | $138.35 * | $56.44 | +91.8% | COM | 369550108 |
| — | GOOGLE INC CLASS A VTG VOTING SHARES | 16,667 | $8.871M | 3.3% | $532.25 | $549.63 | — | COM | 38259P508 |
| CVX | CHEVRON CORPORATION | 67,109 | $7.558M | 2.8% | $112.62 * | $70.64 | -1.0% | COM | 166764100 |
| PFE | PFIZER INCORPORATED | 220,808 | $6.909M | 2.5% | $31.29 * | $17.80 | +4.4% | COM | 717081103 |
| — | AETNA INC NEW | 77,184 | $6.886M | 2.5% | $89.22 | $65.84 | — | COM | 00817Y108 |
| PAA | PLAINS ALL AMERN PPLN LPUNIT LTD PARTNERSHIP INT | 132,269 | $6.842M | 2.5% | $51.73 | $51.73 | — | COM | 726503105 |
| — | WILLIAMS PARTNERS LP | 145,661 | $6.553M | 2.4% | $44.99 | $51.26 | — | COM | 96950F104 |
| JNJ | JOHNSON & JOHNSON | 58,852 | $6.191M | 2.3% | $105.20 * | $61.67 | +24.8% | COM | 478160104 |
| — | FIREEYE INC | 182,267 | $5.751M | 2.1% | $31.55 | $30.61 | — | COM | 31816Q101 |
| VZ | VERIZON COMMUNICATIONS | 109,043 | $5.112M | 1.9% | $46.88 * | $27.44 | -3.5% | COM | 92343V104 |
| ETN | EATON CORP PLC F | 70,426 | $4.802M | 1.8% | $68.19 * | $50.01 | +4.7% | COM | G29183103 |
| — | JP MORGAN EXCH TRADED NTALERIAN MLP | 98,475 | $4.551M | 1.7% | $46.21 | $46.21 | — | COM | 46625H365 |
| — | APOLLO COML 8.625% PFDPFD SER A DUE 12/31/99 | 166,137 | $4.336M | 1.6% | $26.10 | $25.41 | — | PFD | 03762U402 |
| COP | CONOCOPHILLIPS | 59,929 | $4.142M | 1.5% | $69.12 * | $47.79 | +1.3% | COM | 20825C104 |
| — | XEROX CORP | 225,649 | $3.141M | 1.2% | $13.92 | $12.13 | — | COM | 984121103 |
| XOM | EXXON MOBIL CORPORATION | 32,244 | $2.988M | 1.1% | $92.67 * | $54.76 | +5.3% | COM | 30231G102 |
| PMT | PENNYMAC MTG INVT TR | 131,925 | $2.807M | 1.0% | $21.28 | $22.42 | — | COM | 70931T103 |
| AAPL | APPLE INC | 23,948 | $2.65M | 1.0% | $110.66 * | $18.18 | +34.6% | COM | 037833100 |
| — | WEATHERFORD INTL NEW F | 223,861 | $2.579M | 0.9% | $11.52 | $11.52 | — | COM | G48833100 |
| GM | GENERAL MOTORS CO | 70,928 | $2.48M | 0.9% | $34.97 * | $24.50 | +10.0% | COM | 37045V100 |
| JPM | JPMORGAN CHASE & CO | 39,126 | $2.457M | 0.9% | $62.80 * | $39.74 | +17.0% | COM | 46625H100 |
| ARCC | ARES CAPITAL CORP | 144,789 | $2.266M | 0.8% | $15.65 * | $5.49 | -0.3% | COM | 04010L103 |
| BP | BP PLC ADR FSPONSORED ADR 1 ADR REP 6 | 58,215 | $2.22M | 0.8% | $38.13 | $43.49 | -12.4% | ADR | 055622104 |
| — | PROSHS ULTRASHRT ETF NEWULTRASHORT S&P 500 | 100,281 | $2.194M | 0.8% | $21.88 | $21.89 | — | COM | 74347B300 |
| — | UNITED TECHNOLOGIES CORP | 16,911 | $1.954M | 0.7% | $115.55 | $93.86 | — | COM | 913017109 |
| — | NUVEEN PFD INC OPPTY FD | 182,026 | $1.72M | 0.6% | $9.45 | $9.15 | — | COM | 67073B106 |
| MSFT | MICROSOFT CORP | 30,377 | $1.419M | 0.5% | $46.71 * | $26.95 | +46.9% | COM | 594918104 |
| BA | BOEING CO | 10,248 | $1.339M | 0.5% | $130.66 * | $96.98 | +17.2% | COM | 097023105 |
| — | RAYTHEON COMPANY NEW | 12,194 | $1.326M | 0.5% | $108.74 | $69.14 | — | COM | 755111507 |
| QCOM | QUALCOMM INC | 17,218 | $1.283M | 0.5% | $74.52 * | $45.78 | +18.8% | COM | 747525103 |
| — | TWO HARBORS INVESTMENT | 123,600 | $1.245M | 0.5% | $10.07 | $10.00 | — | COM | 90187B101 |
| BRK/B | BERKSHIRE HATHAWAY B NEWCLASS B | 8,018 | $1.21M | 0.4% | $150.91 | $134.73 | +11.4% | COM | 084670702 |
| — | INVESCO MORTGAGE CAPITAL | 75,100 | $1.164M | 0.4% | $15.50 | $15.50 | — | COM | 46131B100 |
| — | LEUCADIA NATIONAL CORP | 50,000 | $1.128M | 0.4% | $22.56 | $22.70 | — | COM | 527288104 |
| — | SANTA CRUZ COUNTY BANK CALIFORNIA | 50,000 | $1.072M | 0.4% | $21.44 | $17.70 | — | COM | 801827106 |
| GILD | GILEAD SCIENCES INC | 10,744 | $1.021M | 0.4% | $95.03 * | $45.56 | +43.7% | COM | 375558103 |
| WFC | WELLS FARGO & CO NEW | 18,200 | $1.002M | 0.4% | $55.05 * | $28.48 | +41.3% | COM | 949746101 |
| — | DEUTSCHE BK C 8.05% PFDPFD DUE 05/09/99 | 33,649 | $948K | 0.3% | $28.17 | $27.96 | — | PFD | 25150L108 |
| — | INTEGRATED ELECTRICL NEW | 119,896 | $929K | 0.3% | $7.75 | $6.03 | — | COM | 45811E301 |
| EBAY | EBAY INC | 15,671 | $884K | 0.3% | $56.41 * | $20.30 | +3.6% | COM | 278642103 |
| ACRE | ARES COML REAL ESTATE | 75,271 | $866K | 0.3% | $11.51 | $12.83 | — | COM | 04013V108 |
| — | APOLLO RESIDENTIAL MTG | 45,821 | $866K | 0.3% | $18.90 | $18.04 | — | COM | 03763V102 |
| BAC | BANK OF AMERICA CORP | 45,822 | $820K | 0.3% | $17.90 * | $12.89 | +10.1% | COM | 060505104 |
| UBOH | UNITED BANCSHARES OHIO | 54,500 | $788K | 0.3% | $14.46 | $14.80 | — | COM | 909458101 |
| SLB | SCHLUMBERGER LTD F | 9,086 | $779K | 0.3% | $85.74 * | $67.34 | -6.9% | COM | 806857108 |
| — | HEWLETT-PACKARD COMPANY | 18,230 | $735K | 0.3% | $40.32 | $29.19 | — | COM | 428236103 |
| META | FACEBOOK INC CLASS A | 8,272 | $648K | 0.2% | $78.34 | $45.02 | +72.1% | COM | 30303M102 |
| ORCL | ORACLE CORPORATION | 14,260 | $645K | 0.2% | $45.23 * | $28.21 | +35.1% | COM | 68389X105 |
| — | DIREXION SHS ETF NEW DAILY 20+ YR TREAS BEAR 3X SHS | 20,000 | $638K | 0.2% | $31.90 | $31.90 | — | COM | 25459Y678 |
| SO | THE SOUTHERN COMPANY | 12,894 | $636K | 0.2% | $49.33 * | $25.22 | +22.0% | COM | 842587107 |
| XENWX | EATON VANCE NEW YORK MUNI BOND FUND | 48,500 | $608K | 0.2% | $12.54 | $11.32 | — | COM | 27827Y109 |
| — | NOVAVAX INC | 100,479 | $595K | 0.2% | $5.92 | $3.03 | — | COM | 670002104 |
| KBR | KBR INC | 33,664 | $577K | 0.2% | $17.14 * | $26.46 | -45.5% | COM | 48242W106 |
| AMZN | AMAZON COM INC | 1,822 | $567K | 0.2% | $311.20 * | $16.52 | -6.1% | COM | 023135106 |
| BABA | ALIBABA GROUP HLDG ADR FSPONSORED ADR 1 ADR REPS 1 | 5,284 | $550K | 0.2% | $104.09 | $94.06 | +10.5% | ADR | 01609W102 |
| — | WELLS FARGO & CO 8% PFDPFD SER J DUE 12/31/99 | 18,850 | $548K | 0.2% | $29.07 | $29.12 | — | PFD | 949746879 |
| AAL | AMERICAN AIRLS GROUP INC | 10,000 | $535K | 0.2% | $53.50 * | $37.12 | +36.9% | COM | 02376R102 |
| — | MFA FINANCIAL INC REIT | 65,000 | $521K | 0.2% | $8.02 | $8.02 | — | COM | 55272X102 |
| — | BLKROCK CR ALLO INCOME TRUST | 39,014 | $511K | 0.2% | $13.10 | $13.41 | — | COM | 092508100 |
| O | REALTY INCOME CORP REIT | 9,853 | $474K | 0.2% | $48.11 * | $22.70 | +21.9% | COM | 756109104 |
| — | GOLDMAN SACHS MLP INC FD | 25,720 | $448K | 0.2% | $17.42 | $17.73 | — | COM | 38147W103 |
| DE | DEERE & CO | 5,000 | $443K | 0.2% | $88.60 * | $70.62 | +3.0% | COM | 244199105 |
| WMB | WILLIAMS COMPANIES | 9,825 | $442K | 0.2% | $44.99 * | $27.17 | -11.3% | COM | 969457100 |
| PCG | P G & E CORP | 8,192 | $438K | 0.2% | $53.47 * | $36.92 | +30.3% | COM | 69331C108 |
| — | KKR FINL HLDGS 8.375%PFD DUE 11/15/41SUBJ TO XTRO | 15,753 | $438K | 0.2% | $27.80 | $27.72 | — | PFD | 48248A405 |
| SCHG | SCHW US LCAP GRO ETF | 8,269 | $430K | 0.2% | $52.00 * | $5.36 | +20.7% | COM | 808524300 |
| HAL | HALLIBURTON CO HLDG CO | 10,763 | $424K | 0.2% | $39.39 * | $39.28 | -18.9% | COM | 406216101 |
| PEP | PEPSICO INCORPORATED | 4,460 | $424K | 0.2% | $95.07 * | $56.91 | +19.4% | COM | 713448108 |
| — | MEDTRONIC INC | 5,780 | $420K | 0.2% | $72.66 | $53.61 | — | COM | 585055106 |
| TGT | TARGET CORPORATION | 5,136 | $391K | 0.1% | $76.13 * | $48.54 | +13.0% | COM | 87612E106 |
| — | ELLINGTON FINANCIAL LLC | 19,300 | $386K | 0.1% | $20.00 | $20.47 | — | COM | 288522303 |
| — | BED BATH & BEYOND | 5,011 | $383K | 0.1% | $76.43 | $76.48 | — | COM | 075896100 |
| OGCP | EMPIRE ST RLTY OP LP SERIES 60 | 21,474 | $380K | 0.1% | $17.70 | $16.52 | — | COM | 292102209 |
| — | GOOGLE INC CL C NON VTG NON VOTING SHARES | 713 | $376K | 0.1% | $527.35 | $575.07 | — | COM | 38259P706 |
| — | JPM CHASE CAP XX 6.7%PFD DUE 04/02/40SUBJ TO XTRO | 14,525 | $370K | 0.1% | $25.47 | $26.08 | — | PFD | 46625H407 |
| — | NUVEEN NJ DIV AD MUNI FDNEW JERSEY | 26,896 | $362K | 0.1% | $13.46 | $13.46 | — | COM | 67069Y102 |
| IBM | INTL BUSINESS MACHINES | 2,190 | $353K | 0.1% | $161.19 * | $112.20 | -13.4% | COM | 459200101 |
| HBAN | HUNTINGTON BANCSHS INC | 30,175 | $318K | 0.1% | $10.54 * | $5.30 | +28.6% | COM | 446150104 |
| — | CALAMOS STRGC TOT RET FD | 27,400 | $314K | 0.1% | $11.46 | $11.32 | — | COM | 128125101 |
| — | NEW YORK MTG TRUST NEW REIT | 40,000 | $313K | 0.1% | $7.83 | $7.83 | — | COM | 649604501 |
| C | CITIGROUP INC NEW | 5,298 | $288K | 0.1% | $54.36 * | $37.40 | +7.8% | COM | 172967424 |
| — | KERYX BIOPHARMACEUTICALS | 20,000 | $285K | 0.1% | $14.25 | $14.25 | — | COM | 492515101 |
| VIG | VANGUARD DIV APPRCIATION | 3,400 | $277K | 0.1% | $81.47 | $72.55 | +11.9% | COM | 921908844 |
| SCHD | SCH US DIV EQUITY ETF | 6,363 | $254K | 0.1% | $39.92 * | $11.38 | +16.7% | COM | 808524797 |
| — | FIRST INDEPENDENCE CORP DELAWARE | 16,644 | $250K | 0.1% | $15.02 | $12.55 | — | COM | 32054B103 |
| OSG | AMBAC FINL GROUP NEW | 10,000 | $246K | 0.1% | $24.60 | $23.29 | +5.2% | COM | 023139884 |
| SYNA | SYNAPTICS INC | 3,489 | $241K | 0.1% | $69.07 | $64.72 | +6.4% | COM | 87157D109 |
| IHE | ISHARES PHARMACEUTICAL ETF | 1,535 | $233K | 0.1% | $151.79 * | $35.06 | +43.9% | COM | 464288836 |
| ESBA | EMPIRE ST RLTY LP SERIES ES | 12,904 | $227K | 0.1% | $17.59 | $16.50 | — | COM | 292102100 |
| — | BLACKROCK MUN TGT TRM TRTARGET TERM TRUST | 11,243 | $226K | 0.1% | $20.10 | $19.94 | — | COM | 09257P105 |
| — | WESTERN ASSET MTG CAP | 15,000 | $221K | 0.1% | $14.73 | $14.73 | — | COM | 95790D105 |
| — | NEW YORK MTG 7.75% PFDPFD SER B DUE 12/31/99 | 8,750 | $214K | 0.1% | $24.46 | $22.91 | — | PFD | 649604709 |
| — | ENERGY TRANSFER PARTNERSUNITS REP L P INTEREST | 3,239 | $212K | 0.1% | $65.45 | $65.45 | — | COM | 29273R109 |
| ABT | ABBOTT LABORATORIES | 4,614 | $209K | 0.1% | $45.30 * | $28.85 | +26.6% | COM | 002824100 |
| AEO | AMERN EAGLE OUTFITRS NEW | 15,000 | $209K | 0.1% | $13.93 * | $10.23 | +0.2% | COM | 02553E106 |
| CMCSA | COMCAST CORP NEW CL A | 3,562 | $207K | 0.1% | $58.11 * | $18.33 | +22.8% | COM | 20030N101 |
| BAX | BAXTER INTERNATIONAL INC | 2,768 | $204K | 0.1% | $73.70 * | $29.33 | +13.1% | COM | 071813109 |
| CRM | SALESFORCE COM | 3,400 | $202K | 0.1% | $59.41 | $43.70 | +34.1% | COM | 79466L302 |
| HD | HOME DEPOT INC | 1,865 | $196K | 0.1% | $105.09 * | $58.41 | +38.8% | COM | 437076102 |
| YUM | YUM BRANDS INC | 2,650 | $194K | 0.1% | $73.21 * | $40.93 | +3.9% | COM | 988498101 |
| — | CHIMERA INVESTMENT CORP REIT | 60,000 | $192K | 0.1% | $3.20 | $3.20 | — | COM | 16934Q109 |
| — | MORGAN STANLEY 4% PFDPFD SER A DUE 07/06/99 | 9,550 | $191K | 0.1% | $20.00 | $20.30 | — | PFD | 617446208 |
| — | AMERICAN CAPITAL AGENCY REITS | 8,583 | $188K | 0.1% | $21.90 | $21.59 | — | COM | 02503X105 |
| NVS | NOVARTIS A G SPON ADR FSPONSORED ADR 1 ADR REP 1 | 1,978 | $184K | 0.1% | $93.02 | $73.64 | +25.8% | ADR | 66987V109 |
| AIG | AMERICAN INTL GROUP NEW | 3,198 | $180K | 0.1% | $56.29 * | $35.88 | +19.9% | COM | 026874784 |
| DIS | DISNEY WALT CO | 1,810 | $171K | 0.1% | $94.48 * | $58.93 | +45.5% | COM | 254687106 |
| IYY | ISHARES TR DOW JONES US ETF | 1,600 | $166K | 0.1% | $103.75 * | $40.56 | +27.7% | COM | 464287846 |
| — | TWITTER INC | 4,600 | $166K | 0.1% | $36.09 | $63.22 | — | COM | 90184L102 |
| — | CORNERSTONE ONDEMAND INC | 4,616 | $163K | 0.1% | $35.31 | $42.91 | — | COM | 21925Y103 |
| F | FORD MOTOR COMPANY NEW | 10,123 | $157K | 0.1% | $15.51 * | $8.71 | -1.1% | COM | 345370860 |
| — | VIRGIN AMERICA INC | 3,500 | $155K | 0.1% | $44.29 | $44.29 | — | COM | 92765X208 |
| — | KRAFT FOODS GROUP | 2,469 | $155K | 0.1% | $62.78 | $55.22 | — | COM | 50076Q106 |
| — | VALEANT PHARMA INTL F | 1,000 | $143K | 0.1% | $143.00 | $86.00 | — | COM | 91911K102 |
| RF | REGIONS FINANCIAL CP NEW | 13,000 | $138K | 0.1% | $10.62 * | $6.69 | +7.8% | COM | 7591EP100 |
| XNYVX | NUVEEN NY MUNI VAL FD 2 | 9,043 | $133K | 0.0% | $14.71 | $14.00 | — | COM | 670706100 |
| DXJ | WISDOMTREE JPN HDGD EQTYJAPAN HEDGED EQUITY FUND | 2,645 | $131K | 0.0% | $49.53 * | $155.80 | -5.2% | COM | 97717W851 |
| TRV | TRAVELERS COMPANIES INC | 1,228 | $130K | 0.0% | $105.86 * | $63.44 | +31.0% | COM | 89417E109 |
| — | ACTAVIS PLC F | 500 | $129K | 0.0% | $258.00 | $236.00 | — | COM | G0083B108 |
| PSX | PHILLIPS 66 | 1,791 | $129K | 0.0% | $72.03 * | $40.35 | +18.8% | COM | 718546104 |
| SPY | S P D R S&P 500 ETF TR EXPIRING 01/22/2118 | 601 | $124K | 0.0% | $206.32 | $193.34 | +6.3% | COM | 78462F103 |
| — | CELGENE CORP | 1,075 | $121K | 0.0% | $112.56 | $109.98 | — | COM | 151020104 |
| TSLA | TESLA MOTORS INC | 525 | $117K | 0.0% | $222.86 * | $12.60 | +17.7% | COM | 88160R101 |
| — | DCP MIDSTREAM PARTNERS | 2,500 | $116K | 0.0% | $46.40 | $46.40 | — | COM | 23311P100 |
| — | JOHNSON CONTROLS INC | 2,368 | $115K | 0.0% | $48.56 | $43.89 | — | COM | 478366107 |
| — | OAO GAZPROM SPON ADR FSPONSORED ADR 1 ADR REP 2 | 25,200 | $114K | 0.0% | $4.52 | $8.73 | — | ADR | 368287207 |
| — | FEDERAL RLTY INVT TR SBIREIT | 800 | $107K | 0.0% | $133.75 | $103.75 | — | COM | 313747206 |
| — | YAHOO INC | 2,100 | $107K | 0.0% | $50.95 | $50.43 | — | COM | 984332106 |
| — | MARKET VECTORS NEW ETF URANIUM + NUCLEAR ENERGY ETF | 2,031 | $106K | 0.0% | $52.19 | $48.25 | — | COM | 57061R577 |
| XLK | SECTOR SPDR TECH SELECT SHARES OF BENEFICIAL INT | 2,539 | $105K | 0.0% | $41.35 * | $19.49 | +6.1% | COM | 81369Y803 |
| — | APOLLO INVESTMENT CORP | 14,129 | $105K | 0.0% | $7.43 | $7.53 | — | COM | 03761U106 |
| VALE | VALE SA ADR FSPONSORED ADR 1 ADR REP 1 | 12,611 | $104K | 0.0% | $8.25 | $13.35 | -38.7% | ADR | 91912E105 |
| — | ALPS TRUST ETF ALERIAN MLP | 5,825 | $103K | 0.0% | $17.68 | $17.68 | — | COM | 00162Q866 |
| — | NUVEEN NY MUNI VALUE FD | 10,486 | $103K | 0.0% | $9.82 | $9.24 | — | COM | 67062M105 |
| MS | MORGAN STANLEY | 2,600 | $101K | 0.0% | $38.85 * | $17.33 | +66.1% | COM | 617446448 |
| ABBNY | ABB LTD ADR FSPONSORED ADR 1 ADR REP 1 | 4,700 | $100K | 0.0% | $21.28 * | $21.63 | -6.2% | ADR | 000375204 |
| — | LINKEDIN CORP | 423 | $98,000 | 0.0% | $231.68 | $204.15 | — | COM | 53578A108 |
| — | ASHFORD HOSPI 8.45% PFDPFD SER D DUE 12/31/99 | 3,850 | $98,000 | 0.0% | $25.45 | $25.45 | — | PFD | 044103406 |
| IYH | ISHARES TR US HEALTHCAREETF | 670 | $97,000 | 0.0% | $144.78 * | $20.12 | +43.3% | COM | 464287762 |
| FISK | EMPIRE ST RLTY OP LP SERIES 250 | 5,469 | $97,000 | 0.0% | $17.74 | $16.69 | — | COM | 292102308 |
| SCHX | SCHW US LCAP ETF | 1,930 | $95,000 | 0.0% | $49.22 * | $6.66 | +22.7% | COM | 808524201 |
| VNQ | VANGUARD REIT | 1,138 | $93,000 | 0.0% | $81.72 | $73.21 | +10.6% | COM | 922908553 |
| CMI | CUMMINS INC | 626 | $91,000 | 0.0% | $145.37 * | $81.53 | +31.1% | COM | 231021106 |
| TMO | THERMO FISHER SCIENTIFIC | 709 | $89,000 | 0.0% | $125.53 * | $79.96 | +51.6% | COM | 883556102 |
| BOND | PIMCO EXCH TRADED FUND TOTAL RETURN ACTIVE | 825 | $88,000 | 0.0% | $106.67 | $108.98 | -1.6% | COM | 72201R775 |
| XLF | SECTOR SPDR FINCL SELECTSHARES OF BENEFICIAL INT | 3,500 | $87,000 | 0.0% | $24.86 * | $15.71 | +27.9% | COM | 81369Y605 |
| DVY | ISHARES SELECT DIVIDEND ETF | 1,090 | $87,000 | 0.0% | $79.82 | $64.72 | +22.7% | COM | 464287168 |
| — | DIRECTV | 1,000 | $87,000 | 0.0% | $87.00 | $62.00 | — | COM | 25490A309 |
| MO | ALTRIA GROUP INC | 1,750 | $86,000 | 0.0% | $49.14 * | $16.28 | +49.0% | COM | 02209S103 |
| AVB | AVALONBAY CMNTYS INC REIT | 515 | $85,000 | 0.0% | $165.05 * | $87.72 | +29.4% | COM | 053484101 |
| — | EXPRESS SCRIPTS HLDG CO | 988 | $84,000 | 0.0% | $85.02 | $61.74 | — | COM | 30219G108 |
| UNP | UNION PACIFIC CORP | 700 | $84,000 | 0.0% | $120.00 * | $68.45 | +36.0% | COM | 907818108 |
| — | QIHOO 360 TECH CO ADR FSPONSORED ADR 2 ADR REPS 3 | 1,457 | $84,000 | 0.0% | $57.65 | $58.40 | — | ADR | 74734M109 |
| — | POWERSHS QQQ TRUST SER 1 | 789 | $82,000 | 0.0% | $103.93 | $72.07 | — | COM | 73935A104 |
| COST | COSTCO WHSL CORP NEW | 568 | $81,000 | 0.0% | $142.61 * | $86.76 | +31.7% | COM | 22160K105 |
| ECL | ECOLAB INC | 775 | $81,000 | 0.0% | $104.52 * | $73.48 | +26.1% | COM | 278865100 |
| — | NUVEEN CA AMT FREE MUNI INCOME FUND | 5,400 | $80,000 | 0.0% | $14.81 | $12.26 | — | COM | 670651108 |
| ROK | ROCKWELL AUTOMATION INC | 700 | $78,000 | 0.0% | $111.43 * | $67.20 | +33.2% | COM | 773903109 |
| — | INTERCEPT PHARMA INC | 500 | $78,000 | 0.0% | $156.00 | $156.00 | — | COM | 45845P108 |
| — | 21ST CENT FOX CL A | 2,006 | $77,000 | 0.0% | $38.38 | $33.69 | — | COM | 90130A101 |
| — | BLKRCK MUNIYIELD CA QLTY | 5,000 | $76,000 | 0.0% | $15.20 | $14.28 | — | COM | 09254N103 |
| SCHB | SCHW US BRD MKT ETF | 1,507 | $75,000 | 0.0% | $49.77 * | $6.88 | +20.7% | COM | 808524102 |
| — | STERLING BANCORP | 5,213 | $75,000 | 0.0% | $14.39 | $13.43 | — | COM | 85917A100 |
| — | INVESCO SENIOR INCM TR | 16,585 | $75,000 | 0.0% | $4.52 | $4.84 | — | COM | 46131H107 |
| — | BARCLAYS BANK IPATH NEW | 2,312 | $73,000 | 0.0% | $31.57 | $31.80 | — | COM | 06742E711 |
| MOS | MOSAIC CO NEW | 1,500 | $69,000 | 0.0% | $46.00 * | $36.35 | +0.8% | COM | 61945C103 |
| — | NEW YORK CMNTY BANCORP | 4,316 | $69,000 | 0.0% | $15.99 | $14.13 | — | COM | 649445103 |
| — | POWERSHARES S&P ETF 500 LOW VOLATILITY PORTFOLIO | 1,800 | $69,000 | 0.0% | $38.33 | $31.02 | — | COM | 73937B779 |
| IWF | ISHARES TR RUSSELL 1000 GROWTH ETF | 662 | $64,000 | 0.0% | $96.68 * | $22.24 | +7.5% | COM | 464287614 |
| SLRC | SOLAR CAPITAL LTD | 3,500 | $63,000 | 0.0% | $18.00 * | $7.00 | -7.0% | COM | 83413U100 |
| — | ALCATEL LUCENT ADR FSPONSORED ADR 1 ADR REP 1 | 17,613 | $62,000 | 0.0% | $3.52 | $1.82 | — | ADR | 013904305 |
| — | CONSTANT CONTACT INC | 1,680 | $62,000 | 0.0% | $36.90 | $16.07 | — | COM | 210313102 |
| XBNYX | BLACKROCK NY MUN INCM TRNEW YORK INCOME TRUST | 4,268 | $61,000 | 0.0% | $14.29 | $13.87 | — | COM | 09248L106 |
| — | RANDGOLD RES LTD ADR FSPONSORED ADR 1 ADR REPS 1 | 900 | $61,000 | 0.0% | $67.78 | $64.44 | — | ADR | 752344309 |
| EWW | ISHARES MSCI MEXICO ETF CAPPED | 1,000 | $59,000 | 0.0% | $59.00 | $62.67 | -5.2% | COM | 464286822 |
| — | DEUTSCHE BK CC 7.6% PFDPFD DUE 02/20/99 | 2,115 | $58,000 | 0.0% | $27.42 | $27.80 | — | PFD | 25154A108 |
| — | DRESSER RAND GROUP INC | 700 | $57,000 | 0.0% | $81.43 | $60.00 | — | COM | 261608103 |
| — | RIVERBED TECHNOLOGY INC | 2,772 | $57,000 | 0.0% | $20.56 | $15.87 | — | COM | 768573107 |
| VNO | VORNADO REALTY TRUST REIT | 466 | $55,000 | 0.0% | $118.03 | $83.69 | — | COM | 929042109 |
| — | AMERN REALTY CAP PPTYS | 6,000 | $54,000 | 0.0% | $9.00 | $12.50 | — | COM | 02917T104 |
| — | SOLARCITY CORP | 1,000 | $53,000 | 0.0% | $53.00 | $62.57 | — | COM | 83416T100 |
| CGAU | CENTERRA GOLD INC F | 10,200 | $53,000 | 0.0% | $5.20 * | $3.34 | +26.3% | COM | 152006102 |
| BRDCY | BRIDGESTONE CP LTD ORD F | 1,500 | $53,000 | 0.0% | $35.33 * | $17.63 | -1.3% | COM | 108441205 |
| — | POWERSHS EXCH TRAD FD TRPOWERSHARES WATER RESOURCE POR | 2,000 | $52,000 | 0.0% | $26.00 | $26.50 | — | COM | 73935X575 |
| OPK | OPKO HEALTH INC | 5,119 | $51,000 | 0.0% | $9.96 | $9.14 | +9.3% | COM | 68375N103 |
| — | ING GROEP N. 6.125% PFDPFD DUE 09/26/99 | 2,000 | $51,000 | 0.0% | $25.50 | $24.50 | — | PFD | 456837509 |
| AMT | AMERICAN TOWER CORP REIT | 500 | $50,000 | 0.0% | $100.00 * | $65.68 | +15.5% | COM | 03027X100 |
| ITONF | ITO EN LTD ORD F | 2,700 | $49,000 | 0.0% | $18.15 | $21.11 | — | COM | J25027111 |
| BMY | BRISTOL-MYERS SQUIBB CO | 795 | $47,000 | 0.0% | $59.12 * | $34.09 | +20.2% | COM | 110122108 |
| — | KKR & CO LP | 2,000 | $47,000 | 0.0% | $23.50 | $23.00 | — | COM | 48248M102 |
| SAN | BANCO SANTANDER SA ADR FSPONSORED ADR 1 ADR REPS 1 | 5,578 | $47,000 | 0.0% | $8.43 | $7.51 | +10.9% | ADR | 05964H105 |
| NXPI | NXP SEMICONDUCTORS NV F | 600 | $46,000 | 0.0% | $76.67 * | $59.11 | +14.9% | COM | N6596X109 |
| — | OCWEN FINANCIAL CORP NEW | 3,043 | $46,000 | 0.0% | $15.12 | $32.71 | — | COM | 675746309 |
| — | WESTPAC BANKING FSPONSORED ADR 1 ADR REP 1 | 1,685 | $45,000 | 0.0% | $26.71 | $26.71 | — | ADR | 961214301 |
| — | BLACKROCK INC | 125 | $45,000 | 0.0% | $360.00 | $320.00 | — | COM | 09247X101 |
| XLI | SECTOR SPDR INDL SELECT SHARES OF BENEFICIAL INT | 797 | $45,000 | 0.0% | $56.46 | $54.95 | +3.0% | COM | 81369Y704 |
| — | STRATASYS LTD F | 530 | $44,000 | 0.0% | $83.02 | $83.02 | — | COM | M85548901 |
| — | BAKER HUGHES INC | 790 | $44,000 | 0.0% | $55.70 | $50.95 | — | COM | 057224107 |
| NSC | NORFOLK SOUTHERN CORP | 405 | $44,000 | 0.0% | $108.64 * | $57.28 | +50.1% | COM | 655844108 |
| — | ITC HOLDINGS CORP | 1,050 | $43,000 | 0.0% | $40.95 | $36.19 | — | COM | 465685105 |
| AWK | AMERICAN WATER WORKS CO | 804 | $43,000 | 0.0% | $53.48 * | $32.01 | +34.0% | COM | 030420103 |
| — | GABELLI DIV AND INC TR | 2,000 | $43,000 | 0.0% | $21.50 | $19.69 | — | COM | 36242H104 |
| — | INVESCO MTG C 7.75% PFDPFD SER A DUE 12/31/99 | 1,750 | $42,000 | 0.0% | $24.00 | $24.00 | — | PFD | 46131B209 |
| SVVC | FIRSTHAND TECH VALUE FD TENDER OFFER EXP: 1/22/15 | 2,250 | $42,000 | 0.0% | $18.67 * | $19.17 | +14.2% | COM | 33766Y100 |
| VV | VANGUARD LARGE CAP | 447 | $42,000 | 0.0% | $93.96 | $90.87 | +3.9% | COM | 922908637 |
| XLE | SECTOR SPDR ENGY SELECT SHARES OF BENEFICIAL INT | 500 | $40,000 | 0.0% | $80.00 * | $41.57 | -4.8% | COM | 81369Y506 |
| KIM | KIMCO REALTY CORP REIT | 1,575 | $40,000 | 0.0% | $25.40 * | $12.61 | +18.0% | COM | 49446R109 |
| IWO | ISHARES TR RUSSELL 2000 GROWTH ETF | 273 | $39,000 | 0.0% | $142.86 | $135.29 | +5.2% | COM | 464287648 |
| CRL | CHARLES RIVER LABS HLDG | 600 | $39,000 | 0.0% | $65.00 * | $42.84 | +48.5% | COM | 159864107 |
| MA | MASTERCARD INC | 450 | $39,000 | 0.0% | $86.67 * | $70.60 | +14.1% | COM | 57636Q104 |
| LLY | LILLY ELI & COMPANY | 560 | $39,000 | 0.0% | $69.64 * | $42.21 | +34.1% | COM | 532457108 |
| — | TICC CAPITAL CORP | 5,000 | $38,000 | 0.0% | $7.60 | $9.80 | — | COM | 87244T109 |
| ILMN | ILLUMINA INC | 200 | $37,000 | 0.0% | $185.00 * | $167.17 | +7.4% | COM | 452327109 |
| PRU | PRUDENTIAL FINANCIAL INC | 400 | $36,000 | 0.0% | $90.00 * | $42.69 | +31.6% | COM | 744320102 |
| URI | UNITED RENTALS INC | 350 | $36,000 | 0.0% | $102.86 * | $94.66 | +4.4% | COM | 911363109 |
| — | NUVEEN CREDIT STRAT INCM | 4,000 | $35,000 | 0.0% | $8.75 | $9.25 | — | COM | 67073D102 |
| — | TEEKAY CORP F | 662 | $34,000 | 0.0% | $51.36 | $60.66 | — | COM | Y8564W103 |
| LULU | LULULEMON ATHLETICA INC | 610 | $34,000 | 0.0% | $55.74 | $57.75 | -3.4% | COM | 550021109 |
| AMGN | AMGEN INCORPORATED | 212 | $34,000 | 0.0% | $160.38 * | $86.13 | +34.7% | COM | 031162100 |
| — | BROCADE COMMUNS SYS NEW | 2,800 | $33,000 | 0.0% | $11.79 | $5.71 | — | COM | 111621306 |
| — | NABORS INDUSTRIES LTD F | 2,500 | $33,000 | 0.0% | $13.20 | $13.20 | — | COM | G6359F103 |
| — | DIREXION SHS NEW ETF DAILY RUSSIA BULL 3X SH | 1,833 | $31,000 | 0.0% | $16.91 | $16.91 | — | COM | 25459Y140 |
| — | SEASPAN CORPOR 9.5% PFDPFD SER C | 1,150 | $31,000 | 0.0% | $26.96 | $27.83 | — | PFD | EP0398065 |
| NFG | NATIONAL FUEL GAS CO | 444 | $31,000 | 0.0% | $69.82 | $67.37 | +3.2% | COM | 636180101 |
| D | DOMINION RES INC VA NEW | 400 | $31,000 | 0.0% | $77.50 * | $38.70 | +24.4% | COM | 25746U109 |
| SLV | ISHARES SILVER TRUST INDEX FUND | 2,000 | $30,000 | 0.0% | $15.00 | $15.82 | -4.8% | COM | 46428Q109 |
| BWA | BORG WARNER INC | 550 | $30,000 | 0.0% | $54.55 * | $46.49 | -11.7% | COM | 099724106 |
| DIA | SPDR DOW JONES INDL AVG INDUSTRIAL AVERAGE ETF | 169 | $30,000 | 0.0% | $177.51 | $149.37 | +19.1% | COM | 78467X109 |
| — | ARROWHEAD RESEARCH NEW | 4,000 | $30,000 | 0.0% | $7.50 | $14.67 | — | COM | 042797209 |
| AXP | AMERICAN EXPRESS COMPANY | 319 | $30,000 | 0.0% | $94.04 * | $59.62 | +33.0% | COM | 025816109 |
| — | INVESTORS BANCORP NEW | 2,550 | $29,000 | 0.0% | $11.37 | $10.98 | — | COM | 46146L101 |
| PFLT | PENNANTPARK CAP LTD | 2,000 | $28,000 | 0.0% | $14.00 * | $4.46 | +0.4% | COM | 70806A106 |
| KMI | KINDER MORGAN INC | 641 | $27,000 | 0.0% | $42.12 * | $21.61 | +12.0% | COM | 49456B101 |
| — | AMERN CAP AGY CR 8% PFDPFD SER A | 1,000 | $26,000 | 0.0% | $26.00 | $26.00 | — | PFD | 02503X204 |
| CVS | C V S HEALTH CORPORATION | 267 | $26,000 | 0.0% | $97.38 * | $57.47 | +22.7% | COM | 126650100 |
| — | ALLIQUA INC NEW | 4,930 | $26,000 | 0.0% | $5.27 | $7.30 | — | COM | 019621200 |
| — | ARIAD PHARMACEUTICALS | 3,500 | $24,000 | 0.0% | $6.86 | $12.12 | — | COM | 04033A100 |
| — | INVESCO VALUE MUNI INCM TRUST SBI | 1,400 | $23,000 | 0.0% | $16.43 | $14.14 | — | COM | 46132P108 |
| VFH | VANGUARD FINANCIALS | 465 | $23,000 | 0.0% | $49.46 | $39.55 | +25.7% | COM | 92204A405 |
| — | SIRIUS XM HLDGS INC | 6,650 | $23,000 | 0.0% | $3.46 | $3.45 | — | COM | 82968B103 |
| — | PEPCO HOLDINGS INC | 800 | $22,000 | 0.0% | $27.50 | $20.00 | — | COM | 713291102 |
| — | TARGA RESOURCES PTNR LP | 450 | $22,000 | 0.0% | $48.89 | $48.89 | — | COM | 87611X105 |
| MBGAF | DAIMLER AG FUS SHARES | 249 | $21,000 | 0.0% | $84.34 * | $46.14 | -5.9% | COM | D1668R123 |
| KO | COCA COLA COMPANY | 500 | $21,000 | 0.0% | $42.00 * | $27.63 | +8.0% | COM | 191216100 |
| — | MOBILEYE NV F | 510 | $20,000 | 0.0% | $39.22 | $39.22 | — | COM | N51488117 |
| — | MKT VECTORS OIL SERVICESOIL SERVICES ETF | 560 | $20,000 | 0.0% | $35.71 | $50.18 | — | COM | 57060U191 |
| — | NUVEEN INTER DURATION MUNI TERM FD | 1,600 | $20,000 | 0.0% | $12.50 | $12.63 | — | COM | 670671106 |
| BCS | BARCLAYS PLC ADR FSPONSORED ADR 1 ADR REP 4 | 1,330 | $20,000 | 0.0% | $15.04 | $14.83 | +1.2% | ADR | 06738E204 |
| — | TIME WARNER INC NEW | 233 | $20,000 | 0.0% | $85.84 | $77.25 | — | COM | 887317303 |
| — | INVENSENSE INC | 1,200 | $20,000 | 0.0% | $16.67 | $21.67 | — | COM | 46123D205 |
| GLD | SPDR GOLD TRUST SPDR GOLD SHARES | 172 | $20,000 | 0.0% | $116.28 * | $125.41 | -9.4% | COM | 78463V107 |
| — | INVESCO QLTY MUN INCM TRSBI | 1,526 | $19,000 | 0.0% | $12.45 | $11.80 | — | COM | 46133G107 |
| — | CTI BIOPHARMA CORP | 8,000 | $19,000 | 0.0% | $2.38 | $2.38 | — | COM | 12648L106 |
| — | ENERPLUS CORP F | 2,000 | $19,000 | 0.0% | $9.50 | $9.50 | — | COM | 292766102 |
| WHR | WHIRLPOOL CORP | 100 | $19,000 | 0.0% | $190.00 | $121.27 | +59.8% | COM | 963320106 |
| — | DUNKIN BRANDS GROUP INC | 450 | $19,000 | 0.0% | $42.22 | $43.46 | — | COM | 265504100 |
| — | NAVIOS MARITIME F | 4,500 | $19,000 | 0.0% | $4.22 | $4.22 | — | COM | Y62159101 |
| — | ATLAS ENERGY LP | 600 | $19,000 | 0.0% | $31.67 | $46.67 | — | COM | 04930A104 |
| — | FNMA 8.25% PFDPFD SER S DUE 12/31/99 | 4,600 | $18,000 | 0.0% | $3.91 | $9.79 | — | PFD | 313586752 |
| SB | SAFE BULKERS INC F | 4,500 | $18,000 | 0.0% | $4.00 * | $5.02 | -22.2% | COM | Y7388L103 |
| MET | METLIFE INC | 324 | $18,000 | 0.0% | $55.56 * | $26.10 | +27.7% | COM | 59156R108 |
| — | ACHILLION PHARMA INC | 1,500 | $18,000 | 0.0% | $12.00 | $12.00 | — | COM | 00448Q201 |
| SPH | SUBURBAN PROPANE PRT L PUNIT REP LTD PART INT | 416 | $18,000 | 0.0% | $43.27 | $45.67 | — | COM | 864482104 |
| SFTBY | SOFTBANK CORP ADR FUNSPONSORED ADR 1 ADR REPS 0 | 600 | $18,000 | 0.0% | $30.00 | $36.63 | -18.9% | ADR | 83404D109 |
| — | KOREA FUND INC NEW | 450 | $17,000 | 0.0% | $37.78 | $33.33 | — | COM | 500634209 |
| — | VIACOM INC CL B NEW | 229 | $17,000 | 0.0% | $74.24 | $69.87 | — | COM | 92553P201 |
| — | VIACOM INC CL A NEW | 221 | $17,000 | 0.0% | $76.92 | $71.52 | — | COM | 92553P102 |
| NOK | NOKIA CORP SPON ADR F1 ADR REP 1 NOKIA CORPS | 2,000 | $16,000 | 0.0% | $8.00 | $3.52 | +123.3% | ADR | 654902204 |
| MYE | MYERS INDUSTRIES INC | 915 | $16,000 | 0.0% | $17.49 * | $13.21 | -6.4% | COM | 628464109 |
| CNP | CENTERPOINT ENERGY INC | 670 | $16,000 | 0.0% | $23.88 * | $15.27 | +4.8% | COM | 15189T107 |
| — | DU PONT E I DE NEMOUR&CO | 209 | $16,000 | 0.0% | $76.56 | $71.38 | — | COM | 263534109 |
| TNET | TRINET GROUP INC | 500 | $16,000 | 0.0% | $32.00 * | $20.05 | +52.0% | COM | 896288107 |
| — | PIONEER NATURAL RES CO | 100 | $15,000 | 0.0% | $150.00 | $150.00 | — | COM | 723787107 |
| VOD | VODAFONE GROUP NEW ADR FSPONSORED ADR 1 ADR REP 10 | 447 | $15,000 | 0.0% | $33.56 | $38.46 | -11.1% | ADR | 92857W308 |
| — | M S EMERGING MKTS DEBT | 1,450 | $15,000 | 0.0% | $10.34 | $13.11 | — | COM | 617477104 |
| RIG | TRANSOCEAN INC NEW F | 835 | $15,000 | 0.0% | $17.96 * | $48.42 | -62.1% | COM | H8817H100 |
| — | GSV CAPITAL CORP | 1,725 | $15,000 | 0.0% | $8.70 | $10.82 | — | COM | 36191J101 |
| — | GOLDCORP INC NEW F | 765 | $14,000 | 0.0% | $18.30 | $24.84 | — | COM | 380956409 |
| VTR | VENTAS INC REIT | 200 | $14,000 | 0.0% | $70.00 * | $44.52 | +13.6% | COM | 92276F100 |
| CBRL | CRACKER BARREL OLD CTRY | 100 | $14,000 | 0.0% | $140.00 * | $73.92 | +17.1% | COM | 22410J106 |
| — | AMERICAN CAPITAL LTD | 962 | $14,000 | 0.0% | $14.55 | $12.47 | — | COM | 02503Y103 |
| EXC | EXELON CORPORATION | 381 | $14,000 | 0.0% | $36.75 * | $14.29 | +25.2% | COM | 30161N101 |
| IHI | ISHARES MEDICAL DEVICES ETF | 110 | $13,000 | 0.0% | $118.18 * | $18.04 | +4.5% | COM | 464288810 |
| MCD | MC DONALDS CORP | 135 | $13,000 | 0.0% | $96.30 * | $70.01 | +1.4% | COM | 580135101 |
| GFF | GRIFFON CORP | 1,000 | $13,000 | 0.0% | $13.00 * | $7.76 | +23.2% | COM | 398433102 |
| — | FHLMC 8.375% PFDPFD SER Z | 3,000 | $12,000 | 0.0% | $4.00 | $4.00 | — | PFD | 313400624 |
| — | FNMA 5.5% PFDPFD SER N | 2,180 | $12,000 | 0.0% | $5.50 | $5.50 | — | PFD | 313586828 |
| XEVMX | EATON VANCE CALIFORNIA MUNI BOND FUND | 1,000 | $12,000 | 0.0% | $12.00 | $10.00 | — | COM | 27828A100 |
| — | ALLIANCEBERNSTEIN GLOBAL | 1,000 | $12,000 | 0.0% | $12.00 | $12.00 | — | COM | 01879R106 |
| KMB | KIMBERLY-CLARK CORP | 100 | $12,000 | 0.0% | $120.00 * | $64.71 | +23.0% | COM | 494368103 |
| XXCHNXX | CHINA FUND INC | 580 | $11,000 | 0.0% | $18.97 | $20.69 | — | COM | 169373107 |
| — | WAL-MART DE MEX SAB ORDFCLASS V FULL VOTING RTS | 5,020 | $11,000 | 0.0% | $2.19 | $2.59 | — | COM | P98180105 |
| — | WIZARD WORLD INC | 15,000 | $11,000 | 0.0% | $0.73 | $0.93 | — | COM | 97751C100 |
| — | BB&T CORPORATION | 283 | $11,000 | 0.0% | $38.87 | $38.87 | — | COM | 054937107 |
| FOSL | FOSSIL GROUP INC | 100 | $11,000 | 0.0% | $110.00 | $104.44 | +6.0% | COM | 34988V106 |
| — | CBS CORPORATION CL B NEW | 200 | $11,000 | 0.0% | $55.00 | $50.00 | — | COM | 124857202 |
| — | SANTOS LTD ORD F | 1,658 | $11,000 | 0.0% | $6.63 | $12.06 | — | COM | 803021708 |
| — | ISHARES MSCI JPN ETF JAPAN | 1,000 | $11,000 | 0.0% | $11.00 | $11.35 | — | COM | 464286848 |
| — | CBS CORPORATION CL A NEW | 200 | $11,000 | 0.0% | $55.00 | $50.00 | — | COM | 19041P105 |
| RAIL | FREIGHTCAR AMERICA INC | 400 | $11,000 | 0.0% | $27.50 * | $30.16 | -12.8% | COM | 357023100 |
| — | PRUDENTIAL SHORT DURA | 600 | $10,000 | 0.0% | $16.67 | $16.67 | — | COM | 74442F107 |
| DUK | DUKE ENERGY CORP NEW | 115 | $10,000 | 0.0% | $86.96 * | $42.66 | +24.3% | COM | 26441C204 |
| OTTR | OTTER TAIL CORPORATION | 319 | $10,000 | 0.0% | $31.35 * | $19.62 | +12.3% | COM | 689648103 |
| — | BABSON CAP GLOBAL SHORT | 430 | $9,000 | 0.0% | $20.93 | $23.26 | — | COM | 05617T100 |
| — | ROYAL BK SCOT 5.75% PFDPFD SER L DUE 09/30/99 | 400 | $9,000 | 0.0% | $22.50 | $22.50 | — | PFD | 780097788 |
| — | SITO MOBILE LTD | 46,000 | $9,000 | 0.0% | $0.20 | $0.20 | — | COM | 82988R104 |
| BXMT | BLACKSTONE MORTGAGE TR CLASS A | 300 | $9,000 | 0.0% | $30.00 | $30.00 | — | COM | 09257W100 |
| — | NUO THERAPEUTICS INC | 27,000 | $8,000 | 0.0% | $0.30 | $0.30 | — | COM | 67059V100 |
| — | AVEO PHARMACEUTICALS INC | 10,000 | $8,000 | 0.0% | $0.80 | $2.52 | — | COM | 053588109 |
| BB | BLACKBERRY LTD F | 750 | $8,000 | 0.0% | $10.67 * | $7.88 | +39.3% | COM | 09228F103 |
| SBUX | STARBUCKS CORP | 100 | $8,000 | 0.0% | $80.00 * | $29.29 | +12.3% | COM | 855244109 |
| WMT | WAL-MART STORES INC | 88 | $8,000 | 0.0% | $90.91 * | $19.98 | +16.2% | COM | 931142103 |
| — | LION BIOTECHNOLOGIES INC | 1,000 | $8,000 | 0.0% | $8.00 | $7.33 | — | COM | 53619R102 |
| — | UNITED STATES STEEL CORP | 300 | $8,000 | 0.0% | $26.67 | $36.93 | — | COM | 912909108 |
| MDLZ | MONDELEZ INTL INC CL A | 207 | $8,000 | 0.0% | $38.65 * | $28.32 | +0.5% | COM | 609207105 |
| FAST | FASTENAL CO | 140 | $7,000 | 0.0% | $50.00 * | $8.47 | +4.8% | COM | 311900104 |
| — | SUNTRUST BANKS INC | 155 | $7,000 | 0.0% | $45.16 | $32.89 | — | COM | 867914103 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 55 | $7,000 | 0.0% | $127.27 * | $114.21 | +4.7% | COM | 464287655 |
| — | PROSHS ULTRASHT ETF NEW 2X RUSSELL 2000 | 177 | $7,000 | 0.0% | $39.55 | $45.20 | — | COM | 74348A319 |
| — | NEPHROGENEX INC | 500 | $7,000 | 0.0% | $14.00 | $14.00 | — | COM | 640667101 |
| — | POWERSHS EXCH TRAD FD TRPREFERRED PORTFOLIO ETF | 500 | $7,000 | 0.0% | $14.00 | $13.42 | — | COM | 73936T565 |
| — | NEURODERM LTD F | 500 | $7,000 | 0.0% | $14.00 | $14.00 | — | COM | M74231107 |
| NWSA | NEWS CORP NEW CL A | 475 | $7,000 | 0.0% | $14.74 * | $13.63 | +1.1% | COM | 65249B109 |
| — | MORGAN STNLY TR 6.25%PFD DUE 03/01/33SUBJ TO XTRO | 236 | $6,000 | 0.0% | $25.42 | $25.42 | — | PFD | 617460209 |
| — | SYSOREX GLOBAL HLDGS NEW | 3,000 | $6,000 | 0.0% | $2.00 | $2.00 | — | COM | 87184N203 |
| AKBA | AKEBIA THERAPEUTICS INC | 500 | $6,000 | 0.0% | $12.00 * | $14.34 | -18.8% | COM | 00972D105 |
| FDX | FEDEX CORPORATION | 33 | $6,000 | 0.0% | $181.82 * | $119.52 | +23.7% | COM | 31428X106 |
| — | PACIFIC GAS ELEC 6% PFDPFD | 225 | $6,000 | 0.0% | $26.67 | $26.67 | — | PFD | 694308602 |
| — | HORSEHEAD HOLDING CORP | 400 | $6,000 | 0.0% | $15.00 | $15.00 | — | COM | 440694305 |
| — | CABCO FOR JC P 7.625%PFD DUE 03/01/97SUBJ TO XTRO | 400 | $6,000 | 0.0% | $15.00 | $17.50 | — | PFD | 126797208 |
| FLR | FLUOR CORPORATION NEW | 100 | $6,000 | 0.0% | $60.00 * | $56.60 | -3.9% | COM | 343412102 |
| CSCO | CISCO SYSTEMS INC | 180 | $5,000 | 0.0% | $27.78 * | $17.70 | +11.4% | COM | 17275R102 |
| — | MARKET VECTORS ETF TRUSTGOLD MINERS FUND | 270 | $5,000 | 0.0% | $18.52 | $25.59 | — | COM | 57060U100 |
| HSBC | HSBC HLDGS PLC ADR NEW FSPONSORED ADR 1 ADR REPS 5 | 105 | $5,000 | 0.0% | $47.62 | $49.49 | -4.6% | ADR | 404280406 |
| SHOO | MADDEN STEVEN LTD | 150 | $5,000 | 0.0% | $33.33 * | $19.07 | -4.0% | COM | 556269108 |
| — | TCW STRATEGIC INCM FUND | 869 | $5,000 | 0.0% | $5.75 | $5.75 | — | COM | 872340104 |
| — | NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | 430 | $5,000 | 0.0% | $11.63 | $11.63 | — | COM | 6706EN100 |
| — | MARLIN MIDSTREAM PTNS | 300 | $5,000 | 0.0% | $16.67 | $16.67 | — | COM | 57118V100 |
| — | GOLAR LNG LTD F | 150 | $5,000 | 0.0% | $33.33 | $33.33 | — | COM | Y2745C102 |
| — | EQUINIX INC NEW | 24 | $5,000 | 0.0% | $208.33 | $180.81 | — | COM | 29444U502 |
| — | NORTHEAST UTILITIES | 100 | $5,000 | 0.0% | $50.00 | $41.23 | — | COM | 664397106 |
| CTSH | COGNIZANT TECH SOL CL A | 100 | $5,000 | 0.0% | $50.00 * | $44.29 | +5.4% | COM | 192446102 |
| — | BARCLAYS BAN 8.125% PFDPFD SER 5 DUE 04/11/99 | 200 | $5,000 | 0.0% | $25.00 | $25.00 | — | PFD | 06739H362 |
| — | TIME WARNER CABLE | 33 | $5,000 | 0.0% | $151.52 | $151.52 | — | COM | 88732J207 |
| — | ANADARKO PETROLEUM CORP | 53 | $4,000 | 0.0% | $75.47 | $98.26 | — | COM | 032511107 |
| — | ANNALY CAPITAL MGMT REIT | 400 | $4,000 | 0.0% | $10.00 | $9.99 | — | COM | 035710409 |
| — | DUQUESNE LIGH 3.75% PFDPFD | 100 | $4,000 | 0.0% | $40.00 | $40.00 | — | PFD | 266228303 |
| A | AGILENT TECHNOLOGIES INC | 101 | $4,000 | 0.0% | $39.60 * | $28.06 | +33.2% | COM | 00846U101 |
| V | VISA INC CL A CLASS A | 17 | $4,000 | 0.0% | $235.29 * | $48.17 | +26.0% | COM | 92826C839 |
| PG | PROCTER & GAMBLE | 48 | $4,000 | 0.0% | $83.33 * | $55.49 | +20.7% | COM | 742718109 |
| ADP | AUTO DATA PROCESSING | 50 | $4,000 | 0.0% | $80.00 * | $45.09 | +45.6% | COM | 053015103 |
| GAP | GAP INC | 103 | $4,000 | 0.0% | $38.83 * | $26.66 | +7.4% | COM | 364760108 |
| NKE | NIKE INC CLASS B | 43 | $4,000 | 0.0% | $93.02 * | $26.86 | +55.9% | COM | 654106103 |
| — | PACIFIC GAS EL 5.5% PFDPFD | 137 | $4,000 | 0.0% | $29.20 | $29.20 | — | PFD | 694308305 |
| XHB | SPDR S&P HOMEBUILDERS ETF | 120 | $4,000 | 0.0% | $33.33 * | $30.98 | +10.1% | COM | 78464A888 |
| CLNE | CLEAN ENERGY FUELS CORP | 750 | $4,000 | 0.0% | $5.33 * | $13.02 | -61.6% | COM | 184499101 |
| DDD | 3 D SYSTEMS CORP | 100 | $3,000 | 0.0% | $30.00 * | $52.15 | -37.0% | COM | 88554D205 |
| — | SOCAL EDISON 4.24% PFDPFD 4.24% | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 842400301 |
| — | COVIDIEN PLC NEW F | 26 | $3,000 | 0.0% | $115.38 | $76.92 | — | COM | G2554F113 |
| HOLX | HOLOGIC INC | 100 | $3,000 | 0.0% | $30.00 * | $25.81 | +3.6% | COM | 436440101 |
| — | SOCAL EDISON 4.08% PFDPFD 4.08% | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 842400202 |
| — | NUVEEN MUNI OPPTY FD INC | 200 | $3,000 | 0.0% | $15.00 | $15.00 | — | COM | 670984103 |
| NUE | NUCOR CORP | 60 | $3,000 | 0.0% | $50.00 * | $37.50 | +0.6% | COM | 670346105 |
| — | ANGLO AMERN PLC ADS FUNSPONSORED ADR 1 ADR REP 1/ | 323 | $3,000 | 0.0% | $9.29 | $12.38 | — | ADR | 03485P201 |
| — | MEDIVATION INC | 30 | $3,000 | 0.0% | $100.00 | $50.00 | — | COM | 58501N101 |
| MNDO | MIND C T I LTD F | 800 | $3,000 | 0.0% | $3.75 * | $3.38 | +16.1% | COM | M70240102 |
| — | ROYAL BK SCOT 7.25% PFDPFD SER H | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 780097879 |
| EMN | EASTMAN CHEMICAL CO | 42 | $3,000 | 0.0% | $71.43 * | $53.06 | +1.0% | COM | 277432100 |
| — | ZYNGA INC | 1,214 | $3,000 | 0.0% | $2.47 | $2.47 | — | COM | 98986T108 |
| BIIB | BIOGEN IDEC INC | 10 | $3,000 | 0.0% | $300.00 * | $213.68 | +58.9% | COM | 09062X103 |
| — | CORONADO BIOSCIENCES INC | 1,500 | $3,000 | 0.0% | $2.00 | $2.88 | — | COM | 21976U109 |
| CHD | CHURCH & DWIGHT CO INC | 25 | $2,000 | 0.0% | $80.00 * | $29.21 | +16.4% | COM | 171340102 |
| XYL | XYLEM INC | 65 | $2,000 | 0.0% | $30.77 * | $23.44 | +41.4% | COM | 98419M100 |
| VLO | VALERO ENERGY CORP NEW | 50 | $2,000 | 0.0% | $40.00 * | $32.63 | -1.1% | COM | 91913Y100 |
| ACM | AECOM TECHNOLOGY CORP | 80 | $2,000 | 0.0% | $25.00 * | $29.07 | +0.5% | COM | 00766T100 |
| CSX | C S X CORP | 65 | $2,000 | 0.0% | $30.77 * | $6.66 | +52.7% | COM | 126408103 |
| — | FNMA 4.75% PFDPFD SER M | 397 | $2,000 | 0.0% | $5.04 | $17.63 | — | PFD | 313586836 |
| USB | U S BANCORP DEL NEW | 50 | $2,000 | 0.0% | $40.00 * | $22.41 | +36.4% | COM | 902973304 |
| — | SUNEDISON INC | 115 | $2,000 | 0.0% | $17.39 | $17.39 | — | COM | 86732Y109 |
| CYH | COMMUNITY HEALTH SYSTEMS | 40 | $2,000 | 0.0% | $50.00 * | $42.78 | +4.2% | COM | 203668108 |
| LNG | CHENIERE ENERGY INC NEW | 30 | $2,000 | 0.0% | $66.67 * | $70.50 | -0.1% | COM | 16411R208 |
| — | BOARDWALK PIPELINE PTNRS | 115 | $2,000 | 0.0% | $17.39 | $17.39 | — | COM | 096627104 |
| ET | ENERGY TRANSFER EQUITY | 35 | $2,000 | 0.0% | $57.14 | $57.14 | — | COM | 29273V100 |
| SAIC | SCIENCE APPLICATIONS | 40 | $2,000 | 0.0% | $50.00 | $34.76 | +42.5% | COM | 808625107 |
| HUN | HUNTSMAN CORPORATION | 85 | $2,000 | 0.0% | $23.53 * | $24.25 | -6.1% | COM | 447011107 |
| MPC | MARATHON PETE CORP | 20 | $2,000 | 0.0% | $100.00 * | $30.05 | +7.2% | COM | 56585A102 |
| NRG | NRG ENERGY INC NEW | 64 | $2,000 | 0.0% | $31.25 * | $20.46 | +3.0% | COM | 629377508 |
| KEYS | KEYSIGHT TECHNOLOGIES | 50 | $2,000 | 0.0% | $40.00 * | $32.07 | +5.3% | COM | 49338L103 |
| MMM | 3M COMPANY | 10 | $2,000 | 0.0% | $200.00 * | $61.26 | +57.1% | COM | 88579Y101 |
| FNMA | FANNIE MAE | 800 | $2,000 | 0.0% | $2.50 * | $3.81 | -45.9% | COM | 313586109 |
| — | FRONTIER COMMUNICATIONS | 206 | $1,000 | 0.0% | $4.85 | $4.92 | — | COM | 35906A108 |
| — | NQ MOBILE INC ADR FSPONSORED ADR 1 ADR REPS 5 | 350 | $1,000 | 0.0% | $2.86 | $17.45 | — | ADR | 64118U108 |
| IFUS | IMPACT FUSION INTL INC | 200,000 | $1,000 | 0.0% | $0.01 | $0.01 | -6.3% | COM | 45257G109 |
| — | MARATHON OIL CORP | 40 | $1,000 | 0.0% | $25.00 | $50.00 | — | COM | 565849106 |
| SCHW | THE CHARLES SCHWAB CORP | 35 | $1,000 | 0.0% | $28.57 * | $22.88 | +15.5% | COM | 808513105 |
| UPS | UNITED PARCEL SERVICE B CLASS B | 9 | $1,000 | 0.0% | $111.11 * | $57.44 | +30.5% | COM | 911312106 |
| — | ALCOA INC | 62 | $1,000 | 0.0% | $16.13 | $8.68 | — | COM | 013817101 |
| WM | WASTE MANAGEMENT INC DEL | 18 | $1,000 | 0.0% | $55.56 * | $32.56 | +27.1% | COM | 94106L109 |
| OXY | OCCIDENTAL PETE CORP | 11 | $1,000 | 0.0% | $90.91 * | $62.19 | -6.9% | COM | 674599105 |
| — | VOCERA COMMUNICATIONS | 80 | $1,000 | 0.0% | $12.50 | $12.50 | — | COM | 92857F107 |
| — | MOTORS LIQ CO GUC TRUST | 40 | $1,000 | 0.0% | $25.00 | $25.00 | — | COM | 62010U101 |
| CWGL | CRIMSON WINE GROUP | 70 | $1,000 | 0.0% | $14.29 * | $8.36 | +13.6% | COM | 22662X100 |
| BWEN | BROADWIND ENERGY NEW | 112 | $1,000 | 0.0% | $8.93 * | $4.37 | +23.3% | COM | 11161T207 |
| — | ACASTI PHARMA INC FCLASS A SHARES | 1,490 | $1,000 | 0.0% | $0.67 | $1.41 | — | COM | 00430K105 |