Location: New York, NY
CIK: 0001567163 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: Apr 6, 2015
Total Value: $298M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ISHARES MORTGAGE REAL ESTATE | 1,471,852 | $17.21M | 5.8% | $11.69 | $11.79 | — | COM | 464288539 |
| KRE | SPDR S&P REGIONAL BANKING | 325,507 | $13.27M | 4.5% | $40.76 | $39.48 | +3.4% | COM | 78464A698 |
| MRK | MERCK & CO. INC. | 227,930 | $13.17M | 4.4% | $57.79 * | $30.82 | +27.4% | COM | 58933Y105 |
| T | AT&T INC | 370,360 | $12.14M | 4.1% | $32.78 * | $11.24 | +1.8% | COM | 00206R102 |
| — | GENERAL ELECTRIC CO | 466,654 | $11.62M | 3.9% | $24.90 | $23.86 | — | COM | 369604103 |
| ABBV | ABBVIE INC | 191,632 | $11.24M | 3.8% | $58.65 * | $32.89 | +14.6% | COM | 00287Y109 |
| INTC | INTEL CORP | 342,656 | $10.79M | 3.6% | $31.48 * | $17.57 | +37.5% | COM | 458140100 |
| — | GOOGLE INC-CL A | 17,233 | $9.643M | 3.2% | $559.57 | $549.95 | — | COM | 38259P508 |
| UPS | UNITED PARCEL SERVICE-CL B | 98,514 | $9.575M | 3.2% | $97.19 * | $69.40 | -5.2% | COM | 911312106 |
| — | EMC CORP/MA | 371,868 | $9.516M | 3.2% | $25.59 | $24.38 | — | COM | 268648102 |
| BAC | BANK OF AMERICA CORP | 596,901 | $9.228M | 3.1% | $15.46 * | $12.77 | -4.0% | COM | 060505104 |
| CVX | CHEVRON CORP | 70,337 | $7.421M | 2.5% | $105.51 * | $70.47 | -6.2% | COM | 166764100 |
| PFE | PFIZER INC | 211,341 | $7.418M | 2.5% | $35.10 * | $17.80 | +17.6% | COM | 717081103 |
| JPM | JPMORGAN CHASE & CO | 117,286 | $7.14M | 2.4% | $60.88 * | $42.76 | +5.9% | COM | 46625H100 |
| F | FORD MOTOR CO | 407,120 | $6.62M | 2.2% | $16.26 * | $8.83 | +2.6% | COM | 345370860 |
| PAA | PLAINS ALL AMER PIPELINE LP | 131,964 | $6.472M | 2.2% | $49.04 | $51.73 | — | MLP | 726503105 |
| — | WILLIAMS PARTNERS LP | 124,964 | $6.183M | 2.1% | $49.48 | $49.48 | — | MLP | 96949L105 |
| JNJ | JOHNSON & JOHNSON | 61,600 | $6.136M | 2.1% | $99.61 * | $62.27 | +19.8% | COM | 478160104 |
| — | FIREEYE INC | 145,443 | $5.755M | 1.9% | $39.57 | $30.61 | — | COM | 31816Q101 |
| — | JPMORGAN ALERIAN MLP INDEX | 129,748 | $5.586M | 1.9% | $43.05 | $45.45 | — | COM | 46625H365 |
| BABA | ALIBABA GROUP HOLDING-SP ADR | 64,061 | $5.382M | 1.8% | $84.01 | $90.56 | -8.1% | ADR | 01609W102 |
| GD | GENERAL DYNAMICS CORP | 37,124 | $5.07M | 1.7% | $136.57 * | $56.44 | +90.1% | COM | 369550108 |
| YUM | YUM! BRANDS INC | 58,438 | $4.63M | 1.6% | $79.23 * | $44.37 | +4.1% | COM | 988498101 |
| — | APOLLO CMMRL REAL EST FI | 171,952 | $4.583M | 1.5% | $26.65 | $25.46 | — | PFD | 03762U402 |
| ETN | EATON CORP PLC | 66,958 | $4.553M | 1.5% | $68.00 * | $50.01 | +5.5% | COM | G29183103 |
| — | AETNA INC | 36,703 | $3.934M | 1.3% | $107.18 | $65.84 | — | COM | 00817Y108 |
| PFF | ISHARES US PREFERRED STOCK E | 91,182 | $3.66M | 1.2% | $40.14 | $39.60 | +1.3% | COM | 464288687 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 153,023 | $3.256M | 1.1% | $21.28 | $22.26 | — | REIT | 70931T103 |
| MSFT | MICROSOFT CORP | 79,143 | $3.241M | 1.1% | $40.95 * | $33.29 | +4.8% | COM | 594918104 |
| AAPL | APPLE INC | 24,050 | $3.014M | 1.0% | $125.32 * | $18.18 | +52.3% | COM | 037833100 |
| COP | CONOCOPHILLIPS | 46,754 | $2.939M | 1.0% | $62.86 * | $47.79 | -7.7% | COM | 20825C104 |
| XOM | EXXON MOBIL CORP | 31,593 | $2.692M | 0.9% | $85.21 * | $54.76 | -2.4% | COM | 30231G102 |
| ARCC | ARES CAPITAL CORP | 153,519 | $2.636M | 0.9% | $17.17 * | $5.52 | +11.9% | COM | 04010L103 |
| — | XEROX CORP | 191,137 | $2.477M | 0.8% | $12.96 | $12.13 | — | COM | 984121103 |
| BP | BP PLC-SPONS ADR | 61,994 | $2.432M | 0.8% | $39.23 | $43.25 | -9.6% | ADR | 055622104 |
| GM | GENERAL MOTORS CO | 61,262 | $2.305M | 0.8% | $37.63 * | $24.50 | +19.2% | COM | 37045V100 |
| — | UNITED TECHNOLOGIES CORP | 16,405 | $1.935M | 0.7% | $117.95 | $93.86 | — | COM | 913017109 |
| HEDJ | WISDOMTREE EUROPE HEDGED EQU | 23,749 | $1.573M | 0.5% | $66.23 * | $31.00 | +6.7% | COM | 97717X701 |
| — | TWO HARBORS INVESTMENT CORP | 145,950 | $1.554M | 0.5% | $10.65 | $10.10 | — | REIT | 90187B101 |
| — | INVESCO MORTGAGE CAPITAL | 94,100 | $1.461M | 0.5% | $15.53 | $15.50 | — | REIT | 46131B100 |
| BA | BOEING CO/THE | 9,598 | $1.448M | 0.5% | $150.86 * | $96.98 | +36.2% | COM | 097023105 |
| — | NUVEEN PFD INC OPP FD | 151,406 | $1.446M | 0.5% | $9.55 | $9.15 | — | COM | 67073B106 |
| AXP | AMERICAN EXPRESS CO | 17,577 | $1.379M | 0.5% | $78.45 * | $70.81 | -5.4% | COM | 025816109 |
| ACRE | ARES COMMERCIAL REAL ESTATE | 124,409 | $1.373M | 0.5% | $11.04 | $12.12 | — | REIT | 04013V108 |
| — | ALERIAN MLP ETF | 80,360 | $1.336M | 0.4% | $16.63 | $16.70 | — | COM | 00162Q866 |
| — | SANTA CRUZ COUNTY BANK | 50,000 | $1.163M | 0.4% | $23.26 | $17.70 | — | COM | 801827106 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 8,018 | $1.161M | 0.4% | $144.80 | $134.73 | +7.1% | COM | 084670702 |
| SLB | SCHLUMBERGER LTD | 13,491 | $1.129M | 0.4% | $83.69 * | $65.38 | -5.7% | COM | 806857108 |
| GILD | GILEAD SCIENCES INC | 10,779 | $1.068M | 0.4% | $99.08 * | $45.56 | +49.6% | COM | 375558103 |
| — | INTEGRATED ELECTRICAL SERVIC | 119,896 | $1.043M | 0.4% | $8.70 | $6.03 | — | COM | 45811E301 |
| — | DB CONT CAPITAL TRUST V | 36,087 | $1.043M | 0.4% | $28.90 | $28.02 | — | PFD | 25150L108 |
| — | APOLLO RESIDENTIAL MORTGAGE | 54,646 | $1.017M | 0.3% | $18.61 | $18.13 | — | REIT | 03763V102 |
| WFC | WELLS FARGO & CO | 18,310 | $999K | 0.3% | $54.56 * | $28.48 | +41.2% | COM | 949746101 |
| — | HEWLETT-PACKARD CO | 29,687 | $928K | 0.3% | $31.26 | $29.99 | — | COM | 428236103 |
| — | RAYTHEON COMPANY | 7,700 | $848K | 0.3% | $110.13 | $69.14 | — | COM | 755111507 |
| UBOH | UNITED BANCSHARES INC/OHIO | 55,000 | $838K | 0.3% | $15.24 | $14.80 | — | COM | 909458101 |
| SO | SOUTHERN CO/THE | 17,096 | $755K | 0.3% | $44.16 * | $26.38 | +6.4% | COM | 842587107 |
| META | FACEBOOK INC-A | 8,272 | $685K | 0.2% | $82.81 | $45.02 | +81.4% | COM | 30303M102 |
| AMZN | AMAZON.COM INC | 1,793 | $673K | 0.2% | $375.35 * | $16.52 | +12.6% | COM | 023135106 |
| — | NOVAVAX INC | 79,679 | $667K | 0.2% | $8.37 | $3.03 | — | COM | 670002104 |
| XENWX | EATON VANCE NEW YORK MUNICIP | 48,500 | $619K | 0.2% | $12.76 | $11.32 | — | COM | 27827Y109 |
| ORCL | ORACLE CORP | 13,637 | $592K | 0.2% | $43.41 * | $28.21 | +30.0% | COM | 68389X105 |
| SCHG | SCHWAB U.S. LARGE-CAP GROWTH | 10,927 | $591K | 0.2% | $54.09 * | $5.67 | +18.7% | COM | 808524300 |
| — | BLACKROCK CREDIT ALLOCATION | 41,813 | $564K | 0.2% | $13.49 | $13.42 | — | COM | 092508100 |
| PNNT | PENNANTPARK INVESTMENT CORP | 60,799 | $551K | 0.2% | $9.06 * | $2.37 | +0.9% | COM | 708062104 |
| — | WELLS FARGO & COMPANY | 18,600 | $545K | 0.2% | $29.30 | $29.12 | — | PFD | 949746879 |
| — | MFA FINANCIAL INC | 65,000 | $511K | 0.2% | $7.86 | $8.02 | — | REIT | 55272X102 |
| — | GOLDMAN SACHS MLP INCOME OPP | 29,745 | $500K | 0.2% | $16.81 | $17.60 | — | COM | 38147W103 |
| ARI | APOLLO COMMERCIAL REAL ESTAT | 27,000 | $466K | 0.2% | $17.26 | $17.26 | — | REIT | 03762U105 |
| — | MEDTRONIC PLC | 5,810 | $456K | 0.2% | $78.49 | $53.61 | — | COM | 585055106 |
| — | JPMORGAN CHASE & CO | 17,525 | $446K | 0.1% | $25.45 | $25.97 | — | PFD | 46625H407 |
| PEP | PEPSICO INC | 4,420 | $425K | 0.1% | $96.15 * | $56.91 | +21.6% | COM | 713448108 |
| — | APOLLO INVESTMENT CORP | 53,459 | $412K | 0.1% | $7.71 | $7.66 | — | COM | 03761U106 |
| — | WEATHERFORD INTERNATIONAL PL | 32,768 | $407K | 0.1% | $12.42 | $11.52 | — | COM | G48833100 |
| OGCP | EMPIRE STATE REALTY OP-S60 | 21,474 | $402K | 0.1% | $18.72 | $16.52 | — | REIT | 292102209 |
| — | GOOGLE INC-CL C | 717 | $396K | 0.1% | $552.30 | $575.07 | — | COM | 38259P706 |
| — | ELLINGTON FINANCIAL LLC | 19,300 | $384K | 0.1% | $19.90 | $20.47 | — | MLP | 288522303 |
| SCHD | SCHWAB US DVD EQUITY ETF | 9,587 | $380K | 0.1% | $39.64 * | $12.02 | +9.2% | COM | 808524797 |
| — | MARKETO INC | 14,363 | $375K | 0.1% | $26.11 | $26.11 | — | COM | 57063L107 |
| — | CALAMOS STRAT TOT RETURN FD | 31,250 | $353K | 0.1% | $11.30 | $11.32 | — | COM | 128125101 |
| BOND | PIMCO TOTAL RETURN ACTIVE EX | 3,125 | $344K | 0.1% | $110.08 | $109.29 | +0.8% | COM | 72201R775 |
| — | MORGAN STANLY GP | 16,300 | $344K | 0.1% | $21.10 | $20.63 | — | PFD | 617446208 |
| — | WESTERN ASSET MORTGAGE CAPIT | 22,000 | $333K | 0.1% | $15.14 | $14.86 | — | REIT | 95790D105 |
| HBAN | HUNTINGTON BANCSHARES INC | 30,175 | $333K | 0.1% | $11.04 * | $5.30 | +35.9% | COM | 446150104 |
| — | NUVEEN INT DUR MUNI TERM FD | 25,160 | $326K | 0.1% | $12.96 | $12.94 | — | COM | 670671106 |
| — | TWITTER INC | 6,275 | $318K | 0.1% | $50.68 | $59.88 | — | COM | 90184L102 |
| EBAY | EBAY INC | 5,455 | $317K | 0.1% | $58.11 * | $20.30 | +6.4% | COM | 278642103 |
| — | NEW YORK MORTGAGE TRUST | 12,750 | $316K | 0.1% | $24.78 | $23.50 | — | PFD | 649604709 |
| — | NEW YORK MORTGAGE TRUST INC | 40,000 | $311K | 0.1% | $7.78 | $7.83 | — | REIT | 649604501 |
| IHE | ISHARES US PHARMACEUTICALS E | 1,535 | $266K | 0.1% | $173.29 * | $35.06 | +63.9% | COM | 464288836 |
| GLD | SPDR GOLD SHARES | 2,242 | $255K | 0.1% | $113.74 | $117.62 | -3.4% | COM | 78463V107 |
| ESBA | EMPIRE STATE REALTY OP LP-ES | 12,904 | $242K | 0.1% | $18.75 | $16.50 | — | REIT | 292102100 |
| VIG | VANGUARD DIVIDEND APPREC ETF | 2,960 | $240K | 0.1% | $81.08 | $72.55 | +10.9% | COM | 921908844 |
| — | FIRST INDEPENDENCE CORP | 17,000 | $233K | 0.1% | $13.71 | $12.58 | — | COM | 32054B103 |
| CRM | SALESFORCE.COM INC | 3,400 | $228K | 0.1% | $67.06 | $43.70 | +51.1% | COM | 79466L302 |
| SYNA | SYNAPTICS INC | 2,709 | $221K | 0.1% | $81.58 | $64.72 | +25.6% | COM | 87157D109 |
| MET | METLIFE INC | 4,314 | $219K | 0.1% | $50.76 * | $30.83 | +1.8% | COM | 59156R108 |
| CAT | CATERPILLAR INC | 2,600 | $209K | 0.1% | $80.38 * | $63.13 | -3.6% | COM | 149123101 |
| — | YAHOO! INC | 4,600 | $206K | 0.1% | $44.78 | $47.36 | — | COM | 984332106 |
| — | VALEANT PHARMACEUTICALS INTE | 1,000 | $200K | 0.1% | $200.00 | $86.00 | — | COM | 91911K102 |
| CMCSA | COMCAST CORP-CLASS A | 3,544 | $200K | 0.1% | $56.43 * | $18.33 | +20.5% | COM | 20030N101 |
| NVS | NOVARTIS AG-SPONSORED ADR | 1,978 | $196K | 0.1% | $99.09 | $73.64 | +33.9% | ADR | 66987V109 |
| DIS | WALT DISNEY CO/THE | 1,824 | $193K | 0.1% | $105.81 * | $58.93 | +62.1% | COM | 254687106 |
| — | CHIMERA INVESTMENT CORP | 60,000 | $188K | 0.1% | $3.13 | $3.20 | — | REIT | 16934Q109 |
| — | AMERICAN CAPITAL AGENCY CORP | 8,634 | $185K | 0.1% | $21.43 | $21.59 | — | REIT | 02503X105 |
| BAX | BAXTER INTERNATIONAL INC | 2,668 | $183K | 0.1% | $68.59 * | $29.33 | +6.5% | COM | 071813109 |
| AIG | AMERICAN INTERNATIONAL GROUP | 3,198 | $176K | 0.1% | $55.03 * | $35.88 | +17.5% | COM | 026874784 |
| IBM | INTL BUSINESS MACHINES CORP | 1,045 | $169K | 0.1% | $161.72 * | $112.20 | -12.8% | COM | 459200101 |
| IYY | ISHARES DOW JONES U.S. ETF | 1,600 | $168K | 0.1% | $105.00 * | $40.56 | +29.3% | COM | 464287846 |
| — | CELGENE CORP | 1,330 | $154K | 0.1% | $115.79 | $111.09 | — | COM | 151020104 |
| — | NUVEEN NJ DIV ADV MUNI FD | 11,003 | $151K | 0.1% | $13.72 | $13.46 | — | COM | 67069Y102 |
| — | ACTAVIS PLC | 500 | $150K | 0.1% | $300.00 | $236.00 | — | COM | G0083B108 |
| BIDU | BAIDU INC - SPON ADR | 700 | $147K | 0.0% | $210.00 | $214.25 | -2.7% | ADR | 056752108 |
| VALE | VALE SA-SP ADR | 26,014 | $146K | 0.0% | $5.61 | $10.21 | -44.7% | ADR | 91912E105 |
| DXJ | WISDOMTREE JAPAN HEDGED EQ | 2,645 | $146K | 0.0% | $55.20 * | $155.80 | +6.1% | COM | 97717W851 |
| — | ISHA HEDGED MSCI GERMANY | 5,000 | $143K | 0.0% | $28.60 | $28.60 | — | COM | 46434V704 |
| — | ALLIANCEBERNSTEIN GL HI INC | 11,000 | $139K | 0.0% | $12.64 | $12.58 | — | COM | 01879R106 |
| HD | HOME DEPOT INC | 1,168 | $134K | 0.0% | $114.73 * | $58.41 | +51.0% | COM | 437076102 |
| — | CORNERSTONE ONDEMAND INC | 4,616 | $134K | 0.0% | $29.03 | $42.91 | — | COM | 21925Y103 |
| TRV | TRAVELERS COS INC/THE | 1,228 | $133K | 0.0% | $108.31 * | $63.44 | +34.5% | COM | 89417E109 |
| — | ENERGY TRANSFER PARTNERS LP | 2,768 | $132K | 0.0% | $47.69 | $65.45 | — | MLP | 29273R109 |
| EPI | WISDOMTREE INDIA EARNINGS | 5,750 | $131K | 0.0% | $22.78 | $23.32 | -2.2% | COM | 97717W422 |
| FIVN | FIVE9 INC | 23,000 | $127K | 0.0% | $5.52 | $4.33 | +28.3% | COM | 338307101 |
| TNET | TRINET GROUP INC | 3,500 | $123K | 0.0% | $35.14 * | $31.63 | +8.5% | COM | 896288107 |
| RF | REGIONS FINANCIAL CORP | 13,000 | $122K | 0.0% | $9.38 * | $6.69 | -3.0% | COM | 7591EP100 |
| SPY | SPDR S&P 500 ETF TRUST | 584 | $121K | 0.0% | $207.19 | $193.34 | +6.8% | COM | 78462F103 |
| — | GAZPROM OAO-SPON ADR | 25,200 | $119K | 0.0% | $4.72 | $8.73 | — | ADR | 368287207 |
| — | FEDERAL REALTY INVS TRUST | 800 | $118K | 0.0% | $147.50 | $103.75 | — | REIT | 313747206 |
| TSLA | TESLA MOTORS INC | 575 | $109K | 0.0% | $189.57 * | $12.67 | -0.7% | COM | 88160R101 |
| — | KRAFT FOODS GROUP INC | 1,245 | $109K | 0.0% | $87.55 | $55.22 | — | COM | 50076Q106 |
| — | LION BIOTECHNOLOGIES INC | 9,000 | $108K | 0.0% | $12.00 | $11.48 | — | COM | 53619R102 |
| PCG | P G & E CORP | 2,011 | $106K | 0.0% | $52.71 * | $36.92 | +31.1% | COM | 69331C108 |
| IYH | ISHARES U.S. HEALTHCARE ETF | 670 | $104K | 0.0% | $155.22 * | $20.12 | +53.4% | COM | 464287762 |
| FISK | EMPIRE STATE REALTY OP -S250 | 5,469 | $103K | 0.0% | $18.83 | $16.69 | — | REIT | 292102308 |
| PSX | PHILLIPS 66 | 1,272 | $100K | 0.0% | $78.62 * | $40.35 | +31.1% | COM | 718546104 |
| — | MRKT VCTRS URANIUM & NUCLEAR | 2,031 | $100K | 0.0% | $49.24 | $48.25 | — | COM | 57061R577 |
| — | LINKEDIN CORP - A | 393 | $99,000 | 0.0% | $251.91 | $204.15 | — | COM | 53578A108 |
| — | ASHFORD HOSPITALITY TRUS | 3,850 | $99,000 | 0.0% | $25.71 | $25.45 | — | PFD | 044103406 |
| — | MARKET VECTORS GOLD MINERS | 5,370 | $98,000 | 0.0% | $18.25 | $18.62 | — | COM | 57060U100 |
| PBT | PERMIAN BASIN ROYALTY TRUST | 12,000 | $98,000 | 0.0% | $8.17 | $8.17 | — | COM | 714236106 |
| — | INVESCO SENIOR INCOME TRUST | 20,385 | $97,000 | 0.0% | $4.76 | $4.82 | — | COM | 46131H107 |
| — | JOHNSON CONTROLS INC | 1,868 | $95,000 | 0.0% | $50.86 | $43.89 | — | COM | 478366107 |
| MS | MORGAN STANLEY | 2,600 | $93,000 | 0.0% | $35.77 * | $17.33 | +53.2% | COM | 617446448 |
| AVB | AVALONBAY COMMUNITIES INC | 515 | $90,000 | 0.0% | $174.76 * | $87.72 | +39.0% | REIT | 053484101 |
| ECL | ECOLAB INC | 775 | $89,000 | 0.0% | $114.84 * | $73.48 | +38.3% | COM | 278865100 |
| CMI | CUMMINS INC | 626 | $87,000 | 0.0% | $138.98 * | $81.53 | +26.8% | COM | 231021106 |
| — | EXPRESS SCRIPTS HOLDING CO | 988 | $86,000 | 0.0% | $87.04 | $61.74 | — | COM | 30219G108 |
| COST | COSTCO WHOLESALE CORP | 568 | $86,000 | 0.0% | $151.41 * | $86.76 | +45.7% | COM | 22160K105 |
| — | DIRECTV | 1,000 | $86,000 | 0.0% | $86.00 | $62.00 | — | COM | 25490A309 |
| — | BROOKFIELD TOTAL RETURN FUND | 3,500 | $85,000 | 0.0% | $24.29 | $24.29 | — | COM | 11283U108 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 3,500 | $85,000 | 0.0% | $24.29 * | $15.71 | +24.7% | COM | 81369Y605 |
| — | POWERSHARES QQQ TRUST SERIES | 760 | $81,000 | 0.0% | $106.58 | $72.07 | — | COM | 73935A104 |
| ROK | ROCKWELL AUTOMATION INC | 700 | $81,000 | 0.0% | $115.71 * | $67.20 | +39.7% | COM | 773903109 |
| — | NUVEEN CA AMT-FR MUNI INC FD | 5,400 | $81,000 | 0.0% | $15.00 | $12.26 | — | COM | 670651108 |
| KBR | KBR INC | 5,386 | $78,000 | 0.0% | $14.48 * | $26.46 | -53.2% | COM | 48242W106 |
| UNP | UNION PACIFIC CORP | 700 | $76,000 | 0.0% | $108.57 * | $68.45 | +24.2% | COM | 907818108 |
| DVY | ISHARES SELECT DIVIDEND ETF | 955 | $75,000 | 0.0% | $78.53 | $64.72 | +20.4% | COM | 464287168 |
| — | PCM FUND INC | 7,000 | $74,000 | 0.0% | $10.57 | $10.57 | — | COM | 69323T101 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 1,771 | $74,000 | 0.0% | $41.78 * | $19.49 | +6.3% | COM | 81369Y803 |
| XNYVX | NUVEEN NY MUNI VALUE FD 2 | 5,000 | $74,000 | 0.0% | $14.80 | $14.00 | — | COM | 670706100 |
| — | KAYNE ANDERSON MLP INVESTMEN | 2,050 | $73,000 | 0.0% | $35.61 | $35.61 | — | COM | 486606106 |
| STWD | STARWOOD PROPERTY TRUST INC | 3,000 | $73,000 | 0.0% | $24.33 | $24.33 | — | REIT | 85571B105 |
| — | NEW YORK COMMUNITY BANCORP | 4,316 | $72,000 | 0.0% | $16.68 | $14.13 | — | COM | 649445103 |
| — | STERLING BANCORP/DE | 5,213 | $70,000 | 0.0% | $13.43 | $13.43 | — | COM | 85917A100 |
| MOS | MOSAIC CO/THE | 1,500 | $70,000 | 0.0% | $46.67 * | $36.35 | +2.2% | COM | 61945C103 |
| — | POWERSHARES S&P 500 LOW VOLA | 1,800 | $69,000 | 0.0% | $38.33 | $31.02 | — | COM | 73937B779 |
| MO | ALTRIA GROUP INC | 1,353 | $68,000 | 0.0% | $50.26 * | $16.28 | +52.8% | COM | 02209S103 |
| — | TWENTY-FIRST CENTURY FOX-A | 2,006 | $68,000 | 0.0% | $33.90 | $33.69 | — | COM | 90130A101 |
| — | ALCATEL-LUCENT-SPONSORED ADR | 17,613 | $66,000 | 0.0% | $3.75 | $1.82 | — | ADR | 013904305 |
| IWF | ISHARES RUSSELL 1000 GROWTH | 662 | $66,000 | 0.0% | $99.70 * | $22.24 | +11.2% | COM | 464287614 |
| — | CONSTANT CONTACT INC | 1,680 | $64,000 | 0.0% | $38.10 | $16.07 | — | COM | 210313102 |
| ABBNY | ABB LTD-SPON ADR | 3,000 | $64,000 | 0.0% | $21.33 * | $21.63 | -6.1% | ADR | 000375204 |
| XBNYX | BLACKROCK NEW YORK MUNI INC | 4,268 | $63,000 | 0.0% | $14.76 | $13.87 | — | COM | 09248L106 |
| — | DB CONT CAP TRUST III | 2,219 | $63,000 | 0.0% | $28.39 | $27.83 | — | PFD | 25154A108 |
| — | SPARK THERAPEUTICS INC | 800 | $62,000 | 0.0% | $77.50 | $77.50 | — | COM | 84652J103 |
| — | RANDGOLD RESOURCES LTD-ADR | 900 | $62,000 | 0.0% | $68.89 | $64.44 | — | ADR | 752344309 |
| LLY | ELI LILLY & CO | 826 | $61,000 | 0.0% | $73.85 * | $47.50 | +26.4% | COM | 532457108 |
| VNQ | VANGUARD REIT ETF | 713 | $60,000 | 0.0% | $84.15 | $73.21 | +15.2% | COM | 922908553 |
| BRDCY | BRIDGESTONE CORP | 1,500 | $60,000 | 0.0% | $40.00 * | $17.63 | +13.8% | COM | 108441205 |
| — | AMERICAN REALTY CAPITAL PROP | 6,000 | $59,000 | 0.0% | $9.83 | $12.50 | — | REIT | 02917T104 |
| ITONF | ITO EN LTD | 2,700 | $58,000 | 0.0% | $21.48 | $21.11 | — | COM | J25027111 |
| — | RIVERBED TECHNOLOGY INC | 2,772 | $58,000 | 0.0% | $20.92 | $15.87 | — | COM | 768573107 |
| EWW | ISHARES MSCI MEXICO CAPPED | 1,000 | $58,000 | 0.0% | $58.00 | $62.67 | -7.5% | COM | 464286822 |
| — | BAKER HUGHES INC | 910 | $58,000 | 0.0% | $63.74 | $52.64 | — | COM | 057224107 |
| BMY | BRISTOL-MYERS SQUIBB CO | 839 | $55,000 | 0.0% | $65.55 * | $34.58 | +29.5% | COM | 110122108 |
| — | GABELLI DIVIDEND & INCOME TR | 2,500 | $53,000 | 0.0% | $21.20 | $19.99 | — | COM | 36242H104 |
| — | NUVEEN NY MUNI VALUE FD | 5,486 | $53,000 | 0.0% | $9.66 | $9.24 | — | COM | 67062M105 |
| VNO | VORNADO REALTY TRUST | 466 | $52,000 | 0.0% | $111.59 | $83.69 | — | REIT | 929042109 |
| — | WESTPAC BANKING CORP-SP ADR | 1,700 | $51,000 | 0.0% | $30.00 | $26.71 | — | ADR | 961214301 |
| — | SOLARCITY CORP | 1,000 | $51,000 | 0.0% | $51.00 | $62.57 | — | COM | 83416T100 |
| — | POWERSHARES WATER RESOURCES | 2,000 | $50,000 | 0.0% | $25.00 | $26.50 | — | COM | 73935X575 |
| — | KYTHERA BIOPHARMACEUTICALS I | 1,000 | $50,000 | 0.0% | $50.00 | $50.00 | — | COM | 501570105 |
| — | BELLATRIX EXPLORATION LTD | 20,000 | $49,000 | 0.0% | $2.45 | $2.45 | — | COM | 078314101 |
| CGAU | CENTERRA GOLD INC | 10,200 | $49,000 | 0.0% | $4.80 * | $3.34 | +24.4% | COM | 152006102 |
| — | PIONEER NATURAL RESOURCES CO | 300 | $49,000 | 0.0% | $163.33 | $158.89 | — | COM | 723787107 |
| CRL | CHARLES RIVER LABORATORIES | 600 | $48,000 | 0.0% | $80.00 | $42.84 | +85.1% | COM | 159864107 |
| AMT | AMERICAN TOWER CORP | 500 | $47,000 | 0.0% | $94.00 * | $65.68 | +10.0% | REIT | 03027X100 |
| — | BLACKROCK INC | 125 | $46,000 | 0.0% | $368.00 | $320.00 | — | COM | 09247X101 |
| — | KKR & CO LP | 2,000 | $46,000 | 0.0% | $23.00 | $23.00 | — | MLP | 48248M102 |
| TGT | TARGET CORP | 546 | $45,000 | 0.0% | $82.42 * | $48.54 | +23.0% | COM | 87612E106 |
| SCHX | SCHWAB US LARGE-CAP ETF | 900 | $45,000 | 0.0% | $50.00 * | $6.66 | +24.0% | COM | 808524201 |
| — | INVESCO MORTGAGE CAPITAL | 1,750 | $44,000 | 0.0% | $25.14 | $24.00 | — | PFD | 46131B209 |
| XLI | INDUSTRIAL SELECT SECT SPDR | 770 | $43,000 | 0.0% | $55.84 | $54.95 | +1.5% | COM | 81369Y704 |
| SAN | BANCO SANTANDER SA-SPON ADR | 5,704 | $43,000 | 0.0% | $7.54 | $7.51 | -0.7% | ADR | 05964H105 |
| KIM | KIMCO REALTY CORP | 1,575 | $42,000 | 0.0% | $26.67 * | $12.61 | +26.0% | REIT | 49446R109 |
| NSC | NORFOLK SOUTHERN CORP | 405 | $42,000 | 0.0% | $103.70 * | $57.28 | +41.7% | COM | 655844108 |
| — | OHR PHARMACEUTICAL INC | 16,000 | $41,000 | 0.0% | $2.56 | $2.56 | — | COM | 67778H200 |
| — | ENERPLUS CORP | 4,000 | $41,000 | 0.0% | $10.25 | $9.88 | — | COM | 292766102 |
| — | DIREXION RUSSIA BULL 3X | 1,833 | $40,000 | 0.0% | $21.82 | $16.91 | — | COM | 25459Y140 |
| — | ITC HOLDINGS CORP | 1,050 | $39,000 | 0.0% | $37.14 | $36.19 | — | COM | 465685105 |
| ILMN | ILLUMINA INC | 200 | $37,000 | 0.0% | $185.00 * | $167.17 | +8.0% | COM | 452327109 |
| OPK | OPKO HEALTH INC | 2,569 | $37,000 | 0.0% | $14.40 | $9.14 | +55.0% | COM | 68375N103 |
| SCHB | SCHWAB US BROAD MARKET ETF | 735 | $37,000 | 0.0% | $50.34 * | $6.88 | +22.3% | COM | 808524102 |
| — | NUVEEN CREDIT STRAT INC FD | 4,000 | $36,000 | 0.0% | $9.00 | $9.25 | — | COM | 67073D102 |
| — | TICC CAPITAL CORP | 5,000 | $35,000 | 0.0% | $7.00 | $9.80 | — | COM | 87244T109 |
| — | FIFTH STREET SENIOR FLOATING | 3,300 | $35,000 | 0.0% | $10.61 | $10.61 | — | COM | 31679F101 |
| BWA | BORGWARNER INC | 550 | $33,000 | 0.0% | $60.00 * | $46.49 | -2.6% | COM | 099724106 |
| — | BROCADE COMMUNICATIONS SYS | 2,800 | $33,000 | 0.0% | $11.79 | $5.71 | — | COM | 111621306 |
| URI | UNITED RENTALS INC | 350 | $32,000 | 0.0% | $91.43 * | $94.66 | -6.7% | COM | 911363109 |
| PRU | PRUDENTIAL FINANCIAL INC | 400 | $32,000 | 0.0% | $80.00 * | $42.69 | +17.7% | COM | 744320102 |
| AMGN | AMGEN INC | 200 | $32,000 | 0.0% | $160.00 * | $86.13 | +35.9% | COM | 031162100 |
| SLV | ISHARES SILVER TRUST | 2,000 | $32,000 | 0.0% | $16.00 | $15.82 | +0.7% | COM | 46428Q109 |
| — | SEASPAN CORPORATION | 1,150 | $31,000 | 0.0% | $26.96 | $27.83 | — | PFD | EP0398065 |
| XLE | ENERGY SELECT SECTOR SPDR | 400 | $31,000 | 0.0% | $77.50 * | $41.57 | -6.7% | COM | 81369Y506 |
| HAL | HALLIBURTON CO | 705 | $31,000 | 0.0% | $43.97 * | $39.28 | -9.2% | COM | 406216101 |
| QCOM | QUALCOMM INC | 450 | $31,000 | 0.0% | $68.89 * | $45.78 | +11.4% | COM | 747525103 |
| — | TEEKAY CORP | 662 | $31,000 | 0.0% | $46.83 | $60.66 | — | COM | Y8564W103 |
| — | STEMLINE THERAPEUTICS INC | 2,000 | $29,000 | 0.0% | $14.50 | $14.50 | — | COM | 85858C107 |
| — | INVESCO VALUE MUNICIPAL INCO | 1,805 | $29,000 | 0.0% | $16.07 | $14.57 | — | COM | 46132P108 |
| CVS | CVS HEALTH CORP | 267 | $28,000 | 0.0% | $104.87 * | $57.47 | +31.9% | COM | 126650100 |
| PFLT | PENNANTPARK FLOATING RATE CA | 2,000 | $28,000 | 0.0% | $14.00 * | $4.46 | +4.7% | COM | 70806A106 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 1,867 | $27,000 | 0.0% | $14.46 * | $19.17 | -19.2% | COM | 33766Y100 |
| AWK | AMERICAN WATER WORKS CO INC | 500 | $27,000 | 0.0% | $54.00 * | $32.01 | +37.0% | COM | 030420103 |
| NFG | NATIONAL FUEL GAS CO | 444 | $27,000 | 0.0% | $60.81 | $67.37 | -10.4% | COM | 636180101 |
| — | ALLIQUA BIOMEDICAL INC | 4,930 | $26,000 | 0.0% | $5.27 | $7.30 | — | COM | 019621200 |
| — | AMERICAN CAPITAL AGENCY | 1,000 | $26,000 | 0.0% | $26.00 | $26.00 | — | PFD | 02503X204 |
| — | SIRIUS XM HOLDINGS INC | 6,650 | $26,000 | 0.0% | $3.91 | $3.45 | — | COM | 82968B103 |
| — | ARIAD PHARMACEUTICALS INC | 3,000 | $25,000 | 0.0% | $8.33 | $12.12 | — | COM | 04033A100 |
| D | DOMINION RESOURCES INC/VA | 350 | $25,000 | 0.0% | $71.43 * | $38.70 | +15.7% | COM | 25746U109 |
| — | OCWEN FINANCIAL CORP | 3,000 | $25,000 | 0.0% | $8.33 | $32.71 | — | COM | 675746309 |
| KMI | KINDER MORGAN INC | 566 | $24,000 | 0.0% | $42.40 * | $21.61 | +12.6% | COM | 49456B101 |
| MBGAF | DAIMLER AG-REGISTERED SHARES | 249 | $24,000 | 0.0% | $96.39 * | $46.14 | +10.0% | COM | D1668R123 |
| VFH | VANGUARD FINANCIALS ETF | 465 | $23,000 | 0.0% | $49.46 | $39.55 | +24.6% | COM | 92204A405 |
| — | MORGAN STANLEY EMERGING MARK | 2,450 | $23,000 | 0.0% | $9.39 | $11.59 | — | COM | 617477104 |
| — | DUNKIN' BRANDS GROUP INC | 450 | $22,000 | 0.0% | $48.89 | $43.46 | — | COM | 265504100 |
| — | PEPCO HOLDINGS INC | 800 | $21,000 | 0.0% | $26.25 | $20.00 | — | COM | 713291102 |
| — | COACH INC | 500 | $21,000 | 0.0% | $42.00 | $42.00 | — | COM | 189754104 |
| KO | COCA-COLA CO/THE | 515 | $21,000 | 0.0% | $40.78 * | $27.69 | +4.4% | COM | 191216100 |
| WHR | WHIRLPOOL CORP | 100 | $20,000 | 0.0% | $200.00 | $121.27 | +66.6% | COM | 963320106 |
| MA | MASTERCARD INC-CLASS A | 225 | $20,000 | 0.0% | $88.89 * | $70.60 | +14.6% | COM | 57636Q104 |
| BCS | BARCLAYS PLC-SPONS ADR | 1,330 | $19,000 | 0.0% | $14.29 | $14.83 | -1.8% | ADR | 06738E204 |
| C | CITIGROUP INC | 364 | $19,000 | 0.0% | $52.20 * | $37.40 | +2.6% | COM | 172967424 |
| — | NAVIOS MARITIME HOLDINGS INC | 4,500 | $19,000 | 0.0% | $4.22 | $4.22 | — | COM | Y62159101 |
| — | INVESCO QUALITY MUNI INC TR | 1,526 | $19,000 | 0.0% | $12.45 | $11.80 | — | COM | 46133G107 |
| BUD | ANHEUSER-BUSCH INBEV-SPN ADR | 150 | $18,000 | 0.0% | $120.00 | $120.79 | +0.9% | ADR | 03524A108 |
| — | KOREA FUND INC | 450 | $18,000 | 0.0% | $40.00 | $33.33 | — | COM | 500634209 |
| DIA | SPDR DJIA TRUST | 100 | $18,000 | 0.0% | $180.00 | $149.37 | +18.9% | COM | 78467X109 |
| — | INVENSENSE INC | 1,200 | $18,000 | 0.0% | $15.00 | $21.67 | — | COM | 46123D205 |
| SPH | SUBURBAN PROPANE PARTNERS LP | 416 | $17,000 | 0.0% | $40.87 | $45.67 | — | MLP | 864482104 |
| — | TARGA RESOURCES PARTNERS LP | 400 | $17,000 | 0.0% | $42.50 | $48.89 | — | MLP | 87611X105 |
| — | STRATASYS LTD | 330 | $17,000 | 0.0% | $51.52 | $83.02 | — | COM | M85548901 |
| GFF | GRIFFON CORP | 1,000 | $17,000 | 0.0% | $17.00 * | $7.76 | +61.8% | COM | 398433102 |
| EMB | ISHARES JP MORGAN USD EMERGI | 140 | $16,000 | 0.0% | $114.29 | $111.03 | +1.0% | COM | 464288281 |
| PG | PROCTER & GAMBLE CO/THE | 198 | $16,000 | 0.0% | $80.81 * | $61.63 | -1.5% | COM | 742718109 |
| — | NUVEEN MUNI OPP FD | 1,101 | $16,000 | 0.0% | $14.53 | $14.62 | — | COM | 670984103 |
| EEM | ISHARES MSCI EMERGING MARKET | 399 | $16,000 | 0.0% | $40.10 | $39.78 | +0.9% | COM | 464287234 |
| MYE | MYERS INDUSTRIES INC | 915 | $16,000 | 0.0% | $17.49 * | $13.21 | -6.1% | COM | 628464109 |
| SB | SAFE BULKERS INC | 4,500 | $16,000 | 0.0% | $3.56 | $5.02 | -28.5% | COM | Y7388L103 |
| — | OREXIGEN THERAPEUTICS INC | 2,000 | $16,000 | 0.0% | $8.00 | $8.00 | — | COM | 686164104 |
| — | INVESTORS BANCORP INC | 1,350 | $16,000 | 0.0% | $11.85 | $10.98 | — | COM | 46146L101 |
| — | VIACOM INC-CLASS B | 230 | $16,000 | 0.0% | $69.57 | $69.87 | — | COM | 92553P201 |
| — | BLACKROCK MUNIYIELD CA QUALI | 1,000 | $16,000 | 0.0% | $16.00 | $14.28 | — | COM | 09254N103 |
| VTR | VENTAS INC | 200 | $15,000 | 0.0% | $75.00 * | $44.52 | +16.9% | REIT | 92276F100 |
| VOD | VODAFONE GROUP PLC-SP ADR | 447 | $15,000 | 0.0% | $33.56 * | $38.46 | -15.0% | ADR | 92857W308 |
| — | FANNIE MAE | 3,500 | $15,000 | 0.0% | $4.29 | $9.79 | — | PFD | 313586752 |
| SRNE | SORRENTO THERAPEUTICS INC | 1,300 | $15,000 | 0.0% | $11.54 | $11.57 | 0.0% | COM | 83587F202 |
| CBRL | CRACKER BARREL OLD COUNTRY | 100 | $15,000 | 0.0% | $150.00 * | $73.92 | +27.6% | COM | 22410J106 |
| NOK | NOKIA CORP-SPON ADR | 2,000 | $15,000 | 0.0% | $7.50 | $3.52 | +115.3% | ADR | 654902204 |
| — | FANNIE MAE | 2,180 | $15,000 | 0.0% | $6.88 | $5.50 | — | PFD | 313586828 |
| — | VIACOM INC-CLASS A | 221 | $15,000 | 0.0% | $67.87 | $71.52 | — | COM | 92553P102 |
| — | ARROWHEAD RESEARCH CORP | 2,000 | $14,000 | 0.0% | $7.00 | $14.67 | — | COM | 042797209 |
| — | AMERICAN CAPITAL LTD | 962 | $14,000 | 0.0% | $14.55 | $12.47 | — | COM | 02503Y103 |
| — | AVEO PHARMACEUTICALS INC | 10,000 | $14,000 | 0.0% | $1.40 | $2.52 | — | COM | 053588109 |
| — | GOLDCORP INC | 765 | $14,000 | 0.0% | $18.30 | $24.84 | — | COM | 380956409 |
| MCD | MCDONALD'S CORP | 140 | $14,000 | 0.0% | $100.00 * | $70.09 | +6.3% | COM | 580135101 |
| CNP | CENTERPOINT ENERGY INC | 670 | $14,000 | 0.0% | $20.90 * | $15.27 | -7.7% | COM | 15189T107 |
| EXC | EXELON CORP | 381 | $13,000 | 0.0% | $34.12 * | $14.29 | +14.5% | COM | 30161N101 |
| IHI | ISHARES U.S. MEDICAL DEVICES | 110 | $13,000 | 0.0% | $118.18 * | $18.04 | +11.1% | COM | 464288810 |
| — | ISHARES MSCI JAPAN ETF | 1,000 | $13,000 | 0.0% | $13.00 | $11.35 | — | COM | 464286848 |
| — | FREDDIE MAC | 3,000 | $13,000 | 0.0% | $4.33 | $4.00 | — | PFD | 313400624 |
| — | CBS CORP-CLASS B NON VOTING | 200 | $12,000 | 0.0% | $60.00 | $50.00 | — | COM | 124857202 |
| RAIL | FREIGHTCAR AMERICA INC | 400 | $12,000 | 0.0% | $30.00 * | $30.16 | +4.2% | COM | 357023100 |
| — | COASTAL BANCORP INC | 200 | $12,000 | 0.0% | $60.00 | $50.00 | — | COM | 19041P105 |
| — | WALMART DE MEXICO SAB DE CV | 5,020 | $12,000 | 0.0% | $2.39 | $2.59 | — | COM | P98180105 |
| XEVMX | EATON VANCE CAL MUNI BOND | 1,000 | $12,000 | 0.0% | $12.00 | $10.00 | — | COM | 27828A100 |
| — | URSTADT BIDDLE - CLASS A | 500 | $12,000 | 0.0% | $24.00 | $24.00 | — | REIT | 917286205 |
| XXCHNXX | CHINA FUND INC | 580 | $11,000 | 0.0% | $18.97 | $20.69 | — | COM | 169373107 |
| KMB | KIMBERLY-CLARK CORP | 104 | $11,000 | 0.0% | $105.77 * | $65.16 | +14.2% | COM | 494368103 |
| — | WIZARD WORLD INC | 15,000 | $11,000 | 0.0% | $0.73 | $0.93 | — | COM | 97751C100 |
| LUV | SOUTHWEST AIRLINES CO | 250 | $11,000 | 0.0% | $44.00 * | $38.60 | +1.5% | COM | 844741108 |
| — | BB&T CORP | 283 | $11,000 | 0.0% | $38.87 | $38.87 | — | COM | 054937107 |
| — | MARKET VECTORS RUSSIA ETF | 635 | $11,000 | 0.0% | $17.32 | $17.32 | — | COM | 57060U506 |
| — | ANTHERA PHARMACEUTICALS INC | 2,100 | $10,000 | 0.0% | $4.76 | $4.76 | — | COM | 03674U201 |
| EWZ | ISHARES MSCI BRAZIL CAPPED E | 305 | $10,000 | 0.0% | $32.79 * | $34.00 | -7.7% | COM | 464286400 |
| TRGP | TARGA RESOURCES CORP | 108 | $10,000 | 0.0% | $92.59 * | $55.46 | +2.4% | COM | 87612G101 |
| SBUX | STARBUCKS CORP | 108 | $10,000 | 0.0% | $92.59 * | $29.80 | +27.9% | COM | 855244109 |
| OTTR | OTTER TAIL CORP | 319 | $10,000 | 0.0% | $31.35 * | $19.62 | +17.8% | COM | 689648103 |
| — | TRILLIUM THERAPEUTICS INC | 500 | $10,000 | 0.0% | $20.00 | $20.00 | — | COM | 89620X506 |
| — | ROYAL BK SCOTLND GRP PLC | 400 | $10,000 | 0.0% | $25.00 | $22.50 | — | PFD | 780097788 |
| — | HCP INC | 210 | $9,000 | 0.0% | $42.86 | $42.86 | — | REIT | 40414L109 |
| CSCO | CISCO SYSTEMS INC | 330 | $9,000 | 0.0% | $27.27 * | $18.79 | +5.4% | COM | 17275R102 |
| BXMT | BLACKSTONE MORTGAGE TRU-CL A | 300 | $9,000 | 0.0% | $30.00 | $30.00 | — | REIT | 09257W100 |
| — | DIRXN DAILY JR BULL GOLD 3X | 500 | $8,000 | 0.0% | $16.00 | $16.00 | — | COM | 25459Y157 |
| — | TIME WARNER INC | 100 | $8,000 | 0.0% | $80.00 | $77.25 | — | COM | 887317303 |
| — | SPROTT GOLD MINERS ETF | 500 | $8,000 | 0.0% | $16.00 | $16.00 | — | COM | 00162Q643 |
| NWSA | NEWS CORP - CLASS A | 475 | $8,000 | 0.0% | $16.84 * | $13.63 | +3.2% | COM | 65249B109 |
| TSEM | TOWER SEMICONDUCTOR LTD | 400 | $7,000 | 0.0% | $17.50 * | $15.34 | +10.7% | COM | M87915274 |
| BB | BLACKBERRY LTD | 750 | $7,000 | 0.0% | $9.33 * | $7.88 | +13.3% | COM | 09228F103 |
| — | MARLIN MIDSTREAM PARTNERS LP | 300 | $7,000 | 0.0% | $23.33 | $16.67 | — | MLP | 57118V100 |
| IWM | ISHARES RUSSELL 2000 ETF | 55 | $7,000 | 0.0% | $127.27 * | $114.21 | +8.9% | COM | 464287655 |
| PIPR | PIPER JAFFRAY COS | 131 | $7,000 | 0.0% | $53.44 | $54.32 | -3.4% | COM | 724078100 |
| — | NEURODERM LTD | 500 | $7,000 | 0.0% | $14.00 | $14.00 | — | COM | M74231107 |
| MDLZ | MONDELEZ INTERNATIONAL INC-A | 207 | $7,000 | 0.0% | $33.82 * | $28.32 | +0.3% | COM | 609207105 |
| — | ISIS PHARMACEUTICALS INC | 107 | $7,000 | 0.0% | $65.42 | $65.42 | — | COM | 464330109 |
| LULU | LULULEMON ATHLETICA INC | 110 | $7,000 | 0.0% | $63.64 | $57.75 | +10.9% | COM | 550021109 |
| — | PACIFIC GAS&ELEC | 225 | $7,000 | 0.0% | $31.11 | $26.67 | — | PFD | 694308602 |
| — | CABCO TRUST FOR JCP | 400 | $7,000 | 0.0% | $17.50 | $17.50 | — | PFD | 126797208 |
| — | UNITED STATES STEEL CORP | 300 | $7,000 | 0.0% | $23.33 | $36.93 | — | COM | 912909108 |
| — | POWERSHARES PREFERRED PORTFO | 500 | $7,000 | 0.0% | $14.00 | $13.42 | — | COM | 73936T565 |
| — | ACHILLION PHARMACEUTICALS | 750 | $7,000 | 0.0% | $9.33 | $12.00 | — | COM | 00448Q201 |
| — | SECOND SIGHT MEDICAL PRODUCT | 500 | $6,000 | 0.0% | $12.00 | $12.00 | — | COM | 81362J100 |
| — | OCH-ZIFF CAPITAL MANAGEMEN-A | 500 | $6,000 | 0.0% | $12.00 | $12.00 | — | MLP | 67551U105 |
| UE | URBAN EDGE PROPERTIES | 233 | $6,000 | 0.0% | $25.75 | $25.75 | — | REIT | 91704F104 |
| PM | PHILIP MORRIS INTERNATIONAL | 74 | $6,000 | 0.0% | $81.08 * | $47.07 | -6.1% | COM | 718172109 |
| SHOO | STEVEN MADDEN LTD | 150 | $6,000 | 0.0% | $40.00 * | $19.07 | +14.7% | COM | 556269108 |
| — | PORTOLA PHARMACEUTICALS INC | 150 | $6,000 | 0.0% | $40.00 | $40.00 | — | COM | 737010108 |
| FAST | FASTENAL CO | 140 | $6,000 | 0.0% | $42.86 * | $8.47 | -8.1% | COM | 311900104 |
| — | PROSHARES ULTRASHORT S&P500 | 281 | $6,000 | 0.0% | $21.35 | $21.89 | — | COM | 74347B300 |
| — | CORONADO BIOSCIENCES INC | 1,500 | $6,000 | 0.0% | $4.00 | $2.88 | — | COM | 21976U109 |
| — | MORGAN STANLEY CP TR III | 236 | $6,000 | 0.0% | $25.42 | $25.42 | — | PFD | 617460209 |
| — | REGAL ENTERTAINMENT GROUP-A | 266 | $6,000 | 0.0% | $22.56 | $22.56 | — | COM | 758766109 |
| — | NUO THERAPEUTICS INC | 27,000 | $6,000 | 0.0% | $0.22 | $0.30 | — | COM | 67059V100 |
| — | PROSHARES ULTRASHORT R2000 | 177 | $6,000 | 0.0% | $33.90 | $45.20 | — | COM | 74348A319 |
| — | FERRELLGAS PARTNERS-LP | 265 | $6,000 | 0.0% | $22.64 | $22.64 | — | MLP | 315293100 |
| — | BARCLAYS BANK PLC | 200 | $5,000 | 0.0% | $25.00 | $25.00 | — | PFD | 06739H362 |
| FDX | FEDEX CORP | 33 | $5,000 | 0.0% | $151.52 * | $119.52 | +18.0% | COM | 31428X106 |
| HSBC | HSBC HOLDINGS PLC-SPONS ADR | 115 | $5,000 | 0.0% | $43.48 * | $49.09 | -13.2% | ADR | 404280406 |
| V | VISA INC-CLASS A SHARES | 76 | $5,000 | 0.0% | $65.79 * | $58.35 | +4.0% | COM | 92826C839 |
| ES | EVERSOURCE ENERGY | 100 | $5,000 | 0.0% | $50.00 * | $36.21 | -3.5% | COM | 30040W108 |
| — | ING GROEP NV | 200 | $5,000 | 0.0% | $25.00 | $25.00 | — | PFD | 456837400 |
| — | NEPHROGENEX INC | 500 | $4,000 | 0.0% | $8.00 | $14.00 | — | COM | 640667101 |
| NKE | NIKE INC -CL B | 43 | $4,000 | 0.0% | $93.02 * | $26.86 | +63.1% | COM | 654106103 |
| — | ANADARKO PETROLEUM CORP | 53 | $4,000 | 0.0% | $75.47 | $98.26 | — | COM | 032511107 |
| XHB | SPDR S&P HOMEBUILDERS ETF | 120 | $4,000 | 0.0% | $33.33 * | $30.98 | +19.0% | COM | 78464A888 |
| GAP | GAP INC/THE | 103 | $4,000 | 0.0% | $38.83 * | $26.66 | +11.1% | COM | 364760108 |
| — | WORLD POINT TERMINALS LP | 250 | $4,000 | 0.0% | $16.00 | $16.00 | — | MLP | 98159G107 |
| CLNE | CLEAN ENERGY FUELS CORP | 750 | $4,000 | 0.0% | $5.33 | $13.02 | -59.0% | COM | 184499101 |
| — | MEDIVATION INC | 30 | $4,000 | 0.0% | $133.33 | $50.00 | — | COM | 58501N101 |
| — | PACIFIC GAS&ELEC | 137 | $4,000 | 0.0% | $29.20 | $29.20 | — | PFD | 694308305 |
| — | ANNALY CAPITAL MANAGEMENT IN | 400 | $4,000 | 0.0% | $10.00 | $9.99 | — | REIT | 035710409 |
| A | AGILENT TECHNOLOGIES INC | 101 | $4,000 | 0.0% | $39.60 * | $28.06 | +35.9% | COM | 00846U101 |
| — | DUQUESNE LIGHT CO | 100 | $4,000 | 0.0% | $40.00 | $40.00 | — | PFD | 266228303 |
| ADP | AUTOMATIC DATA PROCESSING | 50 | $4,000 | 0.0% | $80.00 * | $45.09 | +50.4% | COM | 053015103 |
| — | ROYAL BK SCOTLND GRP PLC | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 780097879 |
| XMHIX | PIONEER MUNI HI INCOME TRUST | 221 | $3,000 | 0.0% | $13.57 | $13.57 | — | COM | 723763108 |
| EQIX | EQUINIX INC | 14 | $3,000 | 0.0% | $214.29 * | $175.23 | +3.4% | REIT | 29444U700 |
| HOLX | HOLOGIC INC | 100 | $3,000 | 0.0% | $30.00 * | $25.81 | +28.0% | COM | 436440101 |
| WMT | WAL-MART STORES INC | 40 | $3,000 | 0.0% | $75.00 * | $19.98 | +11.9% | COM | 931142103 |
| — | ZYNGA INC - CL A | 1,214 | $3,000 | 0.0% | $2.47 | $2.47 | — | COM | 98986T108 |
| — | ING GROEP NV | 133 | $3,000 | 0.0% | $22.56 | $22.56 | — | PFD | 456837301 |
| — | SOUTHERN CAL ED | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 842400301 |
| — | SOUTHERN CAL ED | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 842400202 |
| VLO | VALERO ENERGY CORP | 50 | $3,000 | 0.0% | $60.00 * | $32.63 | +28.1% | COM | 91913Y100 |
| — | MORGAN STANLEY CAP TRUST | 103 | $3,000 | 0.0% | $29.13 | $29.13 | — | PFD | 61753R200 |
| NUE | NUCOR CORP | 60 | $3,000 | 0.0% | $50.00 * | $37.50 | -1.7% | COM | 670346105 |
| EMN | EASTMAN CHEMICAL CO | 42 | $3,000 | 0.0% | $71.43 * | $53.06 | -7.3% | COM | 277432100 |
| CX | CEMEX SAB-SPONS ADR PART CER | 300 | $3,000 | 0.0% | $10.00 * | $9.68 | -2.2% | ADR | 151290889 |
| — | ANGLO AMERICAN PLC-UNSP ADR | 323 | $2,000 | 0.0% | $6.19 | $12.38 | — | ADR | 03485P201 |
| — | IPATH S&P 500 VIX S/T FU ETN | 62 | $2,000 | 0.0% | $32.26 | $31.80 | — | COM | 06742E711 |
| NRG | NRG ENERGY INC | 64 | $2,000 | 0.0% | $31.25 * | $20.46 | -3.1% | COM | 629377508 |
| MMM | 3M CO | 10 | $2,000 | 0.0% | $200.00 * | $61.26 | +58.7% | COM | 88579Y101 |
| — | STRATA OIL & GAS INC | 13,400 | $2,000 | 0.0% | $0.15 | $0.15 | — | COM | 86270C105 |
| IFUS | IMPACT FUSION INTERNATIONAL | 200,000 | $2,000 | 0.0% | $0.01 | $0.01 | -24.5% | COM | 45257G109 |
| — | ATLAS ENERGY GROUP LLC | 300 | $2,000 | 0.0% | $6.67 | $6.67 | — | MLP | 04929Q102 |
| — | NORDIC AMERICAN OFFSHORE LTD | 200 | $2,000 | 0.0% | $10.00 | $10.00 | — | COM | Y6366T112 |
| KEYS | KEYSIGHT TECHNOLOGIES IN | 50 | $2,000 | 0.0% | $40.00 * | $32.07 | +15.8% | COM | 49338L103 |
| — | BALTIC TRADING LTD | 1,290 | $2,000 | 0.0% | $1.55 | $1.55 | — | COM | Y0553W103 |
| — | BARRICK GOLD CORP | 185 | $2,000 | 0.0% | $10.81 | $10.81 | — | COM | 067901108 |
| SAIC | SCIENCE APPLICATIONS INTE | 40 | $2,000 | 0.0% | $50.00 * | $34.76 | +47.7% | COM | 808625107 |
| CHD | CHURCH & DWIGHT CO INC | 25 | $2,000 | 0.0% | $80.00 * | $29.21 | +26.7% | COM | 171340102 |
| CSX | CSX CORP | 65 | $2,000 | 0.0% | $30.77 * | $6.66 | +40.2% | COM | 126408103 |
| — | TRAVELPORT WORLDWIDE LTD | 130 | $2,000 | 0.0% | $15.38 | $15.38 | — | COM | G9019D104 |
| USB | US BANCORP | 50 | $2,000 | 0.0% | $40.00 * | $22.41 | +33.3% | COM | 902973304 |
| XYL | XYLEM INC | 65 | $2,000 | 0.0% | $30.77 | $23.44 | +30.6% | COM | 98419M100 |
| — | YORKVILLE HIGH INCOME MLP | 200 | $2,000 | 0.0% | $10.00 | $10.00 | — | COM | 301505103 |
| LNG | CHENIERE ENERGY INC | 30 | $2,000 | 0.0% | $66.67 * | $70.50 | +9.8% | COM | 16411R208 |
| ACM | AECOM | 80 | $2,000 | 0.0% | $25.00 * | $29.07 | +1.9% | COM | 00766T100 |
| — | MONITISE PLC | 12,500 | $2,000 | 0.0% | $0.16 | $0.16 | — | COM | G6258F105 |
| — | NOVACOPPER INC | 16 | $1,000 | 0.0% | $62.50 | $62.50 | — | COM | 66988K102 |
| — | OCLARO INC | 6 | $1,000 | 0.0% | $166.67 | $166.67 | — | COM | 67555N206 |
| — | PIMCO HIGH INCOME FUND | 3 | $1,000 | 0.0% | $333.33 | $333.33 | — | COM | 722014107 |
| — | LINN CO LLC | 5 | $1,000 | 0.0% | $200.00 | $200.00 | — | COM | 535782106 |
| — | NATIONAL BANK OF GREECE-ADR | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | ADR | 633643705 |
| — | REYNOLDS AMERICAN INC | 10 | $1,000 | 0.0% | $100.00 | $100.00 | — | COM | 761713106 |
| — | FRONTIER COMMUNICATIONS CORP | 203 | $1,000 | 0.0% | $4.93 | $4.92 | — | COM | 35906A108 |
| TMO | THERMO FISHER SCIENTIFIC INC | 9 | $1,000 | 0.0% | $111.11 * | $79.96 | +62.7% | COM | 883556102 |
| SCHW | SCHWAB (CHARLES) CORP | 35 | $1,000 | 0.0% | $28.57 * | $22.88 | +16.7% | COM | 808513105 |
| WM | WASTE MANAGEMENT INC | 18 | $1,000 | 0.0% | $55.56 * | $32.56 | +35.2% | COM | 94106L109 |
| — | BED BATH & BEYOND INC | 11 | $1,000 | 0.0% | $90.91 | $76.48 | — | COM | 075896100 |
| UAA | UNDER ARMOUR INC-CLASS A | 10 | $1,000 | 0.0% | $100.00 * | $36.78 | +9.8% | COM | 904311107 |
| OXY | OCCIDENTAL PETROLEUM CORP | 11 | $1,000 | 0.0% | $90.91 * | $62.19 | -14.9% | COM | 674599105 |
| — | ALCOA INC | 62 | $1,000 | 0.0% | $16.13 | $8.68 | — | COM | 013817101 |
| — | ARCA BIOPHARMA INC | 1,000 | $1,000 | 0.0% | $1.00 | $1.00 | — | COM | 00211Y209 |
| BRC | BRADY CORPORATION - CL A | 20 | $1,000 | 0.0% | $50.00 * | $21.81 | +4.0% | COM | 104674106 |
| BWEN | BROADWIND ENERGY INC | 112 | $1,000 | 0.0% | $8.93 * | $4.37 | +14.4% | COM | 11161T207 |
| — | VECTOR GROUP LTD | 25 | $1,000 | 0.0% | $40.00 | $40.00 | — | COM | 92240M108 |
| TMP | TOMPKINS FINANCIAL CORP | 10 | $1,000 | 0.0% | $100.00 * | $37.28 | +2.7% | COM | 890110109 |
| VZ | VERIZON COMMUNICATIONS INC | 11 | $1,000 | 0.0% | $90.91 * | $27.44 | +1.5% | COM | 92343V104 |
| CINF | CINCINNATI FINANCIAL CORP | 10 | $1,000 | 0.0% | $100.00 * | $38.50 | +2.5% | COM | 172062101 |
| RLI | RLI CORP | 10 | $1,000 | 0.0% | $100.00 * | $16.82 | +6.3% | COM | 749607107 |
| O | REALTY INCOME CORP | 10 | $1,000 | 0.0% | $100.00 * | $22.70 | +33.3% | REIT | 756109104 |
| BNS | BANK OF NOVA SCOTIA | 10 | $1,000 | 0.0% | $100.00 * | $29.69 | -2.6% | COM | 064149107 |
| — | HOSPITALITY PROPERTIES TRUST | 15 | $1,000 | 0.0% | $66.67 | $66.67 | — | REIT | 44106M102 |
| ED | CONSOLIDATED EDISON INC | 8 | $1,000 | 0.0% | $125.00 * | $43.71 | -5.6% | COM | 209115104 |
| MAT | MATTEL INC | 20 | $1,000 | 0.0% | $50.00 * | $26.53 | -13.9% | COM | 577081102 |
| — | PEOPLE'S UNITED FINANCIAL | 30 | $1,000 | 0.0% | $33.33 | $33.33 | — | COM | 712704105 |
| — | SENIOR HOUSING PROP TRUST | 20 | $1,000 | 0.0% | $50.00 | $50.00 | — | REIT | 81721M109 |
| OHI | OMEGA HEALTHCARE INVESTORS | 10 | $1,000 | 0.0% | $100.00 | $100.00 | — | REIT | 681936100 |
| DLR | DIGITAL REALTY TRUST INC | 6 | $1,000 | 0.0% | $166.67 * | $46.08 | -2.8% | REIT | 253868103 |
| — | HEALTH CARE REIT INC | 5 | $1,000 | 0.0% | $200.00 | $200.00 | — | REIT | 42217K106 |
| — | MALLINCKRODT PLC | 3 | $1,000 | 0.0% | $333.33 | $333.33 | — | COM | G5785G107 |
| YORW | YORK WATER CO | 15 | $1,000 | 0.0% | $66.67 * | $18.81 | +3.5% | COM | 987184108 |
| — | AMERICAN INTERNATIONAL-CW21 | 16 | $1,000 | 0.0% | $62.50 | $62.50 | — | COM | 026874156 |
| — | EXIDE TECHNOLOGIES | 5,000 | $1,000 | 0.0% | $0.20 | $0.20 | — | COM | 302051206 |
| — | HALYARD HEALTH INC | 6 | $1,000 | 0.0% | $166.67 | $166.67 | — | COM | 40650V100 |
| NG | NOVAGOLD RESOURCES INC | 100 | $1,000 | 0.0% | $10.00 * | $3.50 | -15.5% | COM | 66987E206 |
| — | L BRANDS INC | 3 | $1,000 | 0.0% | $333.33 | $333.33 | — | COM | 501797104 |
| RYN | RAYONIER INC | 10 | $1,000 | 0.0% | $100.00 | $100.00 | — | REIT | 754907103 |
| — | TIME INC | 12 | $1,000 | 0.0% | $83.33 | $83.33 | — | COM | 887228104 |
| — | ECHO THERAPEUTICS INC | 100 | $1,000 | 0.0% | $10.00 | $10.00 | — | COM | 27876L206 |
| — | GABELLI GLOBAL SMALL & M | 20 | $1,000 | 0.0% | $50.00 | $50.00 | — | COM | 36249W104 |
| TBPH | THERAVANCE BIOPHARMA INC | 11 | $1,000 | 0.0% | $90.91 * | $18.33 | -5.3% | COM | G8807B106 |
| — | NQ MOBILE INC - ADR | 50 | $1,000 | 0.0% | $20.00 | $17.45 | — | ADR | 64118U108 |
| — | DR PEPPER SNAPPLE GROUP INC | 2 | $1,000 | 0.0% | $500.00 | $500.00 | — | COM | 26138E109 |
| PGN1EUR | PARAGON OFFSHORE PLC | 100 | $1,000 | 0.0% | $10.00 | $10.00 | — | COM | G6S01W108 |
| — | SAUER ENERGY INC | 1,200 | $1,000 | 0.0% | $0.83 | $0.83 | — | COM | 804136109 |
| — | DU PONT (E.I.) DE NEMOURS | 9 | $1,000 | 0.0% | $111.11 | $71.38 | — | COM | 263534109 |
| — | LORILLARD INC | 10 | $1,000 | 0.0% | $100.00 | $100.00 | — | COM | 544147101 |
| WPC | WP CAREY INC | 10 | $1,000 | 0.0% | $100.00 | $100.00 | — | REIT | 92936U109 |
| — | MOTORS LIQUIDATION CO GUC TR | 40 | $1,000 | 0.0% | $25.00 | $25.00 | — | COM | 62010U101 |
| — | ACASTI PHARMA INC | 1,490 | $1,000 | 0.0% | $0.67 | $1.41 | — | COM | 00430K105 |
| CWGL | CRIMSON WINE GROUP LTD | 70 | $1,000 | 0.0% | $14.29 * | $8.36 | +8.8% | COM | 22662X100 |
| ORI | OLD REPUBLIC INTL CORP | 40 | $1,000 | 0.0% | $25.00 * | $6.75 | +2.6% | COM | 680223104 |
| MAIN | MAIN STREET CAPITAL CORP | 20 | $1,000 | 0.0% | $50.00 * | $30.14 | +2.5% | COM | 56035L104 |