Location: Tarrytown, NY
CIK: 0001819476 · Show all filings
Period: Q2 2022 (← Previous) (Next →)
Filing Date: Jul 25, 2022
Total Value: $224M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPTI | SPDR SER TR | 792,723 | $23.63M | 10.5% | $29.81 | $31.60 | -6.7% | PORTFLI INTRMDIT | 78464A672 |
| ISTB | ISHARES TR | 486,705 | $23.19M | 10.3% | $47.64 | $50.31 | -5.8% | CORE 1 5 YR USD | 46432F859 |
| VTV | VANGUARD INDEX FDS | 146,493 | $19.67M | 8.8% | $134.26 | $140.54 | -6.2% | VALUE ETF | 922908744 |
| AGG | ISHARES TR | 174,822 | $18.07M | 8.1% | $103.36 | $115.32 | -11.8% | CORE US AGGBD ET | 464287226 |
| IVV | ISHARES TR | 33,453 | $13.29M | 5.9% | $397.24 * | $394.51 | -3.9% | CORE S&P500 ETF | 464287200 |
| JHMM | JOHN HANCOCK EXCHANGE TRADED | 252,929 | $11.74M | 5.2% | $46.41 * | $44.37 | -0.4% | MULTIFACTOR MI | 47804J206 |
| AAPL | APPLE INC | 52,810 | $8.137M | 3.6% | $154.08 * | $120.46 | +11.5% | COM | 037833100 |
| IXUS | ISHARES TR | 135,894 | $7.803M | 3.5% | $57.42 | $69.93 | -18.4% | CORE MSCI TOTAL | 46432F834 |
| VB | VANGUARD INDEX FDS | 32,857 | $6.129M | 2.7% | $186.54 * | $201.77 | -12.7% | SMALL CP ETF | 922908751 |
| XLP | SELECT SECTOR SPDR TR | 64,635 | $4.731M | 2.1% | $73.20 | $75.07 | -3.8% | SBI CONS STPLS | 81369Y308 |
| XLE | SELECT SECTOR SPDR TR | 65,648 | $4.671M | 2.1% | $71.15 * | $39.33 | -9.1% | ENERGY | 81369Y506 |
| EWJ | ISHARES INC | 79,559 | $4.352M | 1.9% | $54.70 * | $56.48 | -6.5% | MSCI JPN ETF NEW | 46434G822 |
| VUG | VANGUARD INDEX FDS | 15,491 | $3.715M | 1.7% | $239.82 * | $49.08 | -24.3% | GROWTH ETF | 922908736 |
| BAB | INVESCO EXCH TRADED FD TR II | 87,637 | $2.454M | 1.1% | $28.00 | $27.94 | -0.8% | TAXABLE MUN BD | 46138G805 |
| AMZN | AMAZON COM INC | 18,042 | $2.209M | 1.0% | $122.44 * | $126.78 | -16.2% | COM | 023135106 |
| XDEC | FIRST TR EXCHNG TRADED FD VI | 75,130 | $2.154M | 1.0% | $28.67 * | $28.96 | -3.7% | CBOE VEST US EQT | 33740U786 |
| MSFT | MICROSOFT CORP | 7,194 | $1.873M | 0.8% | $260.36 * | $246.57 | +1.2% | COM | 594918104 |
| CVX | CHEVRON CORP NEW | 11,942 | $1.722M | 0.8% | $144.20 * | $73.70 | +70.3% | COM | 166764100 |
| FOCT | FIRST TR EXCHNG TRADED FD VI | 44,703 | $1.457M | 0.6% | $32.59 * | $34.53 | -8.6% | VEST US EQTY BUF | 33740F664 |
| MRK | MERCK & CO INC | 15,840 | $1.427M | 0.6% | $90.09 * | $68.71 | +19.3% | COM | 58933Y105 |
| RDVY | FIRST TR EXCHANGE-TRADED FD | 29,533 | $1.277M | 0.6% | $43.24 * | $47.63 | -14.1% | RISNG DIVD ACHIV | 33738R506 |
| SPY | SPDR S&P 500 ETF TR | 3,088 | $1.22M | 0.5% | $395.08 * | $392.59 | -3.9% | TR UNIT | 78462F103 |
| FDN | FIRST TR EXCHANGE-TRADED FD | 8,532 | $1.171M | 0.5% | $137.25 * | $224.71 | -43.5% | DJ INTERNT IDX | 33733E302 |
| GOOG | ALPHABET INC | 10,755 | $1.165M | 0.5% | $108.32 | $116.74 | -7.0% | CAP STK CL C | 02079K107 |
| QCLN | FIRST TR EXCHANGE-TRADED FD | 21,120 | $1.152M | 0.5% | $54.55 * | $61.32 | -14.9% | NAS CLNEDG GREEN | 33733E500 |
| FXN | FIRST TR EXCHANGE TRADED FD | 75,981 | $1.15M | 0.5% | $15.14 * | $16.22 | -9.0% | ENERGY ALPHADX | 33734X127 |
| SCHP | SCHWAB STRATEGIC TR | 20,122 | $1.141M | 0.5% | $56.70 * | $31.10 | -10.3% | US TIPS ETF | 808524870 |
| JPM | JPMORGAN CHASE & CO | 9,555 | $1.097M | 0.5% | $114.81 * | $122.70 | -16.3% | COM | 46625H100 |
| QQQ | INVESCO QQQ TR | 3,627 | $1.095M | 0.5% | $301.90 * | $360.47 | -22.2% | UNIT SER 1 | 46090E103 |
| FTXN | FIRST TR EXCHANGE-TRADED FD | 46,136 | $1.084M | 0.5% | $23.50 | $27.23 | -14.0% | NASDQ OIL GAS | 33738R845 |
| TSLA | TESLA INC | 1,260 | $1.029M | 0.5% | $816.67 * | $218.27 | +2.8% | COM | 88160R101 |
| GLD | SPDR GOLD TR | 6,187 | $994K | 0.4% | $160.66 * | $173.70 | -3.0% | GOLD SHS | 78463V107 |
| FSK | FS KKR CAP CORP | 46,881 | $975K | 0.4% | $20.80 * | $8.17 | +41.2% | COM | 302635206 |
| LQD | ISHARES TR | 8,450 | $960K | 0.4% | $113.61 * | $133.00 | -17.3% | IBOXX INV CP ETF | 464287242 |
| VZ | VERIZON COMMUNICATIONS INC | 20,125 | $895K | 0.4% | $44.47 * | $43.00 | -6.3% | COM | 92343V104 |
| FXZ | FIRST TR EXCHANGE TRADED FD | 15,393 | $887K | 0.4% | $57.62 | $67.86 | -16.7% | MATERIALS ALPH | 33734X168 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,878 | $882K | 0.4% | $128.23 * | $106.11 | +16.4% | COM | 459200101 |
| FXR | FIRST TR EXCHANGE TRADED FD | 15,754 | $806K | 0.4% | $51.16 * | $52.60 | -8.5% | INDLS PROD DUR | 33734X150 |
| VGT | VANGUARD WORLD FDS | 2,240 | $791K | 0.4% | $353.13 * | $52.90 | -22.8% | INF TECH ETF | 92204A702 |
| MTB | M & T BK CORP | 4,605 | $778K | 0.3% | $168.95 * | $97.90 | +45.1% | COM | 55261F104 |
| XOM | EXXON MOBIL CORP | 8,113 | $707K | 0.3% | $87.14 * | $35.29 | +115.1% | COM | 30231G102 |
| HDV | ISHARES TR | 7,084 | $706K | 0.3% | $99.66 * | $17.95 | +11.9% | CORE HIGH DV ETF | 46429B663 |
| HD | HOME DEPOT INC | 2,279 | $699K | 0.3% | $306.71 * | $281.58 | -10.9% | COM | 437076102 |
| — | FIRST TR INTER DURATN PFD & | 36,778 | $693K | 0.3% | $18.84 | $23.17 | — | COM | 33718W103 |
| BP | BP PLC | 24,608 | $678K | 0.3% | $27.55 * | $28.77 | -1.5% | SPONSORED ADR | 055622104 |
| NVDA | NVIDIA CORPORATION | 3,776 | $654K | 0.3% | $173.20 * | $21.34 | -29.1% | COM | 67066G104 |
| VXUS | VANGUARD STAR FDS | 12,277 | $636K | 0.3% | $51.80 | $60.10 | -14.1% | VG TL INTL STK F | 921909768 |
| IBB | ISHARES TR | 5,138 | $630K | 0.3% | $122.62 * | $118.71 | -0.9% | ISHARES BIOTECH | 464287556 |
| NULV | NUSHARES ETF TR | 18,550 | $629K | 0.3% | $33.91 | $37.11 | -10.0% | NUVEEN ESG LRGVL | 67092P300 |
| ED | CONSOLIDATED EDISON INC | 6,660 | $616K | 0.3% | $92.49 * | $64.24 | +31.2% | COM | 209115104 |
| IEMG | ISHARES INC | 12,532 | $605K | 0.3% | $48.28 | $61.60 | -20.4% | CORE MSCI EMKT | 46434G103 |
| — | NEW YORK CMNTY BANCORP INC | 62,311 | $587K | 0.3% | $9.42 | $9.66 | — | COM | 649445103 |
| ARCC | ARES CAPITAL CORP | 30,277 | $586K | 0.3% | $19.35 * | $10.88 | +18.1% | COM | 04010L103 |
| SCHM | SCHWAB STRATEGIC TR | 8,640 | $572K | 0.3% | $66.20 * | $24.07 | -13.1% | US MID-CAP ETF | 808524508 |
| VHT | VANGUARD WORLD FDS | 2,309 | $554K | 0.2% | $239.93 | $255.75 | -7.9% | HEALTH CAR ETF | 92204A504 |
| VMBS | VANGUARD SCOTTSDALE FDS | 11,281 | $548K | 0.2% | $48.58 | $53.40 | -10.5% | MTG-BKD SECS ETF | 92206C771 |
| DIS | DISNEY WALT CO | 5,265 | $541K | 0.2% | $102.75 * | $156.15 | -40.9% | COM | 254687106 |
| VOO | VANGUARD INDEX FDS | 1,482 | $538K | 0.2% | $363.02 * | $365.60 | -5.1% | S&P 500 ETF SHS | 922908363 |
| FTCS | FIRST TR EXCHANGE-TRADED FD | 7,533 | $538K | 0.2% | $71.42 * | $77.87 | -10.2% | CAP STRENGTH ETF | 33733E104 |
| GOOGL | ALPHABET INC | 4,947 | $534K | 0.2% | $107.94 | $116.64 | -7.3% | CAP STK CL A | 02079K305 |
| PULS | PGIM ETF TR | 10,859 | $532K | 0.2% | $48.99 | $49.61 | -1.1% | PGIM ULTRA SH BD | 69344A107 |
| XLY | SELECT SECTOR SPDR TR | 3,409 | $527K | 0.2% | $154.59 * | $91.99 | -25.3% | SBI CONS DISCR | 81369Y407 |
| T | AT&T INC | 28,578 | $526K | 0.2% | $18.41 * | $15.67 | +9.5% | COM | 00206R102 |
| YDEC | FIRST TR EXCHNG TRADED FD VI | 27,399 | $518K | 0.2% | $18.91 | $19.45 | -4.2% | FT CBOE INTL EQT | 33740F656 |
| PFE | PFIZER INC | 10,052 | $515K | 0.2% | $51.23 * | $33.50 | +29.5% | COM | 717081103 |
| IXN | ISHARES TR | 10,200 | $502K | 0.2% | $49.22 * | $54.04 | -15.4% | GLOBAL TECH ETF | 464287291 |
| XLV | SELECT SECTOR SPDR TR | 3,829 | $497K | 0.2% | $129.80 | $132.36 | -3.1% | SBI HEALTHCARE | 81369Y209 |
| SDVY | FIRST TR EXCHANGE-TRADED FD | 19,382 | $495K | 0.2% | $25.54 * | $26.19 | -8.8% | SMID RISNG ETF | 33741X102 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 34,632 | $494K | 0.2% | $14.26 * | $6.71 | +33.5% | COM STK | 05684B107 |
| OBDC | OWL ROCK CAPITAL CORPORATION | 37,956 | $479K | 0.2% | $12.62 * | $7.22 | +14.4% | COM | 69121K104 |
| EAGG | ISHARES TR | 9,468 | $471K | 0.2% | $49.75 | $49.51 | -1.2% | ESG AWR US AGRGT | 46435U549 |
| BSV | VANGUARD BD INDEX FDS | 5,899 | $455K | 0.2% | $77.13 | $81.67 | -6.0% | SHORT TRM BOND | 921937827 |
| IEFA | ISHARES TR | 7,531 | $451K | 0.2% | $59.89 | $75.55 | -22.1% | CORE MSCI EAFE | 46432F842 |
| DSI | ISHARES TR | 5,966 | $447K | 0.2% | $74.92 * | $88.68 | -18.9% | MSCI KLD400 SOC | 464288570 |
| MBB | ISHARES TR | 4,504 | $446K | 0.2% | $99.02 | $108.01 | -9.7% | MBS ETF | 464288588 |
| PEN | PENUMBRA INC | 3,325 | $437K | 0.2% | $131.43 * | $231.39 | -46.2% | COM | 70975L107 |
| FXO | FIRST TR EXCHANGE TRADED FD | 10,660 | $431K | 0.2% | $40.43 * | $42.19 | -7.9% | FINLS ALPHADEX | 33734X135 |
| PM | PHILIP MORRIS INTL INC | 4,318 | $414K | 0.2% | $95.88 * | $61.03 | +37.2% | COM | 718172109 |
| SPEM | SPDR INDEX SHS FDS | 11,736 | $400K | 0.2% | $34.08 * | $42.12 | -17.4% | PORTFOLIO EMG MK | 78463X509 |
| HYLB | DBX ETF TR | 11,199 | $394K | 0.2% | $35.18 * | $39.58 | -14.8% | XTRACK USD HIGH | 233051432 |
| DGRO | ISHARES TR | 7,835 | $386K | 0.2% | $49.27 * | $50.42 | -5.5% | CORE DIV GRWTH | 46434V621 |
| VTI | VANGUARD INDEX FDS | 1,949 | $386K | 0.2% | $198.05 * | $220.97 | -14.6% | TOTAL STK MKT | 922908769 |
| JNJ | JOHNSON & JOHNSON | 2,219 | $382K | 0.2% | $172.15 * | $142.78 | +12.0% | COM | 478160104 |
| UNH | UNITEDHEALTH GROUP INC | 702 | $366K | 0.2% | $521.37 * | $397.11 | +21.7% | COM | 91324P102 |
| AMLP | ALPS ETF TR | 10,176 | $366K | 0.2% | $35.97 * | $37.17 | -7.3% | ALERIAN MLP | 00162Q452 |
| ESGD | ISHARES TR | 5,714 | $365K | 0.2% | $63.88 | $79.01 | -20.6% | ESG AW MSCI EAFE | 46435G516 |
| IJH | ISHARES TR | 1,521 | $364K | 0.2% | $239.32 * | $53.93 | -16.1% | CORE S&P MCP ETF | 464287507 |
| BMY | BRISTOL-MYERS SQUIBB CO | 4,965 | $362K | 0.2% | $72.91 * | $53.79 | +22.9% | COM | 110122108 |
| LDSF | FIRST TR EXCHNG TRADED FD VI | 19,001 | $360K | 0.2% | $18.95 | $19.46 | -3.9% | LOW DUR STRTGC | 33740F870 |
| ITA | ISHARES TR | 3,592 | $359K | 0.2% | $99.94 | $105.66 | -6.1% | US AER DEF ETF | 464288760 |
| V | VISA INC | 1,659 | $354K | 0.2% | $213.38 * | $219.44 | -12.6% | COM CL A | 92826C839 |
| MO | ALTRIA GROUP INC | 7,790 | $336K | 0.1% | $43.13 * | $35.11 | -10.2% | COM | 02209S103 |
| VFH | VANGUARD WORLD FDS | 4,172 | $335K | 0.1% | $80.30 * | $94.18 | -18.0% | FINANCIALS ETF | 92204A405 |
| XLC | SELECT SECTOR SPDR TR | 5,895 | $330K | 0.1% | $55.98 * | $79.72 | -31.9% | COMMUNICATION | 81369Y852 |
| XLI | SELECT SECTOR SPDR TR | 3,602 | $326K | 0.1% | $90.51 * | $103.01 | -15.2% | SBI INT-INDS | 81369Y704 |
| COST | COSTCO WHSL CORP NEW | 602 | $319K | 0.1% | $529.90 * | $438.47 | +4.5% | COM | 22160K105 |
| IWR | ISHARES TR | 4,623 | $315K | 0.1% | $68.14 * | $71.19 | -9.2% | RUS MID CAP ETF | 464287499 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,093 | $313K | 0.1% | $286.37 * | $321.81 | -15.2% | CL B NEW | 084670702 |
| — | NUVEEN CORE PLUS IMPACT FUND | 25,605 | $311K | 0.1% | $12.15 | $18.38 | — | COM BEN INT | 67080D103 |
| SCHX | SCHWAB STRATEGIC TR | 6,546 | $306K | 0.1% | $46.75 * | $16.20 | -8.1% | US LRG CAP ETF | 808524201 |
| — | EATON VANCE TAX-MANAGED DIVE | 25,313 | $304K | 0.1% | $12.01 | $13.39 | — | COM | 27828N102 |
| URTH | ISHARES INC | 2,724 | $302K | 0.1% | $110.87 * | $116.46 | -8.2% | MSCI WORLD ETF | 464286392 |
| FAB | FIRST TR MULTI CP VAL ALPHA | 4,406 | $301K | 0.1% | $68.32 * | $71.22 | -8.0% | SHS ISSUED FRST | 33733C108 |
| — | J P MORGAN EXCHANGE TRADED F | 9,313 | $300K | 0.1% | $32.21 | $32.21 | — | US DIVIDEND | 46641Q795 |
| FNDB | SCHWAB STRATEGIC TR | 5,772 | $299K | 0.1% | $51.80 * | $18.15 | -7.7% | SCHWAB FDT US BM | 808524789 |
| FLQM | FRANKLIN TEMPLETON ETF TR | 7,300 | $298K | 0.1% | $40.82 * | $41.72 | -7.1% | LIBERTYQ US MID | 35473P884 |
| BA | BOEING CO | 1,873 | $296K | 0.1% | $158.04 * | $226.73 | -39.7% | COM | 097023105 |
| QQQM | INVESCO EXCH TRADED FD TR II | 2,334 | $290K | 0.1% | $124.25 * | $127.69 | -9.8% | NASDAQ 100 ETF | 46138G649 |
| BX | BLACKSTONE INC | 2,986 | $288K | 0.1% | $96.45 * | $63.24 | +28.9% | COM | 09260D107 |
| MFIC | APOLLO INVT CORP | 24,616 | $278K | 0.1% | $11.29 * | $5.28 | +34.2% | COM NEW | 03761U502 |
| IEF | ISHARES TR | 2,657 | $277K | 0.1% | $104.25 | $114.73 | -10.8% | 7-10 YR TRSY BD | 464287440 |
| FXH | FIRST TR EXCHANGE TRADED FD | 2,566 | $274K | 0.1% | $106.78 * | $105.62 | -2.4% | HLTH CARE ALPH | 33734X143 |
| MA | MASTERCARD INCORPORATED | 775 | $267K | 0.1% | $344.52 * | $337.29 | -8.4% | CL A | 57636Q104 |
| ITOT | ISHARES TR | 3,033 | $266K | 0.1% | $87.70 * | $101.21 | -17.2% | CORE S&P TTL STK | 464287150 |
| MCD | MCDONALDS CORP | 1,043 | $265K | 0.1% | $254.07 * | $212.04 | +7.4% | COM | 580135101 |
| CMCSA | COMCAST CORP NEW | 6,213 | $265K | 0.1% | $42.65 * | $42.92 | -18.2% | CL A | 20030N101 |
| IDV | ISHARES TR | 9,891 | $264K | 0.1% | $26.69 | $27.99 | -3.0% | INTL SEL DIV ETF | 464288448 |
| IVE | ISHARES TR | 1,868 | $263K | 0.1% | $140.79 * | $149.07 | -7.8% | S&P 500 VAL ETF | 464287408 |
| META | META PLATFORMS INC | 1,549 | $262K | 0.1% | $169.14 * | $285.24 | -43.9% | CL A | 30303M102 |
| FTGC | FIRST TR EXCHANGE TRAD FD VI | 9,786 | $252K | 0.1% | $25.75 * | $29.01 | -7.8% | FST TR GLB FD | 33739H101 |
| BAC | BK OF AMERICA CORP | 7,436 | $249K | 0.1% | $33.49 * | $36.97 | -23.1% | COM | 060505104 |
| VTEB | VANGUARD MUN BD FDS | 4,860 | $247K | 0.1% | $50.82 | $54.77 | -8.9% | TAX EXEMPT BD | 922907746 |
| ABBV | ABBVIE INC | 1,615 | $240K | 0.1% | $148.61 * | $94.90 | +41.8% | COM | 00287Y109 |
| LOW | LOWES COS INC | 1,220 | $239K | 0.1% | $195.90 * | $183.46 | -11.3% | COM | 548661107 |
| PSI | INVESCO EXCHANGE TRADED FD T | 2,201 | $238K | 0.1% | $108.13 * | $36.80 | -11.6% | DYNMC SEMICNDT | 46137V647 |
| MTUM | ISHARES TR | 1,723 | $237K | 0.1% | $137.55 | $166.53 | -18.1% | MSCI USA MMENTM | 46432F396 |
| — | UNITED STS NAT GAS FD LP | 8,314 | $235K | 0.1% | $28.27 | $28.27 | — | UNIT PAR | 912318300 |
| UNP | UNION PAC CORP | 1,094 | $234K | 0.1% | $213.89 * | $190.90 | +2.9% | COM | 907818108 |
| ABT | ABBOTT LABS | 2,114 | $231K | 0.1% | $109.27 * | $117.97 | -13.9% | COM | 002824100 |
| UPS | UNITED PARCEL SERVICE INC | 1,204 | $226K | 0.1% | $187.71 * | $166.36 | -7.4% | CL B | 911312106 |
| IUSV | ISHARES TR | 3,248 | $223K | 0.1% | $68.66 * | $74.95 | -10.8% | CORE S&P US VLU | 464287663 |
| XBNYX | BLACKROCK N Y MUN INCOME TRU | 19,300 | $219K | 0.1% | $11.35 | $14.61 | — | SH BEN INT | 09248L106 |
| AZN | ASTRAZENECA PLC | 3,328 | $217K | 0.1% | $65.20 | $59.35 | — | SPONSORED ADR | 046353108 |
| DVY | ISHARES TR | 1,829 | $215K | 0.1% | $117.55 | $108.44 | +8.5% | SELECT DIVID ETF | 464287168 |
| CSCO | CISCO SYS INC | 4,803 | $214K | 0.1% | $44.56 * | $49.43 | -22.8% | COM | 17275R102 |
| — | EATON VANCE LTD DURATION INC | 20,602 | $213K | 0.1% | $10.34 | $12.55 | — | COM | 27828H105 |
| — | PIMCO DYNAMIC INCOME OPRNTS | 14,491 | $213K | 0.1% | $14.70 | $20.99 | — | COM BEN SHS | 69355M107 |
| VCIT | VANGUARD SCOTTSDALE FDS | 2,562 | $210K | 0.1% | $81.97 * | $94.56 | -15.4% | INT-TERM CORP | 92206C870 |
| SIGA | SIGA TECHNOLOGIES INC | 17,000 | $207K | 0.1% | $12.18 * | $4.69 | +92.3% | COM | 826917106 |
| EZU | ISHARES INC | 5,537 | $203K | 0.1% | $36.66 | $49.11 | -26.0% | MSCI EURZONE ETF | 464286608 |
| AVGO | BROADCOM INC | 394 | $202K | 0.1% | $512.69 * | $52.39 | -12.8% | COM | 11135F101 |
| GOGL | GOLDEN OCEAN GROUP LTD | 17,768 | $192K | 0.1% | $10.81 | $12.28 | — | SHS NEW | G39637205 |
| BUFG | FIRST TR EXCHNG TRADED FD VI | 10,227 | $187K | 0.1% | $18.28 * | $18.58 | -5.0% | CBOE VEST BUFERD | 33740U778 |
| AAL | AMERICAN AIRLS GROUP INC | 13,310 | $182K | 0.1% | $13.67 * | $21.95 | -42.2% | COM | 02376R102 |
| GBDC | GOLUB CAP BDC INC | 12,852 | $177K | 0.1% | $13.77 * | $9.62 | -8.1% | COM | 38173M102 |
| — | NUVEEN SELECT TAX-FREE INCOM | 12,488 | $173K | 0.1% | $13.85 | $15.86 | — | SH BEN INT | 67062F100 |
| — | NEUBERGER BERMAN NEXT GENERA | 16,281 | $168K | 0.1% | $10.32 | $17.57 | — | COMMON STOCK | 64133Q108 |
| PGX | INVESCO EXCH TRADED FD TR II | 11,118 | $142K | 0.1% | $12.77 * | $12.57 | -1.8% | PFD ETF | 46138E511 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 11,316 | $128K | 0.1% | $11.31 | $13.54 | — | COM | 670656107 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOM | 12,721 | $123K | 0.1% | $9.67 | $11.91 | — | COM SHS | 723763108 |
| — | LIBERTY ALL STAR EQUITY FD | 18,411 | $122K | 0.1% | $6.63 | $7.25 | — | SH BEN INT | 530158104 |
| SFL | SFL CORPORATION LTD | 12,270 | $119K | 0.1% | $9.70 * | $6.92 | +37.1% | SHS | G7738W106 |
| — | EATON VANCE TAX-MANAGED GLOB | 13,600 | $112K | 0.0% | $8.24 | $10.51 | — | COM | 27829F108 |
| — | PIMCO NEW YORK MUN FD II | 11,469 | $105K | 0.0% | $9.16 | $10.83 | — | COM | 72200Y102 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 11,063 | $90,000 | 0.0% | $8.14 | $8.93 | — | COM SH BEN INT | 00326L100 |
| BCS | BARCLAYS PLC | 11,065 | $84,000 | 0.0% | $7.59 | $10.20 | -25.5% | ADR | 06738E204 |
| — | GAMCO GLOBAL GOLD NAT RES & | 23,900 | $80,000 | 0.0% | $3.35 | $3.55 | — | COM SH BEN INT | 36465A109 |
| — | ABRDN ASIA PACIFIC INCOME FU | 23,017 | $62,000 | 0.0% | $2.69 | $4.19 | — | COM | 003009107 |
| UUUU | ENERGY FUELS INC | 10,654 | $57,000 | 0.0% | $5.35 * | $2.25 | +117.9% | COM NEW | 292671708 |
| — | VOYA GLBL EQTY DIV & PREM OP | 10,300 | $56,000 | 0.0% | $5.44 | $5.32 | — | COM | 92912T100 |
| DHC | DIVERSIFIED HEALTHCARE TR | 13,500 | $24,000 | 0.0% | $1.78 | $4.13 | — | COM SH BEN INT | 25525P107 |
| — | EMAGIN CORP | 20,000 | $16,000 | 0.0% | $0.80 | $1.29 | — | COM NEW | 29076N206 |
| CLWT | EURO TECH HOLDINGS CO LTD | 10,271 | $13,000 | 0.0% | $1.27 * | $1.64 | -27.8% | SHS NEW | G32030127 |
| AKBA | AKEBIA THERAPEUTICS INC | 12,500 | $5,000 | 0.0% | $0.40 | $0.42 | -15.9% | COM | 00972D105 |
| — | SOLENO THERAPEUTICS INC | 20,000 | $4,000 | 0.0% | $0.20 | $0.20 | — | COM NEW | 834203200 |
| — | HUMANIGEN INC | 10,000 | $4,000 | 0.0% | $0.40 | $0.40 | — | COM NEW | 444863203 |
| — | ACELRX PHARMACEUTICALS INC | 14,000 | $3,000 | 0.0% | $0.21 | $0.55 | — | COM | 00444T100 |
| — | PALATIN TECHNOLOGIES INC | 10,100 | $3,000 | 0.0% | $0.30 | $0.69 | — | COM PAR $ .01 | 696077403 |