CIK: 0001819476 · Show all filings
Period: Q2 2022 (← Previous) (Next →)
Filing Date: Jul 25, 2022
Total Value ($000): $224,343 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPTI | SPDR SER TR | 792,723 | $23,631 | 10.5% | $31.00 | — | PORTFLI INTRMDIT | 78464A672 |
| ISTB | ISHARES TR | 486,705 | $23,187 | 10.3% | $49.68 | — | CORE 1 5 YR USD | 46432F859 |
| VTV | VANGUARD INDEX FDS | 146,493 | $19,668 | 8.8% | $136.98 | — | VALUE ETF | 922908744 |
| AGG | ISHARES TR | 174,822 | $18,070 | 8.1% | $113.87 | — | CORE US AGGBD ET | 464287226 |
| IVV | ISHARES TR | 33,453 | $13,289 | 5.9% | $411.17 | — | CORE S&P500 ETF | 464287200 |
| JHMM | JOHN HANCOCK EXCHANGE TRADED | 252,929 | $11,738 | 5.2% | $46.19 | — | MULTIFACTOR MI | 47804J206 |
| AAPL | APPLE INC | 52,810 | $8,137 | 3.6% | $120.46 | +23.4% | COM | 037833100 |
| IXUS | ISHARES TR | 135,894 | $7,803 | 3.5% | $68.79 | — | CORE MSCI TOTAL | 46432F834 |
| VB | VANGUARD INDEX FDS | 32,857 | $6,129 | 2.7% | $200.61 | — | SMALL CP ETF | 922908751 |
| XLP | SELECT SECTOR SPDR TR | 64,635 | $4,731 | 2.1% | $73.20 | — | SBI CONS STPLS | 81369Y308 |
| XLE | SELECT SECTOR SPDR TR | 65,648 | $4,671 | 2.1% | $70.40 | — | ENERGY | 81369Y506 |
| EWJ | ISHARES INC | 79,559 | $4,352 | 1.9% | $54.70 | — | MSCI JPN ETF NEW | 46434G822 |
| VUG | VANGUARD INDEX FDS | 15,491 | $3,715 | 1.7% | $298.20 | — | GROWTH ETF | 922908736 |
| BAB | INVESCO EXCH TRADED FD TR II | 87,637 | $2,454 | 1.1% | $28.00 | — | TAXABLE MUN BD | 46138G805 |
| AMZN | AMAZON COM INC | 18,042 | $2,209 | 1.0% | $126.78 | -1.3% | COM | 023135106 |
| XDEC | FIRST TR EXCHNG TRADED FD VI | 75,130 | $2,154 | 1.0% | $28.67 | — | CBOE VEST US EQT | 33740U786 |
| MSFT | MICROSOFT CORP | 7,194 | $1,873 | 0.8% | $246.57 | +6.8% | COM | 594918104 |
| CVX | CHEVRON CORP NEW | 11,942 | $1,722 | 0.8% | $73.70 | +93.6% | COM | 166764100 |
| FOCT | FIRST TR EXCHNG TRADED FD VI | 44,703 | $1,457 | 0.6% | $33.26 | — | VEST US EQTY BUF | 33740F664 |
| MRK | MERCK & CO INC | 15,840 | $1,427 | 0.6% | $68.71 | +15.3% | COM | 58933Y105 |
| RDVY | FIRST TR EXCHANGE-TRADED FD | 29,533 | $1,277 | 0.6% | $46.74 | — | RISNG DIVD ACHIV | 33738R506 |
| SPY | SPDR S&P 500 ETF TR | 3,088 | $1,220 | 0.5% | $403.26 | — | TR UNIT | 78462F103 |
| FDN | FIRST TR EXCHANGE-TRADED FD | 8,532 | $1,171 | 0.5% | $220.40 | — | DJ INTERNT IDX | 33733E302 |
| GOOG | ALPHABET INC | 10,755 | $1,165 | 0.5% | $116.74 | +0.5% | CAP STK CL C | 02079K107 |
| QCLN | FIRST TR EXCHANGE-TRADED FD | 21,120 | $1,152 | 0.5% | $104.35 | — | NAS CLNEDG GREEN | 33733E500 |
| FXN | FIRST TR EXCHANGE TRADED FD | 75,981 | $1,150 | 0.5% | $15.14 | — | ENERGY ALPHADX | 33734X127 |
| SCHP | SCHWAB STRATEGIC TR | 20,122 | $1,141 | 0.5% | $62.30 | — | US TIPS ETF | 808524870 |
| JPM | JPMORGAN CHASE & CO | 9,555 | $1,097 | 0.5% | $122.70 | -7.9% | COM | 46625H100 |
| QQQ | INVESCO QQQ TR | 3,627 | $1,095 | 0.5% | $362.62 | — | UNIT SER 1 | 46090E103 |
| FTXN | FIRST TR EXCHANGE-TRADED FD | 46,136 | $1,084 | 0.5% | $23.50 | — | NASDQ OIL GAS | 33738R845 |
| TSLA | TESLA INC | 1,260 | $1,029 | 0.5% | $218.27 | +25.1% | COM | 88160R101 |
| GLD | SPDR GOLD TR | 6,187 | $994 | 0.4% | $170.20 | — | GOLD SHS | 78463V107 |
| FSK | FS KKR CAP CORP | 46,881 | $975 | 0.4% | $8.17 | +49.8% | COM | 302635206 |
| LQD | ISHARES TR | 8,450 | $960 | 0.4% | $131.23 | — | IBOXX INV CP ETF | 464287242 |
| VZ | VERIZON COMMUNICATIONS INC | 20,125 | $895 | 0.4% | $43.00 | -6.7% | COM | 92343V104 |
| FXZ | FIRST TR EXCHANGE TRADED FD | 15,393 | $887 | 0.4% | $57.62 | — | MATERIALS ALPH | 33734X168 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,878 | $882 | 0.4% | $106.11 | +10.7% | COM | 459200101 |
| FXR | FIRST TR EXCHANGE TRADED FD | 15,754 | $806 | 0.4% | $51.16 | — | INDLS PROD DUR | 33734X150 |
| VGT | VANGUARD WORLD FDS | 2,240 | $791 | 0.4% | $437.80 | — | INF TECH ETF | 92204A702 |
| MTB | M & T BK CORP | 4,605 | $778 | 0.3% | $97.90 | +52.3% | COM | 55261F104 |
| XOM | EXXON MOBIL CORP | 8,113 | $707 | 0.3% | $35.29 | +125.5% | COM | 30231G102 |
| HDV | ISHARES TR | 7,084 | $706 | 0.3% | $91.44 | — | CORE HIGH DV ETF | 46429B663 |
| HD | HOME DEPOT INC | 2,279 | $699 | 0.3% | $281.58 | -4.5% | COM | 437076102 |
| — | FIRST TR INTER DURATN PFD & | 36,778 | $693 | 0.3% | $23.17 | — | COM | 33718W103 |
| BP | BP PLC | 24,608 | $678 | 0.3% | $28.70 | — | SPONSORED ADR | 055622104 |
| NVDA | NVIDIA CORPORATION | 3,776 | $654 | 0.3% | $21.34 | -11.7% | COM | 67066G104 |
| VXUS | VANGUARD STAR FDS | 12,277 | $636 | 0.3% | $62.11 | — | VG TL INTL STK F | 921909768 |
| IBB | ISHARES TR | 5,138 | $630 | 0.3% | $122.62 | — | ISHARES BIOTECH | 464287556 |
| NULV | NUSHARES ETF TR | 18,550 | $629 | 0.3% | $36.20 | — | NUVEEN ESG LRGVL | 67092P300 |
| ED | CONSOLIDATED EDISON INC | 6,660 | $616 | 0.3% | $64.24 | +30.8% | COM | 209115104 |
| IEMG | ISHARES INC | 12,532 | $605 | 0.3% | $61.86 | — | CORE MSCI EMKT | 46434G103 |
| — | NEW YORK CMNTY BANCORP INC | 62,311 | $587 | 0.3% | $9.66 | — | COM | 649445103 |
| ARCC | ARES CAPITAL CORP | 30,277 | $586 | 0.3% | $10.88 | +27.2% | COM | 04010L103 |
| SCHM | SCHWAB STRATEGIC TR | 8,640 | $572 | 0.3% | $73.76 | — | US MID-CAP ETF | 808524508 |
| VHT | VANGUARD WORLD FDS | 2,309 | $554 | 0.2% | $252.29 | — | HEALTH CAR ETF | 92204A504 |
| VMBS | VANGUARD SCOTTSDALE FDS | 11,281 | $548 | 0.2% | $53.05 | — | MTG-BKD SECS ETF | 92206C771 |
| DIS | DISNEY WALT CO | 5,265 | $541 | 0.2% | $156.15 | -30.6% | COM | 254687106 |
| VOO | VANGUARD INDEX FDS | 1,482 | $538 | 0.2% | $380.04 | — | S&P 500 ETF SHS | 922908363 |
| FTCS | FIRST TR EXCHANGE-TRADED FD | 7,533 | $538 | 0.2% | $77.94 | — | CAP STRENGTH ETF | 33733E104 |
| GOOGL | ALPHABET INC | 4,947 | $534 | 0.2% | $116.64 | +0.2% | CAP STK CL A | 02079K305 |
| PULS | PGIM ETF TR | 10,859 | $532 | 0.2% | $49.51 | — | PGIM ULTRA SH BD | 69344A107 |
| XLY | SELECT SECTOR SPDR TR | 3,409 | $527 | 0.2% | $172.54 | — | SBI CONS DISCR | 81369Y407 |
| T | AT&T INC | 28,578 | $526 | 0.2% | $15.67 | +4.0% | COM | 00206R102 |
| YDEC | FIRST TR EXCHNG TRADED FD VI | 27,399 | $518 | 0.2% | $18.91 | — | FT CBOE INTL EQT | 33740F656 |
| PFE | PFIZER INC | 10,052 | $515 | 0.2% | $33.50 | +25.4% | COM | 717081103 |
| IXN | ISHARES TR | 10,200 | $502 | 0.2% | $56.37 | — | GLOBAL TECH ETF | 464287291 |
| XLV | SELECT SECTOR SPDR TR | 3,829 | $497 | 0.2% | $132.66 | — | SBI HEALTHCARE | 81369Y209 |
| SDVY | FIRST TR EXCHANGE-TRADED FD | 19,382 | $495 | 0.2% | $25.54 | — | SMID RISNG ETF | 33741X102 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 34,632 | $494 | 0.2% | $6.71 | +43.1% | COM STK | 05684B107 |
| OBDC | OWL ROCK CAPITAL CORPORATION | 37,956 | $479 | 0.2% | $7.22 | +24.1% | COM | 69121K104 |
| EAGG | ISHARES TR | 9,468 | $471 | 0.2% | $49.75 | — | ESG AWR US AGRGT | 46435U549 |
| BSV | VANGUARD BD INDEX FDS | 5,899 | $455 | 0.2% | $81.04 | — | SHORT TRM BOND | 921937827 |
| IEFA | ISHARES TR | 7,531 | $451 | 0.2% | $75.15 | — | CORE MSCI EAFE | 46432F842 |
| DSI | ISHARES TR | 5,966 | $447 | 0.2% | $89.17 | — | MSCI KLD400 SOC | 464288570 |
| MBB | ISHARES TR | 4,504 | $446 | 0.2% | $107.83 | — | MBS ETF | 464288588 |
| PEN | PENUMBRA INC | 3,325 | $437 | 0.2% | $231.39 | -31.4% | COM | 70975L107 |
| FXO | FIRST TR EXCHANGE TRADED FD | 10,660 | $431 | 0.2% | $40.43 | — | FINLS ALPHADEX | 33734X135 |
| PM | PHILIP MORRIS INTL INC | 4,318 | $414 | 0.2% | $61.03 | +39.9% | COM | 718172109 |
| SPEM | SPDR INDEX SHS FDS | 11,736 | $400 | 0.2% | $40.79 | — | PORTFOLIO EMG MK | 78463X509 |
| HYLB | DBX ETF TR | 11,199 | $394 | 0.2% | $47.43 | — | XTRACK USD HIGH | 233051432 |
| VTI | VANGUARD INDEX FDS | 1,949 | $386 | 0.2% | $226.11 | — | TOTAL STK MKT | 922908769 |
| DGRO | ISHARES TR | 7,835 | $386 | 0.2% | $49.27 | — | CORE DIV GRWTH | 46434V621 |
| JNJ | JOHNSON & JOHNSON | 2,219 | $382 | 0.2% | $142.78 | +12.0% | COM | 478160104 |
| UNH | UNITEDHEALTH GROUP INC | 702 | $366 | 0.2% | $397.11 | +18.6% | COM | 91324P102 |
| AMLP | ALPS ETF TR | 10,176 | $366 | 0.2% | $37.58 | — | ALERIAN MLP | 00162Q452 |
| ESGD | ISHARES TR | 5,714 | $365 | 0.2% | $78.89 | — | ESG AW MSCI EAFE | 46435G516 |
| IJH | ISHARES TR | 1,521 | $364 | 0.2% | $275.12 | — | CORE S&P MCP ETF | 464287507 |
| BMY | BRISTOL-MYERS SQUIBB CO | 4,965 | $362 | 0.2% | $53.79 | +20.8% | COM | 110122108 |
| LDSF | FIRST TR EXCHNG TRADED FD VI | 19,001 | $360 | 0.2% | $19.13 | — | LOW DUR STRTGC | 33740F870 |
| ITA | ISHARES TR | 3,592 | $359 | 0.2% | $106.74 | — | US AER DEF ETF | 464288760 |
| V | VISA INC | 1,659 | $354 | 0.2% | $219.44 | -8.4% | COM CL A | 92826C839 |
| MO | ALTRIA GROUP INC | 7,790 | $336 | 0.1% | $35.11 | +9.5% | COM | 02209S103 |
| VFH | VANGUARD WORLD FDS | 4,172 | $335 | 0.1% | $96.84 | — | FINANCIALS ETF | 92204A405 |
| XLC | SELECT SECTOR SPDR TR | 5,895 | $330 | 0.1% | $78.18 | — | COMMUNICATION | 81369Y852 |
| XLI | SELECT SECTOR SPDR TR | 3,602 | $326 | 0.1% | $103.38 | — | SBI INT-INDS | 81369Y704 |
| COST | COSTCO WHSL CORP NEW | 602 | $319 | 0.1% | $438.47 | +10.6% | COM | 22160K105 |
| IWR | ISHARES TR | 4,623 | $315 | 0.1% | $68.14 | — | RUS MID CAP ETF | 464287499 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,093 | $313 | 0.1% | $321.81 | -2.5% | CL B NEW | 084670702 |
| — | NUVEEN CORE PLUS IMPACT FUND | 25,605 | $311 | 0.1% | $18.38 | — | COM BEN INT | 67080D103 |
| SCHX | SCHWAB STRATEGIC TR | 6,546 | $306 | 0.1% | $46.75 | — | US LRG CAP ETF | 808524201 |
| — | EATON VANCE TAX-MANAGED DIVE | 25,313 | $304 | 0.1% | $13.39 | — | COM | 27828N102 |
| URTH | ISHARES INC | 2,724 | $302 | 0.1% | $110.87 | — | MSCI WORLD ETF | 464286392 |
| FAB | FIRST TR MULTI CP VAL ALPHA | 4,406 | $301 | 0.1% | $68.32 | — | SHS ISSUED FRST | 33733C108 |
| — | J P MORGAN EXCHANGE TRADED F | 9,313 | $300 | 0.1% | $32.21 | — | US DIVIDEND | 46641Q795 |
| FNDB | SCHWAB STRATEGIC TR | 5,772 | $299 | 0.1% | $51.80 | — | SCHWAB FDT US BM | 808524789 |
| FLQM | FRANKLIN TEMPLETON ETF TR | 7,300 | $298 | 0.1% | $40.82 | — | LIBERTYQ US MID | 35473P884 |
| BA | BOEING CO | 1,873 | $296 | 0.1% | $226.73 | -34.9% | COM | 097023105 |
| QQQM | INVESCO EXCH TRADED FD TR II | 2,334 | $290 | 0.1% | $124.25 | — | NASDAQ 100 ETF | 46138G649 |
| BX | BLACKSTONE INC | 2,986 | $288 | 0.1% | $63.24 | +51.9% | COM | 09260D107 |
| MFIC | APOLLO INVT CORP | 24,616 | $278 | 0.1% | $5.28 | +48.2% | COM NEW | 03761U502 |
| IEF | ISHARES TR | 2,657 | $277 | 0.1% | $116.67 | — | 7-10 YR TRSY BD | 464287440 |
| FXH | FIRST TR EXCHANGE TRADED FD | 2,566 | $274 | 0.1% | $110.92 | — | HLTH CARE ALPH | 33734X143 |
| MA | MASTERCARD INCORPORATED | 775 | $267 | 0.1% | $337.29 | 0.0% | CL A | 57636Q104 |
| ITOT | ISHARES TR | 3,033 | $266 | 0.1% | $102.47 | — | CORE S&P TTL STK | 464287150 |
| MCD | MCDONALDS CORP | 1,043 | $265 | 0.1% | $212.04 | +6.8% | COM | 580135101 |
| CMCSA | COMCAST CORP NEW | 6,213 | $265 | 0.1% | $42.92 | -10.6% | CL A | 20030N101 |
| IDV | ISHARES TR | 9,891 | $264 | 0.1% | $29.83 | — | INTL SEL DIV ETF | 464288448 |
| IVE | ISHARES TR | 1,868 | $263 | 0.1% | $150.54 | — | S&P 500 VAL ETF | 464287408 |
| META | META PLATFORMS INC | 1,549 | $262 | 0.1% | $285.24 | -32.8% | CL A | 30303M102 |
| FTGC | FIRST TR EXCHANGE TRAD FD VI | 9,786 | $252 | 0.1% | $25.75 | — | FST TR GLB FD | 33739H101 |
| BAC | BK OF AMERICA CORP | 7,436 | $249 | 0.1% | $36.97 | -11.5% | COM | 060505104 |
| VTEB | VANGUARD MUN BD FDS | 4,860 | $247 | 0.1% | $54.86 | — | TAX EXEMPT BD | 922907746 |
| ABBV | ABBVIE INC | 1,615 | $240 | 0.1% | $94.90 | +41.3% | COM | 00287Y109 |
| LOW | LOWES COS INC | 1,220 | $239 | 0.1% | $183.46 | -2.1% | COM | 548661107 |
| PSI | INVESCO EXCHANGE TRADED FD T | 2,201 | $238 | 0.1% | $108.13 | — | DYNMC SEMICNDT | 46137V647 |
| MTUM | ISHARES TR | 1,723 | $237 | 0.1% | $167.89 | — | MSCI USA MMENTM | 46432F396 |
| — | UNITED STS NAT GAS FD LP | 8,314 | $235 | 0.1% | $28.27 | — | UNIT PAR | 912318300 |
| UNP | UNION PAC CORP | 1,094 | $234 | 0.1% | $190.90 | +9.4% | COM | 907818108 |
| ABT | ABBOTT LABS | 2,114 | $231 | 0.1% | $117.97 | -10.1% | COM | 002824100 |
| UPS | UNITED PARCEL SERVICE INC | 1,204 | $226 | 0.1% | $166.36 | -7.8% | CL B | 911312106 |
| IUSV | ISHARES TR | 3,248 | $223 | 0.1% | $72.97 | — | CORE S&P US VLU | 464287663 |
| XBNYX | BLACKROCK N Y MUN INCOME TRU | 19,300 | $219 | 0.1% | $14.61 | — | SH BEN INT | 09248L106 |
| AZN | ASTRAZENECA PLC | 3,328 | $217 | 0.1% | $59.35 | — | SPONSORED ADR | 046353108 |
| DVY | ISHARES TR | 1,829 | $215 | 0.1% | $114.35 | — | SELECT DIVID ETF | 464287168 |
| CSCO | CISCO SYS INC | 4,803 | $214 | 0.1% | $49.43 | -13.4% | COM | 17275R102 |
| — | PIMCO DYNAMIC INCOME OPRNTS | 14,491 | $213 | 0.1% | $20.99 | — | COM BEN SHS | 69355M107 |
| — | EATON VANCE LTD DURATION INC | 20,602 | $213 | 0.1% | $12.55 | — | COM | 27828H105 |
| VCIT | VANGUARD SCOTTSDALE FDS | 2,562 | $210 | 0.1% | $94.17 | — | INT-TERM CORP | 92206C870 |
| SIGA | SIGA TECHNOLOGIES INC | 17,000 | $207 | 0.1% | $4.69 | +46.2% | COM | 826917106 |
| EZU | ISHARES INC | 5,537 | $203 | 0.1% | $49.16 | — | MSCI EURZONE ETF | 464286608 |
| AVGO | BROADCOM INC | 394 | $202 | 0.1% | $52.39 | 0.0% | COM | 11135F101 |
| GOGL | GOLDEN OCEAN GROUP LTD | 17,768 | $192 | 0.1% | $12.28 | — | SHS NEW | G39637205 |
| BUFG | FIRST TR EXCHNG TRADED FD VI | 10,227 | $187 | 0.1% | $18.28 | — | CBOE VEST BUFERD | 33740U778 |
| AAL | AMERICAN AIRLS GROUP INC | 13,310 | $182 | 0.1% | $21.95 | -24.1% | COM | 02376R102 |
| GBDC | GOLUB CAP BDC INC | 12,852 | $177 | 0.1% | $9.62 | 0.0% | COM | 38173M102 |
| — | NUVEEN SELECT TAX-FREE INCOM | 12,488 | $173 | 0.1% | $15.86 | — | SH BEN INT | 67062F100 |
| — | NEUBERGER BERMAN NEXT GENERA | 16,281 | $168 | 0.1% | $17.57 | — | COMMON STOCK | 64133Q108 |
| PGX | INVESCO EXCH TRADED FD TR II | 11,118 | $142 | 0.1% | $12.77 | — | PFD ETF | 46138E511 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 11,316 | $128 | 0.1% | $13.54 | — | COM | 670656107 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOM | 12,721 | $123 | 0.1% | $11.91 | — | COM SHS | 723763108 |
| — | LIBERTY ALL STAR EQUITY FD | 18,411 | $122 | 0.1% | $7.25 | — | SH BEN INT | 530158104 |
| SFL | SFL CORPORATION LTD | 12,270 | $119 | 0.1% | $6.92 | +50.3% | SHS | G7738W106 |
| — | EATON VANCE TAX-MANAGED GLOB | 13,600 | $112 | 0.0% | $10.51 | — | COM | 27829F108 |
| — | PIMCO NEW YORK MUN FD II | 11,469 | $105 | 0.0% | $10.83 | — | COM | 72200Y102 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 11,063 | $90 | 0.0% | $8.93 | — | COM SH BEN INT | 00326L100 |
| BCS | BARCLAYS PLC | 11,065 | $84 | 0.0% | $7.31 | — | ADR | 06738E204 |
| — | GAMCO GLOBAL GOLD NAT RES & | 23,900 | $80 | 0.0% | $3.55 | — | COM SH BEN INT | 36465A109 |
| — | ABRDN ASIA PACIFIC INCOME FU | 23,017 | $62 | 0.0% | $4.19 | — | COM | 003009107 |
| UUUU | ENERGY FUELS INC | 10,654 | $57 | 0.0% | $2.25 | +214.1% | COM NEW | 292671708 |
| — | VOYA GLBL EQTY DIV & PREM OP | 10,300 | $56 | 0.0% | $5.32 | — | COM | 92912T100 |
| DHC | DIVERSIFIED HEALTHCARE TR | 13,500 | $24 | 0.0% | $4.13 | — | COM SH BEN INT | 25525P107 |
| — | EMAGIN CORP | 20,000 | $16 | 0.0% | $1.29 | — | COM NEW | 29076N206 |
| CLWT | EURO TECH HOLDINGS CO LTD | 10,271 | $13 | 0.0% | $1.64 | -17.4% | SHS NEW | G32030127 |
| AKBA | AKEBIA THERAPEUTICS INC | 12,500 | $5 | 0.0% | $0.42 | 0.0% | COM | 00972D105 |
| — | HUMANIGEN INC | 10,000 | $4 | 0.0% | $0.40 | — | COM NEW | 444863203 |
| — | SOLENO THERAPEUTICS INC | 20,000 | $4 | 0.0% | $0.20 | — | COM NEW | 834203200 |
| — | PALATIN TECHNOLOGIES INC | 10,100 | $3 | 0.0% | $0.69 | — | COM PAR $ .01 | 696077403 |
| — | ACELRX PHARMACEUTICALS INC | 14,000 | $3 | 0.0% | $0.55 | — | COM | 00444T100 |