CADIZ INC

Institution	Shares	Value ($000)
Potomac Capital Management, Inc.	335,000	$1,879
STONEHILL CAPITAL MANAGEMENT LLC	331,305	$2
Massar Capital Management, LP	225,612	$1,266
MATAURO, LLC	107,449	$603
Alpine Global Management, LLC	50,004	$281
Pekin Hardy Strauss, Inc.	66,500	$373
AXQ CAPITAL, LP	13,558	$76
XTX Topco Ltd	53,522	$300
Brevan Howard Capital Management LP	197,905	$1,110
CHICAGO TRUST Co NA	14,065	$79
ExodusPoint Capital Management, LP	112,506	$631
PEAK6 LLC	169,833	$953
HSBC HOLDINGS PLC	127,071	$719
Squarepoint Ops LLC	91,032	$511
GREAT LAKES ADVISORS, LLC	14,065	$79
ProShare Advisors LLC	10,048	$56
LPL Financial LLC	10,050	$56
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	650	$4
QUADRANT CAPITAL GROUP LLC	474	$3
UBS ASSET MANAGEMENT AMERICAS INC	398	$2

Increased Positions (34)

GRATIA CAPITAL, LLC

Value ($000) $8,395 (+114.6%) Shares 1,496,494 (+80.6%)

Cinctive Capital Management LP

Value ($000) $1,083 (+120.8%) Shares 193,002 (+85.8%)

BARCLAYS PLC

Value ($000) $17,872 (+9695.0%) Shares 3,185,700 (+5190.4%)

Caption Management, LLC

Value ($000) $1,472 (+98.6%) Shares 262,345 (+67.1%)

JANE STREET GROUP, LLC

Value ($000) $3,203 (+439.8%) Shares 570,895 (+354.2%)

MORGAN STANLEY

Value ($000) $7,130 (+96.4%) Shares 1,270,970 (+65.2%)

LOS ANGELES CAPITAL MANAGEMENT LLC

Value ($000) $941 (+115.1%) Shares 178,251 (+92.3%)

GOLDMAN SACHS GROUP INC

Value ($000) $2,006 (+179.7%) Shares 357,572 (+135.3%)

BlackRock, Inc.

Value ($000) $21,477 (+26.2%) Shares 3,828,327 (+6.1%)

STATE OF WISCONSIN INVESTMENT BOARD

Value ($000) $1,190 (+116.3%) Shares 212,117 (+82.0%)

HCR Wealth Advisors

Value ($000) $457 (+28.6%) Shares 81,436 (+8.8%)

Nuveen, LLC

Value ($000) $1,697 (+61.6%) Shares 302,482 (+36.0%)

CITIGROUP INC

Value ($000) $374 (+3066.4%) Shares 66,687 (+2564.3%)

DEUTSCHE BANK AG\

Value ($000) $224 (+5831.9%) Shares 39,927 (+4890.9%)

Wealthspire Advisors, LLC

Value ($000) $198 (+227.1%) Shares 35,340 (+175.2%)

STATE STREET CORP

Value ($000) $7,125 (+21.7%) Shares 1,270,020 (+2.4%)

WELLS FARGO & COMPANY/MN

Value ($000) $337 (+100.2%) Shares 60,140 (+68.4%)

GEODE CAPITAL MANAGEMENT, LLC

Value ($000) $7,437 (+20.4%) Shares 1,325,245 (+1.3%)

INTECH INVESTMENT MANAGEMENT LLC

Value ($000) $210 (+67.1%) Shares 37,429 (+40.6%)

Bank of New York Mellon Corp

Value ($000) $1,113 (+28.8%) Shares 198,442 (+8.4%)

Institution	Prev Shares	Curr Shares	Change
GRATIA CAPITAL, LLC	828,666	1,496,494	+667,828 (+80.6%)
Cinctive Capital Management LP	103,894	193,002	+89,108 (+85.8%)
BARCLAYS PLC	60,217	3,185,700	+3,125,483 (+5190.4%)
Caption Management, LLC	157,004	262,345	+105,341 (+67.1%)
JANE STREET GROUP, LLC	125,692	570,895	+445,203 (+354.2%)
MORGAN STANLEY	769,283	1,270,970	+501,687 (+65.2%)
LOS ANGELES CAPITAL MANAGEMENT LLC	92,705	178,251	+85,546 (+92.3%)
GOLDMAN SACHS GROUP INC	151,974	357,572	+205,598 (+135.3%)
BlackRock, Inc.	3,606,872	3,828,327	+221,455 (+6.1%)
STATE OF WISCONSIN INVESTMENT BOARD	116,574	212,117	+95,543 (+82.0%)
HCR Wealth Advisors	74,874	81,436	+6,562 (+8.8%)
Nuveen, LLC	222,442	302,482	+80,040 (+36.0%)
CITIGROUP INC	2,503	66,687	+64,184 (+2564.3%)
DEUTSCHE BANK AG\	800	39,927	+39,127 (+4890.9%)
Wealthspire Advisors, LLC	12,840	35,340	+22,500 (+175.2%)
STATE STREET CORP	1,240,004	1,270,020	+30,016 (+2.4%)
WELLS FARGO & COMPANY/MN	35,705	60,140	+24,435 (+68.4%)
GEODE CAPITAL MANAGEMENT, LLC	1,308,128	1,325,245	+17,117 (+1.3%)
INTECH INVESTMENT MANAGEMENT LLC	26,625	37,429	+10,804 (+40.6%)
Bank of New York Mellon Corp	183,149	198,442	+15,293 (+8.4%)

Decreased Positions (26)

Rangeley Capital, LLC

Value ($000) $1,397 (-42.6%) Shares 249,000 (-51.7%)

ELKHORN PARTNERS LIMITED PARTNERSHIP

Value ($000) $3,658 (+13.4%) Shares 652,000 (-4.6%)

GAM Holding AG

Value ($000) $1,290 (-44.2%) Shares 230,000 (-53.1%)

Diametric Capital, LP

Value ($000) $614 (-11.5%) Shares 109,480 (-25.6%)

FourWorld Capital Management LLC

Value ($000) $158 (+4.5%) Shares 28,184 (-12.0%)

PRELUDE CAPITAL MANAGEMENT, LLC

Value ($000) $98 (-48.8%) Shares 17,528 (-56.9%)

Delta Investment Management, LLC

Value ($000) $820 (+12.3%) Shares 146,181 (-5.5%)

MINDSET WEALTH MANAGEMENT, LLC

Value ($000) $213 (+2.6%) Shares 38,000 (-13.6%)

SUSQUEHANNA INTERNATIONAL GROUP, LLP

Value ($000) $792 (-63.0%) Shares 141,223 (-68.9%)

ROYAL BANK OF CANADA

Value ($000) $13 (-99.0%) Shares 2,407 (-99.1%)

CITADEL ADVISORS LLC

Value ($000) $501 (-56.2%) Shares 89,295 (-63.1%)

SIMPLEX TRADING, LLC

Value ($000) $763 (+65591.0%) Shares 135,949 (-44.8%)

UBS Group AG

Value ($000) $947 (+2.1%) Shares 168,810 (-14.1%)

Verition Fund Management LLC

Value ($000) $254 (-10.5%) Shares 45,210 (-24.7%)

Russell Investments Group, Ltd.

Value ($000) $413 (-1.4%) Shares 73,659 (-17.1%)

NORTHERN TRUST CORP

Value ($000) $2,552 (+15.0%) Shares 454,835 (-3.2%)

MetLife Investment Management, LLC

Value ($000) $122 (-16.3%) Shares 21,718 (-29.6%)

MANUFACTURERS LIFE INSURANCE COMPANY, THE

Value ($000) $91 (-2.8%) Shares 16,201 (-18.2%)

SRS Capital Advisors, Inc.

Value ($000) $0 (-99.7%) Shares 8 (-99.7%)

US BANCORP \DE\

Value ($000) $2 (-78.5%) Shares 358 (-81.9%)

Institution	Prev Shares	Curr Shares	Change
Rangeley Capital, LLC	516,000	249,000	-267,000 (-51.7%)
ELKHORN PARTNERS LIMITED PARTNERSHIP	683,223	652,000	-31,223 (-4.6%)
GAM Holding AG	490,211	230,000	-260,211 (-53.1%)
Diametric Capital, LP	147,092	109,480	-37,612 (-25.6%)
FourWorld Capital Management LLC	32,043	28,184	-3,859 (-12.0%)
PRELUDE CAPITAL MANAGEMENT, LLC	40,692	17,528	-23,164 (-56.9%)
Delta Investment Management, LLC	154,681	146,181	-8,500 (-5.5%)
MINDSET WEALTH MANAGEMENT, LLC	44,000	38,000	-6,000 (-13.6%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP	453,909	141,223	-312,686 (-68.9%)
ROYAL BANK OF CANADA	277,811	2,407	-275,404 (-99.1%)
CITADEL ADVISORS LLC	242,104	89,295	-152,809 (-63.1%)
SIMPLEX TRADING, LLC	246,090	135,949	-110,141 (-44.8%)
UBS Group AG	196,549	168,810	-27,739 (-14.1%)
Verition Fund Management LLC	60,010	45,210	-14,800 (-24.7%)
Russell Investments Group, Ltd.	88,818	73,659	-15,159 (-17.1%)
NORTHERN TRUST CORP	470,006	454,835	-15,171 (-3.2%)
MetLife Investment Management, LLC	30,835	21,718	-9,117 (-29.6%)
MANUFACTURERS LIFE INSURANCE COMPANY, THE	19,817	16,201	-3,616 (-18.2%)
SRS Capital Advisors, Inc.	2,824	8	-2,816 (-99.7%)
US BANCORP \DE\	1,978	358	-1,620 (-81.9%)

Exited Positions (15)

PharVision Advisers, LLC

Value ($000) $238 Shares 50,409

LDR Capital Management LLC

Value ($000) $71 Shares 15,113

EQUITEC PROPRIETARY MARKETS, LLC

Value ($000) $155 Shares 32,735

Alyeska Investment Group, L.P.

Value ($000) $7,053 Shares 1,494,361

SHERBROOKE PARK ADVISERS LLC

Value ($000) $56 Shares 11,851

MIRABELLA FINANCIAL SERVICES LLP

Value ($000) $236 Shares 50,000

CAPSTONE INVESTMENT ADVISORS, LLC

Value ($000) $2,063 Shares 437,038

Quarry LP

Value ($000) $40 Shares 8,423

GROUP ONE TRADING, L.P.

Value ($000) $275 Shares 58,187

Financial Engines Advisors L.L.C.

Value ($000) $188 Shares 39,863

BOOTHBAY FUND MANAGEMENT, LLC

Value ($000) $54 Shares 11,470

CREDIT AGRICOLE S A

Value ($000) $72 Shares 15,324

MARSHALL WACE, LLP

Value ($000) $52 Shares 11,100

1620 INVESTMENT ADVISORS, INC.

Value ($000) $0 Shares 35

SBI Securities Co., Ltd.

Value ($000) $0 Shares 1

Institution	Prev Shares	Prev Value ($000)
PharVision Advisers, LLC	50,409	$238
LDR Capital Management LLC	15,113	$71
EQUITEC PROPRIETARY MARKETS, LLC	32,735	$155
Alyeska Investment Group, L.P.	1,494,361	$7,053
SHERBROOKE PARK ADVISERS LLC	11,851	$56
MIRABELLA FINANCIAL SERVICES LLP	50,000	$236
CAPSTONE INVESTMENT ADVISORS, LLC	437,038	$2,063
Quarry LP	8,423	$40
GROUP ONE TRADING, L.P.	58,187	$275
Financial Engines Advisors L.L.C.	39,863	$188
BOOTHBAY FUND MANAGEMENT, LLC	11,470	$54
CREDIT AGRICOLE S A	15,324	$72
MARSHALL WACE, LLP	11,100	$52
1620 INVESTMENT ADVISORS, INC.	35	$0
SBI Securities Co., Ltd.	1	$0