PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Note: Option positions (PUT/CALL) are excluded.

New Positions (31)

Increased Positions (52)

LeClair Wealth Partners LLC
Value ($000) $619 (+457.0%) Shares 239,118 (+491.4%)
GatePass Capital, LLC
Value ($000) $793 (+40.8%) Shares 306,150 (+49.5%)
Concorde Asset Management, LLC
Value ($000) $788 (+31.3%) Shares 304,280 (+40.1%)
180 WEALTH ADVISORS, LLC
Value ($000) $896 (+54.5%) Shares 346,097 (+64.0%)
GENDELL JEFFREY L
Value ($000) $9,656 (+10.9%) Shares 3,728,319 (+17.8%)
TWO SIGMA ADVISERS, LP
Value ($000) $23,165 (+24.4%) Shares 8,944,200 (+32.1%)
Quantbot Technologies LP
Value ($000) $681 (+360.2%) Shares 263,010 (+388.6%)
TWO SIGMA INVESTMENTS, LP
Value ($000) $16,920 (+50.2%) Shares 6,532,768 (+59.5%)
XTX Topco Ltd
Value ($000) $575 (+141.9%) Shares 221,995 (+156.9%)
FAMILY WEALTH PARTNERS, LLC
Value ($000) $390 (+3.3%) Shares 150,479 (+9.6%)
Headlands Technologies LLC
Value ($000) $194 (+283.4%) Shares 74,777 (+307.1%)
Claro Advisors Inc.
Value ($000) $498 (+6.7%) Shares 192,405 (+13.3%)
UBS Group AG
Value ($000) $12,924 (+36.1%) Shares 4,989,986 (+44.5%)
Tower Research Capital LLC (TRC)
Value ($000) $298 (+95.1%) Shares 115,163 (+107.1%)
Tweedy, Browne Co LLC
Value ($000) $422 (+9.9%) Shares 162,953 (+16.7%)
Private Advisor Group, LLC
Value ($000) $4,417 (+3.9%) Shares 1,705,376 (+10.3%)
Legal & General Group Plc
Value ($000) $8,652 (+15.1%) Shares 3,321,477 (+21.8%)
TCFG WEALTH MANAGEMENT, LLC
Value ($000) $713 (-4.7%) Shares 275,333 (+1.1%)
MORGAN STANLEY
Value ($000) $8,311 (+3.1%) Shares 3,208,846 (+9.5%)
Sowell Financial Services LLC
Value ($000) $112 (+127.5%) Shares 43,337 (+141.5%)

Decreased Positions (77)

SMH CAPITAL ADVISORS INC
Value ($000) $1,105 (-5.4%) Shares 426,473 (-2.8%)
Virtus Investment Advisers, LLC
Value ($000) $1,193 (-34.0%) Shares 460,789 (-29.9%)
XML Financial, LLC
Value ($000) $226 (-87.3%) Shares 87,115 (-86.6%)
Naviter Wealth, LLC
Value ($000) $1,014 (-26.9%) Shares 384,219 (-22.6%)
CAXTON ASSOCIATES LLP
Value ($000) $1,840 (-43.1%) Shares 710,253 (-39.6%)
Aigen Investment Management, LP
Value ($000) $119 (-55.1%) Shares 45,826 (-52.4%)
Kovack Advisors, Inc.
Value ($000) $1,044 (-21.0%) Shares 403,090 (-16.1%)
MILLENNIUM MANAGEMENT LLC
Value ($000) $7,921 (-53.8%) Shares 3,058,430 (-50.9%)
Tactive Advisors, LLC
Value ($000) $1,499 (-6.9%) Shares 578,837 (-1.2%)
BARRETT & COMPANY, INC.
Value ($000) $84 (-32.1%) Shares 32,277 (-27.9%)
Spire Wealth Management
Value ($000) $264 (-47.3%) Shares 102,050 (-44.1%)
Next Level Private LLC
Value ($000) $52 (-43.8%) Shares 20,035 (-39.7%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $4,261 (-58.5%) Shares 1,645,159 (-56.0%)
AMERIFLEX GROUP, INC.
Value ($000) $25 (-51.5%) Shares 9,830 (-48.5%)
TUDOR INVESTMENT CORP ET AL
Value ($000) $5,824 (-18.7%) Shares 2,248,632 (-13.7%)
MARSHALL WACE, LLP
Value ($000) $16,093 (-12.2%) Shares 6,213,516 (-6.8%)
CITADEL ADVISORS LLC
Value ($000) $136 (-94.8%) Shares 52,699 (-94.4%)
Buckingham Strategic Partners
Value ($000) $402 (-46.6%) Shares 155,322 (-40.6%)
DENALI ADVISORS LLC
Value ($000) $221 (-23.4%) Shares 85,301 (-18.7%)
GROUP ONE TRADING, L.P.
Value ($000) $218 (-78.7%) Shares 84,342 (-77.4%)

Exited Positions (37)