JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: Apr 19, 2018

Total Value ($000): $517,174 (100.0% shares, 0.0% debt)

Holdings (114)

XOM EXXON MOBIL CORP 5.9%
Value ($000) $30,379 Shares 407,177 Est. Cost $54.89 Unrealized +1.5%
EMR EMERSON ELECTRIC CO 5.4%
Value ($000) $28,095 Shares 411,348 Est. Cost $44.19 Unrealized +33.5%
JNJ JOHNSON & JOHNSON 4.1%
Value ($000) $21,357 Shares 166,654 Est. Cost $60.65 Unrealized +78.7%
GLW CORNING INC 3.7%
Value ($000) $19,134 Shares 686,313 Est. Cost $11.53 Unrealized +115.3%
SLB SCHLUMBERGER NV 3.5%
Value ($000) $18,126 Shares 279,808 Est. Cost $55.03 Unrealized +1.3%
INTC INTEL CORP 3.3%
Value ($000) $17,017 Shares 326,756 Est. Cost $17.44 Unrealized +129.7%
PFE PFIZER INC 3.1%
Value ($000) $16,178 Shares 455,842 Est. Cost $17.33 Unrealized +39.9%
ABT ABBOTT LABORATORIES 2.7%
Value ($000) $13,737 Shares 229,260 Est. Cost $34.38 Unrealized +52.9%
MRK MERCK & CO INC 2.5%
Value ($000) $13,012 Shares 238,887 Est. Cost $32.91 Unrealized +28.4%
NVS NOVARTIS AG 2.5%
Value ($000) $12,939 Shares 160,043 Est. Cost $76.15 Unrealized
IBM INTERNATIONAL BUSINESS MACHINE 2.3%
Value ($000) $12,082 Shares 78,747 Est. Cost $103.41 Unrealized +3.8%
GVA GRANITE CONSTRUCTION INC 2.1%
Value ($000) $10,983 Shares 196,608 Est. Cost $30.66 Unrealized +101.1%
LNN LINDSAY CORP 2.1%
Value ($000) $10,858 Shares 118,740 Est. Cost $67.88 Unrealized +22.1%
OGE OGE ENERGY CORP 1.9%
Value ($000) $9,838 Shares 300,214 Est. Cost $33.47 Unrealized -5.7%
BCE BCE INC 1.9%
Value ($000) $9,762 Shares 226,802 Est. Cost $24.37 Unrealized +12.8%
MDU MDU RESOURCES GROUP INC 1.9%
Value ($000) $9,734 Shares 345,651 Est. Cost $7.03 Unrealized +14.1%
MSFT MICROSOFT CORP 1.8%
Value ($000) $9,313 Shares 102,039 Est. Cost $26.70 Unrealized +215.7%
GENERAL ELECTRIC CO 1.8%
Value ($000) $9,117 Shares 676,319 Est. Cost $17.38 Unrealized
GREAT PLAINS ENERGY INC 1.7%
Value ($000) $8,994 Shares 282,928 Est. Cost $24.89 Unrealized
WTS WATTS WATER TECHNOLOGIES INC 1.7%
Value ($000) $8,670 Shares 111,578 Est. Cost $55.07 Unrealized +41.3%
INGERSOLL-RAND PLC 1.6%
Value ($000) $8,413 Shares 98,384 Est. Cost $57.46 Unrealized
BMY BRISTOL-MYERS SQUIBB CO 1.6%
Value ($000) $8,403 Shares 132,851 Est. Cost $28.67 Unrealized +67.8%
TE CONNECTIVITY LTD 1.6%
Value ($000) $8,262 Shares 82,700 Est. Cost $56.85 Unrealized
HON HONEYWELL INTERNATIONAL INC 1.6%
Value ($000) $8,049 Shares 55,696 Est. Cost $53.13 Unrealized +121.1%
AMERICAN SOFTWARE INC 1.5%
Value ($000) $8,001 Shares 615,441 Est. Cost $9.58 Unrealized
FLS FLOWSERVE CORP 1.5%
Value ($000) $7,738 Shares 178,594 Est. Cost $37.65 Unrealized -1.9%
PG PROCTER & GAMBLE CO 1.4%
Value ($000) $7,291 Shares 91,962 Est. Cost $68.13 Unrealized -0.4%
NEE NEXTERA ENERGY INC 1.3%
Value ($000) $6,852 Shares 41,954 Est. Cost $14.15 Unrealized +124.0%
CIEN CIENA CORP 1.3%
Value ($000) $6,813 Shares 263,033 Est. Cost $21.76 Unrealized +8.1%
EEMV ISHR EDG MSCI MIN VOL EMG MKT 1.3%
Value ($000) $6,787 Shares 108,864 Est. Cost $56.80 Unrealized
BNS BANK OF NOVA SCOTIA 1.3%
Value ($000) $6,557 Shares 106,267 Est. Cost $29.86 Unrealized +40.4%
AZTA BROOKS AUTOMATION INC 1.2%
Value ($000) $6,145 Shares 226,929 Est. Cost $8.51 Unrealized +208.6%
ADM ARCHER DANIELS MIDLAND CO 1.1%
Value ($000) $5,777 Shares 133,201 Est. Cost $32.65 Unrealized +2.1%
GUGGENHEIM S&P GLOBAL WATER ID 1.1%
Value ($000) $5,676 Shares 166,550 Est. Cost $27.21 Unrealized
ACM AECOM 1.1%
Value ($000) $5,583 Shares 156,700 Est. Cost $32.92 Unrealized +7.9%
TMO THERMO FISHER SCIENTIFIC INC 1.0%
Value ($000) $5,184 Shares 25,108 Est. Cost $79.76 Unrealized +157.7%
DGX QUEST DIAGNOSTICS INC 0.9%
Value ($000) $4,844 Shares 48,299 Est. Cost $55.93 Unrealized +56.5%
CALAMP CORP 0.9%
Value ($000) $4,632 Shares 202,450 Est. Cost $14.84 Unrealized
LFCR LANDEC CORP 0.9%
Value ($000) $4,597 Shares 352,259 Est. Cost $11.90 Unrealized +10.4%
TPC TUTOR PERINI CORP 0.8%
Value ($000) $4,323 Shares 196,068 Est. Cost $26.46 Unrealized -10.6%
ORBOTECH LTD 0.8%
Value ($000) $4,298 Shares 69,117 Est. Cost $22.12 Unrealized
ELMIRA SAVINGS BANK 0.8%
Value ($000) $4,233 Shares 206,468 Est. Cost $20.60 Unrealized
CNDT CONDUENT INC 0.8%
Value ($000) $4,185 Shares 224,543 Est. Cost $15.91 Unrealized +10.6%
NEW YORK COMMUNITY BANCORP INC 0.8%
Value ($000) $4,174 Shares 320,325 Est. Cost $14.18 Unrealized
IDA IDACORP INC 0.8%
Value ($000) $4,156 Shares 47,084 Est. Cost $48.08 Unrealized +75.5%
BAX BAXTER INTERNATIONAL INC 0.8%
Value ($000) $3,986 Shares 61,293 Est. Cost $38.90 Unrealized +51.4%
EXC EXELON CORP 0.7%
Value ($000) $3,700 Shares 94,835 Est. Cost $15.40 Unrealized +33.3%
EWS ISHARES MSCI SINGAPORE ETF 0.7%
Value ($000) $3,628 Shares 136,020 Est. Cost $20.01 Unrealized
EWC ISHARES MSCI CANADA ETF 0.7%
Value ($000) $3,583 Shares 129,991 Est. Cost $26.42 Unrealized
TORTOISE ENERGY INF CORP 0.7%
Value ($000) $3,510 Shares 140,507 Est. Cost $29.05 Unrealized
SWISS HELVETIA FUND INC 0.7%
Value ($000) $3,479 Shares 284,040 Est. Cost $11.07 Unrealized
DUK DUKE ENERGY CORP 0.7%
Value ($000) $3,468 Shares 44,766 Est. Cost $49.89 Unrealized +12.3%
PEG PUBLIC SERVICE ENTERPRISE GROU 0.6%
Value ($000) $3,002 Shares 59,760 Est. Cost $28.44 Unrealized +32.0%
GLAXOSMITHKLINE PLC 0.6%
Value ($000) $2,975 Shares 76,135 Est. Cost $46.03 Unrealized
SBNY SIGNATURE BANK 0.5%
Value ($000) $2,598 Shares 18,302 Est. Cost $126.46 Unrealized
VIAV VIAVI SOLUTIONS INC 0.5%
Value ($000) $2,570 Shares 264,400 Est. Cost $9.35 Unrealized +1.9%
EWA ISHARES MSCI AUSTRALIA ETF 0.5%
Value ($000) $2,328 Shares 105,700 Est. Cost $21.58 Unrealized
AAPL APPLE INC 0.4%
Value ($000) $2,199 Shares 13,104 Est. Cost $21.83 Unrealized +85.2%
AMGN AMGEN INC 0.4%
Value ($000) $1,970 Shares 11,558 Est. Cost $73.34 Unrealized +96.9%
GOOG ALPHABET INC 0.3%
Value ($000) $1,767 Shares 1,713 Est. Cost $35.61 Unrealized +53.9%
XEROX CORP 0.3%
Value ($000) $1,759 Shares 61,131 Est. Cost $28.73 Unrealized
GOOGL ALPHABET INC 0.3%
Value ($000) $1,653 Shares 1,594 Est. Cost $36.73 Unrealized +49.8%
HAL HALLIBURTON CO 0.3%
Value ($000) $1,634 Shares 34,800 Est. Cost $42.09 Unrealized 0.0%
HARDINGE INC 0.3%
Value ($000) $1,600 Shares 87,341 Est. Cost $11.81 Unrealized
MOS MOSAIC CO 0.3%
Value ($000) $1,484 Shares 61,100 Est. Cost $21.70 Unrealized +6.6%
AGG ISHARES CORE US AGGREGATE BOND 0.3%
Value ($000) $1,447 Shares 13,490 Est. Cost $109.15 Unrealized
COP CONOCOPHILLIPS 0.3%
Value ($000) $1,311 Shares 22,110 Est. Cost $32.11 Unrealized +36.3%
ZBH ZIMMER BIOMET HOLDINGS INC 0.2%
Value ($000) $1,213 Shares 11,124 Est. Cost $67.30 Unrealized +61.7%
POWERSHARES WILDER CLEAN ENERG 0.2%
Value ($000) $1,204 Shares 48,150 Est. Cost $4.70 Unrealized
MMM 3M CO 0.2%
Value ($000) $1,112 Shares 5,065 Est. Cost $61.85 Unrealized +142.8%
BLBD BLUE BIRD CORP 0.2%
Value ($000) $1,093 Shares 46,100 Est. Cost $14.00 Unrealized +56.4%
CSCO CISCO SYSTEMS INC 0.2%
Value ($000) $1,041 Shares 24,260 Est. Cost $15.37 Unrealized +117.7%
BSV VANGUARD SHORT-TERM BOND ETF 0.2%
Value ($000) $1,010 Shares 12,873 Est. Cost $79.99 Unrealized
WMT WAL-MART STORES INC 0.2%
Value ($000) $838 Shares 9,417 Est. Cost $16.63 Unrealized +70.4%
KRE SPDR S&P REGIONAL BANKING ETF 0.2%
Value ($000) $779 Shares 12,900 Est. Cost $49.11 Unrealized
VOO VANGUARD S&P 500 ETF 0.1%
Value ($000) $701 Shares 2,894 Est. Cost $233.19 Unrealized
BRK/B BERKSHIRE HATHAWAY INC 0.1%
Value ($000) $603 Shares 3,025 Est. Cost $153.96 Unrealized +33.4%
ROYAL HAWAIIAN ORCHARDS LP 0.1%
Value ($000) $557 Shares 239,917 Est. Cost $2.73 Unrealized
BLACKROCK INC 0.1%
Value ($000) $542 Shares 1,000 Est. Cost $380.71 Unrealized
DHR DANAHER CORP 0.1%
Value ($000) $510 Shares 5,213 Est. Cost $66.58 Unrealized +26.6%
TSM TAIWAN SEMICONDUCTOR MANUFACTU 0.1%
Value ($000) $464 Shares 10,600 Est. Cost $28.77 Unrealized
MU MICRON TECHNOLOGY INC 0.1%
Value ($000) $454 Shares 8,700 Est. Cost $24.09 Unrealized +93.9%
LABORATORY CORPORATION OF AMER 0.1%
Value ($000) $452 Shares 2,792 Est. Cost $143.91 Unrealized
MONSANTO CO 0.1%
Value ($000) $444 Shares 3,802 Est. Cost $94.60 Unrealized
PEP PEPSICO INC 0.1%
Value ($000) $441 Shares 4,043 Est. Cost $84.66 Unrealized +5.4%
PSX PHILLIPS 66 0.1%
Value ($000) $440 Shares 4,585 Est. Cost $54.42 Unrealized +31.3%
CIGNA CORP 0.1%
Value ($000) $403 Shares 2,400 Est. Cost $127.92 Unrealized
ROYAL DUTCH SHELL PLC 0.1%
Value ($000) $398 Shares 6,243 Est. Cost $60.57 Unrealized
GM GENERAL MOTORS CO 0.1%
Value ($000) $380 Shares 10,450 Est. Cost $25.63 Unrealized +39.4%
KO COCA-COLA CO 0.1%
Value ($000) $378 Shares 8,706 Est. Cost $27.92 Unrealized +25.6%
T AT&T INC 0.1%
Value ($000) $371 Shares 10,414 Est. Cost $15.92 Unrealized -0.7%
DIS WALT DISNEY CO 0.1%
Value ($000) $367 Shares 3,656 Est. Cost $56.11 Unrealized +79.9%
CELGENE CORP 0.1%
Value ($000) $358 Shares 4,008 Est. Cost $124.50 Unrealized
IQV QUINTILES IMS HOLDINGS 0.1%
Value ($000) $353 Shares 3,600 Est. Cost $101.80 Unrealized -0.7%
SHW SHERWIN-WILLIAMS CO 0.1%
Value ($000) $326 Shares 831 Est. Cost $123.81 Unrealized +2.6%
REGN REGENERON PHARMACEUTICALS INC 0.1%
Value ($000) $310 Shares 900 Est. Cost $239.29 Unrealized +44.5%
OCLARO INC 0.1%
Value ($000) $305 Shares 31,900 Est. Cost $8.16 Unrealized
II-VI INC 0.1%
Value ($000) $278 Shares 6,800 Est. Cost $31.11 Unrealized
JCI JOHNSON CONTROLS INTERNATIONAL 0.1%
Value ($000) $271 Shares 7,681 Est. Cost $33.39 Unrealized -4.8%
SKANSKA AB-B SHS SKSBF 0.1%
Value ($000) $269 Shares 13,200 Est. Cost $22.81 Unrealized
EEM ISHARES MSCI EMERGING MARKETS 0.1%
Value ($000) $266 Shares 5,500 Est. Cost $44.93 Unrealized
POWERSHARES QQQ TRUST SRS 1 ET 0.1%
Value ($000) $260 Shares 1,624 Est. Cost $160.10 Unrealized
PLOW DOUGLAS DYNAMICS INC 0.0%
Value ($000) $243 Shares 5,600 Est. Cost $20.98 Unrealized +97.7%
MCD MCDONALD'S CORP 0.0%
Value ($000) $241 Shares 1,540 Est. Cost $117.92 Unrealized +15.9%
HPE HEWLETT PACKARD ENTERPRISE CO 0.0%
Value ($000) $239 Shares 13,600 Est. Cost $11.05 Unrealized +20.2%
PAYX PAYCHEX INC 0.0%
Value ($000) $236 Shares 3,825 Est. Cost $38.55 Unrealized +35.9%
VZ VERIZON COMMUNICATIONS INC 0.0%
Value ($000) $221 Shares 4,625 Est. Cost $33.03 Unrealized 0.0%
CORNING NATURAL GAS HOLDING CO 0.0%
Value ($000) $217 Shares 12,448 Est. Cost $19.52 Unrealized
FAN FRST TRST ISE GLB WND ENG INX 0.0%
Value ($000) $214 Shares 16,000 Est. Cost $13.23 Unrealized
LLY ELI LILLY AND CO 0.0%
Value ($000) $213 Shares 2,751 Est. Cost $75.28 Unrealized -4.7%
CANADIAN WESTERN BANK 0.0%
Value ($000) $202 Shares 7,900 Est. Cost $27.09 Unrealized
ZARGON OIL & GAS LTD ZARFF 0.0%
Value ($000) $4 Shares 12,000 Est. Cost $0.33 Unrealized
MHTX MANHATTAN SCIENTIFICS INC 0.0%
Value ($000) $2 Shares 145,000 Est. Cost $0.07 Unrealized -69.6%
AVALON ADVANCED MATERIALS INC 0.0%
Value ($000) $2 Shares 18,750 Est. Cost $0.11 Unrealized