JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 6, 2020

Total Value ($000): $483,155 (100.0% shares, 0.0% debt)

Holdings (128)

EMR EMERSON ELEC CO 5.8%
Value ($000) $28,074 Shares 428,147 Est. Cost $48.44 Unrealized +21.4%
BMY BRISTOL-MYERS SQUIBB 5.1%
Value ($000) $24,577 Shares 407,649 Est. Cost $35.22 Unrealized +38.0%
GLW CORNING INC 4.4%
Value ($000) $21,167 Shares 653,095 Est. Cost $15.61 Unrealized +70.8%
PFE PFIZER INC 4.2%
Value ($000) $20,160 Shares 549,326 Est. Cost $19.19 Unrealized +41.3%
INTC INTEL CORP 3.2%
Value ($000) $15,538 Shares 300,076 Est. Cost $23.22 Unrealized +100.3%
GLAXOSMITHKLINE PLC 3.2%
Value ($000) $15,356 Shares 407,967 Est. Cost $40.30 Unrealized
JNJ JOHNSON & JOHNSON 2.8%
Value ($000) $13,665 Shares 91,783 Est. Cost $62.93 Unrealized +101.8%
MDU M D U RESOURCES GRP 2.7%
Value ($000) $13,205 Shares 586,886 Est. Cost $7.14 Unrealized +2.5%
NVS NOVARTIS AG 2.7%
Value ($000) $13,173 Shares 151,485 Est. Cost $76.14 Unrealized
OGE OGE ENERGY CORP 2.7%
Value ($000) $13,000 Shares 433,471 Est. Cost $32.90 Unrealized -4.3%
T A T & T INC 2.7%
Value ($000) $12,885 Shares 451,940 Est. Cost $15.54 Unrealized +0.1%
MMM 3M CO 2.6%
Value ($000) $12,430 Shares 77,598 Est. Cost $112.45 Unrealized -1.8%
DENTSPLY SIRONA INC 2.4%
Value ($000) $11,828 Shares 270,483 Est. Cost $38.66 Unrealized
BCE BCE INC 2.4%
Value ($000) $11,581 Shares 279,260 Est. Cost $25.35 Unrealized +15.5%
IBM IBM CORP 2.3%
Value ($000) $11,175 Shares 91,845 Est. Cost $99.15 Unrealized -5.3%
AMERICAN SOFTWARE INC 2.1%
Value ($000) $10,212 Shares 727,333 Est. Cost $9.82 Unrealized
CISCO SYSTEMS INC 2.1%
Value ($000) $10,018 Shares 254,334 Est. Cost $39.77 Unrealized
ARGAN INC 2.0%
Value ($000) $9,861 Shares 235,283 Est. Cost $42.49 Unrealized
MSFT MICROSOFT CORP 1.8%
Value ($000) $8,695 Shares 41,338 Est. Cost $26.70 Unrealized +651.8%
LNN LINDSAY CORP 1.7%
Value ($000) $8,355 Shares 86,424 Est. Cost $68.33 Unrealized +36.4%
TMO THERMO FISHER SCIENTIFIC INC 1.7%
Value ($000) $8,279 Shares 18,751 Est. Cost $88.93 Unrealized +358.1%
TE CONNECTIVITY LTD F 1.6%
Value ($000) $7,845 Shares 80,267 Est. Cost $75.98 Unrealized
ABT ABBOTT LABORATORIES 1.6%
Value ($000) $7,559 Shares 69,458 Est. Cost $34.38 Unrealized +168.6%
TSM TAIWAN SEMICONDUCTR F SPONSORE 1.6%
Value ($000) $7,557 Shares 93,219 Est. Cost $47.76 Unrealized
ADM ARCHER DANIELS MIDLAND CO 1.5%
Value ($000) $7,137 Shares 153,517 Est. Cost $34.51 Unrealized +9.0%
MRK MERCK & CO INC 1.4%
Value ($000) $6,753 Shares 81,406 Est. Cost $33.50 Unrealized +96.8%
HON HONEYWELL INTL INC 1.3%
Value ($000) $6,456 Shares 39,217 Est. Cost $53.13 Unrealized +150.8%
ELAN ELANCO ANIMAL HEALTH INC 1.3%
Value ($000) $6,058 Shares 216,900 Est. Cost $27.75 Unrealized -8.7%
HORIZON THERAPEUTICS PLC 1.2%
Value ($000) $5,939 Shares 76,452 Est. Cost $27.23 Unrealized
AECOM TECHNOLOGY CORP 1.2%
Value ($000) $5,829 Shares 139,317 Est. Cost $27.33 Unrealized
FLOWSERVE CORP 1.2%
Value ($000) $5,671 Shares 207,806 Est. Cost $33.44 Unrealized
TMP TOMPKINS FINANCIAL CORP TMP 1.1%
Value ($000) $5,547 Shares 97,650 Est. Cost $52.60 Unrealized -1.1%
XOM EXXON MOBIL CORP 1.1%
Value ($000) $5,531 Shares 161,117 Est. Cost $36.02 Unrealized -10.3%
ALB ALBEMARLE CORP 1.1%
Value ($000) $5,407 Shares 60,567 Est. Cost $61.60 Unrealized +34.7%
QUEST DIAGNOSTIC INC 1.1%
Value ($000) $5,258 Shares 45,926 Est. Cost $83.27 Unrealized
LITE LUMENTUM HOLDINGS INC 1.0%
Value ($000) $4,765 Shares 63,429 Est. Cost $65.46 Unrealized +26.6%
CACI CACI INTERNATIONAL INC 1.0%
Value ($000) $4,711 Shares 22,100 Est. Cost $216.11 Unrealized 0.0%
AVGO BROADCOM LTD AVGO 0.9%
Value ($000) $4,281 Shares 11,750 Est. Cost $24.64 Unrealized +20.3%
AVANGRID INC 0.8%
Value ($000) $3,936 Shares 78,000 Est. Cost $42.20 Unrealized
VERIZON COMMUNICATN 0.8%
Value ($000) $3,788 Shares 63,681 Est. Cost $53.95 Unrealized
ASTE ASTEC INDUSTRIES INC 0.7%
Value ($000) $3,593 Shares 66,230 Est. Cost $34.61 Unrealized +35.8%
IDA IDACORP INC 0.7%
Value ($000) $3,576 Shares 44,759 Est. Cost $48.08 Unrealized +83.2%
WTS WATTS WATER TECH INC CLASS A 0.7%
Value ($000) $3,311 Shares 33,059 Est. Cost $80.59 Unrealized +13.4%
AZTA BROOKS AUTOMATION 0.7%
Value ($000) $3,271 Shares 70,718 Est. Cost $8.51 Unrealized +465.1%
DOMINION ENERGY INC 0.7%
Value ($000) $3,265 Shares 41,370 Est. Cost $78.92 Unrealized
LFCR LANDEC CORP 0.7%
Value ($000) $3,225 Shares 331,785 Est. Cost $11.69 Unrealized -18.6%
NXST NEXSTAR BROADCASTING GROUP-A N 0.6%
Value ($000) $3,044 Shares 33,850 Est. Cost $73.91 Unrealized +2.9%
PEG PUB SVC ENTERPISE GP 0.6%
Value ($000) $2,847 Shares 51,842 Est. Cost $28.44 Unrealized +55.0%
CCK CROWN HOLDINGS INC 0.5%
Value ($000) $2,470 Shares 32,137 Est. Cost $67.77 Unrealized +2.6%
A AGILENT TECHNOLOGIES INC 0.5%
Value ($000) $2,463 Shares 24,402 Est. Cost $77.85 Unrealized +19.8%
TDC TERADATA CORP 0.5%
Value ($000) $2,405 Shares 105,938 Est. Cost $26.32 Unrealized -15.6%
AAPL APPLE INC 0.5%
Value ($000) $2,351 Shares 20,300 Est. Cost $88.61 Unrealized +19.6%
TT TRANE TECHNOLOGIES PLC 0.5%
Value ($000) $2,190 Shares 18,061 Est. Cost $93.73 Unrealized +11.7%
AMGN AMGEN INC. 0.4%
Value ($000) $2,082 Shares 8,190 Est. Cost $74.42 Unrealized +181.6%
PHG KONINKLIJKE PHILIPS N F SPONSO 0.4%
Value ($000) $2,077 Shares 44,058 Est. Cost $41.28 Unrealized
ETN EATON CORP PLC F 0.4%
Value ($000) $2,028 Shares 19,877 Est. Cost $86.94 Unrealized +2.6%
VOO VANGUARD S&P 500 ETF 0.4%
Value ($000) $2,011 Shares 6,538 Est. Cost $246.68 Unrealized
GVA GRANITE CONSTRUCTION 0.4%
Value ($000) $1,910 Shares 108,484 Est. Cost $30.57 Unrealized -40.2%
CTVA CORTEVA INC 0.4%
Value ($000) $1,899 Shares 65,911 Est. Cost $26.03 Unrealized +1.8%
VIAV VIAVI SOLUTIONS INC 0.3%
Value ($000) $1,293 Shares 110,225 Est. Cost $9.35 Unrealized +38.9%
BAX BAXTER INTERNATIONAL INC 0.3%
Value ($000) $1,252 Shares 15,565 Est. Cost $38.90 Unrealized +93.3%
GENERAL ELECTRIC CO 0.2%
Value ($000) $1,070 Shares 171,727 Est. Cost $16.68 Unrealized
ALC ALCON INC 0.2%
Value ($000) $1,020 Shares 17,909 Est. Cost $57.87 Unrealized +0.2%
EVOQUA WATER TECHNOLOGIES CORP 0.2%
Value ($000) $951 Shares 44,800 Est. Cost $12.61 Unrealized
DAN DANA INC 0.2%
Value ($000) $849 Shares 68,900 Est. Cost $11.44 Unrealized 0.0%
SO SOUTHERN CO 0.2%
Value ($000) $775 Shares 14,300 Est. Cost $43.54 Unrealized 0.0%
ELMIRA SAVINGS BANK F S 0.2%
Value ($000) $762 Shares 69,154 Est. Cost $20.08 Unrealized
DUKE ENERGY CORP 0.2%
Value ($000) $754 Shares 8,519 Est. Cost $86.53 Unrealized
II-VI INC 0.1%
Value ($000) $702 Shares 17,300 Est. Cost $33.70 Unrealized
AGG ISHARES CORE US AGGREGATE BOND 0.1%
Value ($000) $651 Shares 5,510 Est. Cost $108.92 Unrealized
CORNING NAT GAS HLDG 0.1%
Value ($000) $650 Shares 40,648 Est. Cost $16.78 Unrealized
CRUS CIRRUS LOGIC INC 0.1%
Value ($000) $607 Shares 9,000 Est. Cost $38.76 Unrealized +61.6%
BP BP PLC F SPONSORED ADR 1 ADR R 0.1%
Value ($000) $567 Shares 32,460 Est. Cost $17.47 Unrealized
RBB RBB BANCORP 0.1%
Value ($000) $564 Shares 49,700 Est. Cost $12.71 Unrealized 0.0%
IR INGERSOLL RAND INC 0.1%
Value ($000) $564 Shares 15,834 Est. Cost $31.60 Unrealized +5.4%
LLY LILLY ELI & CO 0.1%
Value ($000) $556 Shares 3,755 Est. Cost $77.94 Unrealized +87.0%
LAB CO OF AMER HLDG 0.1%
Value ($000) $532 Shares 2,824 Est. Cost $131.12 Unrealized
MBCN MIDDLEFIELD BANC CORP 0.1%
Value ($000) $512 Shares 26,540 Est. Cost $15.58 Unrealized 0.0%
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $502 Shares 2,600 Est. Cost $122.83 Unrealized +36.2%
SWKS SKYWORKS SOLUTIONS INC SWKS 0.1%
Value ($000) $480 Shares 3,300 Est. Cost $71.37 Unrealized +70.4%
SKANSKA AB ORDF 0.1%
Value ($000) $471 Shares 22,500 Est. Cost $20.27 Unrealized
BRK/B BERKSHIRE HATHAWAY CLASS B 0.1%
Value ($000) $469 Shares 2,204 Est. Cost $204.56 Unrealized 0.0%
ROYAL DUTCH SHELL F SPONSORED 0.1%
Value ($000) $469 Shares 18,623 Est. Cost $25.18 Unrealized
REGENERON PHARMS INC 0.1%
Value ($000) $448 Shares 800 Est. Cost $373.33 Unrealized
ITRI ITRON INC 0.1%
Value ($000) $440 Shares 7,250 Est. Cost $63.64 Unrealized -0.1%
AGCO A G C O CORP 0.1%
Value ($000) $431 Shares 5,800 Est. Cost $46.96 Unrealized +21.7%
DIS WALT DISNEY CO 0.1%
Value ($000) $421 Shares 3,396 Est. Cost $61.97 Unrealized +97.1%
VANECK VECTORS VIETNAM ETF 0.1%
Value ($000) $420 Shares 28,300 Est. Cost $14.28 Unrealized
IBB ISHARES:NASDAQ BIOTECH 0.1%
Value ($000) $420 Shares 3,100 Est. Cost $101.01 Unrealized
FENTURA FINANCIAL INC 0.1%
Value ($000) $416 Shares 24,550 Est. Cost $16.95 Unrealized
VMWARE INC 0.1%
Value ($000) $402 Shares 2,800 Est. Cost $155.00 Unrealized
TXN TEXAS INSTRUMENTS 0.1%
Value ($000) $400 Shares 2,800 Est. Cost $99.52 Unrealized +17.4%
MA COM TECH SOLUTN 0.1%
Value ($000) $400 Shares 11,750 Est. Cost $22.71 Unrealized
BSV VANGUARD SHORT-TERM BOND ETF 0.1%
Value ($000) $389 Shares 4,679 Est. Cost $80.22 Unrealized
SPDR S&P REGIONAL BANKING ETF 0.1%
Value ($000) $375 Shares 10,500 Est. Cost $35.71 Unrealized
EEFT EURONET WORLDWIDE INC 0.1%
Value ($000) $355 Shares 3,900 Est. Cost $141.17 Unrealized -30.9%
SHW SHERWIN WILLIAMS CO 0.1%
Value ($000) $348 Shares 500 Est. Cost $123.81 Unrealized +68.2%
IQVIA HOLDINGS INC 0.1%
Value ($000) $347 Shares 2,200 Est. Cost $117.01 Unrealized
HOLX HOLOGIC INC 0.1%
Value ($000) $346 Shares 5,200 Est. Cost $49.07 Unrealized +29.0%
COMCAST CORP CLASS A 0.1%
Value ($000) $322 Shares 6,958 Est. Cost $40.55 Unrealized
NEXTERA ENERGY INC 0.1%
Value ($000) $319 Shares 1,150 Est. Cost $173.81 Unrealized
FELE FRANKLIN ELECTRIC CO 0.1%
Value ($000) $312 Shares 5,300 Est. Cost $43.77 Unrealized +22.8%
IPG PHOTONICS CORP 0.1%
Value ($000) $297 Shares 1,750 Est. Cost $160.57 Unrealized
U S CONCRETE INC 0.1%
Value ($000) $296 Shares 10,200 Est. Cost $29.02 Unrealized
JOHNSON CONTROLS INTER F 0.1%
Value ($000) $294 Shares 7,200 Est. Cost $37.11 Unrealized
VANGUARD MATERIALS ETF 0.1%
Value ($000) $291 Shares 2,160 Est. Cost $134.72 Unrealized
SELECT SECTOR UTI SELECT SPDR 0.1%
Value ($000) $273 Shares 4,600 Est. Cost $58.30 Unrealized
VMC VULCAN MATERIALS CO 0.1%
Value ($000) $271 Shares 2,000 Est. Cost $104.50 Unrealized +15.1%
PSX PHILLIPS 66 0.1%
Value ($000) $270 Shares 5,210 Est. Cost $49.06 Unrealized 0.0%
DHR DANAHER CORP 0.1%
Value ($000) $258 Shares 1,200 Est. Cost $140.03 Unrealized +24.1%
HLIO HELIOS TECHNOLOGIES INC 0.1%
Value ($000) $255 Shares 7,000 Est. Cost $43.44 Unrealized -10.8%
HD HOME DEPOT INC 0.1%
Value ($000) $250 Shares 899 Est. Cost $199.72 Unrealized +19.0%
ORACLE CORP 0.1%
Value ($000) $242 Shares 4,060 Est. Cost $55.34 Unrealized
AMZN AMAZON.COM INC 0.0%
Value ($000) $236 Shares 75 Est. Cost $157.65 Unrealized 0.0%
GILD GILEAD SCIENCES INC 0.0%
Value ($000) $232 Shares 3,665 Est. Cost $56.12 Unrealized 0.0%
BANK OF PRINCETON 0.0%
Value ($000) $227 Shares 12,500 Est. Cost $18.16 Unrealized
AOS A. O. SMITH CORP 0.0%
Value ($000) $222 Shares 4,200 Est. Cost $45.33 Unrealized 0.0%
INTU INTUIT INC 0.0%
Value ($000) $220 Shares 675 Est. Cost $302.64 Unrealized 0.0%
MU MICRON TECHNOLOGY 0.0%
Value ($000) $219 Shares 4,663 Est. Cost $46.01 Unrealized +2.6%
GENERAL MOTORS CO 0.0%
Value ($000) $209 Shares 7,050 Est. Cost $29.65 Unrealized
VANGUARD HEALTH CARE ETF 0.0%
Value ($000) $204 Shares 1,000 Est. Cost $204.00 Unrealized
RBKB RHINEBECK BANCORP INC 0.0%
Value ($000) $204 Shares 32,300 Est. Cost $6.68 Unrealized -1.9%
RHHBY ROCHE HLDG AG F SPONSORED ADR 0.0%
Value ($000) $201 Shares 4,700 Est. Cost $43.40 Unrealized
CALAMP CORP 0.0%
Value ($000) $158 Shares 22,000 Est. Cost $7.18 Unrealized
FNB F N B CORP PA 0.0%
Value ($000) $117 Shares 17,257 Est. Cost $8.73 Unrealized -31.6%
ASRV AMERISERV FINANCIAL INC 0.0%
Value ($000) $82 Shares 29,011 Est. Cost $2.33 Unrealized 0.0%
SND SMART SAND INC 0.0%
Value ($000) $13 Shares 10,000 Est. Cost $3.55 Unrealized -64.4%
AVALON ADVANCED MATERIALS INC 0.0%
Value ($000) $1 Shares 18,750 Est. Cost $0.11 Unrealized