JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 5, 2021

Total Value ($000): $645,075 (100.0% shares, 0.0% debt)

Holdings (152)

EMR EMERSON ELEC CO 5.3%
Value ($000) $33,871 Shares 421,439 Est. Cost $48.44 Unrealized +37.9%
BMY BRISTOL-MYERS SQUIBB 3.9%
Value ($000) $24,956 Shares 402,321 Est. Cost $35.22 Unrealized +42.1%
GLW CORNING INC 3.5%
Value ($000) $22,872 Shares 635,327 Est. Cost $15.61 Unrealized +97.8%
PFE PFIZER INC 3.5%
Value ($000) $22,355 Shares 607,311 Est. Cost $20.09 Unrealized +42.5%
INTC INTEL CORP 3.0%
Value ($000) $19,311 Shares 387,616 Est. Cost $27.92 Unrealized +57.7%
T A T & T INC 2.9%
Value ($000) $18,390 Shares 639,440 Est. Cost $15.49 Unrealized -0.7%
OGE OGE ENERGY CORP 2.7%
Value ($000) $17,466 Shares 548,213 Est. Cost $32.77 Unrealized -1.4%
MDU M D U RESOURCES GRP 2.5%
Value ($000) $16,166 Shares 613,736 Est. Cost $7.18 Unrealized +12.0%
NVS NOVARTIS AG 2.5%
Value ($000) $16,094 Shares 170,433 Est. Cost $78.17 Unrealized
XOM EXXON MOBIL CORP 2.4%
Value ($000) $15,581 Shares 377,992 Est. Cost $32.77 Unrealized -7.4%
GLAXOSMITHKLINE PLC 2.3%
Value ($000) $15,078 Shares 409,716 Est. Cost $40.30 Unrealized
IBM IBM CORP 2.3%
Value ($000) $14,834 Shares 117,842 Est. Cost $97.89 Unrealized -4.6%
BCE BCE INC 2.3%
Value ($000) $14,641 Shares 342,068 Est. Cost $26.22 Unrealized +14.7%
JNJ JOHNSON & JOHNSON 2.2%
Value ($000) $14,326 Shares 91,029 Est. Cost $62.93 Unrealized +102.7%
FLOWSERVE CORP 2.2%
Value ($000) $14,229 Shares 386,131 Est. Cost $35.02 Unrealized
DENTSPLY SIRONA INC 2.2%
Value ($000) $14,059 Shares 268,508 Est. Cost $38.66 Unrealized
CISCO SYSTEMS INC 2.1%
Value ($000) $13,804 Shares 308,467 Est. Cost $40.65 Unrealized
ARGAN INC 2.1%
Value ($000) $13,773 Shares 309,566 Est. Cost $42.97 Unrealized
MMM 3M CO 2.1%
Value ($000) $13,458 Shares 76,998 Est. Cost $112.45 Unrealized +4.5%
AMERICAN SOFTWARE INC 1.9%
Value ($000) $12,380 Shares 721,053 Est. Cost $9.82 Unrealized
LNN LINDSAY CORP 1.7%
Value ($000) $11,021 Shares 85,791 Est. Cost $68.33 Unrealized +58.1%
TSM TAIWAN SEMICONDUCTR F SPONSORE 1.5%
Value ($000) $9,930 Shares 91,069 Est. Cost $47.76 Unrealized
DOMINION ENERGY INC 1.5%
Value ($000) $9,659 Shares 128,444 Est. Cost $76.40 Unrealized
TE CONNECTIVITY LTD F 1.5%
Value ($000) $9,647 Shares 79,684 Est. Cost $75.98 Unrealized
NJR NEW JERSEY RESOURCES CORPORATI 1.4%
Value ($000) $9,142 Shares 257,165 Est. Cost $26.92 Unrealized 0.0%
MSFT MICROSOFT CORP 1.4%
Value ($000) $8,974 Shares 40,345 Est. Cost $26.70 Unrealized +671.6%
TMO THERMO FISHER SCIENTIFIC INC 1.3%
Value ($000) $8,692 Shares 18,662 Est. Cost $88.93 Unrealized +420.2%
ELAN ELANCO ANIMAL HEALTH INC 1.3%
Value ($000) $8,315 Shares 271,100 Est. Cost $28.30 Unrealized +7.8%
HON HONEYWELL INTL INC 1.3%
Value ($000) $8,260 Shares 38,834 Est. Cost $53.13 Unrealized +208.2%
ABT ABBOTT LABORATORIES 1.2%
Value ($000) $7,592 Shares 69,338 Est. Cost $34.38 Unrealized +188.7%
TMP TOMPKINS FINANCIAL CORP TMP 1.1%
Value ($000) $7,267 Shares 102,925 Est. Cost $52.58 Unrealized -0.5%
HE HAWAIIAN ELECTRIC INDUSTRIES 1.1%
Value ($000) $6,873 Shares 194,200 Est. Cost $35.37 Unrealized 0.0%
AECOM TECHNOLOGY CORP 1.1%
Value ($000) $6,847 Shares 137,542 Est. Cost $27.33 Unrealized
ALB ALBEMARLE CORP 1.0%
Value ($000) $6,654 Shares 45,108 Est. Cost $61.60 Unrealized +81.3%
MRK MERCK & CO INC 1.0%
Value ($000) $6,611 Shares 80,823 Est. Cost $33.50 Unrealized +93.6%
BKH BLACK HILLS CORP 1.0%
Value ($000) $6,452 Shares 105,000 Est. Cost $48.27 Unrealized 0.0%
AQN ALGONQUIN POWER & UTILITIES CO 1.0%
Value ($000) $6,288 Shares 382,000 Est. Cost $12.05 Unrealized 0.0%
LITE LUMENTUM HOLDINGS INC 0.9%
Value ($000) $5,956 Shares 62,829 Est. Cost $65.46 Unrealized +31.7%
POR PORTLAND GENERAL ELECTRIC CO 0.9%
Value ($000) $5,915 Shares 138,300 Est. Cost $32.87 Unrealized 0.0%
CACI CACI INTERNATIONAL INC 0.9%
Value ($000) $5,710 Shares 22,900 Est. Cost $216.60 Unrealized +6.3%
SLB SCHLUMBERGER LTD F 0.9%
Value ($000) $5,575 Shares 255,400 Est. Cost $16.89 Unrealized 0.0%
HORIZON THERAPEUTICS PLC 0.9%
Value ($000) $5,525 Shares 75,527 Est. Cost $27.23 Unrealized
QUEST DIAGNOSTIC INC 0.8%
Value ($000) $5,437 Shares 45,626 Est. Cost $83.27 Unrealized
AVGO BROADCOM LTD AVGO 0.8%
Value ($000) $5,101 Shares 11,650 Est. Cost $24.64 Unrealized +41.3%
VMWARE INC 0.7%
Value ($000) $4,405 Shares 31,405 Est. Cost $141.58 Unrealized
IDA IDACORP INC 0.7%
Value ($000) $4,322 Shares 45,009 Est. Cost $48.08 Unrealized +89.4%
LFCR LANDEC CORP 0.6%
Value ($000) $3,981 Shares 366,867 Est. Cost $11.56 Unrealized -10.7%
EWS ISHARES MSCI SINGAPORE ETF 0.6%
Value ($000) $3,938 Shares 183,350 Est. Cost $21.48 Unrealized
NXST NEXSTAR BROADCASTING GROUP-A N 0.6%
Value ($000) $3,893 Shares 35,650 Est. Cost $74.36 Unrealized +11.3%
ASTE ASTEC INDUSTRIES INC 0.6%
Value ($000) $3,804 Shares 65,730 Est. Cost $34.61 Unrealized +55.3%
VERIZON COMMUNICATN 0.6%
Value ($000) $3,728 Shares 63,456 Est. Cost $53.95 Unrealized
GVA GRANITE CONSTRUCTION 0.6%
Value ($000) $3,704 Shares 138,684 Est. Cost $28.92 Unrealized -20.5%
WTS WATTS WATER TECH INC CLASS A 0.6%
Value ($000) $3,695 Shares 30,359 Est. Cost $80.59 Unrealized +42.1%
AZTA BROOKS AUTOMATION 0.6%
Value ($000) $3,672 Shares 54,118 Est. Cost $8.51 Unrealized +628.8%
AVANGRID INC 0.5%
Value ($000) $3,509 Shares 77,200 Est. Cost $42.20 Unrealized
TDC TERADATA CORP 0.5%
Value ($000) $3,372 Shares 150,051 Est. Cost $24.89 Unrealized -13.8%
CCK CROWN HOLDINGS INC 0.5%
Value ($000) $3,192 Shares 31,854 Est. Cost $67.77 Unrealized +28.9%
PEG PUB SVC ENTERPISE GP 0.5%
Value ($000) $2,994 Shares 51,358 Est. Cost $28.44 Unrealized +72.0%
A AGILENT TECHNOLOGIES INC 0.4%
Value ($000) $2,868 Shares 24,202 Est. Cost $77.85 Unrealized +37.4%
AAPL APPLE INC 0.4%
Value ($000) $2,627 Shares 19,800 Est. Cost $88.61 Unrealized +32.0%
TT TRANE TECHNOLOGIES PLC 0.4%
Value ($000) $2,593 Shares 17,861 Est. Cost $93.73 Unrealized +37.9%
CTVA CORTEVA INC 0.4%
Value ($000) $2,505 Shares 64,686 Est. Cost $26.03 Unrealized +29.7%
ETN EATON CORP PLC F 0.4%
Value ($000) $2,388 Shares 19,877 Est. Cost $86.94 Unrealized +19.5%
PHG KONINKLIJKE PHILIPS N F SPONSO 0.4%
Value ($000) $2,337 Shares 43,134 Est. Cost $41.28 Unrealized
VOO VANGUARD S&P 500 ETF 0.3%
Value ($000) $2,187 Shares 6,362 Est. Cost $246.68 Unrealized
FIREEYE INC 0.3%
Value ($000) $1,909 Shares 82,800 Est. Cost $23.06 Unrealized
AMGN AMGEN INC. 0.3%
Value ($000) $1,883 Shares 8,190 Est. Cost $74.42 Unrealized +163.8%
SYNA SYNAPTICS INCORPORATED 0.3%
Value ($000) $1,783 Shares 18,500 Est. Cost $81.42 Unrealized 0.0%
GENERAL ELECTRIC CO 0.3%
Value ($000) $1,756 Shares 162,620 Est. Cost $16.68 Unrealized
VIAV VIAVI SOLUTIONS INC 0.3%
Value ($000) $1,621 Shares 108,225 Est. Cost $9.35 Unrealized +42.2%
SO SOUTHERN CO 0.2%
Value ($000) $1,428 Shares 23,250 Est. Cost $45.84 Unrealized +8.0%
DAN DANA INC 0.2%
Value ($000) $1,368 Shares 70,100 Est. Cost $11.49 Unrealized +28.1%
II-VI INC 0.2%
Value ($000) $1,329 Shares 17,500 Est. Cost $34.18 Unrealized
BAX BAXTER INTERNATIONAL INC 0.2%
Value ($000) $1,217 Shares 15,167 Est. Cost $38.90 Unrealized +82.6%
EVOQUA WATER TECHNOLOGIES CORP 0.2%
Value ($000) $1,203 Shares 44,600 Est. Cost $12.61 Unrealized
ALC ALCON INC 0.2%
Value ($000) $1,142 Shares 17,309 Est. Cost $57.87 Unrealized +6.6%
RBB RBB BANCORP 0.2%
Value ($000) $1,126 Shares 73,200 Est. Cost $13.18 Unrealized +7.6%
COMCAST CORP CLASS A 0.2%
Value ($000) $1,035 Shares 19,758 Est. Cost $48.22 Unrealized
BP BP PLC F SPONSORED ADR 1 ADR R 0.1%
Value ($000) $943 Shares 45,960 Est. Cost $18.36 Unrealized
CORNING NAT GAS HLDG 0.1%
Value ($000) $809 Shares 52,388 Est. Cost $16.48 Unrealized
DUKE ENERGY CORP 0.1%
Value ($000) $780 Shares 8,519 Est. Cost $86.53 Unrealized
CRUS CIRRUS LOGIC INC 0.1%
Value ($000) $756 Shares 9,200 Est. Cost $39.56 Unrealized +90.0%
ELMIRA SAVINGS BANK F S 0.1%
Value ($000) $729 Shares 63,417 Est. Cost $20.08 Unrealized
IR INGERSOLL RAND INC 0.1%
Value ($000) $703 Shares 15,433 Est. Cost $31.60 Unrealized +30.3%
LLY LILLY ELI & CO 0.1%
Value ($000) $702 Shares 4,155 Est. Cost $84.04 Unrealized +68.2%
ITRI ITRON INC 0.1%
Value ($000) $695 Shares 7,250 Est. Cost $63.64 Unrealized +20.8%
SKANSKA AB ORDF 0.1%
Value ($000) $651 Shares 25,500 Est. Cost $20.88 Unrealized
MBCN MIDDLEFIELD BANC CORP 0.1%
Value ($000) $642 Shares 28,540 Est. Cost $15.75 Unrealized +13.9%
NWE NORTHWESTERN CORP 0.1%
Value ($000) $636 Shares 10,900 Est. Cost $43.87 Unrealized 0.0%
MA COM TECH SOLUTN 0.1%
Value ($000) $625 Shares 11,350 Est. Cost $22.71 Unrealized
AGCO A G C O CORP 0.1%
Value ($000) $598 Shares 5,800 Est. Cost $46.96 Unrealized +58.8%
DIS WALT DISNEY CO 0.1%
Value ($000) $597 Shares 3,296 Est. Cost $61.97 Unrealized +126.3%
GRC GORMAN RUPP ORD 0.1%
Value ($000) $591 Shares 18,200 Est. Cost $33.12 Unrealized 0.0%
BSV VANGUARD SHORT-TERM BOND ETF 0.1%
Value ($000) $587 Shares 7,079 Est. Cost $81.14 Unrealized
FENTURA FINANCIAL INC 0.1%
Value ($000) $566 Shares 25,750 Est. Cost $17.18 Unrealized
VANECK VECTORS VIETNAM ETF 0.1%
Value ($000) $563 Shares 32,200 Est. Cost $14.67 Unrealized
LAB CO OF AMER HLDG 0.1%
Value ($000) $554 Shares 2,724 Est. Cost $131.12 Unrealized
SPDR S&P REGIONAL BANKING ETF 0.1%
Value ($000) $545 Shares 10,500 Est. Cost $35.71 Unrealized
XRX XEROX CORP 0.1%
Value ($000) $538 Shares 23,200 Est. Cost $21.15 Unrealized 0.0%
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $530 Shares 2,600 Est. Cost $122.83 Unrealized +47.4%
ROYAL DUTCH SHELL F SPONSORED 0.1%
Value ($000) $528 Shares 15,023 Est. Cost $25.18 Unrealized
BRK/B BERKSHIRE HATHAWAY CLASS B 0.1%
Value ($000) $521 Shares 2,248 Est. Cost $204.86 Unrealized +7.5%
CVX CHEVRON CORP 0.1%
Value ($000) $502 Shares 5,945 Est. Cost $65.02 Unrealized 0.0%
SWKS SKYWORKS SOLUTIONS INC SWKS 0.1%
Value ($000) $497 Shares 3,250 Est. Cost $71.37 Unrealized +79.9%
EEFT EURONET WORLDWIDE INC 0.1%
Value ($000) $491 Shares 3,387 Est. Cost $141.17 Unrealized -17.5%
FTS FORTIS ORD 0.1%
Value ($000) $486 Shares 11,900 Est. Cost $33.70 Unrealized 0.0%
IBB ISHARES:NASDAQ BIOTECH 0.1%
Value ($000) $470 Shares 3,100 Est. Cost $101.01 Unrealized
TXN TEXAS INSTRUMENTS 0.1%
Value ($000) $460 Shares 2,800 Est. Cost $99.52 Unrealized +35.3%
NVIDIA CORP 0.1%
Value ($000) $444 Shares 850 Est. Cost $522.35 Unrealized
SELECT SECTOR UTI SELECT SPDR 0.1%
Value ($000) $439 Shares 7,000 Est. Cost $59.81 Unrealized
ALLETE INC ALE 0.1%
Value ($000) $421 Shares 6,800 Est. Cost $61.91 Unrealized
U S CONCRETE INC 0.1%
Value ($000) $420 Shares 10,500 Est. Cost $29.33 Unrealized
IPG PHOTONICS CORP 0.1%
Value ($000) $392 Shares 1,750 Est. Cost $160.57 Unrealized
RHHBY ROCHE HLDG AG F SPONSORED ADR 0.1%
Value ($000) $388 Shares 8,850 Est. Cost $43.61 Unrealized
REGENERON PHARMS INC 0.1%
Value ($000) $386 Shares 800 Est. Cost $373.33 Unrealized
LNT ALLIANT ENERGY CORP 0.1%
Value ($000) $381 Shares 7,400 Est. Cost $45.61 Unrealized 0.0%
FELE FRANKLIN ELECTRIC CO 0.1%
Value ($000) $381 Shares 5,500 Est. Cost $44.45 Unrealized +40.8%
HOLX HOLOGIC INC 0.1%
Value ($000) $379 Shares 5,200 Est. Cost $49.07 Unrealized +43.9%
IQVIA HOLDINGS INC 0.1%
Value ($000) $376 Shares 2,100 Est. Cost $117.01 Unrealized
HLIO HELIOS TECHNOLOGIES INC 0.1%
Value ($000) $368 Shares 6,900 Est. Cost $43.44 Unrealized +8.3%
SHW SHERWIN WILLIAMS CO 0.1%
Value ($000) $367 Shares 500 Est. Cost $123.81 Unrealized +83.1%
MU MICRON TECHNOLOGY 0.1%
Value ($000) $366 Shares 4,863 Est. Cost $46.53 Unrealized +26.4%
EVRG EVERGY INC 0.1%
Value ($000) $361 Shares 6,499 Est. Cost $44.68 Unrealized 0.0%
NEXTERA ENERGY INC 0.1%
Value ($000) $355 Shares 4,600 Est. Cost $101.33 Unrealized
AEP AMER ELECTRIC PWR CO 0.1%
Value ($000) $355 Shares 4,264 Est. Cost $72.00 Unrealized 0.0%
JOHNSON CONTROLS INTER F 0.1%
Value ($000) $349 Shares 7,500 Est. Cost $37.49 Unrealized
VANGUARD MATERIALS ETF 0.1%
Value ($000) $339 Shares 2,160 Est. Cost $134.72 Unrealized
EXELON CORP 0.0%
Value ($000) $312 Shares 7,400 Est. Cost $42.16 Unrealized
WEC W E C ENERGY GROUP INC 0.0%
Value ($000) $304 Shares 3,300 Est. Cost $82.07 Unrealized 0.0%
VMC VULCAN MATERIALS CO 0.0%
Value ($000) $297 Shares 2,000 Est. Cost $104.50 Unrealized +30.9%
CIEN CIENA CORP 0.0%
Value ($000) $296 Shares 5,600 Est. Cost $44.43 Unrealized 0.0%
GENERAL MOTORS CO 0.0%
Value ($000) $294 Shares 7,050 Est. Cost $29.65 Unrealized
PSX PHILLIPS 66 0.0%
Value ($000) $294 Shares 4,210 Est. Cost $49.06 Unrealized -2.2%
BANK OF PRINCETON 0.0%
Value ($000) $293 Shares 12,500 Est. Cost $18.16 Unrealized
RBKB RHINEBECK BANCORP INC 0.0%
Value ($000) $275 Shares 32,200 Est. Cost $6.68 Unrealized +14.8%
DHR DANAHER CORP 0.0%
Value ($000) $267 Shares 1,200 Est. Cost $140.03 Unrealized +40.0%
ORACLE CORP 0.0%
Value ($000) $263 Shares 4,060 Est. Cost $55.34 Unrealized
HAL HALLIBURTON CO HLDG 0.0%
Value ($000) $262 Shares 13,870 Est. Cost $14.16 Unrealized 0.0%
HRNNF HYDRO ONE ORD 0.0%
Value ($000) $259 Shares 11,500 Est. Cost $22.52 Unrealized
INTU INTUIT INC 0.0%
Value ($000) $256 Shares 675 Est. Cost $302.64 Unrealized +12.4%
HD HOME DEPOT INC 0.0%
Value ($000) $239 Shares 899 Est. Cost $199.72 Unrealized +21.4%
ALPHABET INC. CLASS C 0.0%
Value ($000) $237 Shares 135 Est. Cost $1755.56 Unrealized
AOS A. O. SMITH CORP 0.0%
Value ($000) $230 Shares 4,200 Est. Cost $45.33 Unrealized +10.9%
VANGUARD HEALTH CARE ETF 0.0%
Value ($000) $224 Shares 1,000 Est. Cost $204.00 Unrealized
AEGION CORP 0.0%
Value ($000) $218 Shares 11,500 Est. Cost $18.96 Unrealized
ROP ROPER TECHNOLOGIES INC 0.0%
Value ($000) $216 Shares 500 Est. Cost $398.27 Unrealized 0.0%
CALAMP CORP 0.0%
Value ($000) $215 Shares 21,700 Est. Cost $7.18 Unrealized
INVSC WATER RESC PORTFOLIO ETF 0.0%
Value ($000) $209 Shares 4,500 Est. Cost $46.44 Unrealized
CDUAF CANADIAN UTILITIES CL A ORD 0.0%
Value ($000) $207 Shares 8,500 Est. Cost $19.24 Unrealized 0.0%
MEXICO FUND 0.0%
Value ($000) $145 Shares 10,600 Est. Cost $13.68 Unrealized
ASRV AMERISERV FINANCIAL INC 0.0%
Value ($000) $98 Shares 31,216 Est. Cost $2.34 Unrealized +7.2%
AVALON ADVANCED MATERIALS INC 0.0%
Value ($000) $2 Shares 18,750 Est. Cost $0.11 Unrealized