Location: New York, NY
CIK: 0001040762 · Show all filings
Period: Q2 2013 (Next →)
Filing Date: Aug 15, 2013
Total Value: $953M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | State Bank Financial Corporation | 2,560,000 | $38.48M | 4.0% | $15.03 | — | Common Stock | 856190103 |
| C | Citigroup Inc. | 487,000 | $23.36M | 2.5% | $35.76 | 0.0% | Common Stock | 172967424 |
| COF | Capital One Financial Corporation | 355,000 | $22.3M | 2.3% | $47.00 | 0.0% | Common Stock | 14040H105 |
| FCNCA | First Citizens BancShares, Inc. Cl A | 103,000 | $19.78M | 2.1% | $182.75 | 0.0% | Common Stock | 31946M103 |
| WTFC | Wintrust Financial Corporation | 508,400 | $19.46M | 2.0% | $36.77 | 0.0% | Common Stock | 97650W108 |
| — | OmniAmerican Bancorp, Inc. | 796,620 | $17.55M | 1.8% | $22.03 | — | Common Stock | 68216R107 |
| AIG | American International Group, Inc. | 365,000 | $16.32M | 1.7% | $32.51 | 0.0% | Common Stock | 026874784 |
| — | Discover Financial Services | 310,000 | $14.77M | 1.5% | $47.64 | — | Common Stock | 254709108 |
| JPM | JPMorgan Chase & Co. | 275,000 | $14.52M | 1.5% | $36.24 | 0.0% | Common Stock | 46625H100 |
| — | First NBC Bank Holding Company | 590,000 | $14.4M | 1.5% | $24.40 | — | Common Stock | 32115D106 |
| — | First Midwest Bancorp, Inc. | 1,035,600 | $14.21M | 1.5% | $13.72 | — | Common Stock | 320867104 |
| STT | State Street Corporation | 215,000 | $14.02M | 1.5% | $44.60 | 0.0% | Common Stock | 857477103 |
| BAC | Bank of America Corporation | 1,075,000 | $13.82M | 1.5% | $10.03 | 0.0% | Common Stock | 060505104 |
| — | MB Financial, Inc. | 515,000 | $13.8M | 1.4% | $26.80 | — | Common Stock | 55264U108 |
| BANF | BancFirst Corporation | 294,500 | $13.71M | 1.4% | $16.45 | 0.0% | Common Stock | 05945F103 |
| AER | AerCap Holdings NV SHS | 750,000 | $13.1M | 1.4% | $16.06 | 0.0% | SHS | N00985106 |
| MS | Morgan Stanley | 500,000 | $12.21M | 1.3% | $17.33 | 0.0% | Common Stock | 617446448 |
| PFBC | Preferred Bank | 731,000 | $12.05M | 1.3% | $16.08 | 0.0% | Common Stock | 740367404 |
| — | Palmetto Bancshares, Inc. | 906,641 | $11.79M | 1.2% | $13.00 | — | Common Stock | 697062206 |
| TD | Toronto-Dominion Bank | 145,000 | $11.65M | 1.2% | $40.27 | 0.0% | Common Stock | 891160509 |
| — | SunTrust Banks, Inc. | 365,000 | $11.52M | 1.2% | $31.57 | — | Common Stock | 867914103 |
| — | Heritage Oaks Bancorp | 1,802,000 | $11.12M | 1.2% | $6.17 | — | Common Stock | 42724R107 |
| MET | MetLife, Inc. | 240,000 | $10.98M | 1.2% | $24.43 | 0.0% | Common Stock | 59156R108 |
| FFBC | First Financial Bancorp. | 721,100 | $10.74M | 1.1% | $9.47 | 0.0% | Common Stock | 320209109 |
| BKU | BankUnited, Inc. | 400,000 | $10.4M | 1.1% | $17.43 | 0.0% | Common Stock | 06652K103 |
| OCFC | OceanFirst Financial Corp. | 664,100 | $10.33M | 1.1% | $9.16 | 0.0% | Common Stock | 675234108 |
| — | Lazard Ltd SHS A | 320,000 | $10.29M | 1.1% | $32.15 | — | SHS A | G54050102 |
| — | United Community Financial Corp. | 2,289,857 | $10.14M | 1.1% | $4.43 | — | Common Stock | 909839102 |
| UCB | United Community Banks, Inc. | 813,400 | $10.1M | 1.1% | $11.35 | 0.0% | Common Stock | 90984P303 |
| — | Call - MTB $73.86 Exp 12/23/2018 | 258,700 | $9.831M | 1.0% | $38.00 | — | Warrants | 55261F112 |
| HBAN | Huntington Bancshares Incorporated | 1,200,000 | $9.444M | 1.0% | $4.66 | 0.0% | Common Stock | 446150104 |
| — | Southwest Bancorp, Inc. | 702,900 | $9.278M | 1.0% | $13.20 | — | Common Stock | 844767103 |
| — | Wilshire Bancorp, Inc. | 1,379,800 | $9.134M | 1.0% | $6.62 | — | Common Stock | 97186T108 |
| — | 1st United Bancorp, Inc. | 1,324,300 | $8.899M | 0.9% | $6.72 | — | Common Stock | 33740N105 |
| — | Fox Chase Bancorp, Inc. | 520,000 | $8.84M | 0.9% | $17.00 | — | Common Stock | 35137T108 |
| — | Boston Private Financial Holdings, Inc. | 829,500 | $8.826M | 0.9% | $10.64 | — | Common Stock | 101119105 |
| CMA | Comerica Incorporated | 220,000 | $8.763M | 0.9% | $24.17 | 0.0% | Common Stock | 200340107 |
| — | North Valley Bancorp | 517,600 | $8.566M | 0.9% | $16.55 | — | Common Stock | 66304M204 |
| — | HF Financial Corp. | 655,900 | $8.533M | 0.9% | $13.01 | — | Common Stock | 404172108 |
| — | Century Bancorp, Inc. Cl A Non Vtg | 240,714 | $8.425M | 0.9% | $35.00 | — | Common Stock | 156432106 |
| — | Territorial Bancorp Inc. | 370,980 | $8.388M | 0.9% | $22.61 | — | Common Stock | 88145X108 |
| — | Flagstar Bancorp, Inc. | 600,000 | $8.376M | 0.9% | $13.96 | — | Common Stock | 337930705 |
| — | Park Sterling Corp | 1,408,900 | $8.327M | 0.9% | $5.91 | — | Common Stock | 70086Y105 |
| HWC | Hancock Holding Company | 275,000 | $8.269M | 0.9% | $28.58 | 0.0% | Common Stock | 410120109 |
| — | Sterling Financial Corporation | 335,000 | $7.966M | 0.8% | $23.78 | — | Common Stock | 859319303 |
| — | HopFed Bancorp, Inc. | 734,602 | $7.934M | 0.8% | $10.80 | — | Common Stock | 439734104 |
| — | Synovus Financial Corp. | 2,700,000 | $7.884M | 0.8% | $2.92 | — | Common Stock | 87161C105 |
| — | City National Corporation | 122,500 | $7.763M | 0.8% | $63.37 | — | Common Stock | 178566105 |
| — | Malvern Bancorp, Inc. | 645,000 | $7.721M | 0.8% | $11.97 | — | Common Stock | 561409103 |
| — | Call - ZION $36.27 Exp 11/14/2018 | 2,007,300 | $7.648M | 0.8% | $3.81 | — | Warrants | 989701131 |
| — | American River Bankshares | 867,700 | $7.132M | 0.7% | $8.22 | — | Common Stock | 029326105 |
| TCBI | Texas Capital Bancshares, Inc. | 160,500 | $7.12M | 0.7% | $42.69 | 0.0% | Common Stock | 88224Q107 |
| AJG | Arthur J. Gallagher & Co. | 160,000 | $6.99M | 0.7% | $33.49 | 0.0% | Common Stock | 363576109 |
| HFWA | Heritage Financial Corporation | 468,600 | $6.865M | 0.7% | $13.97 | 0.0% | Common Stock | 42722X106 |
| IROQ | IF Bancorp, Inc. | 436,700 | $6.673M | 0.7% | $15.27 | 0.0% | Common Stock | 44951J105 |
| — | Yadkin Financial Corporation | 475,000 | $6.669M | 0.7% | $14.04 | — | Common Stock | 984305102 |
| ZION | Zions Bancorporation | 225,000 | $6.507M | 0.7% | $26.15 | 0.0% | Common Stock | 989701107 |
| NRIM | Northrim BanCorp, Inc. | 267,500 | $6.471M | 0.7% | $3.58 | 0.0% | Common Stock | 666762109 |
| FFIC | Flushing Financial Corporation | 385,000 | $6.333M | 0.7% | $9.24 | 0.0% | Common Stock | 343873105 |
| — | Evans Bancorp, Inc. | 351,200 | $6.167M | 0.6% | $17.56 | — | Common Stock | 29911Q208 |
| — | Standard Financial Corp. | 319,600 | $6.088M | 0.6% | $19.05 | — | Common Stock | 853393106 |
| — | Laporte Bancorp Inc. | 600,400 | $6.076M | 0.6% | $10.12 | — | Common Stock | 516651106 |
| — | Newport Bancorp, Inc. | 344,200 | $5.865M | 0.6% | $17.04 | — | Common Stock | 651754103 |
| WFC | Wells Fargo & Company | 140,000 | $5.778M | 0.6% | $27.36 | 0.0% | Common Stock | 949746101 |
| — | Walter Investment Management Corporation | 170,000 | $5.748M | 0.6% | $33.81 | — | Common Stock | 93317W102 |
| SMBC | Southern Missouri Bancorp, Inc. | 220,300 | $5.655M | 0.6% | $10.18 | 0.0% | Common Stock | 843380106 |
| — | 1st Century Bancshares, Inc. | 899,900 | $5.554M | 0.6% | $6.17 | — | Common Stock | 31943X102 |
| — | Charter Financial Corporation | 550,000 | $5.544M | 0.6% | $10.08 | — | Common Stock | 16122W108 |
| USB | U.S. Bancorp | 150,000 | $5.423M | 0.6% | $22.41 | 0.0% | Common Stock | 902973304 |
| — | Suffolk Bancorp | 331,803 | $5.422M | 0.6% | $16.34 | — | Common Stock | 864739107 |
| IVZ | Invesco Ltd. | 170,000 | $5.406M | 0.6% | $18.88 | 0.0% | Common Stock | G491BT108 |
| — | Bank Mutual Corporation | 958,000 | $5.403M | 0.6% | $5.64 | — | Common Stock | 063750103 |
| — | Xenith Bankshares, Inc. | 1,009,700 | $5.372M | 0.6% | $5.32 | — | Common Stock | 98410X105 |
| — | Capital Bank Financial Corporation | 280,000 | $5.326M | 0.6% | $19.02 | — | Common Stock | 139794101 |
| — | LNB Bancorp, Inc. | 587,600 | $5.047M | 0.5% | $8.59 | — | Common Stock | 502100100 |
| — | Bridge Capital Holdings | 315,300 | $5.001M | 0.5% | $15.86 | — | Common Stock | 108030107 |
| — | Seacoast Banking Corporation of Florida | 2,265,000 | $4.983M | 0.5% | $2.20 | — | Common Stock | 811707306 |
| — | Pacific Premier Bancorp, Inc. | 398,200 | $4.866M | 0.5% | $12.22 | — | Common Stock | 69478X105 |
| — | Hamilton Bancorp Inc. | 365,000 | $4.833M | 0.5% | $13.24 | — | Common Stock | 407015106 |
| MOFG | MidWestOne Financial Group, Inc. | 197,600 | $4.754M | 0.5% | $23.69 | 0.0% | Common Stock | 598511103 |
| — | Poage Bankshares, Inc. | 314,000 | $4.71M | 0.5% | $15.00 | — | Common Stock | 730206109 |
| — | Peoples Federal Bancshares, Inc. | 260,000 | $4.698M | 0.5% | $18.07 | — | Common Stock | 711037101 |
| — | Chicopee Bancorp, Inc. | 270,000 | $4.563M | 0.5% | $16.90 | — | Common Stock | 168565109 |
| NBHC | National Bank Holdings Corporation Cl A | 231,000 | $4.551M | 0.5% | $14.46 | 0.0% | Common Stock | 633707104 |
| — | BlackRock, Inc. | 17,500 | $4.495M | 0.5% | $256.86 | — | Common Stock | 09247X101 |
| — | CoBiz Financial Inc. | 530,000 | $4.399M | 0.5% | $8.30 | — | Common Stock | 190897108 |
| BRO | Brown & Brown, Inc. | 134,000 | $4.32M | 0.5% | $13.98 | 0.0% | Common Stock | 115236101 |
| — | SI Financial Group, Inc. | 390,100 | $4.311M | 0.5% | $11.05 | — | Common Stock | 78425V104 |
| — | Nationstar Mortgage Holdings, Inc. | 115,000 | $4.306M | 0.5% | $37.44 | — | Common Stock | 63861C109 |
| — | Astoria Financial Corporation | 387,500 | $4.177M | 0.4% | $10.78 | — | Common Stock | 046265104 |
| FCCO | First Community Corporation | 434,200 | $3.995M | 0.4% | $6.72 | 0.0% | Common Stock | 319835104 |
| — | First Busey Corporation | 880,000 | $3.96M | 0.4% | $4.50 | — | Common Stock | 319383105 |
| — | Fidelity Southern Corporation | 319,000 | $3.946M | 0.4% | $12.37 | — | Common Stock | 316394105 |
| — | Bridge Bancorp, Inc. | 175,000 | $3.938M | 0.4% | $22.50 | — | Common Stock | 108035106 |
| — | OBA Financial Services, Inc. | 212,700 | $3.922M | 0.4% | $18.44 | — | Common Stock | 67424G101 |
| BSRR | Sierra Bancorp | 264,000 | $3.907M | 0.4% | $9.00 | 0.0% | Common Stock | 82620P102 |
| — | State Investors Bancorp, Inc. | 245,000 | $3.641M | 0.4% | $14.86 | — | Common Stock | 857030100 |
| — | MainSource Financial Group, Inc. | 260,000 | $3.492M | 0.4% | $13.43 | — | Common Stock | 56062Y102 |
| — | Louisiana Bancorp, Inc. | 201,100 | $3.419M | 0.4% | $17.00 | — | Common Stock | 54619P104 |
| RJF | Raymond James Financial, Inc. | 75,000 | $3.224M | 0.3% | $24.09 | 0.0% | Common Stock | 754730109 |
| — | Meridian Interstate Bancorp, Inc. (MHC) | 170,000 | $3.201M | 0.3% | $18.83 | — | Common Stock | 58964Q104 |
| HTB | HomeTrust Bancshares, Inc. | 184,800 | $3.134M | 0.3% | $16.07 | 0.0% | Common Stock | 437872104 |
| RVSB | Riverview Bancorp, Inc. | 1,238,400 | $3.108M | 0.3% | $1.91 | 0.0% | Common Stock | 769397100 |
| EBMT | Eagle Bancorp Montana, Inc. | 287,100 | $3.063M | 0.3% | $7.64 | 0.0% | Common Stock | 26942G100 |
| — | Alliance Bancorp, Inc. of Pennsylvania | 215,000 | $2.956M | 0.3% | $13.75 | — | Common Stock | 01890A108 |
| HIFS | Hingham Institution for Savings | 41,100 | $2.79M | 0.3% | $55.69 | 0.0% | Common Stock | 433323102 |
| — | United Community Bancorp | 272,200 | $2.785M | 0.3% | $10.23 | — | Common Stock | 90984R101 |
| KEY | KeyCorp | 250,000 | $2.76M | 0.3% | $6.48 | 0.0% | Common Stock | 493267108 |
| — | Polonia Bancorp, Inc. | 282,300 | $2.611M | 0.3% | $9.25 | — | Common Stock | 73158Q109 |
| — | ASB Bancorp, Inc. | 153,600 | $2.521M | 0.3% | $16.41 | — | Common Stock | 00213T109 |
| — | Wolverine Bancorp, Inc. | 134,300 | $2.498M | 0.3% | $18.60 | — | Common Stock | 977880103 |
| — | Connectone Bancorp, Inc. | 80,000 | $2.459M | 0.3% | $30.74 | — | Common Stock | 20786U101 |
| — | Cowen Group, Inc. Cl A | 818,500 | $2.365M | 0.2% | $2.89 | — | Common Stock | 223622101 |
| — | Guaranty Bancorp | 203,944 | $2.315M | 0.2% | $11.35 | — | Common Stock | 40075T607 |
| — | Jacksonville Bancorp, Inc. | 4,822,900 | $2.315M | 0.2% | $0.48 | — | Common Stock | 469249106 |
| — | The Ryland Group, Inc. | 55,000 | $2.206M | 0.2% | $40.11 | — | Common Stock | 783764103 |
| — | FedFirst Financial Corporation | 117,300 | $2.171M | 0.2% | $18.51 | — | Common Stock | 31429C101 |
| WD | Walker & Dunlop, Inc. | 122,100 | $2.137M | 0.2% | $14.82 | 0.0% | Common Stock | 93148P102 |
| HFBL | Home Federal Bancorp, Inc. of Louisiana | 120,000 | $2.081M | 0.2% | $8.84 | 0.0% | Common Stock | 43708L108 |
| — | Old Line Bancshares, Inc. | 155,000 | $2.044M | 0.2% | $13.19 | — | Common Stock | 67984M100 |
| WLFC | Willis Lease Finance Corporation | 150,400 | $2.032M | 0.2% | $13.54 | 0.0% | Common Stock | 970646105 |
| FNLC | First Bancorp, Inc. | 116,000 | $2.028M | 0.2% | $9.14 | 0.0% | Common Stock | 31866P102 |
| — | Georgetown Bancorp, Inc. | 138,887 | $1.972M | 0.2% | $14.20 | — | Common Stock | 372591107 |
| — | Access National Corporation | 144,200 | $1.872M | 0.2% | $12.98 | — | Common Stock | 004337101 |
| LKFN | Lakeland Financial Corporation | 64,600 | $1.793M | 0.2% | $13.19 | 0.0% | Common Stock | 511656100 |
| HTBK | Heritage Commerce Corp | 250,200 | $1.751M | 0.2% | $6.76 | 0.0% | Common Stock | 426927109 |
| CVBF | CVB Financial Corp. | 145,000 | $1.705M | 0.2% | $7.30 | 0.0% | Common Stock | 126600105 |
| BEN | Franklin Resources, Inc. | 12,500 | $1.7M | 0.2% | $30.23 | 0.0% | Common Stock | 354613101 |
| — | Cardinal Financial Corporation | 100,000 | $1.464M | 0.2% | $14.64 | — | Common Stock | 14149F109 |
| CZNC | Citizens & Northern Corporation | 75,000 | $1.449M | 0.2% | $10.24 | 0.0% | Common Stock | 172922106 |
| — | Call - STI $33.70 Exp 12/31/2018 | 180,000 | $1.391M | 0.1% | $7.73 | — | Warrants | 867914129 |
| — | Premier Financial Bancorp, Inc. | 115,000 | $1.385M | 0.1% | $12.04 | — | Common Stock | 74050M105 |
| LEN | Lennar Corporation Cl A | 30,000 | $1.081M | 0.1% | $34.18 | 0.0% | Common Stock | 526057104 |
| — | Colonial Financial Services, Inc. | 76,200 | $1.029M | 0.1% | $13.50 | — | Common Stock | 19566B101 |
| — | Oneida Financial Corp. | 74,600 | $1.018M | 0.1% | $13.65 | — | Common Stock | 682479100 |
| IBCP | Independent Bank Corporation | 159,600 | $1.004M | 0.1% | $4.79 | 0.0% | Common Stock | 453838609 |
| — | Jacksonville Bancorp, Inc. (IL) | 48,100 | $917K | 0.1% | $19.06 | — | Common Stock | 46924R106 |
| WTBA | West Bancorporation, Inc. | 75,100 | $882K | 0.1% | $11.27 | 0.0% | Common Stock | 95123P106 |
| — | American Residential Properties, Inc. | 50,000 | $860K | 0.1% | $17.20 | — | Common Stock | 02927E303 |
| — | Call - JPM $42.42 Exp 10/28/2018 | 55,000 | $858K | 0.1% | $15.60 | — | Warrants | 46634E114 |
| AL | Air Lease Corporation Cl A | 30,000 | $828K | 0.1% | $23.75 | 0.0% | Common Stock | 00912X302 |
| — | Camco Financial Corporation | 250,000 | $820K | 0.1% | $3.28 | — | Common Stock | 132618109 |
| TROW | T. Rowe Price Group, Inc. | 10,000 | $732K | 0.1% | $47.69 | 0.0% | Common Stock | 74144T108 |
| WSBC | WesBanco, Inc. | 25,000 | $661K | 0.1% | $24.67 | 0.0% | Common Stock | 950810101 |
| — | Legg Mason, Inc. | 20,000 | $620K | 0.1% | $31.00 | — | Common Stock | 524901105 |
| MRSH | Marsh & McLennan Companies, Inc. | 15,000 | $599K | 0.1% | $31.19 | 0.0% | Common Stock | 571748102 |
| SPY | Put - SPY $160 Exp 09/21/2013 | 1,000 | $560K | 0.1% | — | — | Put | 78462F103 |
| — | New Century Bancorp, Inc. | 86,800 | $554K | 0.1% | $6.38 | — | Common Stock | 64353M100 |
| — | Standard Pacific Corp. | 60,000 | $500K | 0.1% | $8.33 | — | Common Stock | 85375C101 |
| — | Sterling Bancorp | 37,900 | $440K | 0.0% | $11.61 | — | Common Stock | 859158107 |
| — | Athens Bancshares Corporation | 22,300 | $401K | 0.0% | $17.98 | — | Common Stock | 047042106 |
| — | Janus Capital Group Inc. | 45,000 | $383K | 0.0% | $8.51 | — | Common Stock | 47102X105 |
| FMNB | Farmers National Banc Corp. | 60,000 | $377K | 0.0% | $4.28 | 0.0% | Common Stock | 309627107 |
| — | Hampton Roads Bankshares, Inc. | 280,355 | $362K | 0.0% | $1.29 | — | Common Stock | 409321502 |
| FBNC | First Bancorp | 25,000 | $353K | 0.0% | $10.64 | 0.0% | Common Stock | 318910106 |
| CZWI | Citizens Community Bancorp Inc. | 50,200 | $351K | 0.0% | $5.74 | 0.0% | Common Stock | 174903104 |
| — | Fortegra Financial Corporation | 51,000 | $350K | 0.0% | $6.86 | — | Common Stock | 34954W104 |
| — | Lakeland Bancorp, Inc. | 30,000 | $313K | 0.0% | $10.43 | — | Common Stock | 511637100 |
| — | DNB Financial Corporation | 17,300 | $306K | 0.0% | $17.69 | — | Common Stock | 233237106 |
| — | Ply Gem Holdings Inc. | 15,000 | $301K | 0.0% | $20.07 | — | Common Stock | 72941W100 |
| ONB | Old National Bancorp | 18,500 | $256K | 0.0% | $13.13 | 0.0% | Common Stock | 680033107 |
| — | Simplicity Bancorp Inc. | 14,700 | $213K | 0.0% | $14.49 | — | Common Stock | 828867101 |
| CAC | Camden National Corporation | 5,700 | $202K | 0.0% | $15.06 | 0.0% | Common Stock | 133034108 |
| PHM | PulteGroup, Inc. | 10,000 | $190K | 0.0% | $17.74 | 0.0% | Common Stock | 745867101 |
| — | Southcoast Financial Corporation | 11,000 | $58,000 | 0.0% | $5.27 | — | Common Stock | 84129R100 |