CIK: 0001040762 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 14, 2013
Total Value ($000): $954,091 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | State Bank Financial Corporation | 2,505,000 | $39,754 | 4.2% | $15.03 | — | Common Stock | 856190103 |
| C | Citigroup Inc. | 627,100 | $30,421 | 3.2% | $36.18 | +4.0% | Common Stock | 172967424 |
| JPM | JPMorgan Chase & Co. | 455,000 | $23,519 | 2.5% | $37.14 | +3.7% | Common Stock | 46625H100 |
| FCNCA | First Citizens BancShares, Inc. CL A | 111,000 | $22,822 | 2.4% | $183.72 | +6.8% | Common Stock | 31946M103 |
| STT | State Street Corporation | 316,900 | $20,836 | 2.2% | $46.10 | +6.9% | Common Stock | 857477103 |
| — | OmniAmerican Bancorp, Inc. | 773,600 | $18,922 | 2.0% | $22.03 | — | Common Stock | 68216R107 |
| WTFC | Wintrust Financial Corporation | 438,400 | $18,005 | 1.9% | $36.77 | +10.5% | Common Stock | 97650W108 |
| — | First NBC Bank Holding Company | 697,100 | $16,995 | 1.8% | $24.40 | — | Common Stock | 32115D106 |
| PNC | PNC Financial Services Group, Inc. | 227,500 | $16,482 | 1.7% | $51.33 | 0.0% | Common Stock | 693475105 |
| BANF | BancFirst Corporation | 292,900 | $15,837 | 1.7% | $16.45 | +22.9% | Common Stock | 05945F103 |
| — | Lazard Ltd SHS A | 436,400 | $15,719 | 1.6% | $33.18 | — | SHS A | G54050102 |
| — | Southwest Bancorp, Inc. | 993,600 | $14,715 | 1.5% | $13.67 | — | Common Stock | 844767103 |
| — | First Midwest Bancorp, Inc. | 910,600 | $13,732 | 1.4% | $13.72 | — | Common Stock | 320867104 |
| IBCP | Independent Bank Corporation | 1,372,500 | $13,725 | 1.4% | $5.65 | +2.0% | Common Stock | 453838609 |
| RJF | Raymond James Financial, Inc. | 328,700 | $13,697 | 1.4% | $24.13 | +0.0% | Common Stock | 754730109 |
| COF | Capital One Financial Corporation | 195,900 | $13,466 | 1.4% | $47.00 | +14.8% | Common Stock | 14040H105 |
| SFNC | Simmons First National Corporation CL A $1 Par | 423,800 | $13,176 | 1.4% | $13.71 | 0.0% | Common Stock | 828730200 |
| AER | AerCap Holdings NV SHS | 667,100 | $12,982 | 1.4% | $16.06 | +11.5% | SHS | N00985106 |
| — | Territorial Bancorp Inc. | 575,000 | $12,633 | 1.3% | $22.38 | — | Common Stock | 88145X108 |
| MET | MetLife, Inc. | 253,200 | $11,888 | 1.2% | $24.66 | +16.8% | Common Stock | 59156R108 |
| OSG | Ambac Financial Group, Inc. | 642,700 | $11,659 | 1.2% | $22.78 | 0.0% | Common Stock | 023139884 |
| — | Palmetto Bancshares, Inc. | 884,841 | $11,538 | 1.2% | $13.00 | — | Common Stock | 697062206 |
| — | North Valley Bancorp | 607,700 | $11,486 | 1.2% | $16.90 | — | Common Stock | 66304M204 |
| — | MB Financial, Inc. | 400,000 | $11,284 | 1.2% | $26.80 | — | Common Stock | 55264U108 |
| AJG | Arthur J. Gallagher & Co. | 254,700 | $11,118 | 1.2% | $33.77 | +1.4% | Common Stock | 363576109 |
| PFBC | Preferred Bank | 583,200 | $10,375 | 1.1% | $16.08 | +5.3% | Common Stock | 740367404 |
| AXP | American Express Company | 137,200 | $10,361 | 1.1% | $63.24 | 0.0% | Common Stock | 025816109 |
| AIG | American International Group, Inc. | 205,900 | $10,013 | 1.0% | $32.51 | +10.8% | Common Stock | 026874784 |
| — | CoBiz Financial Inc. | 1,028,956 | $9,940 | 1.0% | $8.96 | — | Common Stock | 190897108 |
| — | United Community Financial Corp. | 2,554,357 | $9,936 | 1.0% | $4.37 | — | Common Stock | 909839102 |
| — | 1st United Bancorp, Inc. | 1,293,000 | $9,478 | 1.0% | $6.72 | — | Common Stock | 33740N105 |
| UCB | United Community Banks, Inc. | 627,300 | $9,403 | 1.0% | $11.35 | +28.0% | Common Stock | 90984P303 |
| — | Heritage Oaks Bancorp | 1,466,100 | $9,383 | 1.0% | $6.17 | — | Common Stock | 42724R107 |
| FFBC | First Financial Bancorp. | 600,000 | $9,102 | 1.0% | $9.47 | +4.0% | Common Stock | 320209109 |
| — | Discover Financial Services | 180,000 | $9,097 | 1.0% | $47.64 | — | Common Stock | 254709108 |
| — | Fox Chase Bancorp, Inc. | 495,000 | $8,613 | 0.9% | $17.00 | — | Common Stock | 35137T108 |
| — | Century Bancorp, Inc. | 253,000 | $8,432 | 0.9% | $34.92 | — | Common Stock | 156432106 |
| — | HF Financial Corp. | 655,900 | $8,422 | 0.9% | $13.01 | — | Common Stock | 404172108 |
| — | Walter Investment Management Corporation | 208,700 | $8,252 | 0.9% | $34.87 | — | Common Stock | 93317W102 |
| — | HopFed Bancorp, Inc. | 734,602 | $8,220 | 0.9% | $10.80 | — | Common Stock | 439734104 |
| — | Malvern Bancorp, Inc. | 645,000 | $8,217 | 0.9% | $11.97 | — | Common Stock | 561409103 |
| — | American River Bankshares | 867,700 | $7,375 | 0.8% | $8.22 | — | Common Stock | 029326105 |
| — | Suffolk Bancorp | 404,800 | $7,173 | 0.8% | $16.59 | — | Common Stock | 864739107 |
| IROQ | IF Bancorp, Inc. | 445,200 | $7,168 | 0.8% | $15.28 | +3.3% | Common Stock | 44951J105 |
| — | Boston Private Financial Holdings, Inc. | 644,700 | $7,150 | 0.7% | $10.64 | — | Common Stock | 101119105 |
| — | Charter Financial Corporation | 649,400 | $7,014 | 0.7% | $10.19 | — | Common Stock | 16122W108 |
| — | Realogy Holdings Corporation | 160,000 | $6,883 | 0.7% | $43.02 | — | Common Stock | 75605Y106 |
| — | 1st Century Bancshares, Inc. | 899,900 | $6,758 | 0.7% | $6.17 | — | Common Stock | 31943X102 |
| — | Evans Bancorp, Inc. | 339,100 | $6,633 | 0.7% | $17.56 | — | Common Stock | 29911Q208 |
| — | SI Financial Group, Inc. | 582,385 | $6,610 | 0.7% | $11.15 | — | Common Stock | 78425V104 |
| — | Call - MTB $73.86 Exp 12/23/2018 | 167,500 | $6,409 | 0.7% | $38.00 | — | Call | 55261F112 |
| — | Laporte Bancorp Inc. | 600,400 | $6,280 | 0.7% | $10.12 | — | Common Stock | 516651106 |
| TCBI | Texas Capital Bancshares, Inc. | 135,000 | $6,195 | 0.6% | $42.69 | +7.8% | Common Stock | 88224Q107 |
| — | Call - ZION $36.27 Exp 11/14/2018 | 1,965,224 | $6,131 | 0.6% | $3.81 | — | Call | 989701131 |
| SMBC | Southern Missouri Bancorp, Inc. | 225,800 | $6,006 | 0.6% | $10.20 | +6.3% | Common Stock | 843380106 |
| — | Xenith Bankshares, Inc. | 985,600 | $5,914 | 0.6% | $5.32 | — | Common Stock | 98410X105 |
| — | City National Corporation | 88,200 | $5,879 | 0.6% | $63.37 | — | Common Stock | 178566105 |
| — | Park Sterling Corp | 913,300 | $5,854 | 0.6% | $5.91 | — | Common Stock | 70086Y105 |
| NRIM | Northrim BanCorp, Inc. | 240,800 | $5,803 | 0.6% | $3.58 | +12.3% | Common Stock | 666762109 |
| SAMG | Silvercrest Asset Management Group Inc. CL A | 420,000 | $5,725 | 0.6% | $13.19 | 0.0% | Common Stock | 828359109 |
| — | Standard Financial Corp. | 309,600 | $5,650 | 0.6% | $19.05 | — | Common Stock | 853393106 |
| AL | Air Lease Corporation CL A | 196,600 | $5,438 | 0.6% | $23.31 | -0.3% | Common Stock | 00912X302 |
| — | Hamilton Bancorp Inc. | 365,000 | $5,420 | 0.6% | $13.24 | — | Common Stock | 407015106 |
| IVZ | Invesco Ltd. SHS | 167,900 | $5,356 | 0.6% | $18.88 | +0.4% | SHS | G491BT108 |
| — | Bridge Capital Holdings | 303,100 | $5,147 | 0.5% | $15.86 | — | Common Stock | 108030107 |
| — | LNB Bancorp, Inc. | 539,700 | $5,073 | 0.5% | $8.59 | — | Common Stock | 502100100 |
| — | WSFS Financial Corporation 6.25% Pfd. Stock | 196,400 | $5,057 | 0.5% | $25.75 | — | Common Stock | 929328409 |
| — | Bank Mutual Corporation | 804,500 | $5,044 | 0.5% | $5.64 | — | Common Stock | 063750103 |
| HBAN | Huntington Bancshares Incorporated | 600,000 | $4,956 | 0.5% | $4.66 | +14.0% | Common Stock | 446150104 |
| — | Seacoast Banking Corporation of Florida | 2,265,000 | $4,915 | 0.5% | $2.20 | — | Common Stock | 811707306 |
| — | Chicopee Bancorp, Inc. | 270,000 | $4,755 | 0.5% | $16.90 | — | Common Stock | 168565109 |
| HTBK | Heritage Commerce Corp | 613,300 | $4,692 | 0.5% | $7.04 | +2.8% | Common Stock | 426927109 |
| BMO | Bank of Montreal | 69,800 | $4,664 | 0.5% | $37.97 | 0.0% | Common Stock | 063671101 |
| — | Poage Bankshares, Inc. | 314,000 | $4,537 | 0.5% | $15.00 | — | Common Stock | 730206109 |
| — | Capital Bank Financial Corporation | 205,368 | $4,508 | 0.5% | $19.02 | — | Common Stock | 139794101 |
| — | Wilshire Bancorp, Inc. | 550,000 | $4,494 | 0.5% | $6.62 | — | Common Stock | 97186T108 |
| BSRR | Sierra Bancorp | 285,400 | $4,489 | 0.5% | $9.11 | +15.4% | Common Stock | 82620P102 |
| — | Synovus Financial Corp. | 1,325,000 | $4,373 | 0.5% | $2.92 | — | Common Stock | 87161C105 |
| — | Peoples Federal Bancshares, Inc. | 247,800 | $4,317 | 0.5% | $18.07 | — | Common Stock | 711037101 |
| FCCO | First Community Corporation | 404,500 | $4,219 | 0.4% | $6.72 | +13.6% | Common Stock | 319835104 |
| MOFG | MidWestOne Financial Group, Inc. | 163,500 | $4,204 | 0.4% | $23.69 | +8.3% | Common Stock | 598511103 |
| — | Chemical Financial Corporation | 150,000 | $4,188 | 0.4% | $27.92 | — | Common Stock | 163731102 |
| — | First Busey Corporation | 800,000 | $4,168 | 0.4% | $4.50 | — | Common Stock | 319383105 |
| — | MainSource Financial Group, Inc. | 266,200 | $4,044 | 0.4% | $13.47 | — | Common Stock | 56062Y102 |
| — | OBA Financial Services, Inc. | 212,700 | $4,041 | 0.4% | $18.44 | — | Common Stock | 67424G101 |
| — | State Investors Bancorp, Inc. | 245,000 | $4,038 | 0.4% | $14.86 | — | Common Stock | 857030100 |
| — | Guaranty Bancorp | 285,500 | $3,908 | 0.4% | $12.02 | — | Common Stock | 40075T607 |
| NBHC | National Bank Holdings Corporation CL A | 172,400 | $3,541 | 0.4% | $14.46 | +9.1% | Common Stock | 633707104 |
| — | Louisiana Bancorp, Inc. | 201,100 | $3,539 | 0.4% | $17.00 | — | Common Stock | 54619P104 |
| — | Bridge Bancorp, Inc. | 158,500 | $3,408 | 0.4% | $22.50 | — | Common Stock | 108035106 |
| CMA | Comerica Incorporated | 86,300 | $3,392 | 0.4% | $24.17 | +11.7% | Common Stock | 200340107 |
| RVSB | Riverview Bancorp, Inc. | 1,238,400 | $3,257 | 0.3% | $1.91 | +8.2% | Common Stock | 769397100 |
| RF | Regions Financial Corporation | 350,000 | $3,241 | 0.3% | $6.54 | 0.0% | Common Stock | 7591EP100 |
| BMRC | Bank of Marin Bancorp | 77,800 | $3,233 | 0.3% | $14.69 | 0.0% | Common Stock | 063425102 |
| — | Alliance Bancorp, Inc. of Pennsylvania | 215,000 | $3,118 | 0.3% | $13.75 | — | Common Stock | 01890A108 |
| HTB | HomeTrust Bancshares, Inc. | 187,500 | $3,094 | 0.3% | $16.07 | +2.3% | Common Stock | 437872104 |
| PIPR | Piper Jaffray Companies | 90,000 | $3,086 | 0.3% | $33.69 | 0.0% | Common Stock | 724078100 |
| WD | Walker & Dunlop, Inc. | 190,000 | $3,023 | 0.3% | $14.35 | -5.9% | Common Stock | 93148P102 |
| HIFS | Hingham Institution for Savings | 42,000 | $2,936 | 0.3% | $55.77 | +6.4% | Common Stock | 433323102 |
| — | United Community Bancorp | 286,500 | $2,894 | 0.3% | $10.22 | — | Common Stock | 90984R101 |
| — | Polonia Bancorp, Inc. | 288,000 | $2,880 | 0.3% | $9.26 | — | Common Stock | 73158Q109 |
| — | Nationstar Mortgage Holdings, Inc. | 49,000 | $2,755 | 0.3% | $37.44 | — | Common Stock | 63861C109 |
| EBMT | Eagle Bancorp Montana, Inc. | 253,100 | $2,746 | 0.3% | $7.64 | +3.8% | Common Stock | 26942G100 |
| — | Washington Banking Company | 194,800 | $2,739 | 0.3% | $14.06 | — | Common Stock | 937303105 |
| — | Wolverine Bancorp, Inc. | 134,300 | $2,659 | 0.3% | $18.60 | — | Common Stock | 977880103 |
| — | First Bancshares Inc. | 185,000 | $2,590 | 0.3% | $14.00 | — | Common Stock | 318916103 |
| BEN | Franklin Resources, Inc. | 50,000 | $2,527 | 0.3% | $29.09 | -1.3% | Common Stock | 354613101 |
| BRO | Brown & Brown, Inc. | 78,700 | $2,526 | 0.3% | $13.98 | +3.5% | Common Stock | 115236101 |
| — | ASB Bancorp, Inc. | 142,700 | $2,444 | 0.3% | $16.41 | — | Common Stock | 00213T109 |
| — | Jacksonville Bancorp, Inc. | 4,867,200 | $2,408 | 0.3% | $0.48 | — | Common Stock | 469249106 |
| WLFC | Willis Lease Finance Corporation | 150,400 | $2,366 | 0.2% | $13.54 | +7.1% | Common Stock | 970646105 |
| FFIC | Flushing Financial Corporation | 127,800 | $2,358 | 0.2% | $9.24 | +17.9% | Common Stock | 343873105 |
| — | Colonial Financial Services, Inc. | 173,100 | $2,337 | 0.2% | $13.50 | — | Common Stock | 19566B101 |
| TRMK | Trustmark Corporation | 90,000 | $2,304 | 0.2% | $17.60 | 0.0% | Common Stock | 898402102 |
| — | Camco Financial Corporation | 561,800 | $2,264 | 0.2% | $3.70 | — | Common Stock | 132618109 |
| — | FedFirst Financial Corporation | 117,300 | $2,258 | 0.2% | $18.51 | — | Common Stock | 31429C101 |
| BOKF | BOK Financial Corporation | 35,000 | $2,217 | 0.2% | $48.07 | 0.0% | Common Stock | 05561Q201 |
| — | Cowen Group, Inc. CL A | 635,000 | $2,184 | 0.2% | $2.89 | — | Common Stock | 223622101 |
| — | Sterling Financial Corporation | 74,200 | $2,126 | 0.2% | $23.78 | — | Common Stock | 859319303 |
| — | Old Line Bancshares, Inc. | 155,000 | $2,080 | 0.2% | $13.19 | — | Common Stock | 67984M100 |
| WFC | Wells Fargo & Company | 50,000 | $2,066 | 0.2% | $27.36 | +10.3% | Common Stock | 949746101 |
| TROW | T. Rowe Price Group, Inc. | 28,300 | $2,036 | 0.2% | $47.59 | -0.1% | Common Stock | 74144T108 |
| HFBL | Home Federal Bancorp, Inc. of Louisiana | 120,000 | $2,036 | 0.2% | $8.84 | -1.6% | Common Stock | 43708L108 |
| MS | Morgan Stanley | 75,000 | $2,021 | 0.2% | $17.33 | +13.4% | Common Stock | 617446448 |
| — | Access National Corporation | 137,900 | $1,966 | 0.2% | $12.98 | — | Common Stock | 004337101 |
| — | Georgetown Bancorp, Inc. | 134,987 | $1,944 | 0.2% | $14.20 | — | Common Stock | 372591107 |
| HTH | Hilltop Holdings Inc. | 100,000 | $1,850 | 0.2% | $16.82 | 0.0% | Common Stock | 432748101 |
| USB | U.S. Bancorp | 50,000 | $1,829 | 0.2% | $22.41 | +8.6% | Common Stock | 902973304 |
| — | Flagstar Bancorp, Inc. COM PAR .001 | 115,677 | $1,707 | 0.2% | $13.96 | — | Common Stock | 337930705 |
| WTBA | West Bancorporation, Inc. Cap Stk | 117,500 | $1,622 | 0.2% | $11.94 | +9.9% | Common Stock | 95123P106 |
| GBCI | Glacier Bancorp, Inc. | 65,000 | $1,604 | 0.2% | $15.97 | 0.0% | Common Stock | 37637Q105 |
| HWC | Hancock Holding Company | 50,000 | $1,569 | 0.2% | $28.58 | +13.3% | Common Stock | 410120109 |
| CZNC | Citizens & Northern Corporation | 75,000 | $1,496 | 0.2% | $10.24 | +4.3% | Common Stock | 172922106 |
| SPY | Put - SPY $168 Exp 11/16/2013 | 4,500 | $1,496 | 0.2% | — | — | Put | 78462F103 |
| — | Connectone Bancorp, Inc. | 41,600 | $1,461 | 0.2% | $30.74 | — | Common Stock | 20786U101 |
| — | Fly Leasing Ltd. Sponsored ADR | 100,000 | $1,388 | 0.1% | $13.88 | — | Common Stock | 34407D109 |
| FNLC | First Bancorp, Inc. | 81,700 | $1,360 | 0.1% | $9.14 | +4.7% | Common Stock | 31866P102 |
| TD | Toronto-Dominion Bank | 15,000 | $1,350 | 0.1% | $40.27 | +5.5% | Common Stock | 891160509 |
| — | SunTrust Banks, Inc. | 40,000 | $1,297 | 0.1% | $31.57 | — | Common Stock | 867914103 |
| — | Yadkin Financial Corporation | 70,000 | $1,206 | 0.1% | $14.04 | — | Common Stock | 984305102 |
| — | Premier Financial Bancorp, Inc. | 104,100 | $1,201 | 0.1% | $12.04 | — | Common Stock | 74050M105 |
| — | Call - STI $33.70 Exp 12/31/2018 | 153,896 | $1,200 | 0.1% | $7.73 | — | Call | 867914129 |
| — | Sunshine Financial Inc. | 70,000 | $1,092 | 0.1% | $15.60 | — | Common Stock | 86782T109 |
| — | Call - JPM $42.42 Exp 10/28/2018 | 56,500 | $947 | 0.1% | $15.60 | — | Call | 46634E114 |
| AMH | American Homes 4 Rent CL A | 58,500 | $945 | 0.1% | $16.15 | — | Common Stock | 02665T306 |
| — | Jacksonville Bancorp, Inc. (IL) | 48,100 | $937 | 0.1% | $19.06 | — | Common Stock | 46924R106 |
| — | American Residential Properties, Inc. | 50,000 | $881 | 0.1% | $17.20 | — | Common Stock | 02927E303 |
| FIBK | First Interstate BancSystem, Inc. COM CL A | 35,300 | $852 | 0.1% | $13.86 | 0.0% | Common Stock | 32055Y201 |
| — | PartnerRe Ltd. | 9,056 | $829 | 0.1% | $91.54 | — | Common Stock | G6852T105 |
| FBIZ | First Business Financial Services, Inc. | 25,000 | $816 | 0.1% | $11.85 | 0.0% | Common Stock | 319390100 |
| — | Oneida Financial Corp. | 60,900 | $806 | 0.1% | $13.65 | — | Common Stock | 682479100 |
| — | Call - AMBC $16.67 Exp 4/30/2023 | 62,500 | $754 | 0.1% | — | — | Call | 023139116 |
| WSBC | WesBanco, Inc. | 25,000 | $743 | 0.1% | $24.67 | +18.4% | Common Stock | 950810101 |
| BAC | Bank of America Corporation | 50,000 | $690 | 0.1% | $10.03 | +12.0% | Common Stock | 060505104 |
| — | Legg Mason, Inc. | 20,000 | $669 | 0.1% | $31.00 | — | Common Stock | 524901105 |
| — | Fidelity National Financial, Inc. CL A | 25,000 | $665 | 0.1% | $26.60 | — | Common Stock | 31620R105 |
| — | New Century Bancorp, Inc. | 88,700 | $599 | 0.1% | $6.39 | — | Common Stock | 64353M100 |
| — | Carroll Bancorp, Inc. | 35,000 | $569 | 0.1% | $16.26 | — | Common Stock | 144702107 |
| — | Fortegra Financial Corporation | 51,000 | $434 | 0.0% | $6.86 | — | Common Stock | 34954W104 |
| — | Simplicity Bancorp Inc. | 25,000 | $389 | 0.0% | $14.93 | — | Common Stock | 828867101 |
| CZWI | Citizens Community Bancorp Inc. | 52,000 | $377 | 0.0% | $5.75 | +3.9% | Common Stock | 174903104 |
| — | EverBank Financial Corp | 25,000 | $375 | 0.0% | $15.00 | — | Common Stock | 29977G102 |
| — | DNB Financial Corporation | 17,300 | $363 | 0.0% | $17.69 | — | Common Stock | 233237106 |
| FBNC | First Bancorp | 25,000 | $361 | 0.0% | $10.64 | +11.1% | Common Stock | 318910106 |
| — | HMN Financial, Inc. | 29,000 | $229 | 0.0% | $7.90 | — | Common Stock | 40424G108 |
| — | Westfield Financial, Inc. | 22,800 | $161 | 0.0% | $7.06 | — | Common Stock | 96008P104 |
| — | Southcoast Financial Corporation | 11,000 | $63 | 0.0% | $5.27 | — | Common Stock | 84129R100 |